MICRON TECHNOLOGY, INC. and Micron Semiconductor Products, Inc., Plaintiffs,
v.
TESSERA, INC., Defendant.
Civil Action No. 2:05cv319.
United States District Court, E.D. Texas, Marshall Division.
July 13, 2006.*592 *593 David L. Witcoff, Matthew David Kellam, Stacy Ann Baim, Jones Day, Chicago, IL, Jenny L. Sheaffer, Michelle K. Fischer, Patrick James Norton, Robert H. Rawson, Jr., Susan M. Gerber, Jones Day, Cleveland, OH, Allen Franklin Gardner, Michael Edwin Jones, Potter Minton PC, Tyler, TX, Kajeer Yar, Michael J. Newton, Jones Day, Dallas, TX, for Plaintiffs.
Thomas John Ward, Jr., Law Office of T. John Ward Jr., PC, Elizabeth L. Derieux, Sidney Calvin Capshaw, III, Brown McCarroll, Longview, TX, Benjamin W. Hattenbach, Elliot N. Brown, Ellisen S. Turner, Jonathan H. Steinberg, Joseph M. Lipner, Morgan Chu, Peter Shimamoto, Reynaldo C. Barcelo, Thomas C. Werner, Trevor V. Stockinger, Irell & Manella LLP, Los Angeles, CA, David K. Djavaherian, Rudolph Y. Kim, Irell & Manella, Newport Beach, CA, Franklin Jones, Jr., Jones & Jones, Harry Lee Gillam, Jr., Melissa Richards Smith, Gillam & Smith, L.L.P., Marshall, TX, Jack Wesley Hill, Otis W. Carroll, Jr., Ireland Carroll & Kelley, Tyler, TX, for Defendant.
MEMORANDUM OPINION AND ORDER
LOVE, United States Magistrate Judge.
This claim construction opinion construes terms in U.S. Patent Nos. 4,992,849 ("the '849 patent"), 5,107,328 ("the '328 patent"), and Re. 36,325 ("the '325 patent"). Plaintiffs, Micron Technology, Inc. and Micron Semiconductor Products, Inc. (collectively "Micron"), have asserted several other patents against Defendant, Tessera, Inc. ("Tessera"), in this lawsuit, but only claim language from the '849, '325, and '328 patents remains in dispute.
The Patents
The patents in suit generally deal with microchip packaging. The '328 patent describes a means for packaging a semiconductor die with centrally or laterally located *594 bond pads without the use of a lead frame. In the past, as semiconductor dies got smaller, new smaller frames also had to be designed. By dispensing with the lead frame altogether, the '328 patent allows the package to accommodate smaller dies without the necessity of designing another lead frame. The package houses the die in a series of shelves, which are capped by a lid and a base.
Both the '849 and '325 patents relate to means for connecting multiple semiconductor die onto a polymide substrate where the substrate functions as both a lead frame connection for the semiconductor die and as a printed circuit board.
Applicable Law
"It is a `bedrock principle' of patent law that the claims of a patent define the invention to which the patentee is entitled the right to exclude." Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed.Cir. 2005) (en banc) (quoting Innova/Pure Water Inc. v. Safari Water Filtration Sys., Inc., 381 F.3d 1111, 1115 (Fed.Cir.2004)). In claim construction, courts examine the patent's intrinsic evidence to define the patented invention's scope. See id.; C.R. Bard, Inc. v. U.S. Surgical Corp., 388 F.3d 858, 861 (Fed.Cir.2004); Bell Atl. Network Servs., Inc. v. Covad Communications Group, Inc., 262 F.3d 1258, 1267 (Fed.Cir. 2001). This intrinsic evidence includes the claims themselves, the specification, and the prosecution history. See Phillips, 415 F.3d at 1314; C.R. Bard, Inc., 388 F.3d at 861. Courts give claim terms their ordinary and accustomed meaning as understood by one of ordinary skill in the art at the time of the invention in the context of the entire patent. Phillips, 415 F.3d at 1312-13; Alloc, Inc. v. Int'l Trade Comm'n, 342 F.3d 1361, 1368 (Fed.Cir. 2003).
The claims themselves provide substantial guidance in determining the meaning of particular claim terms. Phillips, 415 F.3d at 1314. First, a term's context in the asserted claim can be very instructive. Id. Other asserted or unasserted claims can also aid in determining the claim's meaning because claim terms are typically used consistently throughout the patent. Id. Differences among the claim terms can also assist in understanding a term's meaning. Id. For example, when a dependent claim adds a limitation to an independent claim, it is presumed that the independent claim does not include the limitation. Id. at 1314-15.
