IN THE SUPREME COURT OF MISSISSIPPI
NO. 2010-CT-01816-SCT
DWAYNE BOYD
v.
STATE OF MISSISSIPPI
ON WRIT OF CERTIORARI
DATE OF JUDGMENT: 10/07/2010
TRIAL JUDGE: HON. SAMAC S. RICHARDSON
COURT FROM WHICH APPEALED: MADISON COUNTY CIRCUIT COURT
ATTORNEY FOR APPELLANT: ALI MUHAMMAD SHAMSIDDEEN
ATTORNEY FOR APPELLEE: OFFICE OF THE ATTORNEY GENERAL
BY: BILLY L. GORE
DISTRICT ATTORNEY: MICHAEL GUEST
NATURE OF THE CASE: CRIMINAL - FELONY
DISPOSITION: THE JUDGMENT OF THE COURT OF
APPEALS IS AFFIRMED IN PART AND
REVERSED IN PART. THE JUDGMENT OF
THE MADISON COUNTY CIRCUIT COURT
IS AFFIRMED IN PART, VACATED IN
PART AND REMANDED - 05/30/2013
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
EN BANC.
WALLER, CHIEF JUSTICE, FOR THE COURT:
¶1. Dwayne Boyd was convicted of the sale of marijuana, greater than thirty grams but
less than one kilogram, within 1,500 feet of a school or within 1,000 feet of the real property
of a school. Boyd was sentenced, as a subsequent drug offender, to 120 years in the custody
of the Mississippi Department of Corrections (MDOC), with sixty years to serve and five
years of supervised post-release supervision. The Court of Appeals affirmed his conviction
and sentence. We agree that the trial court did not abuse its discretion in denying Boyd’s
motion for continuance to secure new counsel on the day of trial. But we find that Boyd did
not receive timely notice that the State would seek a post-conviction amendment to the
indictment and such action constituted unfair surprise. Therefore, we affirm Boyd’s
conviction, but we vacate his sentence and remand the case to the Madison County Circuit
Court for resentencing.
FACTS
¶2. During pretrial matters on the morning of trial, Dwayne Boyd released his privately
retained attorney, Wesley T. Evans, and requested a continuance. The trial court allowed
Boyd to release Evans but denied Boyd’s ore tenus motion for a continuance. Also during
pretrial matters, the State announced that it would seek to amend the indictment if it obtained
a conviction. Once trial began, the trial court offered the services of Bentley Conner, the
chief public defender in Madison County, who was physically present inside the courtroom
at the time. Boyd refused Conner’s services. The trial court next conducted an examination
of the defendant pursuant to Rule 8.05 of the Uniform Rules of Circuit and County Court.
Boyd was deemed by the trial court to have elected to represent himself.
¶3. At trial, the State put on five witnesses, including Lieutenant Tommy Jones of the
Madison County Sheriff’s Department’s Narcotics Division, a confidential informant, and
a lab technician with the Mississippi Crime Laboratory. Boyd continued to trial without an
attorney, without calling any witnesses or presenting any evidence. The jury found Boyd
2
guilty of selling greater than thirty grams but less than one kilogram of marijuana, a Schedule
I controlled substance, within 1,500 feet of a building or outbuilding of Canton Alternative
School in Madison, Mississippi, or within 1,000 feet of the real property of Canton
Alternative School. The trial court deferred sentencing until the following morning. On the
morning of sentencing, the State filed a motion to amend the indictment to charge Boyd as
a subsequent drug offender under Mississippi Code Section 41-29-147, which was granted.
The trial court then sentenced Boyd to 120 years in the custody of the MDOC. That sentence
was enhanced by Mississippi Code Section 41-29-142 (within 1,500 feet of a school) and
enhanced again by Mississippi Code Section 41-29-147 (second offense).
¶4. Boyd appealed, and the case was assigned to the Court of Appeals. On appeal, Boyd
asserted that the denial of his motion for a continuance deprived him of a fair trial and that
his sentence violates the Eighth Amendment to the United States Constitution. The Court
of Appeals affirmed the conviction and sentence. Boyd v. State, __ So. 3d __, 2012 WL
1847978 (Miss. Ct. App. May 22, 2012). It found that the trial judge did not abuse his
discretion in denying Boyd’s motion for continuance because Boyd had “ample time” to
obtain other counsel.1 Id. at *4. The COA also found that, although his indictment was
amended after he was convicted, he received notice during pretrial proceedings and,
therefore, he was not unfairly surprised. Id.
