FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
YIN HING SUM,
Petitioner, No. 05-75776
v.
Agency No.
A042-759-938
ERIC H. HOLDER JR., Attorney
General, OPINION
Respondent.
On Petition for Review of an Order of the
Board of Immigration Appeals
Argued and Submitted
March 12, 2010—San Francisco, California
Filed April 23, 2010
Before: J. Clifford Wallace, Susan P. Graber, and
M. Margaret McKeown, Circuit Judges.
Opinion by Judge McKeown;
Concurrence by Judge Graber
6065
SUM v. HOLDER 6067
COUNSEL
Marie Kayal and Martin Avila Robles, Immigration Practice
Group, San Francisco, California, for the petitioner.
Blair O’Connor, United States Department of Justice, Civil
Division/Office of Immigration Litigation, Washington, D.C.,
for the respondent.
6068 SUM v. HOLDER
OPINION
McKEOWN, Circuit Judge:
We consider a non-citizen’s eligibility for a waiver of inad-
missibility under § 212(h) of the Immigration and Nationality
Act (“INA”), 8 U.S.C. § 1182(h), where he has been con-
victed of an aggravated felony after his admission for perma-
nent residence. Section 212(h), also referred to as the
“§ 212(h) waiver” or “§ 212(h) relief,” expressly bars from
relief a non-citizen who has “previously been admitted to the
United States as an alien lawfully admitted for permanent res-
idence” and later is convicted of an aggravated felony. Id. Yin
Hing Sum, a native of Hong Kong and citizen of China, was
denied a § 212(h) waiver because he was convicted of a quali-
fying offense after his admission as a lawful permanent resi-
dent (“LPR”).
Sum advances a curious position on appeal: namely, that
because he was never legally admitted for permanent resi-
dence in the first place, but rather procured his admission by
fraud or misrepresentation, the bar on § 212(h) relief does not
apply. In other words, he argues that his initial fraud should
save him now. We are not persuaded by this change-of-heart
approach and deny the petition for review. Having enjoyed
the benefits of LPR status, Sum cannot now shed his skin for
the purposes of seeking beneficial relief.
The term “admitted” carries special significance within the
regime of immigration statutes. Contrary to Sum’s position,
the previous “admission” to LPR status in § 212(h) does not
refer to an admission in substantive compliance with the
immigration laws, but rather an admission that is procedurally
regular in nature. In this regard we interpret the term “admit-
ted” as used in § 212(h), as distinct from the term “lawfully
admitted” as that phrase is defined by the statute. Because
Sum was “admitted” as an LPR in the sense of being
inspected and authorized at the port of entry, but later con-
SUM v. HOLDER 6069
victed, he is barred from § 212(h) relief. It may seem, at first
blush, an oxymoron to be “admitted” to the United States and
yet “inadmissible” at the same time. But such is the text of the
INA and the often opaque world of the immigration statutes.
BACKGROUND
Sum was admitted to the United States as an LPR in 1990.
Before obtaining residency, in December 1987, Sum was
arrested, and allegedly convicted, for criminal coercion in the
second degree, in violation of New York Penal Law § 135.60.
In June 2001, some ten years after his admission, Sum was
convicted of conspiracy to produce, use, or traffic in counter-
feit access devices, in violation of 18 U.S.C. § 371, and sen-
tenced to thirty-three months’ imprisonment.
Following Sum’s federal conviction, the government initi-
ated removal proceedings in December 2001, charging Sum
with removability for having been convicted of an aggravated
felony, for an offense relating to counterfeiting for which the
term of imprisonment is at least one year. See 8 U.S.C.
§§ 1227(a)(2)(A)(iii) (detailing grounds for removability),
1101(a)(43)(R) (defining aggravated felony). Sum conceded
removability in immigration court but argued that he was eli-
gible for adjustment of status, withholding of removal, and
relief under the Convention Against Torture. In conjunction
with his adjustment application, Sum sought a § 212(h)
waiver, arguing that he was not subject to the bar on § 212(h)
relief because he was actually inadmissible at the time he
obtained LPR status either because of his 1987 conviction or
because of his failure to disclose that conviction when he
entered as an LPR in 1990.1
1
The record does not establish that Sum was convicted of second-degree
criminal coercion in 1987, but only that he was arrested for this offense.
