NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 11a0592n.06
No. 09-4356
FILED
UNITED STATES COURT OF APPEALS Aug 22, 2011
FOR THE SIXTH CIRCUIT
LEONARD GREEN, Clerk
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, )
)
v. ) On Appeal from the United States
) District Court for the Northern
JEROME R. McCASTER, ) District of Ohio
)
Defendant-Appellant. )
Before: BOGGS, GILMAN, and COOK, Circuit Judges.
PER CURIAM. Jerome McCaster appeals his conviction of possession with intent
to distribute powder and crack cocaine, in violation of 21 U.S.C. §§ 841(a)(1) and (b)(1)(C), and
possession of a firearm by a convicted felon, in violation of 18 U.S.C. § 922(g)(1), as well as his
sentence. He challenges his conviction by arguing that evidence procured through a vehicle search
conducted after police officers allegedly smelled marijuana in his car should have been suppressed
because the government presented no evidence that the officers were trained to detect the odor of
marijuana. With respect to his sentence, he argues that the district court failed to recognize its
authority under United States v. Booker, 543 U.S. 220 (2005), to vary from the advisory United
States Sentencing Guidelines (“USSG”) range. Finally, he argues that his counsel was ineffective
for failing to argue for a variance from the Guidelines range.
No. 09-4356
United States v. Jerome McCaster
We affirm McCaster’s conviction because the district court did not clearly err in determining
that police officers had probable cause to search his vehicle. As to his sentence, although the district
court made statements that—taken out of context—could be interpreted as suggesting the court
lacked the authority to vary from the Guidelines sentencing range in the absence of a motion from
the parties, a review of the record as a whole yields no evidence that the court actually treated the
Guidelines as mandatory or presumptively correct. We defer McCaster’s ineffective-assistance claim
to a collateral proceeding.
I
On December 16, 2008, during a traffic stop, Cleveland Police Officers William Mazur and
Jeff Yasenchack discovered a loaded handgun and plastic bags containing powder and crack cocaine
in a cavity under the center console of McCaster’s car. McCaster was indicted for possession with
intent to distribute cocaine base and cocaine, in violation of 21 U.S.C. §§ 841(a)(1) and (b)(1)(C),
and possession of a firearm by a convicted felon, in violation of 18 U.S.C. § 922(g)(1). McCaster
moved to suppress evidence seized and statements made to police during the stop, arguing that the
officers lacked probable cause for the warrantless search of his vehicle.
During the suppression hearing, Officer Mazur testified that he stopped the car because it had
“dark tinted windows and . . . no license plate illumination,” in violation of Cleveland city
ordinances. According to Mazur, when McCaster rolled down the driver-side window, Mazur
smelled burnt marijuana. Officer Yasenchack also smelled marijuana from the passenger-side
window. The officers ordered McCaster and his passenger out of the vehicle and detained them
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while they searched the vehicle. They found a burnt cigar that appeared to be marijuana in the center
console ashtray. Yasenchack then discovered the gun and drugs in a cavity under the center console
cupholder. McCaster and his passenger were arrested and given Miranda warnings. McCaster
voluntarily admitted that the drugs and gun were his.
McCaster’s counsel argued to the district court that the government presented no “evidence
to support or corroborate that there was any odor of marijuana in the car.” Tests of the cigar were
not produced, and McCaster was not cited for marijuana possession. The district court concluded
that Officer Mazur’s testimony was credible, and that the odor of burnt marijuana emanating from
the vehicle gave the officers probable cause to search the vehicle, including the cavity where the gun
and drugs were found. The court therefore denied the motion to suppress.
A jury convicted McCaster on all three counts on July 7, 2009. The Presentence
Investigation Report (“PSR”) calculated a criminal-history score of 13 and a criminal-history
category of VI. Using the 100:1 crack-to-powder-cocaine ratio found in USSG §2D1.1, application
note 10(E), and applying a two-level increase for the presence of the gun, the total offense level was
24. The resulting Guidelines sentencing range was 100–125 months.
McCaster filed a “Motion Pursuant to 18 U.S.C. Sec. 3553(a) to Impose a 1:1 Crack Cocaine
to Powder Ratio for Base Offense Level.” Citing the example of the district court in United States
v. Gully, 619 F. Supp. 2d 633 (N.D. Iowa 2009), which elected to vary categorically from the crack-
cocaine Guidelines, his counsel argued that the court should apply a 1:1 ratio of crack to powder
cocaine, in lieu of the 1:100 ratio used in the PSR. The former would result in a Guidelines range
of 46–57 months. During the sentencing hearing, counsel also pointed out that the court could use
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No. 09-4356
United States v. Jerome McCaster
a 20:1 ratio. The court denied the motion, citing McCaster’s “repeated commitment to the sale of
drugs, including crack cocaine.” The court stated, “I might under other circumstances give further
thought to the ratio, but this is not the case in my mind.”
