BLD-230 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 11-1932
___________
SHAKUR D. GANNAWAY,
Appellant
v.
NICHOLAS KARETAS; MATTHEW BEIGHLEY; JOSEPH M. BROWN;
CHRISTOPHER DINGER; WEST READING HOSPITAL; BOROUGH CITY OF
READING; BOROUGH OF CITY OF WEST READING; JUSTIN UCZYNSKI; MIKE
BEAN; ROBERT PAUL KELLER; TYLER DENGLER
____________________________________
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. Civil No. 5-09-cv-02688)
District Judge: Honorable Eduardo C. Robreno
____________________________________
Submitted for Possible Dismissal Pursuant to 28 U.S.C. § 1915(e)(2)(B)
or Summary Action Pursuant to Third Circuit LAR 27.4 and I.O.P. 10.6
July 8, 2011
Before: SLOVITER, JORDAN and GREENAWAY, JR., Circuit Judges
(Opinion filed July 19, 2011 )
_________
OPINION
_________
1
PER CURIAM
I.
On May 25, 2009, two men executed a gunpoint robbery of a Lukoil gas station at
315 Penn Avenue in West Reading, Pennsylvania, after which they fled the scene in a
black Ford Explorer. Police officers soon spotted the vehicle and engaged in pursuit—a
chase that ended abruptly when the Explorer struck two parked cars. The driver and his
two passengers, one of whom was appellant Shakur Gannaway, ran from the vehicle. As
officer Justin Uczynski chased Gannaway down the street, two private citizens, Robert
Paul Keller and Tyler Dengler, were driving by; they swerved their van in front of
Gannaway, cutting him off. Uczynski tackled Gannaway, restrained him with the help of
other officers, and took him into custody. Gannaway would later be charged in the Court
of Common Pleas of Berks County with numerous offenses relating to the robbery and
flight.1
On June 10, 2009, Gannaway initiated a pro se 42 U.S.C. § 1983 civil rights suit in
the United States District Court for the Eastern District of Pennsylvania. In a vague but
brief filing, he complained of the injuries he sustained when he was tackled and the
treatment he received upon being held as a pre-trial detainee. Specifically, he wrote that
various officers ―attack[ed] [him] in the course of arresting [him],‖ jumping on his back
after the tackle (which he attributed to officer Joseph M. Brown) while shouting abuse.
2
He maintained that one officer removed $300 cash from his pockets and confiscated his
identification and credit cards, while officer Christopher Dinger ―laugh[ed] in his face.‖
Gannaway claimed to have suffered a cracked tooth and head/back injuries during the
arrest, and requested relief in the form of, inter alia, ―reimburs[ement] for my tooth being
crack[ed] as well as . . . pay[ment] for my medical and tuition money that I will need to
pay to go back to Pace University.‖
The defendants responded with a partial Motion to Dismiss on July 29, 2009, in
which they also requested that the case be stayed pending the resolution of Gannaway’s
state criminal trial. The parties discussed the motion by telephone conference on
November 4, 2009. Counsel for the defendants explained that the ―police departments‖
named in the complaint were not proper parties and should be dismissed, and asked that
Gannaway ―file an amended complaint as to any other claims, if he wished to proceed on
any other claims in addition to excessive force.‖ Following a brief discussion of the
municipality/township status of the cities of Reading and West Reading, the District
Court instructed Gannaway:
So, this is what you need to do. The motion to dismiss the Reading Police
Department and the West Reading Police Department will be granted with
leave to amend. So, what you need to do, is you have to file an amended
complaint and you will name in the amended complaint the West Reading
Borough, or the Borough of West Reading, and you will name the City of
Reading, and that will get you the right defendants here. . . . So, you have
thirty days to file an amended complaint and you will name all these
1
Gannaway was convicted in May of 2010. See generally Commonwealth v. Gannaway,
CP-06-CR-0003906-2009.