As a result, Sum cannot argue that a conviction for a crime of moral turpi-
tude rendered him inadmissible at the time he was admitted as an LPR.
Sum can still argue, however, that his failure to disclose his arrest ren-
6070 SUM v. HOLDER
On August 17, 2004, the immigration judge (“IJ”) denied
all of Sum’s applications for relief. With respect to Sum’s
application for a § 212(h) waiver, the IJ held there was “no
basis on which to conclude that [Sum’s] admission for perma-
nent residence was somehow in violation of law.” The IJ
found Sum ineligible for the waiver and pretermitted his
adjustment application. The Board of Immigration Appeals
(“BIA”) affirmed the IJ’s decision without opinion. Because
the BIA affirmed without opinion, we review the IJ’s decision
as the final agency determination. Lanza v. Ashcroft, 389 F.3d
917, 925 (9th Cir. 2004); see also 8 C.F.R. § 1003.1(e)(4)(ii).
ANALYSIS
I. THE § 212(h) WAIVER
A. BACKGROUND OF THE WAIVER
[1] Section 212(h) authorizes the Attorney General to
waive certain criminal grounds of inadmissibility, including a
crime involving moral turpitude, a single conviction of simple
possession of thirty grams or less of marijuana, multiple crim-
inal convictions, prostitution, and offenses by diplomats
asserting immunity from prosecution for serious criminal
activities. 8 U.S.C. § 1182(h); see also id. § 1182(a)(2)(F)
(authorizing waiver). Crucially for Sum, § 212(h) provides
one of the few forms of relief available to non-citizens who
have been convicted of aggravated felonies. Although
§ 212(h) does not itself waive an aggravated felony, it poten-
tially provides discretionary relief to non-citizens who other-
wise would be eligible for adjustment of status, but for certain
grounds of inadmissibility such as crimes of moral turpitude.
dered him inadmissible at the time he entered because of “fraud or will-
fully misrepresenting a material fact.” 8 U.S.C. § 1182(a)(6)(C)(i); see
also Forbes v. INS, 48 F.3d 439, 442 (9th Cir. 1995) (holding that “knowl-
edge of the falsity of a representation [regarding an arrest] is sufficient”
to establish inadmissibility).
SUM v. HOLDER 6071
[2] However, LPRs and non-LPRs are not eligible for the
§ 212(h) waiver on equal terms. As part of the 1996 immigra-
tion reform, Congress amended the statute to make it more
difficult for LPRs to obtain § 212(h) relief. Illegal Immigra-
tion Reform and Immigrant Responsibility Act of 1996
(“IIRIRA”), Pub. L. No. 104-208, div. C, § 348, 110 Stat.
3009 (amending 8 U.S.C. § 1182(h)). The statute provides
that “[n]o waiver shall be granted under this subsection in the
case of an alien who has previously been admitted to the
United States as an alien lawfully admitted for permanent res-
idence if . . . since the date of such admission the alien has
been convicted of an aggravated felony.” 8 U.S.C. § 1182(h).
Accordingly, § 212(h) waivers are available to non-LPRs con-
victed of aggravated felonies, or non-citizens who were con-
victed of an aggravated felony prior to their admission as
LPRs, but they are unavailable to non-citizens who were con-
victed of an aggravated felony after their admission as LPRs.
In re Michel, 21 I&N Dec. 1101, 1104 (BIA 1998) (en banc);
see also United States v. Arrieta, 224 F.3d 1076, 1080-81 &
n.2 (9th Cir. 2000). We have upheld this distinction against an
equal protection challenge as supported by a rational basis:
namely, the judgment that LPRs, who “enjoy substantial
rights and privileges not shared by other aliens” should be
held to “a higher standard and level of responsibility than
non-LPRs” and that aggravated felon LPRs are “less deserv-
ing of a ‘second chance’ than [nonLPRs].” Taniguchi v.
Schultz, 303 F.3d 950, 958 (9th Cir. 2002) (alteration in origi-
nal) (internal quotation marks omitted).
