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Electronically Filed
Supreme Court
SCWC-11-0000625
23-DEC-2013
11:01 AM
IN THE SUPREME COURT OF THE STATE OF HAWAI#I
---o0o---
SIERRA CLUB, Petitioner/Appellant-Appellee,
vs.
CASTLE & COOKE HOMES HAWAI#I, INC.; and
THE LAND USE COMMISSION OF THE STATE OF HAWAI#I,
Respondents/Appellees-Appellants,
and
OFFICE OF PLANNING, STATE OF HAWAI#I; DEPARTMENT OF PLANNING AND
PERMITTING; and NEIGHBORHOOD BOARD NO. 25,
Respondents/Appellees-Appellees.
SCWC-11-0000625
CERTIORARI TO THE INTERMEDIATE COURT OF APPEALS
(CAAP-11-00006251; CIV. NO. 10-1-2424-11)
December 23, 2013
NAKAYAMA, ACOBA, McKENNA, AND POLLACK, JJ., WITH
RECKTENWALD, C.J., CONCURRING AND DISSENTING SEPARATELY
1
CAAP-11-0000627, CAAP-11-0000730, and CAAP-11-0000744 were
consolidated with CAAP-11-0000625 on November 16, 2011.
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OPINION OF THE COURT BY POLLACK, J.
This case requires us to consider whether the Hawai#i
State Senate’s express rejection of a board member’s nomination
for a second term effectively disqualifies the member from
continuing to serve on the board and from voting on matters of
critical importance to the community.
On April 26, 2010, the Senate rejected Duane Kanuha’s
(Kanuha) nomination for a second term as a commissioner on the
Respondent/Appellee-Appellant state Land Use Commission (LUC),
based in part on the finding that Kanuha lacked the requisite
knowledge and experience to qualify as the designated member with
expertise on Hawaiian land usage. More than four months after
the Senate’s rejection, Kanuha continued to participate in the
LUC’s consideration of a significant development project
involving the reclassification of agricultural land for urban
use. At that time, the Petitioner/Appellant-Appellee Sierra Club
(Sierra Club) filed an action to disqualify Kanuha from serving
on the LUC as of the date of his rejection and to invalidate any
actions Kanuha had taken with respect to the development project.
The LUC denied the action and, that same day, deliberated on and
voted to approve the subject reclassification. Despite the
Senate’s finding that he was unqualified to continue serving as
an LUC member, Kanuha participated in the LUC’s vote and the
LUC’s subsequent vote to approve the written findings,
conclusions, and decision and order approving the project. The
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decision and order would not have been approved without Kanuha’s
vote.
For the reasons set forth herein, we conclude that in
light of the Senate’s rejection of Kanuha’s nomination for a
second term, Kanuha was not a valid holdover member of the LUC
under Hawai#i Revised Statutes (HRS) § 26-34 when he voted on the
reclassification. Kanuha also did not qualify as a de facto
member of the LUC given the Senate’s express rejection of his
nomination. Without Kanuha’s disqualified vote, the LUC lacked
the requisite number of votes to approve the reclassification.
Accordingly, we reverse the judgment of the Intermediate Court of
Appeals (ICA) and affirm the judgment of the Circuit Court of the
First Circuit (circuit court).
I.
Kanuha was nominated by the governor for a four-year
term as a LUC commissioner on April 12, 2005. 2005 Senate
Journal, at 586 (Governor’s Message 630). His nomination was
confirmed by the Senate on April 27, 2005. 2005 Senate Journal,
at 770.
On July 3, 2007, Respondent/Appellee-Appellant Castle &
Cooke Homes Hawai#i, Inc. (Castle & Cooke) filed a Petition for
Land Use District Boundary Amendment with the LUC. Subsequently
on May 16, 2008, Castle & Cooke filed an Amended Petition for
Land Use District Boundary Amendment Verification
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(Reclassification Petition),2 seeking to amend the land use
district boundary to reclassify approximately 767 acres in
Waipi#o and Waiawa, O#ahu, from an agricultural to urban district.
The petition involved two geographic areas referred to as Koa
Ridge Makai, consisting of approximately 576.435 acres of land in
Waipio, and Castle & Cooke Waiawa, consisting of approximately
191.214 acres of land in Waiawa.
The petition was filed pursuant to HRS § 205-4
(governing district boundary amendments to land areas greater
than fifteen acres) and Hawai#i Administrative Rules (HAR) § 15-
15 (governing LUC rules). The boundary amendment and
reclassification was requested as part of a proposal for the two-
phase development of 5,000 residential units, mixed-use village
center, hotel, medical center, commercial properties, light
industrial, elementary schools, parks, churches, recreation
centers, open space, and roadways. The development was expected
to span more than ten years, with Koa Ridge Makai projected to be
completed by 2020 and Castle & Cooke Waiawa projected to be
completed by 2024.
The LUC held several evidentiary hearings on the
Reclassification Petition, during which it received numerous oral
and written testimonies from the public, both in support of and
in opposition to the Project.
2
The Reclassification Petition included three amendments to the
petition submitted by Castle & Cooke on June 17, June 30, and November 2,
2009.
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While the LUC was still in the process of considering
the Reclassification Petition, Kanuha’s first term expired on
June 30, 2009. See 2005 Senate Journal, at 586 (Governor’s
Message 630). He continued to serve as a LUC commissioner as a
holdover member.
On December 4, 2009, the LUC voted to approve the
Sierra Club’s petition to intervene in the matter.3
On March 3, 2010, the governor nominated Kanuha to
serve a second term as a LUC commissioner. 2010 Senate Journal,
at 283 (Governor’s Message 338). The Water, Land, Agriculture,
and Hawaiian Affairs committee prepared a report on Kanuha’s
nomination. S. Stand. Comm. Rep. No. 3208, 2010 Senate Journal,
at 1332. The committee stated that Kanuha “is presently a member
of the [LUC], and is the designated member with substantial
experience or expertise in traditional Hawaiian land usage and
knowledge of cultural practices.”4 Id. However, the committee
found that Kanuha had “limited experience with traditional
Hawaiian land usage and knowledge.” Id.
3
The LUC also voted to allow the Mililani/Waipio/Melemanu
Neighborhood Board No. 25 (Neighborhood Board No. 25) to intervene in the
matter.
