United States Court of Appeals
For the First Circuit
No. 10-1239
JACQUES ROBIDOUX,
Petitioner, Appellant,
v.
STEVEN J. O'BRIEN, Superintendent,
Respondent, Appellee.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Richard G. Stearns, U.S. District Judge]
Before
Boudin, Circuit Judge,
Souter,* Associate Justice,
and Selya, Circuit Judge.
Janet Hetherwick Pumphrey for appellant.
Susanne G. Reardon, Assistant Attorney General, Criminal
Bureau, with whom Martha Coakley, Attorney General, was on brief
for appellee.
June 28, 2011
*
The Hon. David H. Souter, Associate Justice (Ret.) of the
Supreme Court of the United States, sitting by designation.
BOUDIN, Circuit Judge. Jacques Robidoux was convicted in
Massachusetts state court for the murder of his eleven-month-old
son for which he is serving a life sentence. He now seeks review
of the district court's denial of his federal petition for habeas
corpus. 28 U.S.C. § 2254 (2006). The central question is whether
his trial counsel, Francis O'Boy, provided competent
representation. A brief summary of background events and earlier
proceedings is a preface to several difficult legal issues.1
Robidoux's father led a religious sect that included
Robidoux and his wife, Karen. One of his father's beliefs was that
a number of ordinary institutions, including the legal system, the
medical system, and mainstream religion, were invalid--indeed,
among "Satan's seven counterfeit systems"--and members of the sect
were instructed to eschew doctors and medicines.
On April 29, 1998, Robidoux's son, Samuel, was born
without complication to his wife Karen. Samuel was healthy: he was
described by family members as "active" and "robust"; in January
1999, when he was eight months old, he was reported to eat
"willingly anything that was put in front of him"; and he was able
to sit and had begun walking by grabbing onto furniture.
1
The facts are drawn mostly from the Massachusetts Supreme
Judicial Court's ("SJC") decision upholding Robidoux's conviction,
Commonwealth v. Robidoux, 877 N.E.2d 232 (Mass. 2007), supplemented
where necessary with facts from the record that are consistent with
the SJC's findings. See Lynch v. Ficco, 438 F.3d 35, 39 (1st
Cir.), cert. denied, 549 U.S. 892 (2006).
-2-
In early March 1999, one of Robidoux's sisters claimed to
receive a "leading"--what the sect deemed a revelation from God to
live life in a certain manner--that Karen was to nurse Samuel for
ten minutes on each breast every hour and eliminate all other
sources of food from Samuel's diet. This regime, endorsed by
Robidoux's father, was adopted by Robidoux and his wife.
In consequence, Samuel began to fail from lack of proper
nourishment. Samuel's deterioration was manifest--and its dreadful
character and his suffering were portrayed at the later trial--but
Robidoux and Karen did not take Samuel to a doctor or relax his
dietary restrictions. Rather, Robidoux called a special meeting of
the sect in late April 1999 to pray in the hope of improving
Samuel's condition.
The next day, Robidoux informed the sect of Samuel's
death. He concealed the body in the bulkhead of a sister's home
and months later buried it in Baxter State Park in Maine. The
police learned of events from an ex-member of the sect and
recovered Samuel's remains about a year after the secret burial.
A state grand jury in Massachusetts indicted Robidoux for first-
degree murder; his wife was indicted for second-degree murder.
Robidoux was tried, separately from Karen, in a nine-day trial in
June 2002. O'Boy, who had practiced law in Massachusetts for
nearly forty years, served as trial counsel for Robidoux.
-3-
At trial, O'Boy's main defense was to argue that
starvation was not the proven cause of death. Robidoux's expert
witness, a pediatric forensic pathologist, testified that Samuel
may have died from any number of causes other than starvation. For
the state, Maine's chief medical examiner testified that Samuel's
cause of death was severe malnutrition due to starvation; a
forensic anthropologist pointed to abnormalities in Samuel's bones
consistent with malnutrition; and a pediatrician described Samuel's
deterioration as consistent with malnutrition.