B. STATUTORY TEXT
[3] The crux of this appeal is whether, despite the arrest
Sum concealed at the time of his admission for permanent res-
idence, Sum is now ineligible to seek § 212(h) relief. The IJ
found that Sum was “previously admitted” for permanent resi-
dence within the meaning of § 212(h), had been convicted for
an aggravated felony after his admission, and was therefore
barred from seeking § 212(h) relief. Sum argues, however,
6072 SUM v. HOLDER
that because he acquired permanent residence through fraud
or misrepresentation, he was never lawfully admitted for the
purpose of the bar.
We review the proper construction of § 212(h) de novo,
Kankamalage v. INS, 335 F.3d 858, 861-62 (9th Cir. 2003),
employing all “traditional tools of statutory construction” to
determine “whether Congress has directly spoken to the pre-
cise question at issue.” Chevron, U.S.A., Inc. v. Natural Res.
Def. Council, Inc., 467 U.S. 837, 842, 843 n.9 (1984). “If
Congress has done so, [our] inquiry is at an end; [we] ‘must
give effect to the unambiguously expressed intent of Con-
gress.’ ” FDA v. Brown & Williamson Tobacco Corp., 529
U.S. 120, 132 (2000) (quoting Chevron, 467 U.S. at 843).
[4] Our analysis begins with the text. The statutory text
bears repeating here: “[n]o waiver shall be granted under this
subsection in the case of an alien who has previously been
admitted to the United States as an alien lawfully admitted for
permanent residence if . . . since the date of such admission
the alien has been convicted of an aggravated felony.” 8
U.S.C. § 1182(h). Despite its apparently redundant phrasing,
the text is divisible into two distinct phrases: namely, (1) “an
alien who has previously been admitted to the United States”
and (2) “as an alien lawfully admitted for permanent resi-
dence.” Id.; see Martinez v. Mukasey, 519 F.3d 532, 546 (5th
Cir. 2008) (parsing the statute in this manner). The first
phrase is controlling in this case. In other words, the applica-
tion of the bar turns on what it means to have “previously
been admitted” to the United States “as” an LPR.
This two-part structure is put in sharper relief when
§ 212(h) is read against the definitions provision of the INA,
which sets forth separate definitions for “admitted,” as used
in the phrases “previously been admitted to the United States”
and “lawfully admitted for permanent residence.” See 8
U.S.C. § 1101(a) (defining terms “[a]s used in this chapter”).
The statute defines “admission” in general as “the lawful
SUM v. HOLDER 6073
entry of the alien into the United States after inspection and
authorization by an immigration officer.” Id.
§ 1101(a)(13)(A); see also 8 C.F.R. § 1235.1 (setting forth
inspection procedures). The statute defines “lawfully admitted
for permanent residence” as “the status of having been law-
fully accorded the privilege of residing permanently in the
United States as an immigrant in accordance with the immi-
gration laws, such status not having changed.” 8 U.S.C.
§ 1101(a)(20).
When viewed in these terms, it becomes clear that the key
to understanding the statute is the general definition of “ad-
mission” under § 1101(a)(13)(A), which defines “admitted”
as used in the bar’s controlling phrase, “previously been
admitted.” The parties in turn have presented us with two pos-
sible approaches to this general definition of admission: one
procedural in nature, and one substantive in nature. If “admis-
sion,” or “lawful entry . . . into the United States,” is under-
stood procedurally, in the sense of referring to an inspection
and authorization by an immigration officer, § 212(h)’s bar
precludes non-citizens, like Sum, who successfully passed
themselves off as LPRs at the port of entry, regardless of
whether they are admissible in fact. If admission is under-
stood substantively, § 212(h)’s bar precludes only non-
citizens who were properly admissible as LPRs at the time of
entry, and not individuals like Sum who were admissible
through appearance alone.
[5] Addressing this issue of first impression in this circuit,
we conclude that the plain meaning of the term “admission”
in § 1101(a)(13)(A), and thus the term “previously been
admitted” in § 212(h), refers to a procedurally regular admis-
sion and not a substantively lawful admission.2 The First Cir-
2
The only prior decision to address this issue was vacated by the panel.
