People v. Sanders CA4/2

Filed 11/5/13 P. v. Sanders CA4/2

NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FOURTH APPELLATE DISTRICT

DIVISION TWO

THE PEOPLE,

Plaintiff and Respondent, E055814

v. (Super.Ct.No. FSB1103612)

BJ SANDERS III, OPINION

Defendant and Appellant.

APPEAL from the Superior Court of San Bernardino County. Richard V. Peel,

Bridgid M. McCann, and Annemarie Pace, Judges.1 Affirmed in part, reversed in part,

and remanded with directions.

Susan L. Ferguson, under appointment by the Court of Appeal, for Defendant and

Appellant.

Judge McCann ruled on defendant’s motion to suppress, Judge Peel presided
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over defendant’s jury trial, and Judge Pace presided over the trial on defendant’s priors.

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 Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney

General, Julie L. Garland, Assistant Attorney General, and James D. Dutton and

Meredith S. White, Deputy Attorneys General, for Plaintiff and Respondent.

Following a jury trial defendant BJ Sanders III was convicted of possession of

marijuana (Health & Saf. Code, § 11359, count 1) and possession of a firearm by a felon

(Pen. Code,2 former § 12021, subd. (a)(1), count 2). In a bifurcated proceeding the trial

court found true the allegations that defendant suffered three prison priors. Defendant

was sentenced to 199 days in county jail on count 1, for which he received credit for time

served. On count 2 he was sentenced to three years in state prison, plus three consecutive

years for the prior prison terms, for a total sentence of six years. Defendant appeals,

contending the trial court erred in denying his motion to suppress and the trial judge erred

in failing to disqualify himself upon learning that he was the prosecutor on one of

defendant’s prior cases.

I. FACTS

On August 7, 2011, San Bernardino Police Officer Jason Heilman and his partner,

Officer Byron Clark, conducted a traffic stop of defendant’s vehicle in the parking lot of

an apartment complex. Defendant told the officer that he was living with his girlfriend in

an apartment at the complex. Officer Heilman obtained a key to the apartment, knocked,

opened the door and announced his presence. A search of the residence produced a

2 Penal Code, former section 12021, subdivision (a)(1) was repealed operative
January 1, 2012, but its provisions were reenacted without substantive change as Penal
Code section 29800, subdivision (a)(1).

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loaded firearm, marijuana and a digital scale. Defendant was interviewed and admitted

the marijuana and firearm belonged to him.

II. MOTION TO SUPPRESS

Defendant contends the trial court erred when it denied his motion to suppress

evidence. He claims that (1) the search, which was pursuant to a parole search term, was

arbitrary, capricious and unduly oppressive, and (2) there was insufficient evidence to

establish that the officers were aware that defendant’s parole terms subjected him to a

suspicionless search.

A. Further Background Information

Prior to trial, defendant moved to suppress evidence pursuant to Penal Code

section 1538.5. At the hearing, Officer Heilman testified that he conducted a traffic stop

of defendant’s car at an apartment complex for failure to use a turn signal. Defendant

identified himself and stated that he was on parole. He also stated that he lived in the

apartment complex. Officer Heilman verified defendant’s parole status and conducted a

search of the vehicle and the apartment. The officer called for assistance to conduct a

parole compliance check of the apartment while his partner stayed with defendant and the

vehicle.

Upon entering the apartment, defendant’s girlfriend, Giovanna Funches, identified

the bedroom that belonged to her and defendant. Officer Heilman discovered marijuana,

a digital scale, and a loaded firearm in the closet of the bedroom. Marijuana was also

found in the kitchen on top of the refrigerator.

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 On cross-examination, Officer Heilman testified that Funches was approximately

five feet from the door when he opened it and stated he was conducting a parole search.

Police went through all the rooms and drawers and checked under the bed and mattress.

The search of the bedroom took 15 to 20 minutes. The initial stop occurred after Officer

Heilman observed defendant turning from Date Street into the parking lot of the

apartment complex. There was a male passenger with defendant. Officer Heilman’s

partner dealt with the passenger. It took one or two minutes to run the status of both

defendant and his passenger through the system. It took approximately 10 minutes to

search defendant’s vehicle. During this time defendant was handcuffed. Nothing illegal

was discovered in the vehicle. It took an additional five to 10 minutes to wait for backup

so that Officer Heilman could conduct a parole compliance check on defendant’s

residence. Defendant was placed in the back of the patrol car, while Officer Heilman and

two other officers searched the unit. From the time of the initial stop to the time of

approaching the apartment was “15, 20 minutes.”