Robidoux himself chose to testify, admitting some facts
helpful to the prosecution but also offering statements that might
induce some sympathy. He admitted seeing adverse changes in Samuel
after the dietary restrictions began and conceded that Samuel's
deteriorating health was "based on his not getting enough
nourishment." However, Robidoux denied any intent to harm the
child, saying that the death was a "product of mistakes and
misunderstandings," and he took responsibility for Samuel's death,
saying that "[t]he buck stops here."
During his closing argument, O'Boy attempted to turn
Robidoux's candor to the defense's advantage, arguing that Robidoux
was courageously attempting to "take the bullet for the rest of the
family." O'Boy implored the jury not to let Robidoux become the
scapegoat for the prosecution, but rather to "judge the man." He
concluded his closing statement suggesting that Robidoux did not
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cause Samuel's death, that the cause of death remained debatable,
and that, given his candor, Robidoux was no hardened criminal.
On June 14, 2002, one day after the case went to the
jury, the jury found Robidoux guilty of first degree murder by
reason of extreme atrocity or cruelty, and on that same day, the
trial court sentenced Robidoux to life imprisonment. Robidoux
ultimately filed two post-trial motions for relief; both were
denied by the trial judge.
The first, prepared shortly after the verdict by O'Boy,
was a motion for a required finding of not guilty or for a new
trial; it alleged, inter alia, that the judge failed properly to
charge the jury on Massachusetts' "third prong" malice element,
discussed below. The second motion, prepared in 2005 by new
counsel for Robidoux, was also for a new trial, and charged, inter
alia, that O'Boy had provided inadequate representation. The
second motion included three affidavits pertinent here.
One was by a psychologist who gave his opinion that
Robidoux was unable to appreciate or understand that it was wrong
to deprive his son of solid food, although he admitted that he had
never interviewed Robidoux.2 A second affidavit was by Robidoux
himself, who stated that O'Boy "discussed with [him] the various
2
The psychologist's opinion was based on an examination of
Karen and his research of cults generally in preparation for
Karen's trial. Karen later was acquitted of second-degree murder,
after arguing that she had been psychologically battered within the
sect, but was convicted of assault and battery.
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ways to try [his] case, including the insanity defense," but that
there was "simply no way that [Robidoux] would talk to a doctor or
a psychotherapist" prior to the trial because of his religious
beliefs.
The third affidavit was by the director of the New
England Institute for Religious Research, who had been the court-
appointed guardian ad litem in the care and protection case brought
by Massachusetts against the sect. Based on interviews with
Robidoux and other materials, the affiant gave his opinion that
undue influence was being exercised over Robidoux by his father and
other sect members that made it impossible for counsel to present
an adequate defense.
In rejecting the motion, the state trial judge found that
trial counsel had properly defended the case. The judge said that,
based on her own observation of Robidoux in court and the cogency
of his answers and trial testimony, he was entirely competent to
stand trial. The trial judge also had earlier said that Robidoux's
rambling eve-of-trial motion to represent himself--described in
more detail below--was a tactic to secure a delay. On direct
appeal, the SJC upheld Robidoux's conviction.
Robidoux then sought federal habeas relief, 28 U.S.C.
§ 2254, which the federal district court in turn denied. Robidoux
v. O'Brien, Civ. No. 08-11046-RGS, 2010 WL 559107 (D. Mass. Feb.
11, 2010). However, the court granted a certificate of
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appealability, 28 U.S.C. § 2253(c), as to whether O'Boy had
provided ineffective assistance in failing "to request a mental
evaluation and a competency hearing"; on Robidoux's motion, we
expanded the certificate to include trial counsel's failure to
press a defense based on insanity or diminished capacity.
All three of these issues were addressed by the SJC on
the merits and the claims were rejected; indeed, the SJC affirmed
that Robidoux had been competent to stand trial. Customarily,
where the state court has addressed the constitutional issues and
applied standards at least as generous to the defendant as those
imposed by the federal constitution, federal review is limited in
two respects by the current habeas statute.