4
In 2006, after Kanuha was appointed for his first term, HRS § 205-
1 was amended to require that one member of the LUC “shall have substantial
experience or expertise in traditional Hawaiian land usage and knowledge of
cultural land practices.” 2006 Haw. Sess. Laws Act 296, § 1 at 1198. During
the Senate’s floor discussion of Kanuha’s nomination for a second term, there
was disagreement as to whether Kanuha was currently serving as, or being
nominated to serve as, the designated member with cultural expertise. See
2010 Senate Journal, at 561-64. Kanuha’s position was that he was not aware
that he was currently serving as, or being nominated to serve as, the
designated member. See id.
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The committee further noted that it had been referred a
total of four nominees to the LUC during the 2010 regular
session, consisting of three current LUC commissioners and a
fourth nominee, a “civil litigation attorney with no experience
in land issues.” Id.
Despite its concerns, the committee recommended that
the Senate consent to Kanuha’s nomination. Id.
On April 26, 2010, the full Senate considered Kanuha’s
nomination for a second term. 2010 Senate Journal, at 564.
During the floor discussion on Kanuha’s nomination, Senators Hee
and Hemmings spoke in opposition to the nomination, citing
Kanuha’s lack of expertise as a cultural practitioner. 2010
Senate Journal, at 561-64. Senator Hemmings in particular argued
that the Senate had “no choice” but to reject Kanuha’s nomination
in order to comply with HRS § 205-1, which requires one member of
the LUC to have “substantial experience or expertise in
traditional Hawaiian land usage and knowledge of cultural land
practices”:
Through it all in all of the discussion, one clear factor
cannot be denied: We passed a law requiring a cultural
practitioner. The Governor has not followed it. This
nominee, by his own admission, is not a cultural
practitioner. We have no choice but to vote ‘no’ in order
to stay compliant with the law as it is written and, more
importantly, with the moral integrity of this body to stay
consistent with what we voted for.
2010 Senate Journal, at 564 (emphasis added).
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After completion of the floor discussion, the Senate
voted to reject Kanuha’s nomination by a vote of 14-9, with two
Senators excused. Id.
More than four months after the Senate’s vote to reject
his nomination for a second term, Kanuha continued to participate
in the LUC’s consideration of the Reclassification Petition. On
September 8, 2010, the Sierra Club filed a Motion to Disqualify
Duane Kanuha, Nunc Pro Tunc, as of April 26, 2010 (Motion to
Disqualify) with the LUC.5 The Sierra Club argued that Kanuha’s
capacity to be a holdover member under HRS § 26-34 was terminated
on April 26, when the Senate declined to confirm his nomination
for re-appointment. The Sierra Club requested that the LUC issue
an order providing that Kanuha was not a commissioner as of April
26, 2010, and that any actions taken by Kanuha with respect to
the Reclassification Petition since that time be deemed invalid.
The LUC convened for a meeting on September 23, 2010,
to consider the Motion to Disqualify and the Reclassification
Petition. The LUC voted 6-0 to deny the Motion to Disqualify,
with Kanuha and one other commissioner abstaining from voting.
Prior to voting on the Reclassification Petition, the LUC
Chairman informed the commissioners that if a decision was
5
The motion was filed pursuant to HAR § 15-15-70, which provides
that “[a]ny party may make motions before, during, or after the close of a
hearing.” HAR § 15-15-70(a). Castle & Cooke filed a memorandum in opposition
to the motion, arguing that the incumbent LUC commissioner retains the right
to hold office until a successor is appointed and qualified. The state Office
of Planning filed a joinder in Castle & Cooke’s memorandum in opposition.
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reached that day, the LUC staff would be directed to draft
findings of fact, conclusions of law, and a decision and order
reflecting the decision. Those findings and conclusions would
“be further deliberated” at the next hearing. The LUC then voted
to approve the Reclassification Petition by a vote of 7-1, with
Kanuha voting in favor of approval and one commissioner being
excused.
The LUC convened again on October 15, 2010 to
deliberate on the proposed “Findings of Fact, Conclusions of Law,
Decision and Order” (Decision and Order) prepared by the staff
following the prior meeting. The commissioners proposed and
deliberated on multiple amendments to the conditions in the
proposed order.6 The LUC, including Kanuha, voted 6-0 to approve
the Decision and Order, as amended by the discussion during the
meeting.
The Sierra Club filed an appeal with the circuit court
on November 10, 2010, challenging the Decision and Order. The
Sierra Club argued that Kanuha’s capacity to continue serving as
a commissioner was terminated by the Senate’s rejection of his
6
Commissioner Judge proposed amendments to Condition 3 (integrated
solid waste management plan), Condition 8 (civil defense), and Condition 12
(public school facilities). Commissioner Jencks proposed amendments to
Condition 13 (archaeological and historic preservation), Condition 14
(previously unidentified burials and archaeological/historic sites), Condition
15 (access rights), Condition 19 (best management practices), and Condition 26
(annual reports). Following an executive session, Commissioner Jencks
withdrew his proposed amendments in favor of future discussion. Commissioner
Contrades proposed a revision to Condition 16 (compliance with sustainability
plan).
Commissioner Lezy proposed a revision to Finding of Fact 277
regarding developing Koa Ridge Makai independently of Castle & Cooke Waiawa.
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nomination for a second term.7 Thus, Kanuha should not have been
permitted to vote on the Reclassification Petition, and the
petition should have been denied because the October 15 LUC vote
approving the Decision and Order failed to receive the requisite
six affirmative votes. The Sierra Club asked the circuit court
to stay the order granting the amendment of the land use district
boundaries and to stay the appellees, including the LUC and
Castle & Cooke, from taking further action pursuant to the
order.8 The Sierra Club also asked the circuit court to reverse
the Decision and Order and remand with instructions to the LUC to
enter findings of fact, conclusions of law, and a decision and
order denying the Reclassification Petition.
In response, the LUC argued that Kanuha was a valid
holdover member under HRS § 26-34, as nothing in the statute or
its legislative history indicated that the Senate’s rejection of
an incumbent’s nomination for a second term has any effect on the
incumbent’s status as a holdover member. Alternatively, the LUC
argued that even assuming Kanuha was disqualified from
participating in the proceedings on the Reclassification
7
The Sierra Club specifically alleged that Kanuha’s continued
participation in LUC proceedings regarding the Reclassification Petition
violated article V, section 6 of the Hawai#i Constitution (requiring Senate’s
advice and consent for appointments), HRS § 26-34 (establishing holdover
provision), HRS § 205-1 (requiring member with expertise in traditional
Hawaiian land usage and requiring six affirmative votes for any boundary
amendment), and HAR § 15-15-13 (requiring six affirmative votes for boundary
amendments).