Using a key, Officer Heilman entered the apartment. He saw marijuana on top of

the refrigerator in plain view upon entering. Approximately two to five minutes into the

initial search of the bedroom, the officers found marijuana and a firearm. The overall

search of the apartment took 20 to 30 minutes. Normally, it takes approximately five

minutes to issue a citation for a traffic stop.

B. Standard of Review

When a trial court rules on a motion to suppress evidence, it “‘“(1) finds the

historical facts, (2) selects the applicable rule of law, and (3) applies the latter to the

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former to determine whether the rule of law as applied to the established facts is or is not

violated. [Citations.] . . . [¶] The court’s resolution of the first inquiry, which involves

questions of fact, is reviewed under the deferential substantial-evidence standard.

[Citations.] Its decision on the second, which is a pure question of law, is scrutinized

under the standard of independent review. [Citations.] Finally, its ruling on the third,

which is a mixed fact-law question that is however predominantly one of law, . . . is also

subject to independent review.” [Citation.]’ [Citations.]” (People v. Carter (2005) 36

Cal.4th 1114, 1140.)

C. Search of Defendant’s Home

Defendant argues that the “parole search of his home was arbitrary, capricious,

and conducted in an oppressive manner because the detention was unreasonably

prolonged; [he] was left handcuffed in a patrol car outside; officers seized his keys

without giving him an opportunity to consent; and they opened his front door without

giving the residents any opportunity to refuse or consent to the officer[’]s admittance.”

He challenges being handcuffed in the back of the patrol car while Officer Heilman

searched the apartment when the officer “had no reason to believe that [defendant] had

done anything wrong except fail to use his turn signal.” Further, he challenges the

officer’s announcement of his presence while simultaneously entering the apartment. To

the extent defendant failed to challenge the taking of his keys and the lack of knocking

and announcing the officer’s presence prior to entering the apartment at the trial level in

his suppression motion, these issues are forfeited. (People v. Williams (1999) 20 Cal.4th

119, 123, 130.) Moreover, the contentions lack merit.

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 The United States Supreme Court has concluded that “the Fourth Amendment

does not prohibit a police officer from conducting a suspicionless search of a parolee.”

(Samson v. California (2006) 547 U.S. 843, 857.) “Where the search is for a proper

purpose, . . . even in the absence of particularized suspicion, a search conducted under the

auspices of a properly imposed parole search condition does not intrude on any

expectation of privacy ‘society is “prepared to recognize as legitimate.”’ [Citations.]”

(People v. Reyes (1998) 19 Cal.4th 743, 754 (Reyes).) However, this “does not mean

parolees have no protection.” (Id. at p. 753.) Instead, “‘a parole search could become

constitutionally “unreasonable” if made too often, or at an unreasonable hour, or if

unreasonably prolonged or for other reasons establishing arbitrary or oppressive conduct

by the searching officer.’ [Citations.]” (Id. at pp. 753-754.)

“The validity of a search does not turn on ‘the actual motivations of individual

officers.’ [Citation.] But whether a search is reasonable must be determined based upon

the circumstances known to the officer when the search is conducted.” (People v.

Sanders (2003) 31 Cal.4th 318, 334.) “Where the motivation is unrelated to rehabilitative

and reformative purposes or legitimate law enforcement purposes, the search is

‘arbitrary.’ For example, had the officer been motivated by personal animosity toward

[defendant] or his family, execution of the ‘consent search term’ would be ‘arbitrary.’”

(In re Anthony S. (1992) 4 Cal.App.4th 1000, 1004.)

Here, the search of defendant’s apartment was not unreasonable. The officers

knew about defendant’s parole status, which authorized them to detain and search him

pursuant to his parole search condition. (Reyes, supra, 19 Cal.4th at p. 754.) The search

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was not unduly prolonged, it was not performed at an unreasonable time, and there is no

evidence it was an attempt to harass defendant. The fact that the officers handcuffed

defendant throughout much of the encounter is easily explained, given the presence of

defendant and his passenger and the need for one officer to watch both men. Upon

learning of defendant’s parole status, and that he lived in the apartment complex where

he was stopped, the officers were legally permitted to search defendant’s apartment in

addition to his vehicle and person.

Notwithstanding the above, defendant takes issue with Officer Heilman taking the

key to the apartment, using it and entering without providing any resident the opportunity

to refuse or consent. There are four main reasons for the knock-notice rule in California:

“‘“(1) The protection of the privacy of the individual in his home [citations]; (2) the

protection of innocent persons who may also be present on the premises . . . [citation];

(3) the prevention of situations which are conducive to violent confrontations between the

occupant and individuals who enter his home without proper notice [citations]; and (4)

the protection of police who might be injured by a startled and fearful householder.”’