First, as to law or the application of legal standards to
settled facts, habeas relief cannot be granted unless the defendant
shows that the state court's decision was "contrary to" or
"involved an unreasonable application of" clearly established
federal law. 28 U.S.C. § 2254(d)(1). Second, if the issue is one
of fact, the defendant must show that it "was based on an
unreasonable determination of the facts" in light of the record
before it. Id. § 2254(d)(2); see also 28 U.S.C. § 2254(e)(1)
(clear and convincing evidence standard).3
3
We have previously declined to delve into the relationship
between subsections (d)(2) and (e)(1), Forsyth v. Spencer, 595 F.3d
81, 84 n.3 (1st Cir. 2010), as has the Supreme Court, Wood v.
Allen, 130 S. Ct. 841, 848-49 (2010); cf. Rice v. Collins, 546 U.S.
333, 339 (2006), and again have no need to do so.
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Robidoux's competency. Each of the three certified
questions on appeal concerns O'Boy's representation rather than
Robidoux's competence to stand trial. And, while the second motion
in state court focused primarily on O'Boy's failure to pursue an
insanity defense, Robidoux's brief in this appeal has shifted the
emphasis to O'Boy's failure to seek a competency hearing.
Robidoux's competency itself is not the issue before us, save as
evidence as to how it may bear on O'Boy's responsibilities or might
furnish a basis for finding a lack of prejudice.
The governing federal standard for all three of
Robidoux's claims is that set forth in Strickland, which requires
proof both that counsel fell below minimum standards of
representation and that there is a reasonable probability that the
deficiency altered the outcome of the case. See Strickland v.
Washington, 466 U.S. 668, 687-96 (1984). The choice whether to
pursue an insanity or diminished capacity defense turns in part on
defense counsel's choice of strategy, and for obvious reasons
counsel's strategy judgments are ordinarily given special
deference. See id. at 689; Genius v. Pepe, 147 F.3d 64, 66 (1st
Cir. 1998), cert. denied, 526 U.S. 1121 (1999).
By contrast, where there are substantial indications that
the defendant is not competent to stand trial, counsel is not faced
with a strategy choice but has a settled obligation under
Massachusetts law, Commonwealth v. Simpson, 704 N.E.2d 1131, 1136
-8-
(Mass. 1999); Commonwealth v. A.B., 887 N.E.2d 1107, 1112 (Mass.
App. Ct. 2008), and under federal law as well, see, e.g., Jermyn v.
Horn, 266 F.3d 257, 283 (3d Cir. 2001); United States v.
Boigegrain, 155 F.3d 1181, 1188 (10th Cir. 1998), cert. denied, 525
U.S. 1083 (1999), to raise the issue with the trial judge and
ordinarily to seek a competency examination.
This is perhaps surprising, if stated as an invariable
rule, because that course could sometimes be adverse to the
client's interest; the obvious instance is the case of an
incompetent defendant with an excellent merits defense.
Nevertheless, this obligation has been deemed necessary to the
dignitary interests of defendants and the integrity of the trial
process, see ABA Criminal Justice Mental Health Standards
§ 7-4.2(c), at 176 (1989), and if there are exceptions, none has
been invoked here.
Yet "competency" in this context is a comparatively
narrow concept and must not be confused with broader or different
uses of the term. It is not the same as whether the defendant has
an insanity or diminished capacity defense on the merits or whether
his ideas about how to live or what to believe are common in the
community or seem sensible to others. Rather the competency
insisted on by the courts is a functional concept focusing on the
defendant's part in the trial.
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The two settled requisites of competency are that the
defendant understand the nature of the proceedings against him and
that he be able to cooperate with counsel in his defense. Cooper
v. Oklahoma, 517 U.S. 348, 354 (1996); Drope v. Missouri, 420 U.S.
162, 171-72 (1975). The "understanding" required is of the
essentials--for example, the charges, basic procedure, possible
defenses--but not of legal sophistication. One of the jobs of
counsel--and, in limited respects, the judge--is to explain matters
to the defendant, and it is that understanding that is required.
There is only a single piece of direct evidence to
suggest that Robidoux might not have understood what he was told.