In Orozco v. Mukasey, 521 F.3d 1068 (9th Cir. 2008), vacated by 546 F.3d
1147 (9th Cir. 2008) (order), a panel of our court interpreted “admission”
in § 1101(a)(13)(A) to describe a substantively lawful entry into the
United States.
6074 SUM v. HOLDER
cuit came to the same conclusion, having construed the term
“previously . . . admitted” in § 212(h). Onwuamaegbu v.
Gonzales, 470 F.3d 405, 409 (1st Cir. 2006). The BIA also
interpreted the term in the context of § 212(h). In re Ayala, 22
I&N Dec. 398, 401 (BIA 1998) (en banc).3 Neither decision
approached the question, as we do, from the starting point of
the meaning of “admission” in the definition section of the
statute, § 1101(a)(13)(A), but the result is the same.
As an initial matter, although we have not considered the
meaning of “previously been admitted,” we have construed
the phrase “lawfully admitted for permanent residence” as
defined in the identical predecessor statute to § 1101(a)(20).
Monet v. INS, 791 F.2d 752, 753 (9th Cir. 1986). In Monet,
we held that this latter phrase must be read to contemplate a
substantively lawful admission for permanent residence. Id. at
753-54. The BIA’s position is in accord. In re Koloamatangi,
23 I&N Dec. 548, 551 (BIA 2003). In both cases, the petition-
ers sought forms of relief from deportation for which lawful
admission as an LPR was a condition precedent—in the case
of Monet, former INA § 212(c) relief; in the case of Koloama-
tangi, cancellation of removal under 8 U.S.C. § 1229b(a).
Because Monet and Koloamatangi were not actually admissi-
ble at the time of their admission to permanent residence, they
were deemed ineligible to seek relief.4 As Monet explained,
“ ‘[a]dmission is not lawful if it is regular only in form. The
term ‘lawfully’ denotes compliance with substantive legal
requirements, not mere procedural regularity.’ ” 791 F.2d at
753 (quoting In re Longstaff, 716 F.2d 1439, 1441 (5th Cir.
3
The Fourth and Eleventh Circuits have cited Ayala with approval. See
Savoury v. U.S. Attorney Gen., 449 F.3d 1307, 1315 (11th Cir. 2006);
Obioha v. Gonzales, 431 F.3d 400, 409 n.10 (4th Cir. 2005). We also
applied Ayala in an unpublished decision, Singh v. Holder, No. 07-73440,
2009 WL 4884870, at *2 (9th Cir. Nov. 16, 2009).
4
Monet had concealed a prior drug conviction at the time of admission,
Monet, 791 F.2d at 753, and Koloamatangi had obtained LPR status
through a bigamous marriage. Koloamatangi, 23 I&N Dec. at 549.
SUM v. HOLDER 6075
1983)); accord Koloamatangi, 23 I&N Dec. at 551.5 Signifi-
cantly, these cases focus on the word “lawfully” in the context
of admission.
[6] However, the clause in § 212(h) controlling the out-
come here is not “lawfully admitted for permanent residence,”
but rather the preceding phrase, “previously been admitted to
the United States.” This phrase in turn incorporates the defini-
tion of “admission” contained in § 1101(a)(13)(A). Although
Monet and Koloamatangi define what constitutes a lawful
admission for permanent residence under § 1101(a)(20), they
do not tell us what “admission,” or “lawful entry,” means
under § 1101(a)(13)(A) and thus what it means to be “previ-
ously . . . admitted . . . as an alien lawfully admitted for per-
manent residence” under § 212(h).
[7] When § 1101(a)(13)(A) is considered in the context of
§ 212(h), it becomes clear that Congress intended to define
admission in procedural, rather than substantive, terms. By
reading the entire phrase in § 212(h) to refer to substantively
lawful admission for permanent residence, Sum’s proposed
construction renders the first clause superfluous. If Congress
intended § 212(h) to bar only “alien[s] lawfully admitted for
permanent residence,” there would be no need to describe
those non-citizens as also “previously . . . admitted to the
United States.” See Onwuamaegbu, 470 F.3d at 409; Marti-
nez, 519 F.3d at 546; see generally Romero-Ruiz v. Mukasey,
538 F.3d 1057, 1062 (9th Cir. 2008) (noting that “legislative
enactments should not be construed to render their provisions
mere surplusage” (internal quotation marks omitted)).