8
The other named appellees were the state Office of Planning, the
city Department of Planning and Permitting, and Neighborhood Board No. 25.
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Petition, the petition was still approved by the requisite six
affirmative votes on September 23, 2010. The LUC contended that
the subsequent vote to approve the Decision and Order was “an
administrative or ministerial act,” which only required five
affirmative votes pursuant to HRS § 92-15. Castle & Cooke
reiterated many of the same arguments, maintaining that the
Reclassification Petition was approved by more than six
affirmative votes on September 23 and that Kanuha was a valid
holdover under HRS § 26-34.
At the hearing on the appeal, the LUC argued for the
first time that the circuit court lacked jurisdiction to review
the LUC’s approval of the Reclassification Petition because a quo
warranto action to remove Kanuha was the exclusive remedy
available to Sierra Club.9 The court set a briefing schedule
with respect to the jurisdiction issue and proceeded to address
the merits of the Sierra Club’s appeal.
The circuit court held that Kanuha was disqualified
from serving as a holdover member as a result of the Senate’s
9
“Quo warranto is ‘a common-law writ used to inquire into the
authority by which a public office is held or a franchise is claimed.’”
Dejetley v. Kaho#ohalahala, 122 Hawai#i 251, 265, 226 P.3d 421, 435 (2010)
(quoting Black’s Law Dictionary 1371 (6th ed. 1991)). The common law remedy
is codified under HRS Chapter 659 and defined by HRS § 659-1 (1993) as “an
order issuing in the name of the State by a circuit court and directed to a
person who claims or usurps an office of the State or of any subdivision
thereof, or of any corporation or quasi-corporation, public or private, or any
franchise, inquiring by what authority the person claims the office or
franchise.”
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rejection of his nomination for a second term.10 Under HRS § 26-
34, “a board member is appointed only after advice and consent of
the Senate.” After the Senate rejected Kanuha’s nomination,
“Kanuha could not be a board member pursuant to 26-34(a), and
thus, was disqualified as a holdover member under 26-34(b)”:
Under 26-34(b), a board member may continue office as a
holdover member as long as that member is not disqualified
from membership under subsection A. Under 26-34, subsection
A, a board member is appointed only after advice and consent
of the Senate. In this particular case, the Senate
expressly rejected Mr. Kanuha’s appointment for a second
term on the LUC. Accordingly, Mr. Kanuha could not be a
board member pursuant to 26-34(a), and thus, was
disqualified as a holdover member under 26-34(b).
The court explained, “In essence, the legislative body rejected
the continuance of Mr. Kanuha in his executive branch performance
of duties, and it would seem contrary to that effect to allow a
person who was affirmatively rejected to continue in his
position.”
The circuit court concluded that because Kanuha was
disqualified, the Reclassification Petition did not receive six
affirmative votes as required by HRS § 205-4. The court rejected
the argument that the LUC’s October 15, 2010 vote approving the
Decision and Order was ministerial in nature. The court reasoned
that the LUC “had the ability to not only approve, but also to
deny or to modify a petition by imposing further conditions” at
the October 15 meeting. The court noted that pursuant to HRS §
205-4(g), the Commission acts to approve, deny, or modify the
petition by filing findings of fact and conclusions of law.
10
The Honorable Karl K. Sakamoto presided.
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Thus, “it is the actual filing of the actual findings of fact and
conclusions of law that constitutes the final LUC action in
approving a boundary amendment.”
The court therefore concluded “that the ultimate
decision to approve the boundary amendment petition took place on
October 15th 2010, when the LUC voted to approve the adoption of
the findings of fact and conclusions of law before filing.”
Without Kanuha’s disqualified vote, the LUC lacked the six
affirmative votes required to approve the boundary amendment.
The court held that it would reverse the LUC’s Decision and Order
approving the Reclassification Petition, subject to briefing on
the LUC’s jurisdiction argument.
Subsequently on July 29, 2011, the circuit court
entered an order denying the LUC’s supplemental memorandum on
jurisdiction and affirming its reversal of the LUC’s Decision and
Order.11 The court’s final judgment was entered on October 5,
2011.
On appeal, the ICA reversed the circuit court’s final
judgment, holding that Kanuha was not disqualified from serving
11
The LUC filed a supplemental memorandum on the jurisdiction issue
on July 27, 2011. In the circuit court’s order summarily denying the
supplemental memorandum, the court noted that the LUC “essentially argues that
. . . Kanuha should have been disqualified through a proceeding brought by the
State, and that until then, his actions were valid as a de facto officer.”
However, the court determined that the LUC’s quo warranto argument “merely
constitute[d] an attack on [Sierra Club’s] standing to bring this suit.” The
court found that such an “argument was not timely raised in [the LUC’s]
original briefing,” and did not affect the court’s jurisdiction over the
appeal.
Castle & Cooke filed a motion for reconsideration of the circuit
court’s order. The court denied the motion on August 15, 2011.
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as a holdover member under HRS § 26-34(b) as a result of the
Senate’s rejection of his nomination for a second term.12 Sierra
Club v. Castle & Cooke Homes Haw., Inc., 128 Hawai#i 375, 289
P.3d 1011 (App. 2012). The ICA determined that pursuant to the
plain language of HRS § 26-34(a), “the sole disqualification
[from holdover status] is that ‘no person shall be appointed
consecutively to more than two terms as a member of the same
board or commission; provided that membership on any board or
commission shall not exceed eight consecutive years.’” 128
Hawai#i at 377, 289 P.3d at 1013 (brackets omitted).
The ICA therefore concluded that “Kanuha was not
disqualified under HRS § 26-34(a) as he had not been a
commissioner appointed consecutively to more than two terms as a
member of LUC nor had his membership on LUC exceeded eight
consecutive years.” Id. The ICA held that the circuit court
erred in holding that Kanuha was not a valid holdover based on
the Senate’s rejection of his nomination, and reversed the
circuit court’s judgment. Id. at 377-78, 289 P.3d at 1013-14.
Given its disposition, the ICA did not address whether the
circuit court erred in holding that six votes were necessary for
the LUC’s October 15, 2010 approval of the Decision and Order,
although the ICA characterized the vote as “the ministerial act
12
The Honorable Daniel R. Foley, Alexa D.M. Fujise, and Katherine G.