3
individuals who you named earlier and you will also name the Borough of
West Reading and the City of Reading.
11/4/2009 Tr. 8:16–24, 10:16–20. Before the hearing concluded, defense counsel again
emphasized that Gannaway had identified the wrong people in his complaint, or had mis-
assigned their tasks, apparently from misreading the police reports:
He has sued the wrong people. If he reads his police reports he will realize,
for instance, that Detective Brown simply was the person that did the arrest
warrant, he was not on the scene at all, things like that. So, he does have
the wrong people. He may want to look at that when he files his amended
complaint.
Id. 12:5–12. The District Court issued an order granting the defendants’ motion to
dismiss with leave to amend the complaint. See Order, ECF No. 21.
Shortly thereafter, Gannaway filed an amended complaint, adopting the police and
municipality substitutions recommended by the District Court and defense counsel, while
also ―adding‖ defendants Reading Hospital/Medical Center, Keller, and Dengler.2 A
rambling, handwritten document, the amended complaint restated the earlier allegations
while originating others. Gannaway claimed that the officers used racist language while
apprehending him and requested that the civilian defendants be held accountable for the
injuries he sustained. He also accused the officers of stealing his property, and ―[sought]
compensation for defamation and procrastinating my positive image.‖ Finally, he raised
a claim regarding pre-incarceration treatment, accusing the local hospital and his treating
nurse of ―rushing‖ a Computerized Axial Tomography (―CAT‖) scan without waiting for
4
it to properly finish. Ending abruptly, the amended complaint was neither dated nor
signed.
The District Court issued a ruling, requesting that Gannaway ―show cause as to
why Defendants Reading Hospital and Medical Center, Officer Justin Uczynski, Officer
Mike Bean, Tyler Dengler and Robert Paul Keller should not be dismissed for Plaintiff’s
failure to obtain leave of court.‖ Order, ECF No. 25. The court emphasized the limited
scope of the leave granted at the telephonic conference, which permitted Gannaway to
―add as defendants only the City of Reading and the Borough of West Reading.‖ Id.
(emphasis added). Following Gannaway’s ―response‖ (ECF No. 30), the District Court
dismissed those additional defendants.
Gannaway was deposed by the remaining defendants, after which they moved for
summary judgment. His responses to the defendants’ motion for summary judgment
shared the stream-of-consciousness character of his earlier filings, as he insisted that
Keller and Dengler ―actually acted as officers more than civilians on that day.‖
Gannaway asked repeatedly for counsel; his requests were denied. Ultimately, the
District Court granted summary judgment in favor of the defendants, concluding that
―[b]ased on the totality of the circumstances, the officers acted objectively reasonabl[y]
when they tackled and handcuffed Plaintiff.‖ Gannaway v. Karetas, No. 09-2688, 2011
WL 1196872, at *4 (E.D. Pa. Mar. 31, 2011).
2
Gannaway later claimed that Dengler and Keller were the ―John Does‖ in his original
5
Gannaway timely appealed the District Court’s order. He has asked us, on at least
two occasions, to appoint counsel, while accusing the prison of withholding access to the
law library and tampering with his legal mail.3
II.
We have jurisdiction under 28 U.S.C. § 1291. ―Our review of a district court’s
decision to grant a motion to dismiss or a motion for summary judgment is plenary.‖
Gallo v. City of Phila., 161 F.3d 217, 221 (3d Cir. 1998). In reviewing the summary
judgment order, we apply ―the same standard that the lower court should have applied.‖
Farrell v. Planters Lifesavers Co., 206 F.3d 271, 278 (3d Cir. 2000); see also Fed. R. Civ.
P. 56(a) (summary judgment is appropriate if ―there is no genuine dispute as to any
material fact and the movant is entitled to judgment as a matter of law‖). We ―view the
facts and draw inferences in the light most favorable to the nonmoving party,‖ and as
Gannaway proceeds pro se, we must liberally construe his filings. Ray v. Twp. of
Warren, 626 F.3d 170, 173 (3d Cir. 2010); Renchenski v. Williams, 622 F.3d 315, 337
(3d Cir. 2010).