Before pronouncing sentence, the district court stated: “So I’ve got from 100 to 125 months
of discretion, unless there’s a motion for either departure or variance.” Neither the government nor
McCaster’s counsel made a motion. The court later stated: “I will listen to the defendant. I’ve got
25 months of discretion here and so, Mr. McCaster, you may come to the podium, and if you have
anything you wish to say, I would be more than willing to listen to it.” McCaster argued to the court
that “the one to one [ratio] applies because . . . the head attorney general, Eric Holder, and President
Obama, [said] the drugs are the same.” He also asked the court for a variance and told the court, “I
know that the [G]uidelines are advisory since 2005 since Booker.” After McCaster’s allocution, the
court sentenced him to 100 months of imprisonment on each count, with all counts to run
concurrently, to be followed by six years of supervised release. The court stated, “Now, arguably,
[it] should be higher. That’s the lowest I can go on the [G]uidelines, but I am going to make it 100,
not the 125 months or somewhere in between.”
In a memorandum filed after sentencing, the court detailed McCaster’s history, concluding:
This defendant has a lengthy criminal record involving the sale of drugs. The
conviction for which he is to be sentenced involves possession with the intent to
distribute both crack cocaine and cocaine, plus possession of a firearm and
ammunition. It is apparent that the previous sentences imposed upon the defendant
have failed to persuade him to find another way to earn money and support the three
children whom he has fathered. Against the background as previously set forth
herein, the Court finds that a sentence of 100 months is necessary to reflect the
seriousness of the offenses, to promote respect for the law and provide just
punishment for the offense.
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The court did not mention its discretion to vary below the Guidelines range, but the memorandum
called the Guidelines “advisory.” The court added in a footnote that it had rejected the defendant’s
motion for a categorical variance because “the offense level, calculated at 24, is appropriate against
the background of the defendant’s repeated commitment to the sale of drugs.”
II
A. The Motion to Suppress
McCaster appeals the district court’s denial of his motion to suppress evidence resulting from
the search of his vehicle, contending that Officers Mazur and Yasenchack lacked probable cause for
the search. We review the district court’s factual findings on a suppression motion for clear error
and its legal conclusions de novo. United States v. Gross, 550 F.3d 578, 582 (6th Cir. 2008).
Reversal of a district court’s credibility determination requires a “definite and firm conviction” that
the trial court committed a mistake. Anderson v. City of Bessemer City, N.C., 470 U.S. 564, 573
(1985). Moreover, to the extent that McCaster presents different arguments on appeal than he argued
below in his motion to suppress, he has waived those issues. United States v. Critton, 43 F.3d 1089,
1093–94 (6th Cir. 1995).
McCaster does not challenge the validity of the stop itself. He also acknowledges, citing
United States v. Garza, 10 F.3d 1241, 1246 (6th Cir. 1993), that “it is firmly established in the Sixth
Circuit that a marijuana odor emanating from a vehicle supplies probable cause to law enforcement
officers to search the entire vehicle—even the trunk—and any containers within that vehicle which
could be hiding marijuana.” He contends, however, that “the Government failed to provide any
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United States v. Jerome McCaster
evidence that the Officers who conducted the search . . . had any experience or training in the
detection of the odor of marijuana.”
This particular argument was not presented to the district court in McCaster’s motions to
suppress. He argued to the district court that the vehicle search lacked probable cause, that there was
no evidence that there was any marijuana in the car, and that Officer Mazur’s testimony that he
smelled marijuana was not credible. He did not specifically challenge the officers’ qualifications
to identify the smell. McCaster has therefore waived this issue.