Claims "must be read in view of the specification, of which they are a part." Id. (quoting Markman v. Westview Instruments, Inc., 52 F.3d 967, 978 (Fed.Cir. 1995)). "[T]he specification `is always highly relevant to the claim construction analysis. Usually, it is dispositive; it is the single best guide to the meaning of a disputed term.'" Id. (quoting Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed.Cir.1996)); Teleflex, Inc. v. Ficosa N. Am. Corp., 299 F.3d 1313, 1325 (Fed.Cir.2002). This is true because a patentee may define his own terms, give a claim term a different meaning than the term would otherwise possess, or disclaim or disavow the claim scope. Phillips, 415 F.3d at 1316. In these situations, the inventor's lexicography governs. Id. Also, the specification may resolve ambiguous claim terms "where the ordinary and accustomed meaning of the words used in the claims lack sufficient clarity to permit the scope of the claim to be ascertained from the words alone." Teleflex, Inc., 299 F.3d at 1325. But, "although the specification may aid the court in interpreting the meaning of disputed claim language, particular embodiments and examples appearing in the specification will not generally be read into the claims." Comark Communications, Inc. v. Harris Corp., 156 F.3d 1182, 1187 (Fed.Cir.1998); see also Phillips, 415 F.3d at 1323. The prosecution history is another tool to supply the *595 proper context for claim construction because a patent applicant may also define a term in prosecuting the patent. Home Diagnostics, Inc., v. LifeScan, Inc., 381 F.3d 1352, 1356 (Fed.Cir.2004) ("As in the case of the specification, a patent applicant may define a term in prosecuting a patent.").
Although extrinsic evidence can be useful, it is "less significant than the intrinsic record in determining the legally operative meaning of claim language.'" Phillips, 415 F.3d at 1317 (quoting C.R. Bard, Inc., 388 F.3d at 862). Technical dictionaries and treatises may help a court understand the underlying technology and the manner in which one skilled in the art might use claim terms, but technical dictionaries and treatises may provide, definitions that are too broad or may not be indicative of how the term is used in the patent. Id. at 1318. Similarly, expert testimony may aid a court in understanding the underlying technology and determining the particular meaning of a term in the pertinent field, but an expert's conclusory, unsupported assertions as to a term's definition is entirely unhelpful to a court. Id. Generally, extrinsic evidence is "less reliable than the patent and its prosecution history in determining how to read claim terms." Id.
The Terms
The '849 and '325 Patents
Proceeding on two separate theories, Tessera argues that the preambles to Claim 1 of the '849 and '325 patents limit those claims.[1] Tessera's first theory is that these claims were written in Jepson form because they "first describe the scope of the prior art and then claim an improvement of the prior art." Dow Chem. Co. v. Sumitomo Chem. Co., Ltd., 257 F.3d 1364 (Fed.Cir.2001); 37 C.F.R. § 1.75(e). Alternatively, Tessera argues that the preambles are limiting because they recite essential structure that is important to the invention or necessary to give meaning to the claim. NTP, Inc. v. Research In Motion, Ltd., 418 F.3d 1282, 1305-06 (Fed. Cir.2005), cert. denied, ___ U.S. ___, 126 S. Ct. 1174, 163 L. Ed. 2d 1141 (2006). The Court finds that both preambles are limiting, but were not written in Jepson form.
37 C.F.R. § 1.75(e) sets forth the requirements for Jepson claims, and provides:
Where the nature of the case admits, as in the case of an improvement, any independent claim should contain in the following order: (1) a preamble comprising a general description of all the elements or steps of the claimed combination which are conventional or known, (2) a phrase such as "wherein the improvement comprises," and (3) those elements, steps and/or relationships which constitute that portion of the claimed combination which the applicant considers as the new or improved portion.
Courts rely on Rule § 1.75(e)(1) when analyzing Jepson issues. See Epcon Gas Systems, Inc. v. Bauer Compressors, Inc., 279 F.3d 1022, 1029 (Fed.Cir.2002); Kegel Co. v. AMF Bowling, Inc., 127 F.3d 1420, 1426 *596 (Fed.Cir.1997). In a Jepson claim, the "preamble defines not only the context of the claimed invention, but also its scope." Rowe v. Dror, 112 F.3d 473, 479 (Fed.Cir. 1997). By employing the Jepson form the patentee evidences the intention "to use the preamble to define, in part, the structural elements of his claimed invention." Epcon Gas, 279 F.3d at 1029; Rowe, 112 F.3d at 479; Kegel, 127 F.3d at 1426.
Rule § 1.75(e) and the associated case law require that Jepson claims contain specific information in a narrowly defined form, and the Court is aware of no exceptions to these requirements. In arguing that Claim 1 of the '325 and '849 patents are Jepson claims, Tessera seeks to impermissibly relax these requirements.
Tessera argues that the preambles were drafted in Jepson form because the preamble language corresponds with prior art depicted in Figure 2 of the patent, and because the prior art references in the preamble are further described in the specification. However, the preamble of a Jepson claim must do more than refer to prior art that is more fully described elsewhere in the patent. Rule § 1.75(e)(1) requires that the preamble set forth a "general description all of the elements or steps of the claimed combination which are conventional or known." Tessera seems to suggest that a preamble written in Jepson form need only refer to prior art to satisfy Rule § 1.75(e)(1). The Court disagrees.
The preamble of a Jepson claim is drafted to "define, in part, the structural elements of [the] claimed invention." Epcon Gas, 279 F.3d at 1029; Rowe, 112 F.3d at 479; Kegel, 127 F.3d at 1426. Therefore, it is reasonable to require that the preamble set forth the elements or steps of the prior art that are improved upon so that the public may be fairly notified of the scope of the invention. Tessera cites no authority to support its argument that a preamble may be written in Jepson form if what is described in the preamble is described elsewhere in the specification as prior art, and the Court sees no reason to so interpret Rule § 1.75(e)(1). However, even assuming the preambles of the '849 and '325 comported with Jepson form, these claims lack the necessary transitional phrase indicating that the subsequent language comprises an improvement over the previously stated prior art.