1
On May 20, 2010, the case was set to be tried on October 5, 2010, and the trial was
actually conducted on October 6, 2010. Boyd’s retained attorney entered his appearance on
September 20, 2010.
3
¶5. Although we agree that the trial court did not abuse its discretion when it denied
Boyd’s motion for continuance, we granted certiorari to discuss what constitutes sufficient
notice of the State’s intent to amend an indictment to reflect subsequent-offender status in
order to provide the defendant “a fair opportunity to present a defense” and protection from
being “unfairly surprised.” See URCCC 7.09.
DISCUSSION
¶6. Rule 7.09 provides that amendments to indictments are permissible as long as the
defendant is not unfairly surprised and has reasonable notice for preparation of a defense.
Rule 7.09 states:
All indictments may be amended as to form but not as to the substance of the
offense charged. Indictments may also be amended to charge the defendant as
an habitual offender or to elevate the level of the offense where the offense is
one which is subject to enhanced punishment for subsequent offenses and the
amendment is to assert prior offenses justifying such enhancement (e.g.,
driving under the influence, Miss. Code Ann. § 63-11-30). Amendment shall
be allowed only if the defendant is afforded a fair opportunity to present a
defense and is not unfairly surprised.
URCCC 7.09. While Rule 7.09 “does not speak to the timing of the amendment,” it instructs
that “the defendant must be ‘afforded a fair opportunity to present a defense’ and ‘not be
unfairly surprised.’” Gowdy v. State, 56 So. 3d 540, 545 (Miss. 2010) (quoting URCCC
7.09). In Gowdy, this Court held that it was an unfair surprise to amend an indictment to
allege habitual-offender status after a conviction. Gowdy, 56 So. 3d 540, 545.
¶7. In Gowdy, the parties had an on-the-record discussion regarding plea negotiations on
the morning of trial. Gowdy, 56 So. 3d at 544. The State expressed that it was willing to
4
recommend a sentence of one year if Gowdy would plead guilty. Id. Although Gowdy’s
attorney stated that he thought it would be in his best interest to accept the offer, Gowdy
rejected the deal and invoked his right to a jury trial. Id. The day after Gowdy’s conviction,
the State informed the court that it had “just received” information regarding Gowdy’s prior
out-of-state convictions and would seek to amend the indictment to reflect Gowdy’s habitual-
offender status. Id. Nearly two months after Gowdy’s conviction, the State filed its motion
to amend the indictment on the day on which the sentencing hearing was scheduled. Id. The
trial court allowed the amendment over Gowdy’s objection and sentenced him to life
imprisonment. Id. at 545.
¶8. This Court found that the post-conviction amendment to the indictment was error and
remanded the case for resentencing. Gowdy, 56 So. 3d at 546. In its discussion, this Court
relied on its prior ruling in Atkins v. State, 493 So. 2d 1321, 1322 (Miss. 1986), to find that
a post-conviction amendment to an indictment to allege habitual-offender status is an unfair
surprise. Gowdy, 56 So. 3d at 545. The Court noted that, if the State were allowed to amend
indictments post-conviction to allege habitual-offender status, there would be no incentive
for the State to be diligent in procuring criminal records in advance of presenting charges
before the grand jury. Id. at 546.
¶9. This Court has said that it is permissible to amend the indictment on the date of trial
to reflect a defendant’s habitual-offender status, when defense counsel is aware of the State’s
intentions and the defendant is fully aware of the State’s intentions during plea negotiations.
Ellis v. State, 469 So. 2d 1256, 1257 (Miss. 1985).
5
¶10. During pretrial proceedings on the morning of trial, the State explained:
. . . Right now Mr. Boyd is facing 40 years on the sale case because it’s
enhanced because it’s within 1,500 feet of a school.
But we want Mr. Boyd to know on the record that he’s also a
subsequent drug offender for an out-of-state conviction. And should we go to
trial on this, the State at sentencing, if we obtain a conviction, we’ll be seeking
to double up to 80 years based on he’s a subsequent drug offender.