Regardless, the district court did not clearly err in determining that the officers detected the
smell of marijuana in the car. Officer Mazur testified during the suppression hearing that he smelled
marijuana, and McCaster has offered no evidence to suggest that Mazur’s testimony was false. The
court found Mazur credible, and we defer to its credibility assessments. See United States v. Smith,
594 F.3d 530, 535 (6th Cir. 2010). We further note that this circuit has never required an officer
claiming to have smelled burnt marijuana—a common and distinctive odor—to show he had
particular training and experience in detecting marijuana. Cf. United States v. DeLeon, 979 F.2d
761, 765 (9th Cir. 1992) (“[A] warrant cannot be based on the claim of an untrained or inexperienced
person to have smelled growing plants which have no commonly recognized odor.”). What is more,
Officer Mazur testified that he had ten years of experience in the Cleveland Police Department. As
an officer in the Community Services Unit, he explained, he dealt with “[q]uite a bit of drug
activity.”
As McCaster concedes, if the odor of marijuana emanated from his vehicle, the officers had
probable cause for a warrantless search. See United States v. Foster, 376 F.3d 577, 588 (6th Cir.
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2004); United States v. Elkins, 300 F.3d 638, 659 (6th Cir. 2002) (citing Garza, 10 F.3d at 1246).
We affirm the denial of McCaster’s motion to suppress evidence resulting from that search.
B. The Booker Claim
McCaster’s second claim is that the district court failed to recognize its authority to vary from
the advisory Guidelines range, believing itself bound by the Guidelines range unless a party moved
for a variance. This, he argues, violated Booker, which made it clear that the Guidelines are
advisory—whether a party moves for a variance or not. McCaster concedes that his trial counsel
raised no objection to the alleged Booker violation when given the opportunity to do so during
sentencing. We therefore review the district court’s sentencing decision for plain error. United
States v. Phillips, 516 F.3d 479, 486–87 (6th Cir. 2008). McCaster must show an “(1) error (2) that
was obvious or clear, (3) that affected [his] substantial rights and (4) that affected the fairness,
integrity, or public reputation of the judicial proceedings.” United States v. Vonner, 516 F.3d 382,
386 (6th Cir. 2008) (en banc) (internal quotation marks and citation omitted).
Where a district court sentences a defendant as if the Guidelines were mandatory, this court
has found plain error, presumed that the defendant’s substantial rights were affected, and concluded
that sentencing a defendant under a mandatory regime “affected the fairness, integrity or public
reputation of the judicial proceedings.” See, e.g., United States v. Barnett, 398 F.3d 516, 526–30
(6th Cir. 2005). The Supreme Court has further explained that at the level of the sentencing court,
there is no “legal presumption that the Guidelines sentence should apply.” Rita v. United States, 551
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United States v. Jerome McCaster
U.S. 338, 351 (2007) (citing Booker, 543 U.S. at 259–60). Thus, a district court must recognize that
it is free to impose a non-Guidelines sentence even if the parties fail to argue for one.
Even so, a district court is not required to explicitly state on the record that the Guidelines
are advisory. United States v. Bailey, 488 F.3d 363, 367 (6th Cir. 2007). Rather, “[t]he key is
whether the district court demonstrates, though its application of the Guidelines, that it recognizes
that the Guidelines are advisory.” Id. at 367. This court will remand for resentencing only if a
defendant is able to “marshal evidence in support of the position that the district court actually failed
to apply the Guidelines as advisory.” Ibid.; see also United States v. Fitzmorris, 2011 WL 1682891,
at *7 (6th Cir. May 5, 2011) (finding that nothing in the sentencing transcript “hints that the district
court considered the career-offender Guidelines to be mandatory”).
In this case, the district court made several statements suggesting that its discretion to choose
a sentence was constrained. The court stated, “I’ve got from 100 to 125 months of discretion, unless
there’s a motion for either departure or variance,” “I’ve got 25 months of discretion here,” and
“That’s the lowest I can go on the [G]uidelines.” These statements indicate that, even if the court
recognized the Guidelines were advisory, it might have presumed them to be correct in the absence
of contrary arguments from the parties. That is not what Booker requires. See Rita, 551 U.S. at 351;
see also Nelson v. United States, 555 U.S. 350, 129 S. Ct. 890, 892 (2009) (“The Guidelines are not
only not mandatory on sentencing courts; they are also not to be presumed reasonable.”).