[Citations.]” (People v. Hoag (2000) 83 Cal.App.4th 1198, 1203.) The individual’s

privacy interest has many aspects. “First, [the knock-notice rule] protects the homeowner

from the outrage of having his ‘castle’ suddenly and violently broken into. [Citations.]

. . . [¶] Second, the rule may prevent embarrassing circumstances resulting from the

unexpected exposure of private activities. [Citations.]” (United States v. Bustamante-

Gamez (9th Cir.1973) 488 F.2d 4, 11-12.) And finally, because officers must wait to be

refused admittance, the rule gives the homeowner an opportunity to consent to entry.

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 Here, the record shows that the officers used defendant’s key to enter the

apartment, and at the time of opening the door announced, “Police, parole search.”

However, the transcript of the hearing on the motion to suppress is void of any inquiry

into whether the officers knocked on the door before entering the apartment. Defendant

did not voice any objection to the use of his key in his presence, and he “may not

vicariously challenge the alleged violation of another’s interest.” (People v. Hoag, supra,

83 Cal.App.4th at p. 1203.) Moreover, the exclusionary rule does not apply to evidence

seized pursuant to a warrant despite a violation of knock-notice law. (Hudson v.

Michigan (2006) 547 U.S. 586, 599.) While there was no warrant in this case, the same

reasoning applies during the execution of a search pursuant to a parolee’s search term.

Nonetheless, defendant faults his trial counsel for failing to raise the knock-notice

violation. Assuming, without deciding, counsel’s deficiency, we conclude that defendant

is unable to establish “there is a reasonable probability that, but for counsel’s

unprofessional errors, the result of the proceeding would have been different. (Strickland

v. Washington (1984) 466 U.S. 668, 694.) According to the record before this court,

Officer Heilman testified at trial that he did knock and announced himself as law

enforcement. The record is silent on why defense counsel did not raise the issue below.

If the record on appeal “‘“sheds no light on why counsel acted or failed to act in the

manner challenged[,] . . . unless counsel was asked for an explanation and failed to

provide one, or unless there simply could be no satisfactory explanation,” the claim on

appeal must be rejected,’” and the “claim of ineffective assistance in such a case is more

appropriately decided in a habeas corpus proceeding. [Citations.]” (People v. Mendoza

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Tello (1997) 15 Cal.4th 264, 266-267.) Here the conduct of defense counsel is subject to

a satisfactory explanation, i.e., defense counsel knew the officer had knocked before

entering, and thus, there was no basis to raise the issue. (People v. Torrez (1995) 31

Cal.App.4th 1084, 1091 [defense counsel “is not required to make futile motions or to

indulge in idle acts to appear competent”].)

D. Defendant’s Status as a Parolee

Next, defendant contends the “evidence was insufficient to establish that Heilman

was aware that [defendant’s] parole agreement contained a search term.” This issue has

been addressed, and rejected, by our colleagues in Division Three of the First District.

(People v. Middleton (2005) 131 Cal.App.4th 732, 739 (Middleton).) Although

defendant invites us to “reject the analysis in Middleton because it is less persuasive than

the reasoning put forth in the federal cases[,]”we decline the invitation and adopt the

holding in Middleton. (People v. Schmitz (2012) 55 Cal.4th 909, 923 [officer’s

knowledge of an individual’s parole status is equivalent to knowledge of a search

condition].)

“‘[A] warrantless search condition is a reasonable term in any parole of a

convicted felon from state prison.’ [Citations.] It was long ago recognized that ‘every

grant of parole included an implied search condition, and an officer’s knowledge of

parole status was equivalent to knowledge of a parole search condition.’ [Citations.] A

search condition for every parolee is now expressly required by statute. [Penal Code]

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[s]ection 3067, [former] subdivision (a)[3] requires an inmate to agree to permit law

enforcement to perform warrantless searches, regardless of cause, as a mandatory

condition of parole. [Penal Code, former] [s]ection 3060.5[4] requires the parole authority

to revoke the parole of any eligible inmate who refuses to sign a parole agreement which

must include the mandatory parole search condition.

