NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 13-3060
___________
HARLAN I. JOHNSON, SR.,
Appellant
v.
DELAWARE COUNTY JUVENILE DETENTION CENTER
____________________________________
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. Civil Action No. 2-11-cv-01166)
District Judge: Honorable Stewart Dalzell
____________________________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
November 5, 2013
Before: AMBRO, SHWARTZ and SCIRICA, Circuit Judges
(Opinion filed: November 26, 2013)
___________
OPINION
___________
PER CURIAM
Harlan I. Johnson, Sr., proceeding pro se, appeals from an order of the United
States District Court for the Eastern District of Pennsylvania granting Appellee’s motion
for summary judgment. For the reasons set forth below, we will vacate and remand for
further proceedings.
I.
Johnson, a fifty-six-year-old African American male, began work as a detention
officer at the Delaware County Juvenile Detention Center (“Detention Center”) in June
1994. In May 2006, Ronald Berry, the Director of the Detention Center, fired Johnson
for absence from his assigned duty station. Johnson filed a grievance with respect to the
termination. 1 The judge presiding over the grievance hearing issued an order setting
aside Johnson’s termination (the “2006 order”). The judge also ordered that if in the
future Johnson “absents himself from his assigned duty station, for any reason, without
permission, he will be subject to immediate termination.”
Thereafter, on January 11, 2010, while Johnson was on duty in Unit C-1, he
conducted a cellular telephone call for approximately five minutes in an area inaccessible
to inmates containing a stairwell and staff lockers. Surveillance cameras recorded the
telephone conversation. On January 19, 2010, Berry fired Johnson for violating the 2006
order and the Detention Center’s cellular phone policy. 2 Johnson again filed a grievance
with respect to the termination. The presiding judge affirmed Berry’s decision to
1
Detention Center employees, such as Johnson, work under a collective bargaining
agreement (“CBA”) with the American Federation of State, County and Municipal
Employees, District Council 88 (“AFSCME”). Johnson’s grievance was filed in
accordance with the CBA’s procedure. AFSCME joined in Johnson’s grievance.
2
The Detention Center’s Policy and Procedure Manual states that Detention Officers are
2
terminate Johnson. He found that Johnson absented himself from his assigned duty
station without permission, in direct violation of the 2006 order.
Johnson not appeal his grievance. In March 2011, Johnson brought this
employment discrimination action against the Detention Center alleging that he was fired
and discriminated against based on his race in violation of Title VII of the 1964 Civil
Rights Act, 42 U.S.C. § 2000e et seq. (“Title VII”), based on his age in violation of the
Age Discrimination in Employment Act (“ADEA”), 29 U.S.C. § 626, and based on both
race and age in violation of the Pennsylvania Human Relations Act (“PHRA”), 43 Pa.
Cons. Stat. Ann. § 951 et seq. 3 In support of his claims, Johnson argued that Nicholas
Bellosi, a similarly situated, younger, white employee, was not terminated for leaving his
work station without supervisory permission. 4 Johnson also argued that, before he was
fired, no one had been fired for violating the cellular phone policy.
The Detention Center filed a motion for summary judgment, which the District
Court granted. The District Court found that although Johnson had established a prima
facie case of race discrimination, he “failed to meet his burden for raising a genuine issue
not permitted to bring cellular phones into the facility.
3
In April 2010 Johnson filed a charge of discrimination based on race and age with the
Equal Employment Opportunity Commission (“EEOC”) and the Pennsylvania Human
Relations Commission (“PHRC”). On March 21, 2011, the EEOC issued a written
dismissal and notice of rights to sue under Title VII.
4
In December 2009, a resident assaulted Bellosi. He was treated by a nurse at the
Detention Center and instructed to return to work, but left for the day. When he came
back the next day, Bellosi had a note from the doctor saying he was medically cleared to
return to work.
3
of material fact as to pretext in order to survive summary judgment” with respect to either
claim of racial discrimination or age discrimination. 5 This appeal followed.
II.
We have jurisdiction pursuant to 28 U.S.C. § 1291 and exercise plenary review
over the District Court’s order granting summary judgment. See Giles v. Kearney, 571
F.3d 318, 322 (3d Cir. 2009). Summary judgment is appropriate only when the “movant
shows that there is no genuine dispute as to any material fact and the movant is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(a). “The moving party has the burden
of demonstrating that there is no genuine issue as to any material fact, and summary
judgment is to be entered if the evidence is such that a reasonable fact finder could find
only for the moving party.” Watson v. Eastman Kodak Co., 235 F.3d 851, 854 (3d Cir.
2000) (citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)).
III.
We analyze Johnson’s discrimination claims according to the familiar burden-
shifting approach of McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). Under
this framework, the plaintiff must first establish a prima facie case. The burden then
shifts to the employer to articulate a legitimate, nondiscriminatory reason for the
discharge. If the defendant does so, the presumption of intentional discrimination
5
The District Court concluded that Johnson’s claims under the PHRA also failed because
“the same legal standards and analysis are applicable to claims under both the ADEA and
the PHRA,” Glanzman v. Metro. Mgmt. Corp., 391 F.3d 506, 509 n.2 (3d Cir. 2004)
(internal quotation omitted).
4
disappears, but the plaintiff can still prevail by showing that the employer’s proffered
reason is merely a pretext for discrimination. Id. at 802-05.