Robidoux tendered on the first day of trial and withdrew the next
day a long, rambling and (judged by conformity to legal principles)
almost incoherent request to proceed pro se and to change his plea
based on some sort of lack of jurisdiction argument. However, the
core argument in the motion is one familiar to federal judges,
namely, that somehow the government and courts have no legitimate
authority over the defendants.4
This is a misunderstanding of the law, but it seems to be
a common illusion among certain groups alienated from society and
4
E.g., United States v. Drachenberg, 623 F.3d 122, 124 (2d
Cir. 2010); United States v. Gerhard, 615 F.3d 7, 25 (1st Cir.
2010), cert. denied, 131 S. Ct. 1536 (2011); United States v.
Cooper, 170 F.3d 691, 691 (7th Cir. 1999); United States v. Mundt,
29 F.3d 233, 237 (6th Cir. 1994); United States v. Collins, 920
F.2d 619, 629 (10th Cir. 1990) (citing cases), cert. denied, 500
U.S. 920 (1991).
-10-
is often reflected in doctrinal writings parroted in pleadings. It
does not prevent a defendant from knowing that the government has
put him on trial, recognizing the procedures to be used, or
appreciating advice that lack of authority claims will not
constitute an effective defense. Thus,
[m]any litigants articulate beliefs that have
no legal support--think of tax protesters who
insist that wages are not income, that taxes
are voluntary, or that only foreigners must
pay taxes . . . . Sometimes these beliefs are
sincerely held, sometimes they are advanced
only to annoy the other side, but in neither
event do they imply mental instability or
concrete intellect . . . so deficient that
trial is impossible.
United States v. James, 328 F.3d 953, 955 (7th Cir. 2003); accord
United States v. Landers, 564 F.3d 1217, 1222 (10th Cir.), cert.
denied, 130 S. Ct. 198 (2009).
Robidoux proved in court to be intelligent and articulate
in colloquies with the judge and as a witness. Nothing in his
affidavit shows that he did not understand the proceedings; his
post-trial psychologist's affidavit bears only on the insanity
defense; and the third affidavit simply expresses the view that
Robidoux may have been unduly influenced in deciding on his defense
strategy by others in the sect who contacted him in prison.
As for cooperating with counsel, this does not require
that the defendant go along with his lawyer's advice, nor do we
know that anything Robidoux did was against that advice. His brief
now suggests that his testimony undercut O'Boy's causation defense;
-11-
but his testimony was not critical to prove what had happened, and
his admission to "mistakes" and acceptance of "responsibility" for
the death appear a shrewd way of indirectly seeking to negate the
intent element of the crime, in addition to expressing remorse.
What is more, the question is not whether we think that
counsel should have raised the competency issue but whether the SJC
was "unreasonable" in concluding that in the circumstances he did
not have to do so. 28 U.S.C. § 2254(d)(2). We can hardly find the
SJC decision unreasonable when there is little evidence anywhere
that Robidoux failed to understand the proceedings and virtually
none that he was unable to cooperate with counsel.
Affirmance could also rest on an alternative ground.
Even if O'Boy should have raised the competency issue, the SJC
found that Robidoux was competent, so it is difficult to see how
counsel's supposed error could have satisfied the prejudice
requirement of Strickland. Robidoux says that a finding of
competence is not subject to deference because it was not based on
an evidentiary hearing but rather on the trial judge's statement
and the SJC's inferences, but this is a dubious position.
Case law is divided on whether, when, and to what extent
lack of an evidentiary hearing in the state court might undercut
the deference to state fact-finding that is due under the habeas
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statute.5 Section 2254(d)(2)'s current language contains no
requirement of a hearing.6 We found no direct First Circuit
precedent, but the answer must be that evidentiary hearings cannot
always be required--they are not always required in federal courts
either, e.g., United States v. Marquardo, 149 F.3d 36, 46 (1st Cir.
1998) (contempt proceeding)--and it is far from clear that the
state finding here is made unreasonable by the lack of one.
We need not resolve this point because Robidoux's counsel
has not gone beyond the flat assertion, which we reject, that a
state court finding gets no deference absent an evidentiary
hearing. It is enough to note that the trial judge was familiar
with Robidoux's conduct, conducted colloquies with him in the
courtroom, watched him as a witness at trial, and was aware that he
had no known diagnosed history of mental illness. Nor had there
been any complaints from O'Boy.