The preambles at issue conclude with the phrase "characterized by," but Rule § 1.75(e)(2) requires that Jepson claims employ "a phrase such as `wherein the improvement comprises' (emphasis added)." Although the phrase "such as" offers some leeway to the patentee, Tessera cites no authority to suggest the phrase "characterized by" satisfies Rule § 1.75(e)(2). The caselaw reflects some variation in the phrases used in Jepson claims, but they all communicate that the subsequent claim language constitutes an improvement. Neutrik AG v. Switchcraft, Inc., 31 Fed.Appx. 718, 720 ("the improvement comprising"); Epcon Gas, 279 F.3d at 1029, 1030 ("the improvement wherein"); Dow Chemical v. Sumitomo Chemical Co., Ltd., 257 F.3d 1364 ("the improvement which comprises"); DeMarini Sports, Inc. v. Worth, Inc., 239 F.3d 1314, 1318 ("an improvement comprising"); Kegel, 127 F.3d at 1426, 1423 ("the improvement comprising") Rowe, 112 F.3d at 476 ("the improvement comprising"). All of these phrases communicate that the preceding language described prior art[2] and the subsequent language describes an improvement over that prior art. The phrase "characterized by" without more, is *597 insufficient to satisfy Rule § 1.75(e)(2) because it fails to communicate that the subsequent language comprises an improvement over the previously stated elements or steps of prior art. As stated above, the narrowly defined Jepson form must be followed closely so that the public may be notified of the scope of the invention. Therefore, the Court cannot find that Claim 1 of either the '849 or the '325 patents is written in Jepson form.[3]
The Court will now address whether the preambles are limiting without regard to Jepson form. When limitations in the body of a patent claim rely upon, and derive antecedent basis from, the claim preamble, the preamble may act as a necessary component of the claimed invention. Bicon, Inc. v. Straumann Co., 441 F.3d 945, 952 (Fed.Cir.2006). In order to be limiting, the preamble must recite essential structure that is important to the invention or necessary to give meaning to the claim. Id. citing NTP, Inc. v. Research In Motion, Ltd., 418 F.3d 1282, 1305-06 (Fed.Cir.2005), cert. denied, ___ U.S. ___, 126 S. Ct. 1174, 163 L. Ed. 2d 1141 (2006). However, a preamble is not considered limiting "where a patentee defines a structurally complete invention in the claim body and uses the preamble only to state a purpose or intended use for the invention." Rowe, 112 F.3d at 478 (Fed. Cir.1997).
In the '325 preamble, the phrase "a memory array in which a plurality of memory circuit devices are arranged" is limiting because "memory array" and "memory circuit devices" provide antecedent basis for "the memory array" and "the memory devices" in part (e) of the body of Claim 1. 8:39-40; 9:7. Further, the phrase provides essential structure to the invention not set forth in the body of the claim. Bicon, Inc., 441 F.3d at 952. However, the remainder of the preamble is not limiting because it describes the claimed invention's purpose or intended use, rather than describing essential structure. See 8:40-47; Rowe, 112 F.3d at 478. This segment of the preamble describes how the arrangement of memory devices may allow memory information to be obtained, but it does not describe any essential structure. By contrast, the entire '849 preamble is limiting because it recites essential structure and provides antecedent basis for part (b) of the body of Claim 1. See 9:5,7, and 14.
The '328 Patent
Conductive leads for electrically coupling with an electronic device, wherein said conductive leads electrically couple with said conductive traces
There are several points of contention concerning the construction of this claim language, and the Court will address them individually. To begin with, Tessera argues that the entire phrase should be construed, whereas Micron contends only "conductive leads" requires construction.[4]*598 The Court agrees with Micron that only the phrase "conductive leads" should be construed.
For the purposes of this discussion, the disputed claim language can be roughly broken up into three parts. First, "conductive leads," are identified, then the relationship between the "conductive leads" and the "electronic device" is described, and finally the relationship between the "conductive leads" and the "conductive traces" is described. In each relationship, the "conductive leads" "electrically couple" or are "electrically coupling," with the "conductive traces" and "electronic device," respectively. Properly understood, the entire phrase describes "conductive leads" acting as electrically conductive bridges between the "conductive traces" and the "electronic device." That understanding may be gained from the plain and ordinary meaning of the language, and even if it were not, the Court would not adopt Tessera's construction because it offers no more guidance than the claim language itself.
Tessera's construction tracks the three part structure described above. In describing the relationship between "conductive leads" and "an electronic device," Tessera's construction provides that "conductive leads" are "used as input/output (I/O) for connecting the package body to an external device." Compare 8:1-2 ("conductive leads for electronically coupling with an electronic device."). Essentially, Tessera substitutes "connecting" for "electronically coupling," which would not offer much assistance to a juror. See Sulzer Textil A.G. v. Picanol N.V., 358 F.3d 1356, 1366 (Fed.Cir.2004).
