United States v. Singh

              IN THE UNITED STATES COURT OF APPEALS

                        FOR THE FIFTH CIRCUIT

                        _____________________

                             No. 00-40946
                        _____________________



UNITED STATES OF AMERICA,

                                                  Plaintiff-Appellee,

                                 versus


GURMAIL SINGH and HARJIT DHESI

                                            Defendant-Appellants.
_________________________________________________________________

          Appeals from the United States District Court
                 for the Eastern District of Texas
_________________________________________________________________

                            August 10, 2001

Before JOLLY, DeMOSS and STEWART, Circuit Judges.

E. GRADY JOLLY, Circuit Judge:

     This appeal brings before us the convictions of Gurmail Singh

and Harjit Dhesi, who were convicted for harboring aliens for

commercial gain, in violation of 8 U.S.C. § 1324.           Singh was

indicted, but acquitted, of a felon in possession of a gun charge

in violation of 18 U.S.C. § 922(g)(1). On appeal, Singh challenges

the district court’s failure to sever that count in the indictment

from this trial.    Singh argues that the count was unrelated to the

harboring charge, and, because inclusion of the count allowed the

government   to    introduce   inflammatory   evidence   against   him,
including a felony conviction and possession of various weapons, he

was unfairly and irreparably prejudiced by the district court’s

abuse of discretion in failing to sever that count from this trial.

Both defendants appeal a series of evidentiary rulings, the jury

instructions and the failure to compel the production of documents.

Because we hold that the only reversible error is the district

court’s failure to sever the felon in possession charge, we affirm

Dhesi’s conviction and sentence, but reverse Singh’s conviction and

sentence and remand for further proceedings.

                                           I

     Appellants Singh and Dhesi operated convenience stores in

north Texas.     In early 1999, they hired three aliens from India to

work at their convenience stores. The aliens were all employees or

former    employees         of     International      Forestry       Services,     an

organization that had arranged for the individuals to come to the

United States on work visas.

     On    August      20,       1999,   federal   agents      executed    an     INS

administrative arrest warrant on Singh at his residence.                        Singh

consented to a search of his bedroom.                  This search produced a

photograph of Singh, a convicted felon, holding an assault style

weapon    in   front   of    a    1996   calendar.1      One    of   the   officers

recognized the background of the photograph as the back room of one

     1
      On February 9, 1996, Singh pled guilty to the federal felony
of unlawful possession of food stamps and was sentenced to serve
three years’ probation. It is unclear exactly when the photograph
was taken.

                                           2
of Singh’s convenience stores.

      Later that afternoon, the officers entered the convenience

store and sought consent to search from the clerk in charge.

Although they obtained written consent to search, the district

court held that this search was illegal because the language

barrier prevented the consent from being knowingly and voluntarily

given.    During the search of the back room, the officers found two

individuals who stated that they, as well as the clerk in the front

of the store and another individual, were illegal aliens from India

who   lived   in   the   back   room   and   worked   in   the   defendants’

convenience stores. The officers also found a handgun (the subject

of Count Four of the indictment) and the passports of three of the

four Indian nationals who lived in the back room.

      A few days later, the officers returned to the convenience

store in an attempt to find the Indian nationals.            Although they

had disappeared from the area,2 later, a man who had purchased one

of the convenience stores from the defendants cooperated with the

officers in an attempt to locate them.            Eventually, the aliens

agreed to cooperate with the United States in the prosecution of

Singh and Dhesi.

      On January 12, 2000, a grand jury indictment charged Dhesi and

Singh with three counts of harboring illegal aliens for commercial


      2
      At trial, the aliens testified that Singh and Dhesi kicked
them out of the apartment without their belongings and told them to
flee the area.

                                       3
advantage, in violation of 8 U.S.C. §§ 1324(a)(1)(A)(iii), 1324

(a)(1)(A)(v)(II) and 1324 (a)(1)(B)(i).           A fourth count charged

Singh with being a felon in possession of a firearm, in violation

of 18 U.S.C. § 922(g)(1).     The judge granted a motion to suppress

evidence--that is, the passports and the handgun--arising out of

the search of the convenience store because the language barriers

prevented effective consent. The jury found both defendants guilty

on the three counts of harboring illegal aliens.         Singh, however,

was acquitted on the count of possession of a firearm.          Dhesi was

sentenced to four months of house arrest and three years’ probation

and was directed to pay a $9,000 fine.       Singh was sentenced to ten

months in prison.

                                     II

     On   appeal,   Singh   argues   that   his   convictions   should   be

reversed because the district court abused its discretion by

failing to sever Count Four--the felon in possession of a firearm

charge--because this count was unrelated to the harboring counts

and it allowed the government to introduce highly prejudicial

evidence that resulted in an unfair trial on the remaining counts.