Orders denying an inmate’s request for appointment of counsel are reviewed for
abuse of discretion. Brightwell v. Lehman, 637 F.3d 187, 191 (3d Cir. 2011). While our
complaint.
3
He did not raise these final two claims below. Accordingly, they are waived, and we
will not discuss them further. Brown v. Philip Morris, Inc., 250 F.3d 789, 799 (3d Cir.
2001).
6
review of leave-to-amend issues under Federal Rule of Civil Procedure 15(a)(2) is also
for abuse of discretion, we have observed that ―if a plaintiff requests leave to amend a
complaint vulnerable to dismissal before a responsive pleading is filed, such leave must
be granted in the absence of undue delay, bad faith, dilatory motive, unfair prejudice, or
futility of amendment.‖ Grayson v. Mayview State Hosp., 293 F.3d 103, 108 (3d Cir.
2002) (emphasis added) (citing Foman v. Davis, 371 U.S. 178, 182 (1962)); see also
Centifanti v. Nix, 865 F.2d 1422, 1431 n.9 (3d Cir. 1989) (―[N]either a motion to dismiss,
nor a motion for summary judgment, constitutes a responsive pleading under Federal
Rule of Civil Procedure 15(a).‖). If no substantial question is presented by this appeal,
we may summarily affirm on any ground supported by the record. Murray v. Bledsoe,
No. 10-4397, ___ F.3d ___, 2011 WL 2279428, at *1 (3d Cir. June 10, 2011); see also
Third Cir. L.A.R. 27.4; I.O.P. 10.6.
III.
At the outset, we conclude that the District Court abused its discretion when it
dismissed the ―additional‖ parties in Gannaway’s amended complaint. To be sure, any
attempt to amend the complaint would have proceeded under Rule 15(a)(2), as neither of
the ―matter of course‖ conditions of 15(a)(1) applied by the time of the District Court’s
order. But we see no justification for limiting Gannaway to only those amendments
identified by the District Court in the November 4 telephone conference. First, counsel
for the defendants rightly pointed out several other errors in Gannaway’s original
7
complaint, to no apparent opposition from the District Court. Second, the actual order
granting leave to amend is without stated limitation. Third, no Grayson/Foman factors,
which would counsel against the freedom to amend, appear to be present. And fourth, the
joinder of at least one of the dismissed parties—officer Uczynski, who was responsible
for actually tackling Gannaway—was arguably ―necessary‖ under Federal Rule of Civil
Procedure 19(a). See Gen. Refractories Co. v. First State Ins. Co., 500 F.3d 306, 313 (3d
Cir. 2007).
Despite the District Court’s error, we will summarily affirm its judgment.
Gannaway’s complaint, in its amended form, fails to state a viable claim against several
of the named defendants; and, with regard to the others, our examination of the record
reveals no genuine issue for trial. See Celotex Corp. v. Catrett, 477 U.S. 317, 324 (1986).
We will discuss each defendant (or group of defendants) in turn.
A) Reading Hospital and Medical Center and Its Employees
Gannaway alleged that the Hospital failed to complete its medical examination of
him—specifically, its CAT scan—before he was returned to Berks County Prison. He
also attempted to name as a defendant the nurse who performed one of the procedures.
Section 1983 grants a federal cause of action only against ―person[s]‖ acting
―under color of any statute, ordinance, regulation, custom, or usage, of any State or
Territory or the District of Columbia.‖ 42 U.S.C. § 1983. Therefore, ―a plaintiff seeking
to hold an individual liable under § 1983 must establish that []he was deprived of a
8
federal constitutional or statutory right by a state actor.‖ Kach v. Hose, 589 F.3d 626,
646 (3d Cir. 2009); see also Brown v. Philip Morris, Inc., 250 F.3d 789, 801–02 (3d Cir.