Insanity defense. Next challenged is O'Boy's failure to
raise the insanity defense. Unless incompetent, Robidoux was
5
Compare Wilson v. Workman, 577 F.3d 1284, 1292 (10th Cir.
2009) (en banc), and Taylor v. Maddox, 366 F.3d 992, 1001 (9th
Cir.), cert. denied, 543 U.S. 1038 (2004), with Lambert v.
Blackwell, 387 F.3d 210, 238 (3d Cir. 2004), cert. denied, 544 U.S.
1063 (2005), and Mendiola v. Schomig, 224 F.3d 589, 592-93 (7th
Cir. 2000), cert. denied, 533 U.S. 949 (2001).
6
Prior language granted the presumption of correctness only to
facts determined "after a hearing on the merits of a factual
issue," 28 U.S.C. § 2254(d) (1994), superseded by Antiterrorism and
Effective Death Penalty Act of 1996, Pub. L. No. 104-132, § 104,
110 Stat. 1214 (1996). See generally Valdez v. Cockrell, 274 F.3d
941, 949-50 (5th Cir. 2001), cert. denied, 537 U.S. 883 (2002).
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entitled to decline to assert the defense and to refuse any
psychiatric examination to support it. Commonwealth v. Murphy, 813
N.E.2d 820, 834-35 (Mass. 2004); Commonwealth v. Federici, 696
N.E.2d 111, 114-15 (Mass. 1998). Robidoux made clear that he did
not wish to be examined by doctors. Whether he ever told his
lawyer expressly not to assert an insanity defense is less clear.
Robidoux's refusal to be examined would in any event
allow, and likely lead, the trial judge to bar Robidoux's counsel
from offering an expert witness of his own. Mass. R. Crim.
P. 14(b)(2), (c)(2); Commonwealth v. Guadalupe, 516 N.E.2d 1159,
1161-62 (Mass. 1987). If not forbidden, counsel might still have
asserted the insanity defense without an expert, Commonwealth v.
Gaboriault, 785 N.E.2d 691, 700 (Mass. 2003); Commonwealth v.
Mattson, 387 N.E.2d 546, 550 (Mass. 1979), and urged that Robidoux
did not appreciate that his withholding of solid food was
"wrongful." Under Massachusetts law:
A person is not responsible for criminal
conduct if at the time of such conduct as a
result of mental disease or defect he lacks
substantial capacity either to appreciate the
criminality [wrongfulness] of his conduct or
to conform his conduct to the requirements of
law.
Commonwealth v. Mercado, 896 N.E.2d 1262, 1265 n.2 (Mass. 2008)
(quoting Commonwealth v. McHoul, 226 N.E.2d 556, 557-58 (Mass.
1967)).
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But insanity is normally rooted in some recognized mental
illness. Nothing indicated that Robidoux had ever been so
diagnosed or even cleanly fit into a standard, recognized category
of mental illness. The American Psychiatric Association's
Diagnostic and Statistical Manual of Mental Disorders (4th ed.
1994), has ambiguous language on delusional disorder that might or
might not be useful to Robidoux, id. at 297.1, but it is unclear
that the volume would even be admissible without an expert.
In this court, Robidoux's counsel now argues that
insanity was patent based on two of Robidoux's religious illusions:
that God and prayer, not ordinary nourishment, would protect Samuel
and--in a similar but less disastrous prior episode--that God,
rather than gasoline refills at pumps, would fuel the cars in a
caravan that Robidoux led on a religious trek that ended in a
fiasco of stalled cars. Experience gives good reason to think that
such illusions are rarely an effective argument for insanity.