5
Other courts of appeals have applied the same analysis to determine
eligibility for various forms of relief from removal. See, e.g., Walker v.
Holder, 589 F.3d 12, 19-21 (1st Cir. 2009) (derivative citizenship); Mejia-
Orellana v. Gonzales, 502 F.3d 13, 15-17 (1st Cir. 2007) (cancellation of
removal); De La Rosa v. DHS, 489 F.3d 551, 554-55 (2d Cir. 2007) (per
curiam) (former INA § 212(c) relief); Savoury, 449 F.3d at 1313-17
(same); Arellano-Garcia v. Gonzales, 429 F.3d 1183, 1186-87 (8th Cir.
2005) (same).
6076 SUM v. HOLDER
In addition, adopting a substantive reading of the relevant
phrase runs contrary to the purpose of § 212(h). “By using the
term ‘previously admitted,’ rather than (for example) ‘previ-
ously and lawfully admitted,’ Congress demonstrated that it
specifically intended to penalize those immigrants who sought
and gained LPR status only to abuse its benefits.” Onwua-
maegbu, 470 F.3d at 409; accord Taniguchi, 303 F.3d at 958.
There is no reason why Congress would give a pass to non-
citizens who had fraudulently obtained LPR status while bar-
ring from relief non-citizens who had legitimately obtained
LPR status. See Andreiu v. Ashcroft, 253 F.3d 477, 482 (9th
Cir. 2001) (en banc) (noting that “when possible, we interpret
statutes so as to preclude absurd results”).
Although the BIA has not dealt squarely with the meaning
of “admission” through interpretation of § 1101(a)(13)(A), it
has construed “previously been admitted” in § 212(h) to refer
to a procedurally regular, rather than substantively lawful,
“admission.” See Ayala, 22 I&N Dec. at 401. Like Sum,
Ayala was convicted of an aggravated felony after his admis-
sion as an LPR and sought a § 212(h) waiver in conjunction
with an application for adjustment. Ayala argued that because
he concealed ongoing criminal activity at the time of his
admission for permanent residence, he was never lawfully
admitted, and therefore was eligible for a § 212(h) waiver. Id.
at 399-400.
The BIA rejected Ayala’s claim, explaining:
While the language of section 212(h) distinguishes
those who have been previously admitted for perma-
nent residence from those who have not, the statute
does not, either expressly or by implication, distin-
guish between those whose admission was lawful
and those who were previously admitted for lawful
permanent residence but are subsequently deter-
mined to have been admitted in violation of the law.
SUM v. HOLDER 6077
To read such a distinction into the statute would be
arbitrary and capricious.
Id. at 401 (citation omitted). Ayala’s criminal activity at the
time of admission did not alter “the historical fact that, when
he entered, it was in the status of a lawful permanent resi-
dent.” Id. at 402. The same reasoning applies to Sum.
Stepping back from § 212(h), we find further support for
the procedural construction of “admission” in
§ 1101(a)(13)(A), and thus in § 212(h), in the INA as a whole.
See United States v. Lewis, 67 F.3d 225, 228-29 (9th Cir.
1995) (explaining that “[p]articular phrases must be construed
in light of the overall purpose and structure of the whole stat-
utory scheme”). The overall statutory context is especially rel-
evant here as § 1101(a)(13)(A) is intended to define
“admission” across the INA. See 8 U.S.C. § 1101(a) (defining
terms “[a]s used in this chapter”).
[8] The grounds of deportability set forth at 8 U.S.C.
§ 1227 confirm that Congress meant to define “admission” in
terms of procedural, rather than substantive, lawfulness.
When Congress amended § 1101(a)(13)(A) as part of the
1996 immigration reform, it also amended the INA to require
that a non-citizen be “in and admitted to the United States” in
order to be deportable. Id. at § 1227(a) (emphasis added).