2001) (discussing exceptions in the context of Bivens).
As it emphasized in its motion to dismiss, Reading Hospital and Medical Center is
a ―not-for-profit healthcare center providing comprehensive acute care, post-acute
rehabilitation, behavioral, and occupational health services to the people of Berks and
adjoining counties.‖ About the Reading Hospital,
http://www.readinghospital.org/AboutUs (last visited June 23, 2011). It is not a state
institution, and no contention has been made to the contrary. Accordingly, allegations
against the Hospital and its employees would have been properly dismissed.
B) Keller and Dengler
The two civilians who swerved their van in front of Gannaway as he was making
his post-collision escape, Keller and Dengler are alleged to have bumped Gannaway’s
shin and foot, causing his initial stumble and providing an opening for the tackle. See
Gannaway Dep. 45:5–46:2. Throughout the case, Gannaway has repeatedly expressed
his conviction that the two civilians should bear some responsibly for the injuries he
sustained. See, e.g., id. 44:6–10 (―I don’t see why it[’]s some . . . like being sympathetic
to the fact that they put [themselves] in part of this and they don’t want to be held liable
for their actions. They intentionally and knowingly took part in this.‖).
As above, however, there is no suggestion that either civilian acted under color of
9
state law. On rare occasions, a private citizen performing public functions can be subject
to liability under § 1983. See Proffitt v. Ridgway, 279 F.3d 503, 507–08 (7th Cir. 2002)
(describing the ―two circumstances in which private citizens can be brought within the
grasp of section 1983,‖ one of which involves becoming ―a public officer pro tem,‖ such
as through informal deputizing). Regardless:
we do not think that the rendering of brief, ad hoc assistance to a public
officer transforms a bystander into a state actor, exposing him to liability
under federal law and, by doing so, discouraging people from helping the
police. . . . To assist the police is a duty of citizenship; and the performance
of a duty to someone does not turn the performer into that someone.
Id. at 508. The assistance rendered to the police was but spontaneous and fleeting; the
police themselves were surprised by the intervention. See Mike Bean’s Supp. Offense
Report (―I thought this Jeep was an undercover police vehicle but it was some citizens
who saw [the chase] and they just wanted to help.‖).
Thus, Keller and Dengler are not subject to suit under § 1983.
C) Police and Municipalities
The core of Gannaway’s suit is contained in his allegations against the cities of
Reading and West Reading, as well as the individual officers who participated in his
arrest. He claims that the officers used excessive force in subduing him, which he feels
was unjustified by the circumstances surrounding his arrest.
An excessive force claim sounds under the Fourth Amendment to the United
States Constitution, where it is considered a seizure. See Carswell v. Borough of
10
Homestead, 381 F.3d 235, 240 (3d Cir. 2004). As in other areas of federal Fourth
Amendment jurisprudence, we must determine the reasonableness of ―the force used to
effect [the] particular seizure.‖ Graham v. Connor, 490 U.S. 386, 396 (1989). Factors to
be marshaled in making this determination include ―the severity of the crime at issue,
whether the suspect pose[d] an immediate threat to the safety of the officers or others,
and whether he [was] actively resisting arrest or attempting to evade arrest by flight.‖ Id.
Crucially, the reasonableness inquiry is an objective one, utilizing the perspective of ―a
reasonable officer on the scene, rather than . . . the 20/20 vision of hindsight,‖ and it must
leave ―allowance for the fact that police officers are often forced to make split-second
judgments—in circumstances that are tense, uncertain, and rapidly evolving—about the
amount of force that is necessary in a particular situation.‖ Id. at 396–97; see also
Carswell, 381 F.3d at 240 (―The test is an objective one, which scrutinizes the
reasonableness of the challenged conduct.‖).