This appeal challenges the District Court’s application of the last stage of the
burden-shifting framework and requires us to determine whether Johnson put forth
sufficient evidence of pretext. On summary judgment, Johnson may meet his burden by
“providing evidence that would allow a fact finder reasonably to (1) disbelieve the
employer’s articulated legitimate reasons; or (2) believe that an invidious discriminatory
reason was more likely than not the motivating or determinative cause of the employer’s
action.” Sarullo v. U.S. Postal Serv., 352 F.3d 789, 799-800 (3d Cir. 2003) (citations and
internal quotations omitted). “Thus, if [Johnson] has pointed to evidence sufficiently to
discredit [the Detention Center’s] proffered reasons, to survive summary judgment [he]
need not also come forward with additional evidence of discrimination beyond his . . .
prima facie case.” Fuentes v. Perskie, 32 F.3d 759, 764 (3d Cir. 1994).
The Detention Center claims that Johnson’s employment was terminated because
he violated the 2006 order and the policy prohibiting cell phone use. Disputing this
proffered explanation, Johnson points to evidence that he argues casts doubt on the
Detention Center’s reasons. We conclude that Johnson has cast sufficient doubt on the
Detention Center’s reasons for terminating him to survive summary judgment. Most
notably, Johnson presents evidence that cell phone use in the area where he used his cell
5
phone was not prohibited. 6 Indeed, the District Court states that Johnson raised a genuine
issue of material fact with respect to this fact. If a fact finder concluded that Johnson had
not absented from his work station, it necessarily follows that he was improperly
terminated pursuant to the 2006 order. Moreover, as explained by the District Court, if
Johnson had not absented himself from his work station, yet was still fired, the fact that
Bellosi, a younger, white employee, was not terminated for leaving his work area without
supervisory permission “would permit an inference of unlawful discrimination sufficient
to make a prima facie case.” Johnson v. Del. Cnty. Juvenile Det. Ctr., No. 11-1166, 2013
WL 2414076, at * 11 (E.D. Pa. June 3, 2013). This evidence can also be used to show
pretext. See Doe v. C.A.R.S. Prot. Plus, Inc., 527 F.3d 358, 370 (3d Cir. 2008) (“[P]rima
facie case and pretext inquiries often overlap. As our jurisprudence recognizes, evidence
supporting the prima facie case is often helpful in the pretext stage, and nothing about the
McDonnell Douglas [] formula requires us to ration the evidence between one stage or
the other.”). While the District Court is correct that “[t]o discredit the employer's
proffered reason, . . . the plaintiff cannot simply show that the employer's decision was
wrong or mistaken,” Fuentes, 32 F.3d at 765, Johnson has raised questions about the
6
The Detention Center argued that Johnson was estopped from claiming that he did not
absent himself from his work station, in light of the final decision of his grievance. We
agree with the District Court that, because it is unclear whether Johnson was an at-will
employee, there is “reasonable doubt” as to whether the finding that Johnson was absent
from his work station was “essential” to the decision to deny his grievance. See
Chisholm v. Def. Logistics Agency, 656 F.2d 42, 50 (3d Cir. 1981). Accordingly,
Johnson is not estopped from arguing that he did not absent himself from his work station
in support of his discrimination claims.
6
Detention Center’s proffered legitimate reasons for terminating him such that “a
reasonable factfinder could rationally find them unworthy of credence.” Id. (emphasis in
original) (citations and quotations omitted).
In addition to the evidence that Johnson was not absent from his work station
when he was on his cell phone, and the incident involving Bellosi, Johnson presented
evidence that, prior to his termination, no one had been fired for violating the cell phone
policy. Moreover, Johnson asserts that Berry held a grudge against him and presents
witness statements to this effect. It is possible that this alleged grudge traces back to
2006, when Berry improperly terminated Johnson for absenting from his work station
once before. Thus, it is conceivable that, based on this history, a reasonable fact finder
could conclude that Berry improperly terminated Johnson again in 2010. From this
evidence, taken as a whole and viewed in the light most favorable to Johnson, a
reasonable fact finder could infer that violation of the 2006 order and/or cell phone policy
were “either [] post hoc fabrication[s] or otherwise did not actually motivate” Johnson’s
termination. Id. Accordingly, there are genuine issues of material fact with respect to
pretext and the District Court erred in granting the Detention Center’s motion for
summary judgment.
IV.
Johnson’s age discrimination claim under the ADEA is also governed by the
burden-shifting framework established in McDonnell. See Fasold v. Justice, 409 F.3d
178, 183–84 (3d Cir. 2005). The Detention Center’s argument that Johnson fails to show
7
that age was the “but for” cause of his termination pursuant to Gross v. FBL Financial
Services, Inc., 557 U.S. 167 (2009), is misplaced. In Gross, the issue was whether the
burden ever shifts to the party defending a mixed-motive discrimination claim under the
ADEA Id. Here, Johnson’s claims of discrimination are based on a pretext theory, not
mixed-motive and, thus, Gross is inapplicable. As with the Title VII claim, the proper
analysis is whether Johnson “produced sufficient evidence to establish that [the Detention
Center’s] proffered rationale for terminating him was a pretext for age-based
discrimination.” Smith v. City of Allentown, 589 F.3d 684, 691 (3d Cir. 2009). As
established above, there are genuine issues of material fact with respect to pretext and
summary judgment was improper. 7
V.
For the foregoing reasons, we will vacate the District Court’s order granting
summary judgment in favor of the Detention Center and remand for further proceedings.
7
Johnson’s claims under the PHRA are also governed by the burden-shifting framework
established in McDonnell. See Fasold, 409 F.3d at 183-84. Accordingly, summary
judgment for these claims was improper. See Goosby v. Johnson & Johnson Med., Inc.,
228 F.3d 313, 317 n.3 (3d Cir. 2000) (“The analysis required for adjudicating [plaintiff’s]
claim under PHRA is identical to a Title VII inquiry . . . , and we therefore do not need to
separately address her claim under the PHRA.”).
8