Leonard presided. The parties filed four separate appeals from the circuit
court’s order denying the LUC’s supplemental memorandum on jurisdiction, order
denying Castle & Cooke’s motion for reconsideration, and final judgment. The
ICA consolidated the appeals by order on November 16, 2011.
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of approving LUC’s decision as to form.”13 Id. at 378 n.3, 289
P.3d at 1014 n.3.
In its application for writ of certiorari, the Sierra
Club maintained that Kanuha was statutorily disqualified from
voting on the Reclassification Petition under HRS § 26-34 because
he failed to receive the advice and consent of the Senate for his
second term. The Sierra Club argued that “[w]hen read within the
entire framework of § 26-43, the disqualifying criteria logically
include[s]” the member’s failure to receive the Senate’s advice
and consent for reappointment. The Sierra Club further argued
that the ICA’s narrow interpretation of the term “disqualified”
to only disqualify members who served for two terms or eight
13
The ICA also did not address Castle & Cooke’s and the LUC’s
argument that the circuit court erred in determining that it had subject
matter jurisdiction over the appeal. Both parties argued that the Sierra
Club’s Motion to Disqualify was in the nature of a quo warranto action and
therefore governed by HRS Chapter 659. See supra note 9. They contended that
the LUC lacked jurisdiction to determine quo warranto actions and that the
circuit court therefore lacked jurisdiction to review the appeal.
The parties have not raised the issue of jurisdiction on appeal to
this court. However, we address the issue sua sponte. See Chun v. Employees’
Ret. Sys., 73 Haw. 9, 13, 828 P.2d 260, 263 (1992) (“If the parties do not
raise the issue [of lack of subject matter jurisdiction], a court sua sponte
will, for unless jurisdiction of the court over the subject matter exists, any
judgment rendered is invalid.”) (quotation marks and citations omitted).
We conclude that the circuit court properly exercised subject
matter jurisdiction over Sierra Club’s appeal from the LUC’s Decision and
Order approving the Reclassification Petition. See HRS § 205-4(i) (2001)
(“Parties to proceedings to amend land use district boundaries may obtain
judicial review thereof in the manner set forth in section 91-14”); HRS § 91-
14(a) (“Any person aggrieved by a final decision and order in a contested case
. . . is entitled to judicial review”). Additionally, the LUC had
jurisdiction to consider the Motion to Disqualify. See HRS § 659-10 (1993)
(“Nothing in this chapter shall preclude the obtaining of relief available by
quo warranto by other appropriate action.”); Dejetley v. Kaho#ohalahala, 122
Hawai#i 251, 269, 226 P.3d 421, 439 (2010) (permitting declaratory action to
proceed even though quo warranto relief may have been available); HAR § 15-15-
70 (providing that motions may be made “before, during, or after the close of
a hearing” on a petition for boundary amendment and “[m]otions that do not
involve the final determination of a proceeding may be heard and determined by
the chairperson, commissioner, or hearings officer”).
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consecutive years has the effect of undermining the Senate’s
advice and consent power under article V, section 6 of the
Hawai#i Constitution.
II.
A.
Pursuant to HRS § 205-1 (Supp. 2010), the LUC consists
of nine members who “shall be appointed in the manner and serve
for the term set forth in section 26-34.” Six affirmative votes
are required to approve any district boundary amendment under HRS
§ 205-1, as well as under HRS § 205-4, which applies to district
boundary amendments involving land areas greater than fifteen
acres.
HRS § 26-34 (2009), entitled “Selection and terms of
members of boards and commissions,” governs the process by which
an individual is qualified to serve as a commissioner. The
statute provides that members of a commission “shall be nominated
and, by and with the advice and consent of the senate, appointed
by the governor”:
Selection and terms of members of boards and commissions.
(a) The members of each board and commission established by
law shall be nominated and, by and with the advice and
consent of the senate, appointed by the governor. Unless
otherwise provided by this chapter or by law hereafter
enacted, the terms of the members shall be for four years;
provided that the governor may reduce the terms of those
initially appointed so as to provide, as nearly as can be,
for the expiration of an equal number of terms at intervals
of one year for each board and commission. Unless otherwise
provided by law, each term shall commence on July 1 and
expire on June 30 . . . . No person shall be appointed
consecutively to more than two terms as a member of the same
board or commission; provided that membership on any board
or commission shall not exceed eight consecutive years.
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(b) Any member of a board or commission whose term has
expired and who is not disqualified for membership under
subsection (a) may continue in office as a holdover member
until a successor is nominated and appointed; provided that
a holdover member shall not hold office beyond the end of
the second regular legislative session following the
expiration of the member’s term of office.
(Emphases added).
At issue in this case is whether an LUC commissioner
whose first term has expired can continue to serve as a holdover
member under subsection (b) after the Senate has rejected the
commissioner’s nomination for a second term pursuant to
subsection (a). In other words, the relevant question is whether
the Senate’s rejection of Kanuha’s nomination for a second term
rendered Kanuha “disqualified for membership under subsection
(a)” and therefore unable to serve as a valid holdover member.
The ICA concluded that the Senate’s refusal to confirm
a nomination is irrelevant to the determination of holdover
status because the only way in which an LUC member can be
“disqualified for membership under subsection (a)” is for the
member to serve more than two consecutive terms or eight
consecutive years. 128 Hawai#i at 377, 289 P.3d at 1013.
“Statutory interpretation is a question of law
reviewable de novo.” State v. Wheeler, 121 Hawai#i 383, 390, 219
P.3d 1170, 1177 (2009) (quotation marks omitted). In this case,
the ICA’s interpretation of HRS § 26-34 is contrary to the plain
language of the statute and the intent of the legislature. See
Riethbrock v. Lange, 128 Hawai#i 1, 11, 282 P.3d 543, 553 (2012)
(“implicit in the task of statutory construction is our foremost
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obligation to ascertain and give effect to the intention of the
legislature, which is to be obtained primarily from the language
contained in the statute itself”) (quotation marks and citation
omitted).
HRS § 26-34(b) provides that “[a]ny member of a board
or commission whose term has expired and who is not disqualified
for membership under subsection (a) may continue in office as a
holdover member until a successor is nominated and appointed[.]”