However, Congress left unchanged § 1227(a)(1)(A), which
renders deportable non-citizens who were “admitted” to the
United States, but were in fact inadmissible at the time of
their entry. Id. Reading § 1227(a)(1)(A) with the introductory
text at § 1227(a), it becomes clear that Congress understood
a non-citizen who effected a procedurally lawful entry, but
was substantively ineligible for admission, to have been “ad-
mitted” within the meaning of the statute. The Second Circuit
adopted this construction of § 1101(a)(13)(A) in Emokah v.
Mukasey, 523 F.3d 110 (2d Cir. 2008). At issue was whether
Emokah was admissible under § 1182(a)(6)(A)(ii) as a bat-
tered non-citizen spouse who was present in the United States
6078 SUM v. HOLDER
“without admission or parole” when she had previously
entered the United States on a visa obtained through fraud or
misrepresentation. Id. at 118. Construing § 1101(a)(13)(A),
the court concluded that Emokah had in fact been “admitted”
when she entered on her fraudulent visa because she had
entered after inspection and authorization by an immigration
officer. Id. As the court explained, “an alien who enters the
United States after inspection and authorization has been
‘admitted’ even if he was, ‘at the time of entry . . . within one
or more of the classes of aliens inadmissible by the law.’ ” Id.
(quoting 8 U.S.C. §§ 1227(a)-(a)(1)). “The manner in which
[Emokah] procured her admission rendered her inadmissible
at the time of entry . . . but does not change the fact that she
was, indeed, admitted.” Id.; accord Borrego v. Mukasey, 539
F.3d 689, 693 (7th Cir. 2008) (holding that a non-citizen who
entered on a B-2 visa despite a prior removal, and was there-
fore inadmissible at entry, had nonetheless been “admitted” to
the United States).
Other provisions of the INA provide similar interpretative
support. Section 1227(a)(1)(H) affords a limited waiver to
non-citizens who are “inadmissible at the time of admission”
based on fraud or misrepresentation, expressly contemplating
that non-citizens may procure “admission” through fraudulent
means. See also In re Guang Li Fu, 23 I&N Dec. 985, 988
(BIA 2006) (construing the waiver). Section 1227(a)(1)(G)
renders deportable a non-citizen who procures “admission” as
an immigrant through marriage fraud. These provisions
underscore that “admission” in § 1101(a)(13)(A) includes
non-citizens, like Sum, who entered the United States upon
inspection and authorization, even though they were inadmis-
sible at the time of entry.
In contrast, application of the substantive construction of
“admission” would raise several problems that weigh in favor
of rejecting that approach. For example, if “admitted” referred
to substantively lawful admission, non-citizens who had com-
mitted fraud to gain admission to the United States or who
SUM v. HOLDER 6079
were otherwise inadmissible would not be subject to any of
the grounds of deportability. Congress surely could not have
intended this result. See Andreiu, 253 F.3d at 482.6 Likewise,
if § 1101(a)(13)(A) is read to define admission as a substan-
tively “lawful entry,” the terms “lawful” or “lawfully”
become superfluous in the many provisions where they appear
before the words “admission” or “admitted.” See, e.g., 8
U.S.C. § 1184(n)(2)(A) (referring to a “nonimmigrant alien
. . . who has been lawfully admitted into the United States”);
8 U.S.C. § 1255(b) (referring to a “[r]ecord of lawful admis-
sion”); 8 U.S.C. § 1255a(a) (referring to an “alien lawfully
admitted for temporary residence”); 8 U.S.C. § 1258 (refer-
ring to an “alien lawfully admitted to the United States as a
nonimmigrant”); see also Romero-Ruiz, 538 F.3d at 1062
(noting principle of avoiding surplusage in statutory construc-
tion). There is no reason to graft such an awkward and incon-
sistent construction on the INA: the statutory scheme is
complex enough without superimposing an interpretation that
is not grounded in the statute as a whole.