The construction goes on to say that "[t]he conductive leads are connected to the conductive traces (emphasis added)" and then clarifies that the purpose of that connection is "to provide an electrical current path between the leads and the traces." Compare 8:2-3 ("conductive leads electronically couple to said conductive traces."). Here, Tessera has broken up the phrase "electrically couple" into two phrases that are longer, but not significantly more helpful, than the phrase itself. Tessera's construction is not incorrect or confusing, but it simply reorganizes the claim language without offering more guidance than the claim language itself, which makes Tessera's construction unhelpful, and therefore, improper. Sulzer, 358 F.3d at 1366.
The Court will now address the parties' arguments regarding the construction of "conductive leads."[5] The basic disagreement concerns Tessera's requirement that "conductive leads" be "long and thin, not shaped as a mass."[6] Micron insists that the patent does not restrict the physical shape or size of the "conductive leads," but Tessera argues that Figures 2 and 3 depict "conductive leads" as long and thin, and further argues that one skilled in the art at the time the patent was issued would understand "conductive leads" to be "long and thin, not shaped as a mass." However, the claim language does not explicitly support such a limitation, nor do the specification or extrinsic evidence compel the *599 conclusion that "conductive leads" must take on any particular physical form.
Claim 11 recites all of the components comprising the logic component, and describes the pathway along which signals will travel between the electrical device and the semiconductor die. 7:29-32; 8:1-3 (describing "a second shelf having conductive traces thereon . . . wherein said traces couple with bond pads on the semiconductor die . . . conductive leads for electrically coupling with an electronic device, wherein said conductive leads electrically couple with said conductive traces."). The "conductive leads" occupy a portion of that pathway, but their physical characteristics are not mentioned; only the function of the "conductive leads" as a link in the chain between the semiconductor die and the device is referenced. Therefore, a proper understanding of the claim language requires emphasis on the role of the "conductive leads" rather than their form.
The specification implicitly refers to the "conductive leads" only three times, calling them "input/output (I/O) leads" or just "I/O leads." 2:24-26; 3:57-60; 4:45-48. Like the claim language, the specification focuses on the role "conductive leads" play, rather than their form. 2:24-26 (describing pads on the upper surface of the shelf being electrically coupled with conductive traces which attach to input/output (I/O) leads); 3:57-60 and 4:45-48 (describing coupling traces with I/O leads by means such as side brazing). Although Figures 2 and 3 depict "conductive leads" as long and thin, the Court declines to read that limitation into the claim. Burke, Inc., v. Bruno Indep. Living Aids, Inc., 183 F.3d 1334, 1341 (Fed.Cir.1999).
Tessera also argues that, without regard to how the term "leads" is used within the patent, the meaning of "lead" was independently established at the time this patent issued, and any person skilled in the art would understand that "leads" were "long and thin, not shaped as a mass." Micron disputes Tessera's understanding, and the Court finds that the extrinsic evidence is not clear enough to support Tessera's limitation.
In support of its limitation, Tessera cites several patents issued around the time the '328 patent was issued that contain embodiments where "leads" are shown as relatively long and thin. However, the fact that these leads are long and thin does not necessarily require that leads in general must be "long and thin, not shaped as a mass." Tessera goes on to argue that the common understanding of "leads" excludes masses, bumps, or balls, pointing out that chip packages employing solder balls are known as "leadless packages" in the packaging industry. Micron counters that the common understanding of the word lead is much more inclusive, citing the 1989 Edition of the Electronic Materials Handbook, which defines "lead" as "[a] conductive path, usually self-supporting. That portion of an electrical component used to connect it to the outside world." Electronic Materials Handbook, Vol. 1 at 1148 (1989). This definition is consistent with the patent's treatment of the "conductive leads," which was based primarily on the function of the "conductive leads" rather than their form. As the extrinsic evidence is conflicted, the Court is reluctant to rely on that evidence to justify Tessera's more restrictive construction of "conductive leads." Phillips, 415 F.3d at 1318 (Noting that extrinsic evidence is "less reliable than the patent and its prosecution history in determining how to read claim terms.")
The last point of contention concerns Micron's use of the phrase "on the outside of the body." Tessera objects to this language on the basis that "conductive leads" cannot be, at once, a part of a body and outside of that body. The Court disagrees with the logic underlying Tessera's argument, and finds that the additional *600 language is consistent with the claim language and specification. The claim language describes a self-contained die package with "conductive leads for coupling with an electronic device (emphasis added)." The electronic device is separate from the claimed logic component, and the leads couple the package with the outside device. Thus, in order to couple with a separate device, it is seemingly necessary that the leads be on the outside of the body. The specification reinforces this understanding of the placement of the conductive leads. 3:57-59 ("the traces have means for coupling with I/O leads on the outside of the ceramic body."); 4:45-47 ("The traces have means for coupling with I/O leads on the outside of the body). Accordingly, the Court construes `conductive leads' to mean `conductive input/output' (I/O) elements on the outside of the body."
Conclusion
For the foregoing reasons, the Court interprets the claim language in this case in the manner set forth above. For ease of reference, the Court's claim interpretations are set forth in a table attached to this opinion.