(Emphasis added). “Under general principles of statutory
construction, courts give words their ordinary meaning unless
something in the statute requires a different interpretation.”
Saranillio v. Silva, 78 Hawai#i 1, 10, 889 P.2d 685, 694 (1995).
See HRS § 1-14 (2009) (“The words of a law are generally to be
understood in their most known and usual signification, without
attending so much to the literal and strictly grammatical
construction of the words as to their general or popular use or
meaning.”). “[I]t must be supposed that the legislature, in
enacting a statute, intended that the words used therein should
be understood in the sense in which they are ordinarily and
popularly understood by the people, for whose guidance and
government the law was enacted . . . .” In re Taxes of Johnson,
44 Haw. 519, 530, 356 P.2d 1028, 1034 (1960) (quotation marks
omitted).
In the holdover provision at issue here, the
legislature used the phrase “disqualified for membership under
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subsection (a)” to describe commissioners who are not permitted
to serve as holdover members. “Disqualification” means “[t]he
act of making ineligible; the fact or condition of being
ineligible.” Black’s Law Dictionary 540 (9th ed. 2009)
[hereinafter Black’s Law]. See Webster’s Third New Int’l
Dictionary 655 (1993) [hereinafter Webster’s] (defining
“disqualify” to mean “to deprive of the qualities, properties, or
conditions necessary for a purpose” or “to deprive of a power,
right, or privilege”). “Dis” is a prefix meaning to “do the
opposite of” or “reverse.” Id. at 642. Thus, subsection (b)
provides that persons who were formerly qualified are no longer
qualified to serve as holdover members as defined by “subsection
(a).”
Subsection (a) sets forth the manner in which an
individual becomes eligible to serve as a commissioner, providing
that such members “shall be nominated and, by and with the advice
and consent of the senate, appointed by the governor.” HRS § 26-
34(a) (emphases added). Cf. Blair v. Harris, 98 Hawai#i 176,
179, 45 P.3d 798, 801 (2002) (“‘Eligible’ means ‘fit or proper to
be chosen’ or ‘legally qualified to be elected or appointed to
office.’”) (quoting Random House College Dictionary 429 (Rev. Ed.
1979)). Accordingly, an individual can only become eligible to
serve as an LUC commissioner by being nominated by the governor
and thereafter confirmed by the Senate. The last sentence of
subsection (a) limits an LUC member to no more than two
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consecutive terms, i.e. eight consecutive years.14 HRS § 26-
34(a). Thus, considered in its entirety, subsection (a)
encompasses two situations in which a member would be
“disqualified for membership,” or become ineligible where the
member was formerly eligible: 1) a nominated member is rejected
by the Senate; or 2) a member has consecutively served two terms
or eight years.15
Subsection (b) references “subsection (a)” as a whole
when describing an eligible holdover member as any member “who is
not disqualified for membership under subsection (a).” Thus, the
word “disqualified” must be construed to give it meaning within
the context of all provisions of subsection (a). See Potter v.
Haw. Newspaper Agency, 89 Hawai#i 411, 422, 974 P.2d 51, 62-63
(1999) (“Our rules of statutory construction require us to reject
an interpretation of [a] statute that renders any part of the
statutory language a nullity.”); Blair, 98 Hawai#i at 179, 45
P.3d at 801 (“Courts are bound to give effect to all parts of a
statute, and no clause, sentence, or word shall be construed as
14
An LUC member’s term is four years. HRS § 26-34(a) (“Unless
otherwise provided by this chapter or by law hereafter enacted, the terms of
the members shall be four years”); HRS § 205-1 (LUC members shall “serve for
the term set forth in section 26-34”). Accordingly, it appears that the
requirement that an LUC member not serve for longer than two consecutive terms
is the same as the requirement that a member not serve for longer than eight
consecutive years.
15
A member who has not been nominated for a second term is not
disqualified from serving as a holdover under the plain language of HRS § 26-
34(b), as the member continues to occupy a status of being eligible for
nomination and confirmation, whereas the Senate’s rejection of a member’s
nomination for a second term renders the member ineligible, and therefore
disqualified for membership under subsection (a).
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superfluous, void, or insignificant if a construction can be
legitimately found which will give force to and preserve all
words of the statute.”) (quotation marks, citation and ellipses
omitted).
Because subsection (a) identifies two situations in
which an individual would be disqualified for membership, the
plain meaning of subsection (b) is that a member is not eligible
to serve as a holdover if either situation is applicable.
Therefore, a member who is nominated but rejected by
the Senate is “disqualified” from serving as a holdover member.
On the other hand, an LUC member who has served one
term and who has not been re-nominated and rejected by the Senate
is permitted to serve as a holdover under subsection (b) until a
successor is appointed or nominated within a “reasonable time,”16
or until “the end of the second regular legislative session
following the expiration of the member’s term of office.” HRS §
26-34(b). In this case, Kanuha was able to serve nearly ten
months as a valid holdover from June 30, 2009, when his first
term expired, until April 26, 2010, when the Senate rejected his
nomination for a second term. In the absence of re-nomination
and Senate rejection, Kanuha could have continued to serve as a
16
This court has stated that under HRS § 26-34, “the governor would
be entitled to at least a reasonable time after a term expires to nominate a
qualified person to a board or commission.” Life of the Land v. Burns, 59
Haw. 244, 251, 580 P.2d 405, 410 (1978). See Hanabusa v. Lingle, 119 Hawai#i
341, 351, 198 P.3d 604, 614 (2008) (per curiam) (holding that governor’s duty
to nominate and appoint members of the Board of Regents of the University of
Hawai#i “is subject to a reasonable time standard,” “judged by the totality of
the circumstances”).
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holdover member subject to the limitation that holdover status
not extend beyond the end of the second regular legislative
session following the expiration of his first term, and subject
to the requirement that the governor appoint a successor within a
reasonable time. Thus the plain language of the statute is not
superfluous, as a member who has not been rejected by the Senate
may serve as a holdover for up to two years after the expiration
of the member’s term. However, HRS § 26-34(b) disqualifies a
member who has served one term from holding over upon rejection
by the Senate, as that member is no longer eligible to serve on
the LUC at all.
Moreover, under the ICA’s interpretation of HRS § 26-
34, a member who had served only one term could never be
disqualified from serving as a holdover because the “sole” basis
for disqualification is for a member to have served two
consecutive terms. 128 Hawai#i at 377, 289 P.3d at 1013.