That evidence included Singh’s purported earlier involvement in a

firearms deal, photographs depicting Singh holding an assault

rifle, testimony that Singh perpetually carried a firearm, and

evidence that Singh had previously been convicted of a felony--

unlawful possession of food stamps.

     We review a district court’s denial of a motion for severance

                                     4
for abuse of discretion.    United States v. Bullock, 71 F.3d 171,

174 (5th Cir. 1995).   The district court’s decision should not be

reversed unless there is “clear, specific and compelling prejudice

that resulted in an unfair trial.”   Id.

     The preliminary inquiry in reviewing the denial of a motion to

sever is whether initial joinder was proper under Federal Rule of

Criminal Procedure 8(a).    United States v. Holloway, 1 F.3d 307,

310 (5th Cir. 1993).   Under Rule 8(a), offenses may be charged in

the same indictment when they “(1) are of the same or similar

character, or (2) are based on the same act or transaction, or (3)

are connected together or constitute parts of a common scheme or

plan.”   Id.   Joinder of charges is the rule rather than the

exception, and Rule 8 is broadly construed in favor of joinder.

Bullock, 71 F.3d at 174.

     The government contends that the weapons charge is connected

to the harboring charges because Singh threatened the aliens with

violence to maintain control over them, and therefore is part of a

common scheme or plan. The alleged link between the weapons charge

and the harboring charge, however, is tenuous at best.   There was

no significant evidence that Singh used the gun described in the

indictment to intimidate the aliens.       In fact, the government

produced evidence only that Dhesi, not Singh, had threatened one of

the aliens with a weapon.   Although the aliens testified that they

were aware that Singh had a handgun under the counter of the store,

and in the ceiling of the bathroom of the apartment in the back of

                                 5
the convenience store, there was no evidence that Singh threatened

the aliens with the gun or intended to use it against them.

Because there was no evidence that Singh’s alleged possession of

the gun had any connection to his housing and hiring of illegal

aliens, the gun    count was unrelated to the harboring count.           Thus,

initial joinder was not appropriate.

     Even though the counts were improperly joined, reversal is

only appropriate if there is clear evidence of prejudice resulting

in an unfair trial.     Bullock, 71 F.3d at     174.     In United States v.

Holloway, 1 F.3d 307, we found reversible error when a robbery

charge was not severed from a count charging the defendant with

possession of a firearm at the time of his arrest, which occurred

two months after the robberies.        We recognized that “evidence of a

prior conviction has long been the subject of careful scrutiny and

use at trial” because of the danger that the jury might convict,

not based on the evidence, but because it feels the defendant is a

“bad person.”     Id. at 311.    We saw nothing to connect Holloway’s

possession of the particular weapon to the burglary.                   Finally,

because the jury was informed numerous times that the defendant was

a convicted felon, that he was “a bad and dangerous person ‘by his

very nature,’”     we   held   that   the   failure    to   sever   prejudiced

Holloway and resulted in an unfair trial.             Id. at 311-12.

     Here, before the trial even began, the jury was told that

Singh was a convicted felon when the jury was read the indictment.

Although the district court did not allow the government to offer

                                      6
evidence of Singh’s prior conviction until the court found that the

government had sustained its burden of proof on the other elements

of Count Four, the government, in the course of trying to prove the

gun count, was permitted to introduce photographs of Singh with

assault type weapons and testimony that Singh had been involved in

a firearms transaction with other Sikhs. These events had occurred

in 1994.   Although eleven firearms were confiscated from Singh,

they were all found to be legal and eventually returned to Singh.

It is true that the district court included a jury instruction that

the previous conviction could not be used for any purpose other

than deciding the felony element of Count Four.3             But the element

of the harboring offense that was most seriously contested by Singh

was his alleged knowledge that the Indians were working illegally,

knowledge that he denied.      Thus, with Singh’s credibility in the

balance on a critical element of the offense, evidence that Singh

formerly   had   been   convicted   of   a   felony,   had    engaged   in   a

transaction involving firearms, and perpetually carried a firearm

was arguably determinative as to whether the jury would believe him

on this crucial issue of fact.       Furthermore, the evidence on the

gun charge was weak (the weapon listed in the indictment was


     3
      Although we have noted that possible prejudice resulting from
the failure to sever charges may be cured with proper instructions,
see Bullock, 71 F.3d at 175, not severing the unrelated charge here
allowed the introduction of a variety of highly prejudicial
evidence and allowed Singh to be “unjustifiably tried, at least in
part, on the basis of who he was and not on the basis of the
material evidence related against him.” Holloway, 1 F.3d at 312.

