FILED
United States Court of Appeals
Tenth Circuit
August 22, 2011
UNITED STATES COURT OF APPEALS Elisabeth A. Shumaker
Clerk of Court
FOR THE TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
No. 10-4146
v. (D.C. No. 2:08-CR-00733-TS-1)
(D. Utah)
MATTHEW SCOTT SIMPSON,
Defendant-Appellant.
ORDER AND JUDGMENT *
Before KELLY, GORSUCH, and MATHESON, Circuit Judges.
Matthew Scott Simpson was charged with one count of possession with
intent to distribute methamphetamine, in violation of 21 U.S.C. § 841(a)(1). He
entered a guilty plea pursuant to a plea agreement and he was sentenced to ninety
months’ imprisonment. His attorney has filed a brief and a motion to withdraw
pursuant to Anders v. California, 386 U.S. 738 (1967), asserting that there are no
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument. This order and judgment is
not binding precedent, except under the doctrines of law of the case, res judicata,
and collateral estoppel. It may be cited, however, for its persuasive value
consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
non-frivolous issues to be raised on appeal because of the appeal waiver in
Mr. Simpson’s plea agreement.
Mr. Simpson filed a pro se response to the Anders brief. The government
did not file a response. Instead, the government submitted a letter noting that the
appeal is barred by a valid appeal waiver and the only issue Mr. Simpson seeks to
raise relates to ineffective assistance of counsel, which should be brought in a
collateral proceeding, not on direct appeal.
Under Anders, we conduct an independent review to determine whether
Mr. Simpson’s claims are frivolous. 386 U.S. at 744. Mr. Simpson did enter into
a plea agreement and he did waive his right to appeal his sentence. Counsel’s
Anders brief focuses on Mr. Simpson’s appellate waiver as it relates to any
challenges to his sentence. To the extent that Mr. Simpson wants to challenge his
sentence, we agree with counsel that there are no non-frivolous issues for appeal
because of the appellate waiver contained in the plea agreement.
But it is not clear that Mr. Simpson wants to challenge his sentence. As the
government acknowledged in its letter, and consistent with Mr. Simpson’s
docketing statement, the only issue Mr. Simpson seeks to raise on appeal is for
ineffective assistance of counsel. Based on Mr. Simpson’s pro se response, it
appears as though he wants to raise an ineffective assistance of counsel claim
arising out of the negotiation of his plea agreement and the entry of his guilty
plea.
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The appeal waiver in Mr. Simpson’s plea agreement does not bar him from
bringing a claim for ineffective assistance of counsel in the negotiation of his plea
agreement or the entry of his guilty plea. See United States v. Cockerham,
237 F.3d 1179, 1187 (10th Cir. 2001). This does not mean, however, that
Mr. Simpson’s appeal may proceed. We generally do not consider claims of
ineffective assistance of counsel on direct appeal; instead, they must be brought
in a collateral proceeding. See United States v. Porter, 405 F.3d 1136, 1144
(10th Cir. 2005).
Accordingly, we DISMISS the appeal and we GRANT counsel’s motion
to withdraw.
Entered for the Court
Paul J. Kelly, Jr.
Circuit Judge
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