FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
August 16, 2011
TENTH CIRCUIT
Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee, No. 10-2242
(D.C. No. 2:10-CR-01370-WJ-1)
v. (D. New Mexico)
RAYMUNDO SALGADO-VEGA,
Defendant - Appellant.
ORDER AND JUDGMENT *
Before ANDERSON, BALDOCK, and BRORBY, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination
of this appeal. See Fed. R. App. P. 34(a)(2); 10 th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
Defendant and appellant Raymundo Salgado-Vega was sentenced to 48
months’ imprisonment for illegal reentry of an alien after being previously
deported following a conviction for an aggravated felony, in violation of 8 U.S.C.
*
This order and judgment is not binding precedent except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th
Cir. R. 32.1.
§ 1326(a) and (b). Proceeding pro se, Mr. Salgado-Vega challenges his sentence.
His appointed counsel, James P. Baiamonte, has filed a brief pursuant to Anders
v. California, 386 U.S. 738 (1967), moving to withdraw as counsel on the ground
that there is no nonfrivolous basis for an appeal. For the reasons set forth below,
we agree with Mr. Baiamonte that the record in this case provides no nonfrivolous
basis for an appeal, and we therefore grant his motion to withdraw and dismiss
this matter.
BACKGROUND
On February 15, 2010, United States Border Patrol agents determined by
means of remote video surveillance that two individuals were walking north from
the United States/Mexico border. Border patrol agents investigated and found the
two individuals trying to hide in some brush. One of these men was Mr. Salgado-
Vega. Mr. Salgado-Vega admitted to being a citizen of Mexico and to being
illegally in the United States.
Further investigation revealed that Mr. Salgado-Vega had been previously
deported from the United States on December 11, 2009. Patrol officers also
learned that the December 2009 deportation followed a conviction for forgery, a
felony punishable by five years imprisonment, on December 7, 1995, in the
Rockdale County Superior Court in Rockdale, Georgia. For that offense, he was
sentenced to a two-year suspended sentence of confinement. At the time of his
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arrest on the instant violation, Mr. Salgado-Vega was on supervised release for
the 2009 deportation. Including the 2009 deportation, Mr. Salgado-Vega had
been deported four times prior to the instant reentry.
Trial on the current offense was scheduled for August 9, 2010. On
August 3, 2001, Mr. Salgado-Vega sent a letter to his court-appointed counsel,
Mr. Baiamonte, stating,
I must make it clear . . . that I have never denied responsibility for
the charge of Reentry of a removed Alien, under 8 U.S.C. § 1326(a),
only. . . . I do hereby reiterate my desire to accept responsibility for
said charge. In regards to the enhancing allegation pursuant to
§ 1326(b), I wish to emphasize the fact I’m reserving any right I
might have to challenged the Constitutionality of said allegation for
Federal Sentencing Enhancement Purposes.
R. Vol. 1 at 23. Mr. Salgado-Vega emphasized that his acceptance of
responsibility was limited to the simple reentry provision, 8 U.S.C. § 1326(a), and
did not include acceptance of the enhanced sentence under § 1326(b) for
reentering after a prior deportation following the conviction for an aggravated
felony:
Therefore, Sir, please notify the District Attorney’s Office my desire
to enter an Agreement accepting responsibility per § 1326(a), only. I
keep maintaining the Georgia Statute under which I was Convicted is
not analogous to its Federal counterpart. Thus, it cannot be counted
as an “Aggravated felony” for its use as an Enhancement of Sentence
in the manner intended by the Government.
Id. The government, however, refused to accept a guilty plea that did not include
pleas of guilt to both § 1326(a) and (b).
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On August 6, 2010, the district court held a pretrial conference, and advised
Mr. Salgado-Vega that any guilty plea made the morning of trial (the following
Monday, August 9), after the witnesses and jurors were assembled, could not be
used for an acceptance of responsibility to reduce his sentence. Mr. Salgado-
Vega apparently maintained his refusal to plead guilty.
On the day of trial, August 9, 2010, before the jurors entered the court
room, Mr. Baiamonte informed the court about Mr. Salgado-Vega’s August 3,
2010, letter expressing an interest in only pleading guilty to § 1326(a). The
following interchange occurred between the court and counsel:
THE COURT: I mean, 1326(a) charges are generally for those
illegal reentry offenses where there’s no prior deportations based on
prior state or federal felony convictions. Am I correct in that?
MR. CAIRNS [government counsel]: That’s correct, Your
Honor. Typically, someone who’s charged pursuant to 1326(a) only
would have no . . . felony convictions.
....