Pursuant to this interpretation, a one-term member would always
be entitled to continue serving as a holdover, potentially until
the end of the second regular legislative session following the
expiration of the member’s term; in this case, that date would
have been May 5, 2011, or nearly two years after Kanuha’s first
term expired and over a year after the Senate’s rejection. Under
the ICA’s interpretation, the Senate would have no recourse
during this time to terminate the member’s holdover status
despite rejecting the member’s nomination for a second term.
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Yet, if it was the legislature’s intent to so restrict its power
and to limit the members who could be disqualified from serving
as holdovers, the legislature could have simply disqualified any
member who had served more than two terms. Instead, the
legislature referenced “subsection (a)” in its entirety to define
the way a member is “disqualified” from serving as a holdover
member.
As specifically drafted by the legislature, subsection
(a) plainly provides that an individual may only become eligible
to serve as a member of the LUC by receiving the Senate’s
consent. For a member who has already served a term, the
Senate’s act of rejecting the member’s nomination for a second
term is an act that disqualifies the member from holding over.
To presume the legislature would have used the phrase
“disqualified for membership under subsection (a)” to apply
exclusively to members who had served more than two consecutive
terms is illogical and nullifies the general meaning and
application of the words employed by the legislature.
B.
The legislative history of HRS § 26-34 also reflects
that the intent of the statute was to prohibit a member from
serving as a holdover where the member’s nomination for a second
term has been rejected by the Senate. See Franks v. City & Cnty.
of Honolulu, 74 Haw. 328, 335, 843 P.2d 668, 671-72 (1993) (“If
the statutory language is ambiguous or doubt exists as to its
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meaning, courts may take legislative history into consideration
in construing a statute.”) (quotation marks and brackets
omitted).
1.
When the holdover provision under HRS § 26-34(b) was
adopted in 1984, the original version of the bill provided that
“Any member of a board or commission whose term has expired and
who is not disqualified for membership under subsection (a) may
continue in office as a holdover member[.]” S.B. 1725-84, 12th
Leg., Reg. Sess. (1984) (emphasis added).
The Senate Judiciary Committee then amended the bill to
provide, “Any member of a board or commission whose term has
expired and who is not qualified for membership under subsection
(a) may continue in office as a holdover member[.]” S.B. 1725-
84, S.D. 1, 12th Leg., Reg. Sess. (1984) (emphasis added).17
Subsequently, the House Judiciary Committee changed the
word “qualified” back to “disqualified.” S.B. 1725-84, S.D. 1,
H.D. 1, 12th Leg., Reg. Sess. (1984). The report, as reproduced
in the House Journal, provides that the intent of the proposed
amendment was to allow any member of a board whose term has
expired and who is not “disqualified for membership” to serve
only two years beyond the member’s four-year appointment:
Your Committee finds that the bill, as received, would allow
for a member’s term of office to extend beyond eight years.
17
The Senate’s discussion of the amendment indicates that the use of
the word “qualified” was a typographical error and should have read
“disqualified.” See 1984 Senate Journal, at 330.
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However, the intent of the proposed amendment to section 26-
34, Hawaii Revised Statutes, is to allow any member of a
board or commission whose term has expired and who is not
disqualified for membership to serve only two years beyond
the member’s four-year appointment. Accordingly, your
Committee has amended the bill by changing the word
“qualify” in page 2, line 6, to “disqualify” to clarify the
legislative intent.
H. Stand. Comm. Rep. No. 690-84, in 1984 House Journal, at 1194
(emphasis added).
The House Standing Committee Report No. 690-84 retained
in the Hawai#i State Archives contains slightly different
language from the version of the report that appears in the House
Journal.18 The Committee Report provides that the intent of the
amendment was to allow any member whose term has expired and “who
is not disqualified from serving another term” to serve only two
years beyond the member’s “first four-year appointment”:
Your Committee finds that the bill, as received, would allow
for a member’s term of office to extend beyond eight years.
However, the intent of the proposed amendment to section 26-
34, Hawaii Revised Statutes, is to allow any member of a
board or commission whose term has expired and who is not
disqualified from serving another term to serve only two
years beyond the member’s first four-year appointment.
Accordingly, your Committee has amended the bill by changing
the word “qualify” in page 2, line 6, to “disqualify” to
clarify the legislative intent.
H. Stand. Comm. Rep. No. 690-84, 12th Leg., Reg. Sess. (1984)
(emphases added). The Committee Report is dated March 30, 1984
and is signed by the committee members.
In both versions, the language of the House Committee
report indicates that the legislature intended for members to be
18
The Archives does not have any amended reports or other documents
explaining the reason for the discrepancy between the two versions of the
report. The House Journal provides only that the “Stand. Com. Rep. No. 690-84
on S.B. No. 1725-84, SD 1, HD1,” was adopted. 1984 House Journal, at 416.
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disqualified by factors other than serving beyond eight
consecutive years. In other words, the legislature intended to
limit holdover membership to members who had served only two
years beyond the member’s first four-year term and to members who
were not otherwise “disqualified for membership.”
The version of the report reproduced in the House
Journal provides that the intent of the holdover provision was to
allow a member “whose term has expired and who is not
disqualified for membership to serve only two years beyond the
member’s four-year appointment.” H. Stand. Comm. Rep. No. 690-
84, in 1984 House Journal, at 1194 (emphasis added). The report
clearly focuses on members who had only served one term thus far,
as anyone who had served two consecutive terms would already be
excluded from serving as a holdover based on the subsection (a)
clause providing that membership “shall not exceed eight
consecutive years.” HRS § 26-34(a).
If it had been the legislature’s sole intent to limit
the time that a holdover member was permitted to serve, without
imposing any other disqualifying factors, then such a result
could have been easily achieved without including the language
“and who is not disqualified for membership” in the committee
report. The report would have then simply read: “the intent of
the proposed amendment to section 26-34, Hawaii Revised Statutes,
is to allow any member of a board or commission whose term has
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expired to serve only two years beyond the member’s four-year
appointment.”
The focus on one-term members is even clearer in the
signed Committee Report retained in the Archives, which expressly
states that the holdover provision was intended to allow any
member whose term has expired and “who is not disqualified from
serving another term” to serve only two years beyond the member’s
“first four-year appointment.” (Emphases added).