But if he wants to take advantage and watch the video and do the plea,
the State, obviously, has no objection to an open plea as to the indictment as
it reads right now.
¶11. The Court of Appeals found that this statement constituted sufficient notice that the
State would seek to sentence Boyd as a habitual offender. We disagree. The issue of proper
notice was addressed by this Court in Smith v. State, 477 So. 2d 191, 196 (Miss. 1985). The
Court found that, where the defendant did not have notice that the State was seeking a
sentence of life imprisonment, such a sentence was plain error and unconstitutional. Id. The
defendant was indicted as a habitual offender; however, the quantity of time sought was
unclear. Although the defendant did not raise the issue of his wrongful sentence on direct
appeal, the Court determined that where, under the two habitual-offender statutes, the
sentence would be either seven years (under Section 99-19-81) or life in prison (under
Section 99-19-83), the comparison of the sentences was “too significant a deprivation of
liberty” to enforce the procedural bar. Id. at 195. The Court found that, because the
indictment clearly gave the defendant notice that the State was seeking a seven-year term,
and not a life sentence, he was wrongfully sentenced to life imprisonment. Id. at 196.
6
¶12. In the instant case, Boyd was not informed through his indictment that the State
intended to seek to sentence him as a subsequent offender. The State asserts that Boyd was
given notice because he was told during pretrial proceedings on the morning of trial that, if
a conviction was obtained, the State would seek to sentence him as a subsequent offender.
Such “notice” is not sufficient. The verbal notice that was given by the State did not
sufficiently inform Boyd what his sentence might be if he were found to be a subsequent
offender. Although the State told the trial court that it would seek “to double up to 80 years”
because he was a subsequent offender, Boyd actually was sentenced to a total of 120 years.
This disparity supports our finding that Boyd did not receive adequate notice of the State’s
intention to seek a sentence enhancement. We find that adequate notice is achieved through
formal pleadings which include the specific amendment to be offered and which are filed
sufficiently in advance of trial to ensure that a defendant will have a “fair opportunity to
present a defense” and will not be “unfairly surprised.” URCCC 7.09.
CONCLUSION
¶13. We find no error that would warrant reversal of Boyd’s conviction. Therefore, we
affirm in part the judgments of the Court of Appeals and the trial court. However, we find
that Boyd did not receive timely or sufficient notice of the State’s intent to amend his
indictment. Therefore, this amendment resulted in unfair surprise. For this reason, we
reverse in part the judgments of the Court of Appeals and trial court, vacate Boyd’s sentence,
and remand the case to the Madison County Circuit Court for resentencing consistent with
this opinion.
7
¶14. THE JUDGMENT OF THE COURT OF APPEALS IS AFFIRMED IN PART
AND REVERSED IN PART. THE JUDGMENT OF THE MADISON COUNTY
CIRCUIT COURT IS AFFIRMED IN PART, VACATED IN PART AND
REMANDED. CONVICTION OF THE SALE OF MARIJUANA, A SCHEDULE I
CONTROLLED SUBSTANCE, WITHIN ONE THOUSAND FIVE HUNDRED FEET
OF A BUILDING OR OUTBUILDING OF CANTON ALTERNATIVE SCHOOL IN
MADISON COUNTY, MISSISSIPPI, OR WITHIN ONE THOUSAND FEET OF THE
REAL PROPERTY OF CANTON ALTERNATIVE SCHOOL, AFFIRMED. THE
SENTENCE IS VACATED. THIS CASE IS REMANDED TO THE MADISON
COUNTY CIRCUIT COURT FOR RESENTENCING.
LAMAR, KITCHENS, CHANDLER, KING AND COLEMAN, JJ., CONCUR.
RANDOLPH, P.J., CONCURS IN RESULT ONLY WITHOUT SEPARATE
WRITTEN OPINION. DICKINSON, P.J., CONCURS IN PART AND IN RESULT
WITHOUT SEPARATE WRITTEN OPINION. PIERCE, J., CONCURS IN PART
AND DISSENTS IN PART WITHOUT SEPARATE WRITTEN OPINION.
8