So ORDERED.
{JOINT CLAIM CONSTRUCTION CHART} {Micron v. Tessera, No. 2:05-cv-319} {Plaintiffs {Defendant's} {Proposed {Proposed} {Court's} {Construction {Construction} {Construction} {Claims 30, 32, and 33} {U.S. Patent No. 6,268,649} 30. A stackable ball grid array package, comprising: a printed circuit board substrate having "printed circuit board "printed circuit board "printed circuit board a first surface, a second surface, an substrate": substrate": substrate": aperture therethrough, and a plurality of conductive element pads on said second [AGREED] [AGREED] A rigid substrate. surface; at least one semiconductor device mounted within a first perimeter of said first surface of said printed circuit board substrate, said at least one semiconductor device having a plurality of bond pads on a first surface thereof; a plurality of wire bonds connecting at least some of said plurality of conductive element pads and some of said plurality of bond pads on said second surface of said printed circuit board substrate and extending through said aperture in said printed circuit board substrate; encapsulant placed along a portion of said aperture, said plurality of bond pads, and said plurality of wire bonds, said encapsulant forming a first profile height; and a plurality of conductive elements mounted along a second perimeter of said second surface, said second perimeter being greater than said first perimeter, said plurality of conductive elements connected to some of said plurality of conductive element pads on said second surface, said plurality of conductive elements having a second profile height of one of a height greater than said first profile height and a height substantially equal to said first profile height. 32. The stackable ball grid array package according to claim 30, wherein a first portion of said plurality of conductive elements *601 aligns in a substantially parallel row having a first pitch spacing. 33. The stackable ball grid array package according to claim 32, wherein a second portion of said plurality of conductive elements aligns in a second parallel row having a second pitch spacing. Claims 6 and 7 U.S. Patent No. 6,013,948 6. A stackable semiconductor package comprising: a substrate comprising, a first surface, "substrate": "substrate": "substrate": an opposing second surface, and a cavity; [AGREED] [AGREED] A supporting material. a plurality of first contacts on the first surface; "cavity": "cavity": a plurality of second contacts on the second surface, the second contacts [AGREED] [AGREED] No construction. configured for electrically engaging third contacts substantially identical to the first contacts on a second semiconductor package "plurality of "plurality of "plurality of substantially identical to the semiconductor conductive vias": conductive vies": conductive vias": package; a plurality of conductive vias in the substrate [AGREED] [AGREED] Through holes with electrically connecting the first contacts conductive material to the second contacts; and that permit electrical connections. a semiconductor die comprising a plurality "mounted to the "mounted to the of die contacts, the die mounted to the cavity": cavity": cavity at least partially encapsulated in a polymer within the cavity with the die [AGREED] [AGREED] No construction. contacts in electrical communication with the first contacts or the second contacts. 7. The package of claim 6 wherein the substrate comprises silicon and the conductive "substrate": "substrate": vies comprise electrically insulated openings at least partially filled [AGREED] [AGREED] A supporting material. with a conductive material. "conductive vias": "conductive vias": "conductive vias": [AGREED] [AGREED] Through holes with conductive material that permit electrical connections. Claims 25-27 and 29-30 U.S. Patent No. 5,739,585 25. A semiconductor package comprising: a package body comprising a resin-glass "a resin-glass "a resin-glass "a resin-glass laminate with an elongated opening laminate": laminate": laminate": there through, said body including a first surface and an opposed second surface; [AGREED] [AGREED] A multilayer material including resin and glass. a semiconductor die comprising a circuit side with a plurality of bond pads, said circuit side attached to the first surface with an adhesive layer therebetween, and with the bond pads on the die in alignment with the opening; a pattern of conductors formed on the second surface of the package body, at least one of said conductors including a metal ball; a plurality of wires placed through the opening and bonded to the bond pads and conductors; and *602 a curable material placed within the "curable material": "curable material": "curable material": opening to encapsulate at least a portion of the wires. [AGREED] [AGREED] A substance that may be hardened. 26. The package as claimed in claim 25 wherein the curable material comprises "curable material": "curable material": "curable material": a material selected from the group consisting of epoxy, silicone, polyimide, and a [AGREED] [AGREED] A substance that may room temperature vulcanizing material. be hardened. 27. The package as claimed in claim 25 further comprising a solder mask formed "a solder mask": "a solder mask": "a solder mask": on the conductors for attaching a plurality of solder bumps to the conductors. [AGREED] [AGREED] A coating that is formed on a conductor that leaves exposed areas where solder is to be attached or added. 29. The package as claimed in claim 25 "a resin-glass "a resin-glass "a resin-glass wherein the resin-glass laminate comprises laminate": laminate": laminate": a FR-4 material. [AGREED] [AGREED] A multilayer material including resin and glass. 