C. EVOLUTION OF THE STATUTE
The evolution of the statute provides a useful chronology
and backdrop to the current statute. We need not resort to leg-
islative history because the statute is not ambiguous. The cur-
rent definition of “admission” is an artifact of the 1996
immigration reform. Prior to 1996, the INA primarily distin-
guished individuals on the basis of “entry” and not “admis-
sion.” See § 1101(a)(13) (1994) (defining “entry” as “any
coming of an alien into the United States, from a foreign port
or place or from an outlying possession, whether voluntarily
or otherwise”). “Entry” dictated what type of enforcement
6
Indeed, Sum’s case illustrates how the substantive definition of admis-
sion proves too much. If non-citizens were “admitted” only when entering
the United States in substantive compliance with the immigration laws,
Sum’s initial fraud would not only make him eligible for § 212(h) relief;
rather, he would not be deportable as an aggravated felon in the first place.
6080 SUM v. HOLDER
proceeding applied to determine whether a non-citizen could
be removed or barred from the country. Non-citizens who had
effected an “entry” into the United States were subject to
deportation proceedings, while those who had not made an
“entry” were subject to exclusion proceedings. Charles Gor-
don, Stanley Mailman & Stephen Yale-Loehr, 1-1 Immigra-
tion Law and Procedure § 1.03(2)(b) (2010).
This so-called “entry doctrine” resulted in an anomaly.
Under this regime, non-citizens who had entered without
inspection could take advantage of the greater procedural and
substantive rights afforded in deportation proceedings, while
non-citizens who presented themselves at a port of entry for
inspection were subjected to more summary exclusion pro-
ceedings. IIRIRA addressed this anomaly by substituting “ad-
mission” for “entry” and by replacing deportation and
exclusion proceedings with a general “removal” proceeding.
Under the new regime, “admission” now determines whether
a non-citizen is subject to grounds of deportability or inadmis-
sibility within the context of a removal proceeding. See
IIRIRA, Pub. L. No. 104-208, div. C, § 220, 110 Stat. 3009
(amending 8 U.S.C. § 1101(a)(13); id. div. C, § 240, 110 Stat.
3009 (enacting 8 U.S.C. § 1229a); see also H.R. REP. NO.
104-469, at 225-26 (Conf. Rep.) (1996) (explaining reasons
for the amendment).
In adopting the term “admission,” Congress did not legis-
late in a vacuum. Rather, the BIA had long defined admission
through case law. In Matter of Areguillin, the BIA reaffirmed
decades-old precedent holding that an “ ‘[a]dmission’ occurs
when the inspecting officer communicates to the applicant
that he has determined that the applicant is not inadmissible.”
17 I&N Dec. 308, 310 n.6 (BIA 1980) (citing Matter of V-Q-,
9 I&N Dec. 78 (BIA 1960)). In other words, at the time of the
1996 amendment, the BIA defined “admission” in procedural
terms.7 The text of § 1101(a)(13)(A) expressly incorporates
7
The BIA has continued to apply Areguillin in unpublished decisions
following the 1996 reform. See, e.g., In re Orellana de Barden, A95 672
SUM v. HOLDER 6081
this procedural definition. See id. (referring to “the lawful
entry of the alien into the United States after inspection and
authorization by an immigration officer” (emphasis added)).
This approach is hardly surprising, as Congress was presum-
ably aware of the BIA’s definition of “admission” when it
revised § 1101(a)(13)(A). See Lorillard v. Pons, 434 U.S.
575, 583 (1978) (explaining that “ ‘[w]here words are
employed in a statute which had at the time a well-known
meaning . . . in the law of this country[,] they are presumed
to have been used in that sense unless the context compels to
the contrary’ ” (quoting Standard Oil Co. of N.J. v. United
States, 221 U.S. 1, 59 (1911))); see also Neder v. United
States, 527 U.S. 1, 21 (1999) (noting that where Congress
uses terms with settled meanings, “a court must infer, unless
the statute otherwise dictates, that Congress means to incorpo-
rate the established meaning of these terms” (internal quota-
tion marks omitted)).