Our standard in hand, we turn to the circumstances surrounding Gannaway’s flight
and capture. The crime at issue—an armed robbery of a gas station—was severe.
However, the record does not establish with any clarity whether officer Uczynski (the
officer who, despite some confusion engendered by Gannaway’s deposition testimony,
was the only ―tackler‖) knew about the robbery at the time of the pursuit. The police
report he prepared after the incident placed his arrival on the scene ―seconds after
Off[icer] Dinger‖—who was aware of the robbery—―engaged in his foot pursuit [of the
11
other passenger],‖ and indicates that he was simply advised ―that [the] black Ford
Explorer crashed on Douglass street.‖ But regardless of his knowledge of the gunpoint
robbery, Uczynski was certainly aware that Gannaway had been involved in a vehicular
flight from police—an inherently violent and dangerous activity, which in this case
resulted in a collision with two (fortuitously empty) parked cars and minor damage to
assisting police units. See Sykes v. United States, No. 09-11311, ___ U.S. ___, 2011 WL
2224437, at *6–7 (2011) (discussing the ―inherent‖ risk of violence in vehicular flight).
Following the crash, the occupants of the vehicle did not surrender, but instead were
determined to flee on foot—and, while doing so, Gannaway was ―reaching in the front of
his pants.‖4 He was not pummeled, not tasered, and not met with deadly force; rather, he
was tackled to the ground by Uczynski, after which other officers are alleged to have held
him down while he was secured.
Throughout his various submissions and his deposition, Gannaway insists that he
was not a threat to the officers, and describes the force used on him as ―unnecessary.‖
See, e.g., Am. Compl. 4 (casting himself as ―no immediate threat‖); Gannaway Dep.
50:14–16, 51:2–8 (―I wasn’t no immediate threat to any of them. I wasn’t—I didn’t have
no weapon or nothing of that nature. . . . I didn’t think the tackling was necessary.‖). But
Gannaway fails to explain how the police were to recognize that he posed no danger,
4
Gannaway does not dispute this point, which is contained in Uczynski’s incident report.
To the contrary, he appears to confirm Uczynski’s impression. See Gannaway Dep.
70:1–6 (explaining that his ―pants [were] falling off [him]‖ during the foot chase).
12
especially in the wake of armed robbery, vehicular flight, and automobile collision.
Indeed, as should be evident, Gannaway’s conduct satisfied all three of the main
―reasonable police‖ factors from Graham: the crime was severe, he clearly was a threat to
others, and he continued his attempts to evade arrest by flight. Gannaway’s 20-20
hindsight on how the police ―should have‖ apprehended him is irrelevant, as our analysis
is concerned with the split-second decisions required by the realities of on-the-ground
police work.
In light of the considerations addressed above, we are not prepared to hold that the
tackling and restraint were objectively unreasonable and in violation of the Fourth
Amendment.5 Therefore, we are in full accord with the District Court. As there was no
constitutional violation, we need not engage in an analysis of qualified immunity.
Finally, as Gannaway does not allege a policy or custom by the municipal
defendants that led to an injury, the District Court correctly found in favor of the cities of
Reading and West Reading. Monell v. Dep’t of Soc. Servs., 436 U.S. 658, 694 (1978).
IV.
As discussed above, Gannaway’s suit was meritless. As a result, the District Court
did not abuse its discretion in denying his requests for counsel. See Tabron v. Grace, 6
F.3d 147, 155 (3d Cir. 1993).
5
Nor has Gannaway shown unconstitutional defamation by the officers under § 1983.
See Paul v. Davis, 424 U.S. 693, 711 (1976); Dee v. Borough of Dunmore, 549 F.3d 225,
13
V.
For the foregoing reasons, we find no substantial issue in this appeal, and will
affirm the judgment of the District Court. Gannaway’s motions to appoint counsel are
denied. Id.
233 34 (3d Cir. 2008).
14