Thus, the reference to members who are “not
disqualified” in both versions of the Committee Report and the
resulting inclusion of the phrase “and who is not disqualified
for membership under subsection (a)” in HRS § 26-34(b) manifestly
indicates that the legislature intended for disqualification to
apply to circumstances other than the number of years that a
member has served. The legislature’s clear intent was to require
holdover members to be members who had only served one term, and
who were not disqualified from serving another term.
2.
There are several additional reasons underscoring the
conclusion that the legislature did not intend for the
disqualification provision to apply solely to two-term members
such that a member who had served only one term could never be
disqualified from serving as a holdover member.
First, HRS § 26-34(c) (2009) expressly provides that
“[a] vacancy occurring in the membership of any board or
commission during a term shall be filled for the unexpired term
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thereof, subject to Article V, Section 6 of the Constitution of
the State.” In 1984, when the holdover member provision was
added to HRS § 26-34, the House Public Employment and Government
Operations committee noted that “allowing holdover membership
with limitations on the length of service of a holdover board or
commission member better serves the intent of Article V, Section
6[.]” H. Stand. Comm. Rep. No. 604-84, in 1984 House Journal, at
1148. See S. Stand. Comm. Rep. No. 229-84, in 1984 Senate
Journal, at 1087 (“Your Committee finds that limiting the length
of service of a holdover board or commission member better serves
the intent of Article V, Section 6 of the State
Constitution[.]”).
Article V, section 6, which governs executive and
administrative offices and departments, provides that the
governor may appoint individuals for interim appointments to any
office if a vacancy occurs while the Senate is not in session.
Haw. Const. art. V, § 6. The interim appointment expires at the
end of the next Senate session, unless the appointment is
confirmed by the Senate. Id. However, section 6 specifically
provides that an individual whose nomination for appointment to
any office has been rejected by the Senate is no longer eligible
to serve an interim appointment in that office:
When the senate is not in session and a vacancy occurs in
any office, appointment to which requires the confirmation
of the senate, the governor may fill the office by granting
a commission which shall expire, unless such appointment is
confirmed, at the end of the next session of the senate. The
person so appointed shall not be eligible for another
interim appointment to such office if the appointment failed
to be confirmed by the senate.
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No person who has been nominated for appointment to any
office and whose appointment has not received the consent of
the senate shall be eligible to an interim appointment
thereafter to such office.
Id. (emphasis added).
Under the State constitution, then, an individual who
has not received the Senate’s consent to be appointed to any
office is no longer eligible to serve an interim appointment to
such office, even though an interim appointment is already
limited in length to the end of the next Senate session. It
would have been illogical for the committee reports to state that
limiting the length of service of a holdover member “better
serves the intent of Article V, Section 6,” if the holdover
provision was intended to permit a rejected nominee to remain
serving as a holdover for up to two years when the nominee would
be ineligible to serve as an interim appointee under the
constitution. See State v. Arceo, 84 Hawai#i 1, 19, 928 P.2d
843, 861 (1996) (“The legislature is presumed not to intend an
absurd result, and legislation will be construed to avoid, if
possible, inconsistency, contradiction, and illogicality.”)
(brackets and quotation marks omitted).
Second, allowing a board member who has been expressly
denied reappointment to continue serving up to two years after
the expiration of the member’s first term has the unquestioned
effect of diminishing the advice and consent power of the Senate.
“[T]he subject of appointment of members to boards and
commission[s] must necessarily be considered to be the joint
responsibility of the governor and senate[.]” Life of the Land
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v. Burns, 59 Haw. 244, 251, 580 P.2d 405, 410 (1978). The ICA’s
interpretation of HRS § 26-34 essentially provides the executive
with a means to bypass the will of the Senate by enabling a board
member to continue serving in a position that the Senate has
expressly recognized the member to be disqualified from filling.
Indeed, pursuant to the ICA’s opinion, the executive can leave
the disqualified member in that position until two years have
passed or until forced to appoint a new member by a court order
determining that the length of the holdover term has become
unreasonable. See 128 Hawai#i at 377 n.2, 289 P.3d at 1013 n.2
(noting that Kanuha would be prevented from “serving
indefinitely” because the governor would be required to appoint a
successor “within a reasonable period of time”). The legislative
history of the statute does not indicate that such an effect was
intended.
According to the LUC, however, the Senate’s advice and
consent power is not diminished by permitting a rejected member
to continue serving as a holdover because “[a] holdover is an
extension of a term to which advice and consent of the Senate has
already been given.” Thus, the LUC argues that the Senate’s
refusal to consent to the member’s nomination for a second term
has no effect on the member’s ability to serve as a holdover
because the Senate has already impliedly consented to the
holdover term. However, a member’s authority to serve as a
holdover is not based on the Senate’s implicit consent. Rather,
the authority for serving as a holdover derives from HRS § 26-34,
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which expressly authorizes holdover members within the statutory
restrictions. Moreover, even assuming that the Senate’s consent
for the member’s first term constitutes implied consent for the
member to serve as a holdover, any implicit consent would be
revoked upon the Senate expressly declining to consent to the
member’s nomination for a second term. See Black’s Law, supra at
346 (defining “implied consent” as “[c]onsent inferred from one’s
conduct rather than from one’s direct expression”).
Finally, any vacancies created by the Senate’s
rejection of an LUC member’s nomination may be filled by the
governor, who has the ability to nominate another individual or
to appoint an interim appointee under article V, section 6 of the
State constitution. Even if a temporary vacancy were to occur
before the governor took such action, the vacancy would not
obstruct the LUC’s consideration of matters before it inasmuch as
the LUC is comprised of nine members and only six affirmative
votes are required for any boundary amendment. HRS § 205-1.
C.
Accordingly, the plain language of HRS § 26-34(b) and
the legislative history of the holdover provision demonstrate
that the legislature intended to require a holdover to be a
member “who is not disqualified for membership under subsection
(a).” A member whose nomination for a second term has been
rejected by the Senate is disqualified from serving another term
and therefore “disqualified for membership under subsection (a).”
The legislative history of the statute does not indicate that it
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was the legislature’s sole intent to limit the length of time
that a holdover member was allowed to serve, without imposing any
other disqualifying factors.
Additionally, interpreting HRS § 26-34(b) to solely
disqualify members who had served either two consecutive terms or
eight years is inconsistent with article V, section 6, which
disqualifies individuals rejected by the Senate from serving as
interim appointees. Finally, interpreting the holdover provision
to allow a board member who has been rejected by the Senate to
continue serving up to two years after the expiration of the
member’s term or until a “reasonable time” has elapsed undermines
the Senate’s advice and consent power.