THE COURT: But Mr. Salgado-Vega, you’ve offered to plead
to . . . 1326(a), but the government’s not willing to accept your offer.
So your only option if you want to enter into a plea agreement is to
plead straight up to the indictment. Otherwise, I’m going to
commence the jury trial.
Do you need a minute to advise him of that, Mr. Baiamonte?
MR. BAIAMONTE: We’ve gone over this at length, Your
Honor.
....
THE COURT: Okay, Mr. Salgado-Vega, let me first make
sure you understand a couple of things. On the record here, . . . you
have tendered a letter that says you were willing to plead just to
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1326(a), which would not include any aggravated felony aspects, and
the government is not willing to accept that plea, and so I want to
make sure you understand I can’t force the government to allow you
to just plead to 1326(a). Do you understand that?
THE DEFENDANT: (Through the Interpreter) Yes.
THE COURT: Okay. Now, you have the right – you
understand outside the doors we’ve assembled a group of prospective
jurors who are going to try this case, and the government’s ready to
proceed this morning? Now, if you wish to enter a plea straight up to
the indictment, just plead to the indictment, which would include
1326(a) and 1326(b), you have the right to do that. Do you
understand, sir?
THE DEFENDANT: I wish to do that.
THE COURT: Okay. Before I accept your plea, I want to
make sure that you understand that, by entering a plea the morning of
trial where jurors have driven from different parts of the state to be
here, where the United States government has flown in witnesses,
some as far as Virginia, that the government is going to object to you
getting any reduction for acceptance of responsibility. Do you
understand that?
THE DEFENDANT: I do.
THE COURT: And that it will be up to me at the time of
sentencing to decide whether or not you get any acceptance of
responsibility? Do you understand that?
THE DEFENDANT: Yes.
Tr. of Jury Trial/Plea at 4-8, R. Vol. 3 at 7-11. After further discussion between
the court and counsel about whether Mr. Salgado-Vega should just go ahead with
trial, since it was unlikely he would receive a reduction in his sentence for
acceptance of responsibility at this late date, Mr. Salgado-Vega conferred with his
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counsel privately once again, following which Mr. Salgado-Vega indicated he
wished to plead guilty to the entire indictment.
Thereafter, Mr. Salgado-Vega was placed under oath and pled guilty in the
usual way, following a lengthy colloquy between the court and him concerning
his understanding of the consequences of his guilty plea.
In preparation for sentencing under the advisory United States Guidelines
Commission, Guidelines Manual (“USSG”) (2009), the United States Probation
Office prepared a presentence report (“PSR”). The Probation Office calculated a
total adjusted offense level of 16, which included 8 points because Mr. Salgado-
Vega had been previously deported following his conviction for forgery in
Georgia, which the PSR determined qualified as an aggravated felony under
USSG §2L1.2(b)(1)(C). The PSR’s analysis is as follows: 8 U.S.C.
§ 1101(a)(43)(P) defines an aggravated felony as “an offense which either is
falsely making, forging, counterfeiting, . . . a passport or instrument.” 8 U.S.C.
1101(a)(48)(B) provides that “any reference to a term of imprisonment or
sentence with respect to an offense is deemed to include the period of
incarceration or confinement ordered by a court of law regardless of any
suspension of the imposition or execution of that imprisonment or sentence in
whole or in part.” Thus, the fact that Mr. Salgado-Vega’s sentence was a two-
year suspended sentence of confinement did not make his forgery ineligible for
aggravated felony status. The PSR therefore calculated a 16-level offense level.
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Mr. Salgado-Vega’s extensive criminal history placed him in criminal
history category V. This yielded an advisory guidelines sentencing range of 41 to
51 months. Mr. Salgado-Vega filed no objections to the PSR.
Sentencing took place on October 25, 2010. 1 While the PSR and the
government recommended against granting Mr. Salgado-Vega a three-level
reduction in his total offense level for acceptance of responsibility, Mr. Salgado-
Vega asked for a one-level reduction. He argued that, while he did not plead
guilty until the trial was about to commence, he nonetheless spared everyone the
actual trial. Mr. Salgado-Vega conceded the rest of the PSR was accurate, with
the exception of that allegation that he had seventeen aliases. Mr. Salgado-Vega
argued he only had one alias.
The district court rejected any argument for an acceptance of responsibility
reduction, and concluded that the total offense level was 16 and the criminal
history category was V. The court therefore imposed a sentence of 48 months, in
the middle of the advisory guidelines range. It stated it had considered the
sentencing factors of 18 U.S.C. § 3553(a), and it noted Mr. Salgado-Vega’s
extensive criminal history, specifically enumerating many of his prior offenses.
