FILED
United States Court of Appeals
Tenth Circuit
December 19, 2013
UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
No. 12-1461
v. (D.C. Nos. 1:11-CV-02413-MSK and
1:07-CR-00188-MSK-11)
ROBERTO LOPEZ, (D. Colo.)
Defendant - Appellant.
ORDER DENYING CERTIFICATE
OF APPEALABILITY
Before LUCERO, McKAY, and MURPHY, Circuit Judges.
This matter is before the court on Roberto Lopez’s pro se request for a
certificate of appealability (“COA”). Lopez seeks a COA so he can appeal the
district court’s denial of his 28 U.S.C. § 2255 motion. 28 U.S.C. § 2253(c)(1)(B).
Because Lopez has not “made a substantial showing of the denial of a
constitutional right,” id. § 2253(c)(2), this court denies his request for a COA and
dismisses this appeal.
Following a jury trial, Lopez was convicted of multiple counts of
trafficking cocaine. United States v. Lopez, 408 F. App’x 159, 159-60 (10th Cir.
2011). This court affirmed Lopez’s convictions on appeal. Id. at 162. Lopez
thereafter filed the instant § 2255 motion asserting his trial counsel, Gary Hill,
was ineffective due to Hill’s failure to convey to Lopez a favorable plea offer.
The district court appointed counsel to represent Lopez and held an evidentiary
hearing. Lopez testified at the hearing that he went to trial believing the
government had never made him a plea offer. Hill testified he had conveyed the
plea offer to Lopez. According to Hill, however, Lopez had consistently refused
to consider the plea and had, instead, vigorously asserted his innocence. Robert
Burns, Hill’s paralegal, corroborated Hill’s testimony. Ultimately, the district
court had to make a credibility determination in choosing between this conflicting
testimony. Based on inconsistencies in Lopez’s testimony, and its entirely self-
serving nature, the district court chose to credit Hill’s and Burns’s testimony.
Having concluded Hill did convey the plea agreement to Lopez, the district court
concluded Lopez’s claim of ineffective assistance necessarily failed.
The granting of a COA is a jurisdictional prerequisite to Lopez’s appeal
from the denial of his § 2255 motion. Miller-El v. Cockrell, 537 U.S. 322, 336
(2003). To be entitled to a COA, Lopez must make “a substantial showing of the
denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). To make the requisite
showing, he must demonstrate “reasonable jurists could debate whether (or, for
that matter, agree that) the petition should have been resolved in a different
manner or that the issues presented were adequate to deserve encouragement to
proceed further.” Miller-El, 537 U.S. at 336 (quotations omitted). In evaluating
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whether Lopez has satisfied his burden, this court undertakes “a preliminary,
though not definitive, consideration of the [legal] framework” applicable to each
of his claims. Id. at 338. Although Lopez need not demonstrate his appeal will
succeed to be entitled to a COA, he must “prove something more than the absence
of frivolity or the existence of mere good faith.” Id.
Having undertaken a review of Lopez’s appellate filings, the district court’s
order, and the entire record before this court pursuant to the framework set out by
the Supreme Court in Miller-El, we conclude Lopez is not entitled to a COA.
Lopez does not come close to demonstrating the district court clearly erred in
crediting the testimony of Hill and Burns. Thus, because Hill did, in fact, discuss
the government’s plea offer with Lopez prior to trial, Lopez’s claim of ineffective
assistance necessarily fails. The district court’s resolution of Lopez’s § 2255
motion is not reasonably subject to debate and the issue he seeks to raise on
appeal is not adequate to deserve further proceedings. Accordingly, this court
DENIES Lopez’s request for a COA and DISMISSES this appeal.
ENTERED FOR THE COURT
Michael R. Murphy
Circuit Judge
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