                                    7
suppressed   because   it   was   found   during   the   search   of   the

convenience store) and the jury ultimately found Singh not guilty

on Count Four.   We therefore conclude that the inclusion of the

weakly supported firearm charge, and the evidence that was admitted

based on its relevance to this count, seriously and improperly

prejudiced Singh.   In short, it resulted in an unfair trial.       Thus,

because initial joinder was inappropriate and the failure to sever

was prejudicial, we hold that the district court’s denial of

Singh’s motion for severance constitutes an abuse of discretion,

which, under the circumstances here, requires that we reverse

Singh’s conviction.

                                   III

     Although the district court abused its discretion in failing

to sever Count Four, the evidence that was introduced as a result

of this charge prejudiced only Singh, not Dhesi.             We cannot,

therefore, reverse Dhesi’s conviction on this basis.              We will

consider, then, the other issues raised on appeal that are said to

affect Dhesi’s conviction.

     Dhesi contends that the district court erred in failing to

suppress the testimony of the three illegal aliens.       He argues that

their identity would not have been discovered but for the illegal

search of the convenience store.          Although the district court

suppressed other evidence from the search, it held that suppression

was unnecessary because the witnesses’ testimony was too attenuated

from the illegal search and because the witnesses inevitably would

                                    8
have been discovered.

      As a general matter, the exclusionary rule prohibits the

introduction at trial of all evidence that is derivative of an

illegal search, or evidence known as the “fruit of the poisonous

tree.”   United States v. Grosenheider, 200 F.3d 321, 327 (5th Cir.

2000).   The exclusionary rule is intended to put the police in the

same position--not a worse position--than they would have been in

if the misconduct had not occurred.             Id.   Otherwise suppressible

testimony or evidence should be admitted if it derives from an

independent source, if the link to the illegally secured evidence

is attenuated, or if it would inevitably have been discovered

without the aid of the illegally obtained evidence.              United States

v. Miller, 666 F.2d 991, 995 (5th Cir. 1982).                 To satisfy the

inevitable discovery exception to suppression, there must have been

a   reasonable   probability   that       the    evidence   would   have   been

discovered from an untainted source.            Id. at 996-97.   We review the

district court’s findings of fact supporting the denial of a motion

to suppress under a clearly erroneous standard and review the

district court’s conclusions of law de novo.                Grosenheider, 200

F.3d at 326-27.

      The Supreme Court has distinguished between inanimate evidence

produced by an illegal search and witness testimony whose source is

found in the Fourth Amendment transgression.                United States v.

Ceccolini, 435 U.S. 268, 275-78 (1978).               Although both types of

evidence can be excluded, exclusion of live witness testimony

                                      9
requires a “closer, more direct link” to the illegal evidence and

a consideration of the free will of the witness.                         Id.

       Here, the government had obtained an arrest warrant for Singh,

and the store was under surveillance.                    Government agents had noted

the other individuals entering the store premises from the rear.

One of the illegal aliens was waiting on customers in the front of

the store, which was open to the public.                     The aliens voluntarily

agreed to be interrogated after the illegal search, and the store

clerk      was   a    cooperating     witness.           These   facts     add    up     to   a

reasonable           probability      that,        during    the        course     of     the

investigation,          the    government      inevitably        would    have    lawfully

discovered that the aliens lived in the convenience store, even if

the    illegal        search    had   never    occurred.          The    district       court

therefore did not err in refusing to suppress the testimonial

evidence of the witnesses.

       Finally,        Dhesi    challenges     a    variety      of     other    trial    and

discovery determinations by the district court.                         We find no merit

in    any   of       these    contentions.4         We    therefore      affirm    Dhesi’s

       4
      Specifically, Dhesi argues that the district court abused its
discretion by: (1) excluding testimony relating to the aliens’
payment for visas to the United States, (2) excluding expert
testimony on whether the defendants would have been aware of the
aliens’ immigration status if they had complied with federal
employment regulations, (3) failing to compel the production of
documents, and (4) incorrectly addressing the jury on the required
mental state and on federal regulations relating to the hiring of
aliens. Because none of these rulings constituted “clear . . .
abuse that resulted in the deprivation of some substantial right of
a party,” United States v. Okoronkwo, 46 F.3d 426, 435 (5th Cir.
1995), and we are not left with an “ineradicable doubt” as to

                                              10
conviction and sentence.

                                IV

     In conclusion, we REVERSE Singh’s conviction and sentence on

all counts and REMAND for further proceedings not inconsistent with

this opinion because we hold that the district court abused its

discretion in denying Singh’s motion to sever Count Four.   Because

we find no other reversible error, however, Dhesi’s conviction and

sentence are AFFIRMED.

                AFFIRMED in part; REVERSED and REMANDED in part.




whether the jury was properly guided, McCoy v. Hernandez, 203 F.3d
371, 375 (5th Cir. 2000), we find no reversible error in Dhesi’s
conviction.

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