In our diverse religious cultures, Christian Scientists
are often committed to resist conventional medical treatment in
situations even where the results can be dire, and Jehovah's
Witnesses may oppose blood transfusions even where doctors say this
is essential. Judges and juries rarely treat these beliefs as
representing insanity, and the case law contains numerous
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rejections of the use of religious belief as a complete defense in
the resulting criminal or civil case.7
There is one case, akin in structure but not in its
facts, that is worth comment even though not cited to us. In
Wilson v. Gaetz, 608 F.3d 347 (7th Cir. 2010), Judge Posner found
that the facts attending a case were so powerfully indicative of a
possible insanity defense that counsel had been deficient under
Strickland in not pursuing the issue; the case was remanded to
consider whether prejudice had been shown. Id. at 356-57. The
analysis is cogent and powerful, although even on the extreme facts
there was still a dissent.8
The defendant in Wilson was a classic paranoid
schizophrenic who refused to leave home under the delusion that
there was a vast religious conspiracy against him and killed his
employer, professing that the employer was implicated in the
conspiracy. 608 F.3d at 348-50, 354. Because the defendant had
been subject to a competency hearing, expert evidence was
7
See generally 1 W. LaFave, Substantive Criminal Law
§ 3.3(a)(1), at 284 n.9 (1986) (citing criminal cases); 2 id.
§ 7.12(a), at 281 n.28 (same). In Massachusetts, there is at least
one such criminal case, Commonwealth v. Twitchell, 617 N.E.2d 609
(Mass. 1993), and there are several such civil cases, e.g., Matter
of McCauley, 565 N.E.2d 411 (Mass. 1991); Custody of a Minor, 379
N.E.2d 1053 (Mass. 1978).
8
Judge Posner provides, with customary thoroughness, extensive
discussion of and citations to the so-called "deific decree"
defense--misnamed because it is not a formal defense but the use of
religious delusions in connection with some recognized issue
(intent) or defense (insanity). Wilson, 608 F.3d at 354.
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available; but counsel, who did offer an insanity defense,
mishandled it by focusing on it too late and by failing to get more
precise expert testimony or to interview the defendant's family
members familiar with his extensive mental health history. Id. at
351-52.
By contrast, O'Boy had no history of diagnosed mental
illness to work with and no expert psychiatric evidence (nor much
chance of getting it so long as Robidoux refused to be examined).
On appeal, his new counsel argues that this refusal was itself
evidence of insanity; but a mistaken religious belief with adverse
consequences for the believer is hardly by itself insanity. The
SJC judgment of adequate representation was not unreasonable, and
again nothing establishes that offering the defense would have
worked. Cf. Lundgren v. Mitchell, 440 F.3d 754, 773 n.6 (6th Cir.
2006) (discussing "deific decree" insanity defense cases and
concluding that the defense almost never works).
Diminished capacity. The third ineffective assistance
claim is that O'Boy failed unreasonably to argue diminished
capacity. There is no formal diminished capacity defense in
Massachusetts, but it is settled that the defendant may offer
evidence and argument bearing on his ability to form the necessary
intent for the crime in response to the government's affirmative
case. Commonwealth v. Companonio, 833 N.E.2d 136, 141 n.7 (Mass.
2005).
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Here, Robidoux's good faith religious belief might appear
at first blush to be a colorable basis for arguing to the jury that
he did not have "intent" in the sense of a conscious awareness that
he was following a course likely to lead to his son's death. Thus,
prosecutions for withheld medical care based on religious belief
may result in conviction for manslaughter rather than murder.
However, such a no-intent argument assumes that the jury would
accept that Robidoux was unaware of the risk that his behavior
posed to his son, but the prosecution had evidence that Robidoux
did understand that risk.
Most telling was a diary entry that Robidoux wrote
accepting that his son was getting worse on the prescribed diet but
saying that if the son died he would be resurrected after death.
The other, connected to his wife's trouble in producing milk, was
firm evidence from several sources that Robidoux knew that his son
was not getting enough nourishment. A jury could well have
concluded that Robidoux understood causation but believed that God
had forbidden Samuel solid food even if this would cause Samuel's
death--a view that would do nothing to negate intent.
Worse still, Massachusetts now has a murder statute that
leans heavily on intent, Mass. Gen. Laws ch. 265, § 1 (2008), but
its judicial decisions have added a gloss dangerous to Robidoux.
