UNITED STATES, Appellee
v.
Rollan D. MEAD, Private
U.S. Army, Appellant
No. 13-0459
Crim. App. No. 20110717
United States Court of Appeals for the Armed Forces
Argued October 9, 2013
Decided November 21, 2013
STUCKY, J., delivered the opinion of the Court, in which BAKER,
C.J., ERDMANN and RYAN, JJ., and EFFRON, S.J., joined.
Counsel
For Appellant: Captain Matthew M. Jones (argued); Colonel Kevin
Boyle, Lieutenant Colonel Peter Kageleiry Jr., and Major Jacob
D. Bashore (on brief); Lieutenant Colonel Imogene M. Jamison,
Major Amy E. Nieman, and Captain Robert A. Feldmeier.
For Appellee: Captain Samuel Gabremariam (argued); Colonel John
P. Carrell, Major Catherine L. Brantley, and Major Robert A.
Rodrigues (on brief); Captain Edward J. Whitford.
Military Judge: James Varley
THIS OPINION IS SUBJECT TO REVISION BEFORE FINAL PUBLICATION.
United States v. Mead, No. 13-0459/AR
Judge STUCKY delivered the opinion of the Court.
Appellant pled guilty to, and was convicted of, an offense
for which he had previously accepted nonjudicial punishment
(NJP) pursuant to Article 15, Uniform Code of Military Justice
(UCMJ), 10 U.S.C. § 815 (2012). After announcing the sentence,
the military judge explained how, in reaching the adjudged
sentence, he had compensated Appellant for the previous NJP. We
granted review to determine whether Appellant was entitled to
have credit for the NJP applied to the sentence approved by the
convening authority pursuant to the pretrial agreement, as
opposed to the sentence adjudged at trial, and whether he was
entitled to restoration of the pay he had lost as a result of
the reduction in rank he suffered due to the NJP. We hold that
Appellant was not entitled to have credit for the NJP applied
against the approved sentence or to be compensated for the pay
he lost due to the reduction in grade imposed at the NJP.
I. Posture of the Case
In exchange for the convening authority’s agreement to cap
his sentence to confinement to twenty-four months, Appellant
pled guilty to, and was convicted of, drunken operation of a
vehicle, wrongful use of amphetamine, and involuntary
manslaughter by operating a motor vehicle in a culpably
negligent manner. Articles 111, 112a, and 119, UCMJ, 10 U.S.C.
§§ 911, 912a, 919 (2012). The military judge sentenced
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Appellant to a bad-conduct discharge, confinement for thirty-
eight months, and forfeiture of all pay and allowances.
Pursuant to the pretrial agreement, the convening authority
reduced the period of confinement to twenty-four months, but
otherwise approved the adjudged sentence. The United States
Army Court of Criminal Appeals affirmed. United States v. Mead,
72 M.J. 515 (A. Ct. Crim. App. 2013).
II. Background
On February 3, 2010, the brigade commander imposed NJP on
Appellant for the wrongful use of amphetamine between November
22 and 25, 2009, which was discovered during a unit urinalysis
inspection. Punishment consisted of reduction from E-4 to E-1;
forfeiture of pay, suspended until August 2010; forty-five days
of extra duty; and an oral reprimand.
On May 7, 2010, while driving drunk and fifteen miles per
hour over the speed limit of fifty miles per hour, Appellant
lost control of the vehicle he was driving, causing it to flip
over. Appellant’s passenger, although wearing a seat belt,
suffered severe head trauma, causing his death. The commander
did not vacate the suspension of Appellant’s NJP forfeiture,
which was later automatically remitted. Instead, on February
10, 2011, when charges were preferred for voluntary manslaughter
and drunk driving, Appellant was also charged with the same use
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United States v. Mead, No. 13-0459/AR
of amphetamine for which he had been nonjudicially punished on
February 3, 2010.
The military judge and counsel discussed, in a Rule for
Courts-Martial (R.C.M.) 802 conference before arraignment, that
Appellant had previously been punished under Article 15, for the
use of amphetamine charged in the Specification of Charge II.
The military judge summarized on the record that part of the
conference, as follows:
We, also, went over issues of whether there’d
been any pretrial confinement or pretrial punishment
of the accused, as well as discussed the fact that the
accused has, apparently, been punished for what has
been charged as a specification of Charge II, that is
the wrongful use of Amphetamines at a prior non-
judicial punishment proceeding, which would appear to
require that the accused receive [United States v.]
Pierce[, 27 M.J. 367, 369 (C.M.A. 1989)] Credit toward
any sentence adjudged by this court.
Although offered the opportunity to contradict or add
anything, the defense specifically declined to do so.
As part of his pretrial agreement, Appellant agreed to
enter into a stipulation of fact to be used during the plea
inquiry and by sentencing and reviewing authorities. That
stipulation provided, in part, as follows:
2.k. Between 22 November 2009 and 25 November 2009,
Private Mead used amphetamine. The unit conducted a
100 percent urinalysis in which Private Mead submitted
a urine sample. Private Mead knew that the substance
that he had willingly consumed was amphetamine when he
used it, and Private Mead had no legal justification
for using amphetamine. As a result, Private Mead was
punished under Article 15, Uniform Code of Military
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United States v. Mead, No. 13-0459/AR
Justice, for drug use. The accused was reduced to the
rank of private (E-1) and served 45 days of extra
duty. The forfeiture of $723.00 was suspended and
subsequently remitted on 2 August 2010.