30. The package as claimed in claim 25 wherein a plurality of dice are mounted to the first surface to form a multi chip module. Claims 1-3 and 10-11 U.S. Patent No. 5,107,328 1. A body for receiving a semiconductor "lid": "lid": die, said body comprising: a) a first shelf for receiving a lid; [AGREED] [AGREED] No construction. b) a second shelf having conductive traces thereon, said second shelf overlying a portion of the semiconductor die, wherein said traces couple with bond pads on the semiconductor die; "second shelf having "second shelf having c) a third shelf for receiving a base; and conductive traces conductive traces d) conductive leads for electrically coupling thereon, said second thereon, said second with an electronic device, wherein shelf overlying a portion shelf overlying a portion said conductive leads electrically couple of the semiconductor of the semiconductor with said conductive traces. die, wherein die, wherein said traces couple said traces couple with bond pads on the with bond pads on the semiconductor die": semiconductor die": [AGREED] [AGREED] The second shelf, and the conductive traces on the second shelf, cover a portion of the semiconductor die wherein said traces electrically couple the bond pads on the semiconductor die and the conductive traces on the second shelf. Tessera did not request "shelf": The parties No construction. separate construction of both agree that this "shelf' and "conductive term does not need to traces" at the time be construed separately. specified by PR 4-1 or However, if the PR 4-2. Court concludes that this term requires construction, the parties disagree as to how this *603 term should be construed. Tessera believes that it should be construed to mean: A thin, flat, long, and narrow piece of material extending horizontally at a distance from a base to hold objects. See Tessera's Responsive Claim Construction Brief at 19-20. "conductive traces": No construction. The parties both agree that this term does not need to be construed separately. However, if the Court concludes that this term requires construction, the parties disagree as to how this term should be construed. Tessera believes that it should be construed to mean: Long strips of metal formed on the second shelf that connect one end of the bond wire to the conductive leads. See Tessera's Responsive Claim Construction Brief at 19-21 "base": "base": [AGREED] [AGREED] No construction. "conductive leads for "conductive leads for electrically coupling electrically coupling with an electronic device, with an electronic device, wherein said conductive wherein said conductive leads electrically leads electrically couple with said couple with said conductive traces": conductive traces": Conductive I/O elements An electrical conductor, Conductive leads: conductive on the outside of made up of electrically input/output the body. conductive material, (I/O) elements on the long and thin, not outside of the body. shaped as a mass, used No construction for the as input/output (I/O) for remainder of the disputed connecting the package phrase. body to an external device. The conductive leads are connected to the conductive traces to provide an electrical current path between the leads and the traces. 2. The body of claim 1, wherein said second shelf contains a void, said void being located approximately above the bond pads of the semiconductor die, wherein a conductive material passes through said void to electrically couple said conductive traces with the bond pads on the semiconductor. *604 3. The body of claim 2, wherein said void bisects said second shelf. 10. The body of claim 1 wherein said body is manufactured from a material comprising plastic. 11. A logic component comprising: a) a "lid": "lid": semiconductor die; b) a body for receiving said semiconductor die; c) a lid and a base [AGREED] [AGREED] No construction. receivable by said body; d) a first shelf for receiving said lid; e) a "base": "base": second shelf having conductive traces thereon, said second shelf overlying a portion of the semiconductor die, [AGREED] [AGREED] No construction. wherein said traces couple with bond pads on the semiconductor die; f) a third shelf for receiving said base; and g) conductive reads for electrically coupling "second shelf having "second shelf having with an electronic device, wherein conductive traces conductive traces said conductive leads electrically couple thereon, said second thereon, said second with said conductive traces. shelf overlying a portion shelf overlying a portion of the semiconductor of the semiconductor die, wherein die, wherein said traces couple said traces couple with bond pads on the with bond pads on the semiconductor die": semiconductor die": [AGREED] [AGREED] The second shelf, and the conductive traces on the second shelf, cover a portion of the semiconductor die wherein said traces electrically couple the bond pads on the semiconductor die and the conductive traces on the second shelf. Tessera did not request "shelf": The parties No construction. separate construction of both agree that this "shelf' and "conductive term does not need to traces" at the time be construed separately. specified by PR 4-1 or However, if the PR 4-2. Court concludes that this term requires construction, the parties disagree as to how this term should be construed. Tessera believes that it should be construed to mean: A thin, flat, long, and narrow piece of material extending horizontally at a distance from a base to hold objects. See Tessera's Responsive Claim Construction Brief at 19-20. "conductive traces": No construction. The parties both agree that this term does not need to be construed separately. However, if the Court concludes that this term requires construction, the parties disagree as to how *605 this term should be construed. Tessera believes that it should be construed to mean: Long strips of metal formed on the second shelf that connect one end of the bond wire to the conductive leads. See Tessera's Responsive Claim Construction Brief at 19-21. "conductive leads for "conductive leads for electrically coupling electrically coupling with an electronic device, with an electronic device, wherein said conductive wherein said conductive leads electrically leads electrically couple with said couple with said conductive traces": conductive traces": Conductive I/O elements An electrical conductor, Conductive leads: conductive on the outside of made up of electrically input/output the body. conductive material, (I/O) elements on the long and thin, not outside of the body. shaped as a mass, used No construction for the as input/output (I/0) for remainder of the disputed connecting the package phrase. body to an external device. The conductive leads are connected to the conductive traces to provide an electrical current path between the leads and the traces. Claims 35 and 43 U.S. Patent No. 6,265,766 35. An electrical assembly for connection to a substrate having a plurality of "bare semiconductor "bare semiconductor "bare semiconductor die": die": die": circuits comprising: a bare semiconductor die having a surface having a plurality [AGREED] [AGREED] At least one face of the of bond pads located thereon; a die semiconductor is exposed. substrate having a die side surface, an attachment surface, "bond pads": "bond pads": "bond pads": a via extending through the die substrate from the die side surface to the [AGREED] [AGREED] A conductive surface to attachment surface, and a plurality of circuit which a wire bond is attached. traces, a portion of the surface having the plurality of bond pads of said bare semiconductor die attached to a portion of the die side surface of the die substrate; a plurality of wire bonds extending through the via extending through the "via extending "via extending "via extending die substrate from the die side surface to through the die through the die through the die the attachment surface substrate": substrate": substrate": thereof, the plurality of wire bonds connected [AGREED] [AGREED] A hole that extends to the plurality of bond pads of the from one surface on the bare semiconductor die and the plurality die substrate to the opposite of circuit traces; and a plurality of electrical surface. connectors located on the attachment surface of the die substrate for electrically connecting the die substrate and said substrate, the plurality of electrical connectors connected to the plurality of circuit traces. *606 43. The electrical assembly of claim 35, where the die substrate comprises a printed circuit board. Claims 1-2, 8, and 10-11 U.S. Patent No. Re 36,325 1. A memory array in which a plurality This claim is not a This claim is a Jepson This claim is not a Jepson of memory circuit devices are arranged Jepson claim. claim wherein the claim. in a manner such that memory information preamble is admitted is obtained by addressing bits of The preamble of this prior art, and all of The preamble of this information from a selected number of claim is not a limitation. the elements set forth claim is a limitation as the memory devices in the array in a therein must be present discussed in the Court's format, and the format of bits forms a in an accused device claim construction opinion. byte of memory data such that each to establish infringement. byte includes bits from each memory device in the selected number of the circuit devices, and wherein the bits are addressed as rows and columns of information in a matrix on each memory device, characterized by: (a) a support structure which includes a single polymeric sheet, the polymeric sheet having a plurality of die receiving portions thereon, having tape automated bond (TAB) leads thereon and having a first set of electrical circuit traces on one side of the polymeric sheet, the tape automated bond pads being in electrical communication with the circuit traces; (b) a plurality of integrated circuitry memory devices, each device consisting of circuit elements deposited on a substrate and having conductive bumps deposited thereon, the integrated circuit devices being located within separate ones of the receiving portions of the single polymeric sheet, and connected to the polymeric sheet by "means to mechanically "means to mechanically being attached to the tape automated bond stabilize the stabilize the pads at the conductive bumps, and each of memory array so that memory array so that the integrated circuit devices being connected the polymeric sheet, the polymeric sheet, to the TAB leads on the polymeric the memory devices the memory devices sheet within its respective die receiving and the circuit terminals and the circuit terminals portion; are maintained in are maintained in (c) a second set of circuit traces on a plane electrical communication electrical communication which is separate from said one side of the during normal during normal polymeric sheet, the second set of circuit service" service" traces being in electrical communication with the first set of electrical circuit Claimed function: Claimed function: traces; (d) circuit terminals in electrical communication[AGREED] [AGREED] Claimed function: to with the circuit traces, the circuit mechanically stabilize terminals configured in a pattern which the memory array so conforms to a predetermined external circuit that the polymeric connection and memory address sheet, the memory protocol; and devices and the circuit (e) means to mechanically stabilize the terminals are maintained memory array so that the polymeric in electrical communication sheet, the memory devices and the circuit during normal terminals are maintained in service electrical communication during normal Corresponding Corresponding Corresponding service. structure: structure: structure: [AGREED] [AGREED] "Resin" 2. A memory array as defined in claim 1, further characterized by: the means to mechanically stabilize the memory array including mechanical structure which 8. A memory array as described in claim 1, characterized by: *607 (a) each memory device having addresses which are arranged in similar matrices of rows and columns on the memory device; and (b) the addressing of a row of memory devices being accomplished to corresponding rows and columns on each memory device in a row of memory devices in response to address commands. 10. A memory array as described in claim 1, further characterized by: (a) the memory devices being random access memory semiconductor devices, having read and write address bits thereon; (b) the devices having row and column enable bits for the memory devices. 11. A memory array as described in claim 1, further characterized by: the memory devices being dynamic random access memories. Claims 1, 2, 8, 10-11 U.S. Patent No. 4,992,849 1. Board level integrated circuit in This claim is not a This claim is a Jepson This claim is not a Jepson which a plurality of semiconductor circuit Jepson claim. claim wherein the claim. devices are arranged on a flexible preamble is admitted circuit board and each of the semiconductor The preamble of this prior art, and all of The preamble of this circuit devices is a distinct integrated claim is not a limitation. the elements set forth claim is a limitation as circuit chip, characterized by: therein must be discussed in the Court's (a) a support structure which includes a present in an accused claim construction opinion. single polymeric sheet, the polymeric device to establish infringement. sheet having a plurality of die receiving portions thereon, having tape automated bond (TAB) pads thereon and having a first set of