NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 13-1015
___________
CORNELIUS A. BADGER, JR.; QUINTON KENNEDY; ZIKIYYAH JACKSON;
DONALD THOMAS; SABRINA SHORTS; GOLDIE HEMMINGWAY; AARON L.
JOHNSON; GILBERT HARDY; BENTON CAMBRIDGE, IV; JAMES HORTON;
MIKAIL ABDUL-KARIM; MAVERICK MITCHELL; ERIC CARTER
v.
STRYDEN, INC, a/k/a Stryden Corp.; NOVOS ASSOCIATES, LLC.;
MAJOR LOGISTICS, LLC.
Cornelius A. Badger, Jr.; Sabrina Shorts; Aaron L. Johnson; Benton Cambridge, IV;
Maverick Mitchell; Eric Carter,*
Appellants
*(Amended pursuant to the Clerk’s order entered March 14, 2013)
____________________________________
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. Civil Action No. 2:09-cv-03619)
District Judge: Honorable C. Darnell Jones, II
____________________________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
November 1, 2013
Before: FUENTES, GREENBERG and VAN ANTWERPEN, Circuit Judges
(Opinion filed: November 5, 2013)
___________
OPINION
___________
PER CURIAM
Cornelius A. Badger, Jr., Benton Cambridge, IV, Eric Carter, Aaron L. Johnson,
Maverick Mitchell, and Sabrina Shorts — all of whom are proceeding pro se — appeal
from the District Court’s order denying reconsideration of an earlier order and dismissing
their employment discrimination lawsuit without prejudice to their ability to pursue
administrative remedies. For the reasons that follow, we will dismiss the appeal in part,
vacate the District Court’s judgment in part, and remand for further proceedings.
I.
The procedural history of this case is long and convoluted. Because we write
primarily for the parties, we discuss that history only to the extent needed to resolve this
appeal. In 2009, Badger filed a pro se employment discrimination complaint in the
District Court against his former employer, Stryden, Inc. (“Stryden”). The following
year, attorney William T. Coleman III, together with the law firm Sidney L. Gold &
Associates, P.C. (“Gold & Associates”), obtained the District Court’s permission to file
an amended complaint on behalf of Badger and twelve additional plaintiffs. Stryden
subsequently moved to dismiss a subset of the amended claims pursuant to Federal Rules
of Civil Procedure 12(b)(1) and 12(b)(6). The plaintiffs opposed that motion.
While Stryden’s motion was pending, Gold & Associates withdrew from the case,
and Coleman’s representation was terminated as to Badger, Carter, and Mitchell. Going
forward, those three plaintiffs proceeded pro se, while Coleman continued to represent
the other ten plaintiffs.
2
On June 29, 2012, the District Court entered an order that, inter alia, granted
Stryden’s motion for partial dismissal. That partial dismissal, however, did not have the
effect of dismissing any parties from the case. On November 13, 2012, Badger,
purporting to act “for myself and on behalf of the preponderance of the additional
plaintiffs,” filed a pro se “Motion for re-consideration [sic] and/or remand to the PHRC
[(Pennsylvania Human Relations Commission)].” Therein, Badger argued that the
dismissed claims should be reinstated and that, if the District Court concluded otherwise,
“the preponderance of plaintiffs join(s) me in requesting that this complaint be remanded
to the . . . [PHRC], with explicit instructions to investigate Stryden’s employment
practices in the dates already specified in this complaint . . . .” In Badger’s
accompanying memorandum, he argued, inter alia, that plaintiffs Shorts and Donald
Thomas “must be separated from this lawsuit [because] . . . [t]hey obviously are easily
manipulated, and have their own agendas.” Also accompanying the motion were
“Notice[s] of Withdrawal of Appearance” signed by plaintiffs Cambridge, Johnson,
Zakiyyah Jackson, 1 and Gilbert Hardy, all of whom apparently wanted Coleman to be
removed as counsel.
On November 30, 2012, the District Court entered an order denying Badger’s
motion. In that same order, however, the court held that “[u]pon consideration of
Plaintiffs’ representations, the above-captioned matter is DISMISSED WITHOUT
PREJUDICE in order that Plaintiffs may pursue administrative resolution as they see fit.”
1
Jackson’s first name was spelled “Zikiyyah” and “Zikkiyyah” in the amended
complaint.
3
Badger, again purporting to act on behalf of other plaintiffs, timely appealed from
the District Court’s November 30, 2012 order. Upon receiving Badger’s notice of appeal,
the Clerk of this Court issued an order stating that, if the other plaintiffs wished to join
the appeal, each would need to personally sign the notice of appeal and return it to the
Clerk’s Office. The order further stated that failure to comply with this directive would
result in the dismissal of the appeal as to each non-complying plaintiff. In the weeks that
followed, Cambridge, Carter, Johnson, Mitchell, and Shorts, all proceeding pro se, filed
signed copies of the notice of appeal. As for the seven plaintiffs who did not file a signed
notice of appeal, the Clerk dismissed those individuals from this appeal.