That gloss, e.g., Commonwealth v. Earle, 937 N.E.2d 42, 47-51
(Mass. 2010); cf. Commonwealth v. Chance, 54 N.E. 551, 554-55
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(Mass. 1899) (Holmes, C.J.), is incorporated in standard jury
instructions, which provide an alternative "third prong" malice
basis for scienter in murder cases:
Malice, for purposes of this theory of murder
also includes: 3) an intent to do an act,
which, in the circumstances known to the
defendant, a reasonable person would have
known created a plain and strong likelihood
that death would follow. Under this third
meaning of malice, you must determine whether,
based on what the defendant actually knew at
the time he acted, a reasonable person would
have recognized that his conduct created a
plain and strong likelihood that death would
result. In determining whether the
Commonwealth has proved this third meaning of
malice, you must consider the defendant's
actual knowledge of the circumstances at the
time he acted.
Mass. Model Jury Instructions on Homicide 12 (1999). A jury could
easily conclude that this language inculpates someone like
Robidoux, who might believe that his action would not cause death
but is objectively unreasonable in so believing. O'Boy tried
several times but (almost inevitably) failed to get a modified
instruction from the trial judge.
By making the argument in his own terms ("mistakes were
made"), Robidoux may have hoped that he could negate murderous
intent in the jury's mind; and by his oblique use of this testimony
in his own closing, O'Boy might well have thought that he could
reinforce the point without running directly into the factual
evidence harmful to Robidoux and the even more dangerous
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instruction. Anyway, O'Boy's subtler approach was not incompetent,
and the more direct argument would likely not have succeeded.
On appeal, Robidoux's diminished capacity argument is not
quite the obvious one set forth above but is an even less promising
variant: that by arguing diminished capacity, Robidoux might have
been convicted of second rather than first-degree murder. The
argument depends on an SJC decision, Commonwealth v. Gould, 405
N.E.2d 927, 928 (Mass. 1980), that treated delusions short of an
insanity defense as relevant to "extreme atrocity or cruelty,"
which if negated might result in only second-degree murder.
But that case involved expert testimony and familiar
evidence of conventional mental illness, Gould, 405 N.E.2d at 929-
31, which is exactly what is lacking in this case. Further,
Robidoux testified that he had witnessed Samuel's suffering--
indeed, that his wife toward the end could not bear to undress
Samuel to bath him because his body was so emaciated. Any emphasis
on Gould and on atrocity could easily have made matters worse by
emphasizing the painful nature of Samuel's death to the jury.
One final argument cuts across the others: that his wife
got a deferral of her own trial based on temporary incompetence
and, after being "deprogrammed," ultimately was acquitted on a
second-degree murder charge and convicted only of assault and
battery. This, Robidoux argues on appeal, shows that his own
counsel should have urged his incompetence and would through better
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trial tactics have likely succeeded in warding off a murder
conviction.
The information available is too meager for comparison,
and we know almost nothing about Karen Robidoux's symptoms that
triggered the incompetence finding or about the details of her
defense at trial. It appears that she presented an argument akin
to battered wife syndrome; Robidoux himself, occupying something of
a leadership position in his sect (albeit behind his father),
hardly seems a candidate for such an argument. Cult-brainwashing
arguments rarely succeed. Cf. United States v. Hearst, 412 F.
Supp. 863, 870 (N.D. Cal. 1975); United States v. Hearst, 563 F.2d
1331 (9th Cir. 1977), cert. denied, 435 U.S. 1000 (1978).
Finally, Robidoux's brief suggests that he is the only
one to pay a heavy price for what was a collective activity; in
addition to his wife's lesser conviction, the sister who reported
the revelation was allowed to plead to being an accessory before
the fact of assault and battery on a child and his father was never
charged. But Robidoux was arguably the authority figure within his
own family, and he concealed the body in the wall of his sister's
house. Anyway, discrepant outcomes among defendants are common.
One of the perils of being a defense lawyer is that a
common resort, after a defeat in a criminal case and an
unsuccessful appeal, is a charge that counsel was not competent.
This risk, like medical malpractice, comes with the territory.
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But, having considered the very able briefing and argument by
Robidoux's present counsel, we agree that his trial counsel was not
deficient and that no available alternative strategy created a
reasonable probability of success.
Affirmed.
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