[9] Congress’ definition of admission as a “lawful entry”
also confirms its intent to define admission in procedural
terms. At the time of IIRIRA’s passage, the BIA had long
defined “entry” as: “(1) a crossing into the territorial limits of
the United States, i.e. physical presence[,] plus (2) inspection
and admission by an immigration officer[,] or (3) actual and
intentional evasion of inspection at the nearest inspection
point[,] coupled with (4) freedom from restraint.” Matter of
Pierre, 14 I&N Dec. 467, 468 (1973) (citations omitted).8
921, 2007 WL 4699871 (BIA Nov. 13, 2007) (holding that “Areguillin . . .
was not superseded by the 1996 amendments to the Act.”); In re Parra-
Parra, A77 751 684, 2004 WL 2418593 (BIA Oct. 5, 2004); but see In
re Osovskiy, A97 698 552, 2008 WL 2401108 (BIA May 7, 2008) (citing
Orozco before it was vacated to rule that Areguillin was not controlling “in
the current case”).
8
Accord Matter of Jimenez-Lopez, 20 I&N Dec. 738, 740-41 (BIA
1993); Matter of Patel, 20 I&N Dec. 368, 370 (BIA 1991); Matter of
Ching, 19 I&N Dec. 203, 205 (BIA 1984); Matter of Lin, 18 I&N Dec.
219, 220 (BIA 1982).
6082 SUM v. HOLDER
Thus, under the BIA’s case law as it stood in 1996, “admis-
sion” referred to a “lawful” entry—that is, only those entries
involving “inspection and admission by an immigration offi-
cer,” as opposed to those “unlawful” entries involving “actual
and intentional evasion of inspection at the nearest inspection
point.” Id.; see also Areguillin, 17 I&N Dec. at 310 n.6. By
defining “admission” as “lawful entry,” Congress incorpo-
rated this longstanding distinction into the INA. See Lorillard,
434 U.S. at 583. Procedure, and not substance, is determina-
tive of an “admission” into the United States under
§§ 1101(a)(13)(A) and 212(h).
CONCLUSION
[10] The text, structure, and history of the statute confirm
that the terms “admission” and “admitted” as used in
§§ 1101(a)(13)(A) and 212(h) refer to inspection and authori-
zation by an immigration officer at the port of entry. Because
Sum was admitted as an LPR pursuant to such procedures and
later convicted of an aggravated felony, he is barred from
seeking § 212(h) relief. The petition for review is denied.
DENIED
GRABER, Circuit Judge, concurring:
I concur in the majority opinion but write separately to sug-
gest that this situation also lends itself to application of the
traditional notion of equitable estoppel.
In immigration cases, we have applied the principle of
equitable estoppel against the government when the govern-
ment has engaged in affirmative misconduct, such as a delib-
erate lie. Socop-Gonzalez v. INS, 272 F.3d 1176, 1184 (9th
Cir. 2001) (en banc). The party asserting estoppel must estab-
lish these traditional elements: (1) the party to be estopped
SUM v. HOLDER 6083
knows the facts, (2) the party intends that his conduct be acted
on, (3) the other party is ignorant of the facts, and (4) the
other party relies detrimentally on the conduct of the party to
be estopped. Salgado-Diaz v. Ashcroft, 395 F.3d 1158, 1166
(9th Cir. 2005). And the party asserting estoppel must show
that the public interest would not be burdened by estoppel.
Id.; cf. New Hampshire v. Maine, 532 U.S. 742 (2001) (dis-
cussing elements of judicial estoppel).
In my view, these principles should apply to the goose as
well as the gander in the circumstances here. When Sum
sought LPR status, he knew the fact of his previous arrest. He
deliberately lied by denying any previous arrest. He intended
that the government act on his false representation of a clean
record. The government did not know of the previous arrest.
The government relied to its detriment on Sum’s representa-
tion when it granted LPR status. Allowing Sum now to claim
that he never was entitled to LPR status, after he lied to obtain
it, damages respect for the law and damages the public inter-
est. We should not countenance that change of position in the
context of Sum’s present attempt to obtain a favorable exer-
cise of discretion from the government. See Akbarin v. INS,
669 F.2d 839, 844 (1st Cir. 1982) (noting that, in considering
whether to estop the government, all equities must be weighed
carefully and the petitioner’s unclean hands, such as conceal-
ment of facts from the INS, counsel against estopping the
government).