After the Clerk issued a briefing schedule, all of the remaining parties to this
appeal except Cambridge submitted briefing. The appeal is now ready for disposition.
II.
As an initial matter, we will dismiss Cambridge from this appeal for failure to
prosecute in light of his failure to file a brief. See 3d Cir. LAR Misc. 107.2(b). As for
the balance of this appeal, we must begin by determining whether we have jurisdiction to
consider it.
Under 28 U.S.C. § 1291, our appellate jurisdiction is limited to “final decisions of
the district courts.” A decision is “final” when it “ends the litigation on the merits and
leaves nothing for the court to do but execute judgment.” Giles v. Campbell, 698 F.3d
153, 157 (3d Cir. 2012) (quotation marks omitted). Although the District Court’s
November 30, 2012 order dismissed this case without prejudice, that order nevertheless
constitutes a “final decision” under § 1291. We have previously noted that “[e]ven
4
dismissals without prejudice have been held to be final and appealable if they end the suit
so far as the District Court was concerned.” GFL Advantage Fund, Ltd. v. Colkitt, 272
F.3d 189, 198 n.3 (3d Cir. 2001) (quotation marks omitted). That is the case here. The
District Court’s order gave no indication that the court intended to retain jurisdiction over
the case; nor did the order permit reinstatement of the case or contemplate the possibility
of further proceedings before the court. Additionally, although the District Court’s
dismissal permitted the plaintiffs to pursue their claims elsewhere — i.e., by seeking
some unspecified “administrative resolution” — that fact does not prevent the order from
being deemed a final decision. 2 Cf. Blair v. Scott Specialty Gases, 283 F.3d 595, 602 (3d
Cir. 2002) (concluding that “even though the District Court’s order dismissed this case
without prejudice and directed the parties to proceed with arbitration, the order was final
and appealable”). Accordingly, we have jurisdiction over this appeal pursuant to § 1291.
III.
That we have jurisdiction over this appeal does not mean that the scope of our
review is boundless. “We have held on numerous occasions that an issue is waived
unless a party raises it in [his or her] opening brief, and for those purposes a passing
reference to an issue will not suffice to bring that issue before this court.” Skretvedt v.
E.I. Dupont de Nemours, 372 F.3d 193, 202-03 (3d Cir. 2004) (internal quotation marks
omitted). This waiver rule applies not only to counseled litigants, but also to pro se
2
Because this case does not involve a remand to an administrative agency, the general
principle that “district court orders remanding cases to administrative agencies are not
final and appealable,” Bhd. of Maint. of Way Emps. v. Consol. Rail Corp., 864 F.2d 283,
285 (3d Cir. 1988), does not apply here.
5
litigants. See Timson v. Sampson, 518 F.3d 870, 874 (3d Cir. 2008) (per curiam)
(“While we read briefs filed by pro se litigants liberally, issues not briefed on appeal by a
pro se litigant are deemed abandoned.”) (citations omitted). Waiver may be excused only
in “extraordinary circumstances.” See United States v. Albertson, 645 F.3d 191, 195 (3d
Cir. 2011).
Here, Badger and Carter collectively filed a 3-page opening brief, Johnson and
Mitchell filed identical versions of that brief, and Shorts filed a brief that simply refers
the reader to “the Badger Documents case # 13-1015.” None of this briefing even
mentions the District Court’s order denying reconsideration and dismissing the case
without prejudice, let alone raises a challenge to that decision. 3 Accordingly, our ability
to review any aspect of that order turns on whether this case presents extraordinary
circumstances. We consider that issue below.
As we have previously explained, the following factors are to be considered in
determining whether “extraordinary circumstances” are present: “‘[(1)] whether there is
some excuse for the failure to raise the issue in the opening brief; [(2)] how far the
opposing party would be prejudiced; and [(3)] whether failing to consider the argument
would lead to a miscarriage of justice or undermine confidence in the judicial system.’”
Id. (quoting Kane v. Town of Harpswell (In re Kane), 254 F.3d 325, 331 (1st Cir. 2001)).
This last factor
3
Although the briefing submitted by Badger, Carter, Johnson, and Mitchell stated that
they “would like [their] complaint re-instated,” we conclude that, even under a liberal
standard, this bald request for relief does not raise any challenge to the District Court’s
order.
6
is somewhat similar to the plain error rule, which is applied in
the context of appeals from criminal trials, and allows
appellate courts to consider defects at the trial level even
when the defendant has failed to lodge an appropriate
objection. In other words, we may consider an issue, despite
the fact that it was improperly raised on appeal, if the District
Court plainly erred in such a way as to affect the appellant’s
substantial rights. Even where plain error exists that affects
substantial rights, our discretionary authority to order
correction is to be guided by whether the error seriously
affects the fairness, integrity or public reputation of judicial
proceedings.