Despite these statements, a review of the record as a whole demonstrates that the district
court did not actually fail to apply the Guidelines as advisory. First, the record is replete with
references to the “advisory” nature of the Guidelines. The PSR stated that the Guidelines range was
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advisory, as did the court’s sentencing memorandum. Even the defendant noted the advisory nature
of the Guidelines during his allocution. Other evidence also suggests that the court was aware of its
discretion to vary from the Guidelines. McCaster requested that the court vary categorically from
the Guidelines range by using a 1:1 crack-to-cocaine ratio. The court denied this request because
of McCaster’s extensive criminal history, but it acknowledged that it had the authority to vary
categorically from the advisory range and suggested that it might consider such an argument in a
future case. As the government argues, this shows that “the court was well aware of its option not
to impose a Guidelines sentence” but considered a within-Guidelines sentence appropriate.
We must assess the district court’s admittedly problematic statements about having “25
months of discretion” in light of its decision not to vary categorically from the Guidelines range.
The court made these statements after it had explicitly determined that the Guidelines range was
appropriate and that it would not vary from it by applying a different crack-to-cocaine ratio, which
would have yielded a significantly lower Guidelines range. It then announced that it would exercise
its discretion within the Guidelines range unless the parties offered “a motion for either departure
or variance.” In other words, it gave the parties a chance to make an argument as to why its
independent decision to stay within the Guidelines range was incorrect. The parties offered
none—McCaster’s counsel stated that his “motion was just based on the ratio.” Having deemed the
Guidelines range appropriate, the court then told McCaster that it was “willing to listen” to his
arguments to determine where within that 25-month range the sentence should fall. The district
court’s logic would have been clearer had it not used the words, “a motion,” and had instead asked
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the parties for any arguments they had for a sentence outside the Guidelines range, and alternatively
for arguments for a sentence within the range. Regardless, that is in effect exactly what the court did.
Other aspects of the record also suggest that the court was aware of its discretion. The court
justified McCaster’s sentence by explaining why a lengthy sentence was warranted, noting that “the
previous sentences imposed upon the defendant have failed to persuade him to find another way to
earn money.” But it then imposed a sentence of 100 months—the low end of the Guidelines range.
The fact that the court explained the rationale for imposing a harsh punishment, but then chose the
lowest possible within-Guidelines sentence, suggests that the court recognized that a less severe
sentence was on the table, but rejected that option because “[t]he defendant [was] a major recidivist.”
Finally, the court’s stated rationale for McCaster’s sentence demonstrates that the court believed the
100-month sentence was warranted. The court detailed the relevant § 3553(a) factors in its
sentencing memorandum, emphasizing McCaster’s lengthy criminal record. It also declared that the
application of the 1:1 crack-to-cocaine ratio—which would have yielded a significantly lower
Guidelines range—was inappropriate in this case.
We cannot conclude, based on this record, that the district court committed plain error by
treating the sentencing Guidelines as mandatory or presumptively correct.
C. Ineffective Assistance of Counsel
McCaster’s final claim is that his trial counsel was ineffective for “failing to move for a
variance” from the advisory sentencing Guidelines. We decline to address the ineffective-assistance
claim, deferring it instead to a collateral proceeding. This court “generally will not review an
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ineffective assistance of counsel claim on direct appeal, as such claims are more appropriately raised
in a post-conviction motion under 42 U.S.C. § 2255 when an adequate record may be developed on
the issue.” United States v. McCarty, 628 F.3d 284, 295 (6th Cir. 2010) (quoting United States v.
Long, 190 F.3d 471, 478 (6th Cir. 1999)).
III
McCaster’s conviction and sentence are AFFIRMED.
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No. 09-4356
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RONALD LEE GILMAN, concurring. The words that the district court used in
pronouncing McCaster’s sentence, specifically its statements that “I’ve got from 100 to 125 months
of discretion, unless there’s a motion for either departure or variance,” “I’ve got 25 months of
discretion here,” and “That’s the lowest I can go in the guidelines” would, in isolation, be clear
grounds for resentencing. See United States v. Mooneyham, 473 F.3d 280, 295 (6th Cir. 2007) (“We
have recognized, in the wake of Booker, that a sentence imposed under mandatory guidelines,
. . . constitutes plain error where it affects substantial rights by prejudicing the defendant.” (internal
quotation marks omitted)). I join the lead opinion, however, because the record as whole shows that
the court recognized that the Guidelines were advisory. But I hope that in the future district courts
will refrain from making similar statements to avoid confusion on appeal about whether the court
understood its discretion under the post-Booker advisory Guidelines regime.
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