The Government moved to admit Appellant’s NJP in
sentencing. After a brief discussion of the punishment imposed,
the defense declined to object to it. After announcing the
sentence, the military judge explained his reasoning:
When arriving at the adjudged sentence in this
case, I took into account the non-judicial punishment,
or NJP, the accused has already received under Article
15 of the Uniform Code of Military Justice. . . . If
the accused had not received prior NJP for the offense
listed in the Specification of Charge II, I would have
adjudged an additional 2 months of confinement, in
addition to what I just announced.
In compliance with United States versus Pierce,
27 M.J. 367, Court of Military Appeals, 1989, . . . I
am going to state, on the record, the specific credit
I gave the accused for his prior punishment in
arriving at my adjudged sentence. In arriving at the
adjudged sentence, I gave the accused credit for one
30-day month of confinement credit for the 45 days of
extra duty he served, as a result of the NJP. In
addition, I gave the accused one 30-day month of
confinement credit for the reduction to E1 he served,
as a result of the reduction at the NJP proceeding,
from February 2010 to present. As the accused was
already an E1 at the time of this court-martial, I did
not adjudge a reduction. However, if the accused had
been an E4 today, I would have adjudged a reduction to
E1.
While case law would indicate that I have no duty
to apply specific confinement credit against the
adjudged sentence as a result of a prior reduction to
E1 at an NJP proceeding, I believe it is within my
discretion to do so, and I have chosen to do so in
this case. Under the circumstances of this case, I
have determined that it is appropriate to credit the
accused with an additional 30[ ]days of confinement
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United States v. Mead, No. 13-0459/AR
against the confinement I ultimately adjudged, to
account for the period he served as an E1, between
February 2010 and present.
Appellant did not object.
The military judge then discussed with Appellant how his
pretrial agreement would affect the adjudged sentence: “My
understanding of the effect of the pretrial agreement on the
sentence is that the convening authority may approve the
adjudged forfeiture, as well the adjudged bad-conduct discharge,
but must disapprove any confinement in excess of 24 months.”
Both counsel agreed with the military judge’s understanding.
As part of his post-trial clemency petition, Appellant
asked the convening authority to either disapprove the finding
of guilty for the offense of which he had previously accepted
NJP or to grant him twenty-two days of credit against the
pretrial agreement cap of twenty-four months. In the conclusion
to the clemency petition, Appellant asked the convening
authority to disapprove the remaining period of confinement or
to grant him forty-five days of credit for the NJP punishment.
The convening authority did neither. He reduced the period of
confinement to two years, pursuant to the pretrial agreement,
but otherwise approved the adjudged sentence.
III. The Court of Criminal Appeals’ Decision
On appeal, Appellant argued that the credit he was awarded
for the NJP was “both illusory and improperly calculated.”
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United States v. Mead, No. 13-0459/AR
Mead, 72 M.J. at 516. The CCA noted that, in the first
instance, Appellant had asked the military judge rather than the
convening authority to apply Pierce credit. After a discussion
of the difficulties of applying such credit, the CCA held:
“Accordingly, we find no error. The military judge, in his
discretion, awarded thirty days of confinement for the prior
reduction. There was no objection, and we do not find any
requirement to convert the reduction into lost pay and then into
confinement in order to satisfy Pierce.” Id. at 520. The CCA
also determined that Appellant was not entitled to compensation
for the monetary loss he suffered as a result of the NJP
reducing him in grade from E-4 to E-1. Id. at 518–20.
IV. Discussion
Article 15(f) provides:
The imposition and enforcement of disciplinary
punishment under this article for any act or omission
is not a bar to trial by court-martial for a serious
crime or offense growing out of the same act or
omission, and not properly punishable under this
article; but the fact that a disciplinary punishment
has been enforced may be shown by the accused upon
trial, and when so shown shall be considered in
determining the measure of punishment to be adjudged
in the event of a finding of guilty.
“Article 15(f) leaves it to the discretion of the accused
whether the prior punishment will be revealed to the court-
martial for consideration on sentencing.” Pierce, 27 M.J. at
369; accord United States v. Gammons, 51 M.J. 169, 179 (C.A.A.F.
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United States v. Mead, No. 13-0459/AR
1999) (stating accused is the “gatekeeper with respect to
consideration of an NJP record during a court-martial involving
the same act or omission”).
In this case, it was clear to the parties and the military
judge that Appellant raised the issue of the NJP for the
military judge’s consideration: (1) He stipulated to the NJP as
part of his pretrial agreement; (2) He declined to object to the
military judge’s statement that it appeared it would be
necessary to provide credit against the adjudged sentence
because of the NJP; (3) The defense declined to oppose the
admission of the NJP during the sentencing hearing; (4)
Appellant declined to question the military judge’s calculation
of the NJP credit or the adjudged sentence; and (5) Appellant
agreed with the military judge that the convening authority
could approve a sentence that included confinement for two
years. The military judge considered the NJP and specifically
awarded Pierce credit for it. Neither Article 15(f) nor this
Court’s case law grants him more.
Appellant also argues that he is entitled to compensation
for the pay he forfeited as a result of his reduction in grade
from E-4 to E-1 imposed by the NJP. We disagree. The money
Appellant forfeited as a result of the reduction in grade was
not punishment imposed by the NJP. It was merely a consequence
of the reduction in grade -- a recognition that as he no longer
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held the grade of E-4, he was no longer expected to perform the
duties of an E-4 and, therefore, was not entitled to be paid as
such.1
V. Judgment
The judgment of the United States Army Court of Criminal
Appeals is affirmed.
1
Nor has this Court required compensation for forfeited pay in
sentence reassessment cases. See United States v. Josey, 58
M.J. 105, 108 (C.A.A.F. 2003) (“Because the factors applicable
to imposing a reduction in rank reflect highly individualized
judgments about military status, it is not appropriate to impose
a generally applicable monetary formula for crediting periods of
confinement or other punishments against a sentence to
reduction.”).
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