Id. at 196 (internal quotation marks and citations omitted). “An error is considered to
have affected substantial rights when it affected the outcome of the district court
proceedings.” United States v. Shavers, 693 F.3d 363, 395 (3d Cir. 2012) (internal
quotation marks omitted).
In this case, there is no apparent excuse for Appellants’ failure to brief a challenge
to the District Court’s November 30, 2012 order. On the other hand, we are not
persuaded that Stryden would be significantly prejudiced by our review of that order.
Ultimately, though, the balancing of the factors here hinges on the miscarriage of justice
factor. We now turn to that factor.
As noted above, the District Court dismissed this action based on “Plaintiffs’
representations.” But those “representations” — ostensibly the motion for
reconsideration’s request to remand the matter to the PHRC — were not made by all of
the plaintiffs. Rather, they were made only by Badger. 4 Furthermore, even setting aside
4
Even if the four plaintiffs whose signed documents indicating their desire to have
Coleman withdraw as their counsel could be viewed as having implicitly joined Badger’s
motion for reconsideration, that motion still did not speak for all thirteen plaintiffs.
7
the fact that Badger, a non-lawyer proceeding pro se, could not speak on behalf of his
fellow plaintiffs, see 28 U.S.C. § 1654 (providing that a party may proceed in federal
court “personally or by counsel”); cf. Osei-Afriyie v. Med. Coll. of Pa., 937 F.2d 876,
883 (3d Cir. 1991) (holding that the appellant, a non-attorney proceeding pro se, could
not represent his children in federal court), it was clear from his motion that his interests
diverged from at least some of the other plaintiffs. Indeed, his motion went so far as to
seek to sever plaintiffs Shorts and Thomas from the lawsuit.
Even if the District Court’s order had dismissed only Badger’s claims from the
case, that disposition still would have been problematic. It is evident from Badger’s
motion for reconsideration that he was confused and/or misinformed about the available
avenues of relief, for a “remand” to the PHRC was simply not an available option in this
case. Given that apparent confusion, and in light of his pro se status, the District Court
would have been well-advised to either seek clarification of Badger’s wishes or simply
deny that request for relief. Instead, the District Court disposed of this case in a way that
(1) did not grant any of the relief that Badger was seeking, and (2) resulted in his losing
(and the other plaintiffs’ losing) the ability to proceed in federal court with the claims that
survived Stryden’s motion for partial dismissal. Although the District Court’s dismissal
does not prevent Badger and the other plaintiffs from pursuing “administration resolution
as they see fit,” the passage of time since their claims arose — those claims are now
several years old — may nevertheless bar them from pursuing administrative relief.
In light of the above, we conclude that the District Court “plainly erred in such a
way as to affect the appellant[s]’ substantial rights.” Albertson, 645 F.3d at 196. We
8
further conclude that this error seriously affected the fairness of these judicial
proceedings. See id. Accordingly, this case presents extraordinary circumstances that
warrant our review of the District Court’s decision to dismiss this case. In light of the
aforementioned defects inherent to that dismissal, we will vacate the District Court’s
November 30, 2012 order in part 5 and remand the matter to the District Court for further
proceedings. 6 In doing so, we again note that not all of the plaintiffs have appealed here,
and we leave it to the District Court in the first instance to determine which plaintiffs may
proceed on remand. Badger’s motion to expedite is denied. To the extent that motion
also requests various, discovery-related relief, those requests are denied without prejudice
to his ability to present them to the District Court on remand. Badger’s motion to compel
Stryden and certain non-parties to respond to certain discovery requests is also denied
without prejudice to his ability to present that motion to the District Court on remand.
Finally, to the extent that Badger requests that Stryden’s response brief be “dismissed and
rejected,” that request is denied.
5
For substantially the reasons set forth in the District Court’s June 29, 2012 order, we
cannot conclude that the District Court plainly erred in denying Badger’s motion to
reconsider that order. Accordingly, we find no reason to excuse Appellants’ failure to
brief a challenge to that aspect of the District Court’s November 30, 2012 order, and we
thus deem that challenge waived.
6
We note that certain appellants’ briefing does present arguments — albeit undeveloped
ones — that concern issues apart from those related to the District Court’s November 30,
2012 order. Specifically, Badger, Carter, Johnson, and Mitchell take issue with their
former counsel’s performance, highlight errors that the District Court allegedly made
earlier in the litigation, and lament the fact that other actions brought against Stryden (at
different points in time and/or in other jurisdictions) apparently resulted in different
outcomes than the outcome in this case. Although we have considered these arguments,
we conclude that none warrants disturbing any of the District Court’s decisions that
preceded its November 30, 2012 order.
9