1
Since Mr. Salgado-Vega had been on supervised release when he
committed the instant offense, his actual sentencing was combined with a
revocation of supervised release proceeding. He was sentenced to a concurrent
12-month sentence on the claim relating to revocation of supervised release.
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Mr. Salgado-Vega endeavors to appeal that sentence. His notice of appeal
contains the issues he wishes to bring up. As indicated, his appointed counsel has
moved to withdraw as counsel pursuant to Anders. Mr. Salgado-Vega has
submitted his notice of appeal. The government has declined to file a brief.
Accordingly, we base our decision on counsel’s brief, Mr. Salgado-Vega’s notice
of appeal, and our own careful review of the record.
DISCUSSION
In Anders, the Supreme Court held that if a defendant’s counsel “finds [the
defendant’s] case to be wholly frivolous, after a conscientious examination of it,
he should so advise the court and request permission to withdraw.” Anders, 386
U.S. at 744. Counsel must submit to both the court and his client a “brief
referring to anything in the record that might arguably support the appeal.” Id.
The defendant may then “raise any points that he chooses.” Id.
The reviewing court must examine all the proceedings to determine whether
the appeal is frivolous. Id. If the court so finds, it may grant defense counsel’s
request to withdraw and dismiss the appeal. Id. “On the other hand, if it finds
any of the legal points arguable on their merits (and therefore not frivolous) [the
reviewing court] must, prior to decision, afford the indigent [defendant] the
assistance of counsel to argue the appeal.” Id.
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Mr. Salgado-Vega argues in his pleading called a “Notice of Appeal” that
his attorney was ineffective and that the district court erred in sentencing him
without giving him the opportunity to make objections to the PSR, in particular to
object to the denial of a three-level acceptance of responsibility reduction. His
counsel also suggests that Mr. Salgado-Vega wishes to challenge the use of the
Georgia conviction for forgery as an “aggravated felony” warranting an 8-level
increase in his base offense level.
With respect to the ineffective assistance of counsel claims, we have stated
that:
[i]neffective assistance of counsel claims should be brought in
collateral proceedings, not on direct appeal. Such claims brought on
direct appeal are presumptively dismissible, and virtually all will be
dismissed.
United States v. Galloway, 56 F 3d 1239, 1240 (10 th Cir. 1995) (en banc).
“[E]ven if the record appears to need no further development, the claim should
still be presented first to the district court in collateral proceedings . . . so the
reviewing court can have the benefit of the district court’s views.” Id.
Accordingly, “there is only a slight chance that we will forego the development of
a factual record or at least an opinion by the district court on the subject in the
first instance.” Id. at 1241. After review of the Anders brief, Mr. Salgado-
Vega’s submissions, and the record in this case, we see no reason to depart from
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this general rule. See United States v. Delacruz-Soto, 414 F.3d 1158, 1168 (10 th
Cir. 2005).
Regarding his claim that he was somehow not allowed to make objections
to the PSR, the record does not support that. Mr. Salgado-Vega made no written
objections, but at his sentencing, he raised his complaint that he did not have
seventeen aliases, as the PSR stated, but only one. And, his counsel argued for a
downward departure for acceptance of responsibility, although recognizing that it
was unlikely that he could get more than a one-point departure. After discussion
and argument, the court decided Mr. Salgado-Vega was entitled to no reduction
for acceptance of responsibility.
Finally, with respect to the use of the Georgia forgery conviction to
increase Mr. Salgado-Vega’s base offense level, Mr. Salgado-Vega only argues
(and not in his notice of appeal, but in other pleadings below) that the Georgia
conviction was treated differently when he was on trial in California, presumably
in federal court, for a similar illegal reentry charge. But, we have no details
about that California proceeding; and, in any event, its analysis would not control
ours. As to his counsel’s analysis, he concurs with the PSR rationale for finding
that the Georgia conviction qualifies as an aggravated felony under the relevant
statute. We find no fault with that analysis. 2
2
Furthermore, Mr. Salgado-Vega pled guilty to a violation of 8 U.S.C.
§ 1326(b), which includes the determination that he had committed an aggravated
(continued...)
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We have carefully reviewed the record, and it shows no error in the court’s
determination of the sentence for Mr. Salgado-Vega. We perceive no non-
frivolous grounds for challenging the sentence imposed in this case.
CONCLUSION
For the foregoing reasons, we GRANT defense counsel’s motion to
withdraw and DISMISS this matter.
ENTERED FOR THE COURT
Stephen H. Anderson
Circuit Judge
2
(...continued)
felony. So, barring a challenge to the validity of his guilty plea, which he does
not make, he has waived the right to challenge that determination.
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