“Defendant points to [Penal Code] section 3067, [former] subdivision (b) to

suggest that an inmate may be paroled without expressly agreeing to a parole search

condition.[] While this provision may not be a model of statutory clarity, read together

with [former] subdivision (a) it can be understood to mean only that inmates who are

otherwise eligible for parole yet refuse to agree to the mandatory search condition will

remain imprisoned while losing their accumulated worktime credits on a daily basis until

either (1) the inmate agrees to the search condition and is otherwise eligible for parole, or

(2) has lost all worktime credits and is eligible for release after having served the balance

of his/her sentence. Support for this interpretation of [Penal Code] section 3067, [former]

subdivision (b) can be found in the final legislative analysis of the provision filed

concurrently with the passage of the statute in 1996. ‘An inmate who refuses to agree to

warrantless search shall not be released until he agrees or has served his/her entire

3 Penal Code section 3067, subdivisions (a) and (b), were amended in June 2012.
(Stats. 2012, ch. 43, § 49, eff. June 27, 2012.)

4 Penal Code section 3060.5 was amended in June 2012. (Stats. 2012, ch. 43,
§ 45, eff. June 27, 2012.)

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sentence.’ (Assem. Com. on Pub. Safety, Analysis of Assem. Bill No. 2284 (1995-1996

Reg. Sess.) as amended Aug. 26, 1996, p. 1.)

“Defendant’s [further] point that [Penal Code] section 3067, subdivision (c) limits

the applicability of [Penal Code] section 3067 to inmates whose offenses were committed

on or after January 1, 1997 (and there is no evidence that the officers here knew when

[defendant] committed the offense for which he was on parole), is equally unavailing.[5]

Whatever differences there may be between the provisions of [Penal Code] section 3067

and the administrative regulations that apply to those on parole for offenses committed

before 1997, both contemplate that all parolees shall be subject to a search condition.

Moreover, [Penal Code, former] section 3060.5, which provides that ‘the parole authority

shall revoke the parole of any prisoner who refuses to sign a parole agreement setting

forth the general and any special conditions applicable to the parole,’ applies regardless

of the date on which the parolee’s offenses were committed.” (Middleton, supra, 131

Cal.App.4th at pp. 739-740, fns. omitted.)

Thus, Officer Heilman’s awareness that defendant was a parolee was sufficient to

inform the officers of their right to conduct a parole search of his apartment and justified

the search of it.

5 While defendant contends that “the record does not support an inference that
[he] was necessarily on parole,” Officer Heilman testified that upon asking defendant if
he was on probation or parole, defendant stated he was on parole. Moreover, the
information alleged that defendant suffered three prior convictions (2005, 2007, and
2008) for which prison terms were served. Further, defendant faults the trial judge for
failing to disqualify himself upon acknowledging that he acted as a deputy district
attorney in a prior case against defendant.

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 III. TRIAL JUDGE’S NEED TO DISQUALIFY HIMSELF

On October 25, 2011, during jury deliberation, the Judge Peel became aware that

he had acted as a deputy district attorney in a prior case against defendant.6 The prior

case involved one of defendant’s prior convictions alleged pursuant to Penal Code section

667.5. As a result, Judge Peel disqualified himself from hearing the Penal Code section

667.5 allegations. However, he continued to preside over the trial on the instant charges,

entering the verdict, discharging the jury, and sentencing defendant. Defendant moved

for a new trial, arguing that because of the conflict Judge Peel could not have any further

involvement with the case, and because defendant had a right to be sentenced by the

judge who presided over the trial, no other judge could sentence him either. Thus,

defendant maintained that a new trial was necessary. Judge Peel denied the motion. On

appeal, defendant faults Judge Peel for failing to disqualify himself upon learning that he

was the prosecutor on one of defendant’s prior cases.

Citing Sincavage v. Superior Court (1996) 42 Cal.App.4th 224 (Sincavage),

defendant contends Judge Peel “erred when [he] recused [him]self from the hearing on

the prior convictions, rather than the entire proceeding.” We disagree. In Sincavage, the

trial judge had conducted the preliminary hearing on one of defendant’s prior

6 Judge Peel stated: “The Court in my prior career as a Deputy District Attorney
did make, it appears to be a single appearance at a prepreliminary hearing conference on
[defendant’s] case that arose out of the Fontana district of this county. You are correct, I
do not remember [defendant] at all. I remember absolutely nothing about the case. It did
appear I did handle and appear just one prepreliminary conference on that case. [¶]
Nevertheless, it appears that my involvement in that case is disqualifying with regard to
hearing anything that is in controversy regarding that case.”