electrical circuit traces on one side of the polymeric sheet, the tape automated bond pads being in electrical communication with the circuit traces; (b) the plurality of integrated circuit devices each consisting of circuit elements deposited on a substrate and having conductive bumps deposited thereon, the integrated circuit devices being located within separate ones of the die receiving portions "means to mechanically "means to mechanically of the single polymeric sheet, mounted to stabilize the stabilize the the polymeric sheet and connected to the polymeric sheet with polymeric sheet with polymeric sheet by being attached to the the integrated circuit the integrated circuit tape automated bond pads at the conductive devices mounted devices mounted bumps, and each of the integrated thereon so that the thereon so that the circuit devices being connected to the TAB polymeric sheet, the polymeric sheet, the leads on the polymeric sheet within its integrated circuit devices integrated circuit devices respective die receiving portion; and the circuit and the circuit (c) a second set of circuit traces on a plane terminals are maintained terminals are maintained which is separate from said one side of the in electrical in electrical polymeric sheet, the second set of circuit communication during communication during traces being in electrical communication normal service" normal service" with the first set of electrical circuit Claimed function: Claimed function: traces; (d) circuit terminals in electrical communication with the circuit traces, the circuit [AGREED] [AGREED] Claimed function: to terminals configured in a pattern which mechanically stabilize conforms to a predetermined external circuit the polymeric sheet connection protocol; and with the integrated (e) means to mechanically stabilize the circuit devices mounted polymeric sheet with the integrated circuit thereon so that the devices mounted thereon so that polymeric sheet, the integrated the polymeric sheet, the integrated circuit circuit devices devices and the circuit terminals and the circuit terminals are maintained in electrical communication are maintained in during normal service. electrical communication *608 during normal service. Corresponding Corresponding Corresponding structure: structure: structure: [AGREED] [AGREED] "Resin" 2. Board level integrated circuit as defined in claim 1, further characterized by: the means to mechanically stabilize the board level integrated circuit including mechanical structure which supports the circuit terminals. 8. Board level integrated circuit as described in claim 1, characterized by: (a) a group of the integrated circuit devices "a group of the "a group of the "a group of the having addresses which are arranged integrated circuit integrated circuit integrated circuit in similar matrices of rows and columns on devices": devices": devices": the integrated circuit device; and (b) the addressing of a row of integrated [AGREED] [AGREED] Two or more integrated circuit devices in the group being accomplished circuit devices. to corresponding rows and columns on each integrated circuit device in a row of integrated circuit devices in the group in response to address commands. 10. Board level integrated circuit as described in claim 9, further characterized by: the integrated circuit devices being dynamic random access memories. 11. Board level integrated circuit as described in claim 1, further characterized by: a group of the integrated circuit devices "a group of the "a group of the "a group of the being random access memory semiconductor integrated circuit integrated circuit integrated circuit devices, having read and write address devices": devices": devices": bits thereon, having row and column enable bits for the memory devices. [AGREED] [AGREED] Two or more integrated circuit devices.
NOTES
[1] '325 Patent, Preamble to Claim 1: A memory array in which a plurality of memory circuit devices are arranged in a manner such that memory information is obtained by addressing bits of information from a selected number of the memory devices in the array in a format, and the format of bits forms a byte of memory data such that each byte includes bits from each memory device in the selected number of the circuit devices, and wherein the bits are addressed as rows and columns of information in a matrix on each memory device, characterized by.
'849 Patent, Preamble to Claim 1: Board level integrated circuit in which a plurality of semiconductor circuit devices are arranged on a flexible circuit board and each of the semiconductor circuit devices is a distinct integrated circuit chip, characterized by.
[2] The Court is not precluding the possibility that the foregoing language, which would presumably be the preamble, may contain other language not comprising prior art. However, in order to satisfy Rule § 1.75(e)(2), no prior art may appear after the phrase.
[3] The Court also notes that Tessera cites no evidence from the prosecution history to suggest that Micron intended to draft these claims in Jepson form. See Epcon Gas, 279 F.3d at 1029; Rowe, 112 F.3d at 479; Kegel, 127 F.3d at 1426. Although other evidence could establish whether Micron intended to draft these claims in Jepson form, the prosecution history can be particularly helpful in determining the patentee's intent. See Epcon Gas, 279 F.3d at 1029; Polaroid Corp. v. Eastman Kodak Co., 519 F. Supp. 381, 384 (D.C.Mass.1981).
[4] Micron argues "conductive leads" are "conductive I/O elements on the outside of the body." Tessera argues the entire phrase should be construed to mean "[a]n electrical conductor, made up of electrically conductive material, long and thin, not shaped as a mass, used as input/output (I/O) for connecting the package body to an external device. The conductive leads are connected to the conductive traces to provide an electrical current path between the leads and the traces."
[5] The Court will construe this term after having considered the parties pre-Markman briefing as well as their oral arguments at the Markman hearing and the supplemental post-Markman briefing.
[6] Tessera's construction also describes "conductive leads" as "[a]n electrical conductor, made up of electrically conductive material." However, there is little dispute over the fact that "conductive leads" are electrically conductive, therefore, the Court will not address this segment of Tessera's construction.