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convictions. In addition, early in the proceedings, she mistakenly thought she had only

appeared at a brief hearing and had played no active role. Under the mistaken impression

that she served only that limited role, the trial judge commented, “‘If in fact,

Mr. Sincavage, I had taken your plea, if I had prosecuted one of your cases, I would

automatically recuse myself. I would not hear the case. [¶] From looking at the

transcript, I merely called your case and another prosecutor and Mr. Coleman . . . from

the Public Defender’s Office were actually involved in the plea itself.’” (Id. at p. 227.)

Based on this information, the defendant waived the conflict and the judge presided over

defendant’s trial. A different attorney represented the defendant during the sentencing

hearing and moved for disqualification upon discovering that the trial judge, as the

prosecutor in the prior case, had conducted the preliminary examination. The motion was

denied, and on appeal, the Sincavage court determined that the trial judge’s comment and

subsequent decision not to recuse herself upon discovering that she had in fact had a

more active role in the prosecution of defendant created a doubt as to her impartiality,

such that, as a matter of law, she should have been disqualified under Code of Civil

Procedure section 170.1, subdivision (a)(6)(A)(iii). (Sincavage, supra, 42 Cal.App.4th at

p. 230.)

As noted by the Sincavage court, while the trial judge may have been impartial in

presiding over the defendant’s trial on his current offenses, a person would have a

legitimate cause for concern over her ability to be impartial during the trial on the prior

convictions and the sentencing hearing. (Sincavage, supra, 42 Cal.App.4th at p. 231.)

“Because of the timing peculiar to the instant motion, disqualification would not

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invalidate the judgment of conviction of the current offenses. Under [Code of Civil

Procedure] section 170.3, subdivision (b)(4), only proceedings after the grounds for

disqualification were discovered would be affected.” (Sincavage, supra, 42 Cal.App.4th

at p. 231.)

The facts before this court are distinguishable from the facts in the Sincavage case.

Here, Judge Peel did not have an active role in the prosecution of defendant on his prior

conviction. Rather, he appeared one time at a conference hearing before the preliminary

hearing. Thus, disqualification from the entire case was not required. However,

disqualification as to the sentencing is, as the People acknowledge, “admittedly a closer

call.” On the one hand, disqualification is only required where the judge served as an

attorney for one of the parties in another proceeding “involving the same issues.” (Code

Civ. Proc. § 170.1, subd. (a)(2)(A).) A prepreliminary hearing conference would not

have involved the same issues before the court at sentencing. However, on the other

hand, Code of Civil Procedure section 170.1, subdivision (a)(6)(A)(iii), states that

disqualification is mandatory when a person aware of the facts might reasonably entertain

a doubt that the judge would be able to be impartial. Given the fact that Judge Peel

decided to allow another judge to preside over the trial on defendant’s priors, he should

have also allowed another judge to preside over sentencing, since defendant’s prior

convictions governed the punishment for the current offense.

The trial on the current offense was untainted by any known conflict. If the court

has no knowledge of a conflict, there is no reason to suspect any bias or prejudice and

there is no basis for disqualification. “Judicial responsibility does not require shrinking

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every time an advocate asserts the objective and fair judge appears to be biased. The

duty of a judge to sit where not disqualified is equally as strong as the duty not to sit

when disqualified. [Citation.]” (United Farm Workers of America v. Superior Court

(1985) 170 Cal.App.3d 97, 100.) Judge Peel conducted the entire guilt phase of the trial

under the assumption that he had not prosecuted defendant in any prior cases. The court

conducted a preliminary search into the matter and came up empty-handed, thereby

confirming that no conflict existed. It is impossible for the court to be biased against

defendant based on a prior encounter that the court assumed did not happen. Moreover,

the record reveals no indication of bias or prejudice as Judge Peel presided over

defendant’s trial.

Judge Peel only learned of the prior case while the jury was deliberating, before

the trial on defendant’s priors and his sentencing hearing. To the extent the prior case

had any effect on the current case, it would have been at the trial on defendant’s priors

and at his sentencing on those priors. Although Judge Peel disqualified himself from the

trial on defendant’s priors, out of an abundance of caution, we conclude that he should

have also disqualified himself from the sentencing hearing. Given the facts before this

court, the appropriate remedy is to remand the matter for resentencing only. On remand,

defendant is to be sentenced by a judge other than Judge Peel.

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 IV. DISPOSITION

For the foregoing reasons, we reverse the sentence on all counts and remand the

matter for resentencing by a judge other than Judge Peel. In all other respects, the

judgment is affirmed.

NOT TO BE PUBLISHED IN OFFICIAL REPORTS

HOLLENHORST
Acting P. J.
We concur:

MCKINSTER
J.

MILLER
J.

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