The ICA therefore erred in determining that Kanuha
continued to serve as a valid holdover after the Senate’s
rejection of his nomination for a second term.
III.
Because Kanuha was not a valid holdover member of the
LUC under HRS § 26-34, his actions taken with respect to the
Reclassification Petition are invalid unless determined to be
valid through an application of the de facto officer doctrine.
A.
This court has defined an “officer de jure” as “one who
is in all respects legally appointed . . . and qualified to
exercise the office[.]” Office of Hawaiian Affairs v. Cayetano,
94 Hawai#i 1, 7, 6 P.3d 799, 805 (2000) (quotation marks and
brackets omitted) [hereinafter OHA]. In contrast, a “de facto
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official” is “one who by some color of right is in possession of
an office, and for the time being performs his or her duties with
public acquiescence, though having no right in fact[.]” 63C Am.
Jur. 2d Public Officers and Employees § 23 (2d ed. 2009)
(emphasis added).
The de facto officer doctrine gives legal effect to the
public acts of de facto officers, id., and precludes challenges
to government action “on the ground that the officials who took
the action were improperly in office.” Andrade v. Lauer, 729
F.2d 1475, 1496-97 (D.C. Cir. 1984). In OHA, this court
recognized that “[c]ourts have consistently held that actions
taken by de facto officeholders are valid and enforceable.” 94
Hawai#i at 7, 6 P.3d at 805.
The de facto officer doctrine was adopted from the
common law of England. See Kathryn A. Clokey, The De Facto
Officer Doctrine: The Case for Continued Application, 85 Colum.
L. Rev. 1121, 1125 (1985) (“The doctrine was received in this
county as part of the common law, and the United States has
become the locus of its most prolific development.”) (footnote
omitted). “[T]he doctrine’s purpose is to protect the public’s
reliance on an officer’s authority and to ensure the orderly
administration of government by preventing technical challenges
to an officer’s authority.” 63 Am. Jur. 2d § 23.
In OHA, this court identified the following four
circumstances in which an officer becomes a de facto officer:
A officer becomes a de facto officer under four
circumstances: (1) by exercising his or her duties without a
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known appointment or election, but under such circumstances
of reputation or acquiescence as were calculated to induce
people, without inquiry, to submit to or invoke his or her
action, supposing him or her to be the officer he or she
assumed to be; (2) where the official exercises his or her
duties under color of known and valid appointment or
election, but fails to conform to some precedent,
requirement, or condition, such as to take an oath, give a
bond, or the like; (3) under color of a known election or
appointment, void because the officer was not eligible, or
because there was a want of power in the electing or
appointing body, or by reason of some defect or irregularity
in its exercise, such ineligibility, want of power, or
defect being unknown to the public; or (4) under color of
any election or an appointment by or pursuant to a public
unconstitutional law, before the same is adjudged as such.
94 Hawai#i at 7, 6 P.3d at 805.
During oral argument, counsel for the LUC indicated
that the third category delineated by the OHA court would be
applicable to the circumstances of this case. Oral Argument at
40:49-41:08 (Feb. 7, 2013), Sierra Club v. Castle & Cooke Homes
Haw., Inc., No. SCWC-11-0000625, available at
http://state.hi.us/jud/oa/13/SCOA_020713_11_0625.mp3 [hereinafter
Oral Argument]. Under the third OHA category, an officer becomes
a de facto officer when exercising his or her duties “under color
of a known . . . appointment, void because the officer was not
eligible, or because there was a want of power in the electing or
appointing body, or by reason of some defect or irregularity in
its exercise, such ineligibility, want of power, or defect being
unknown to the public[.]” Id. (emphases added). “Color” means
“[a]ppearance, guise, or semblance; esp., the appearance of a
legal claim to a right, authority, or office.” Black’s Law,
supra at 301.
Consequently, in order for the third category to apply,
the officer must appear to have legal authority and the defect in
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the officer’s eligibility must be unknown to the public. In this
case, the Senate rejected Kanuha’s nomination for a second term
on April 26, 2010, which effectively served as public notice that
Kanuha was ineligible to serve as a holdover member.
Additionally, the Sierra Club filed its Motion to Disqualify with
the LUC on September 8, 2010, prior to the LUC’s September 23,
2010 vote to approve the Reclassification Petition and the
October 15, 2010 vote to approve the Decision and Order. The
defect in Kanuha’s eligibility to continue serving as a holdover
member was therefore known to the public, Castle & Cooke, and the
LUC when Kanuha participated in the voting on the
Reclassification Petition. Under these circumstances, it cannot
be said that Kanuha was a de facto officer pursuant to the third
OHA category.
The other categories set forth in OHA are similarly
inapplicable in this case. In contrast to the other three
categories, which involve appointed officers with defective
appointments, the first OHA category refers to an officer who was
not appointed in the first instance, but who has nevertheless
been holding himself or herself out as a de jure officer: “(1) by
exercising his or her duties without a known appointment or
election, but under such circumstances of reputation or
acquiescence as were calculated to induce people, without
inquiry, to submit to or invoke his or her action[.]” 94 Hawai#i
at 7, 6 P.3d at 805 (emphasis added). In this case, the issue is
not whether Kanuha was appointed to be an LUC officer at all.
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Kanuha was validly appointed to serve his first term. However,
following his first term, he was disqualified from continuing to
serve as a de jure holdover because of the Senate’s rejection of
his nomination for a second term. The first OHA category is
therefore inapplicable to the facts of this case.
In regard to the second OHA category, Kanuha was not
exercising his duties “under color of a known and valid
appointment . . . , but fail[ing] to conform to some precedent,
requirement, or condition, such as to take an oath, give a bond,
or the like[.]” Id. As stated, Kanuha was not acting under
“color” of a valid appointment, given the public nature of the
Senate’s rejection of his nomination. The Senate’s rejection,
which disqualified Kanuha from holdover status, is also unlike
the failure to conform to a technical requirement such as taking
an oath, furnishing a bond, or being under the required age for
members. See Black’s Law, supra at 1194 (a de facto officer may
have “failed to qualify for office for any one of various
reasons, [such] as . . . being under the required age, having
failed to take the oath, [or] having not furnished a required
bond”). Such imperfections in an officer’s authority are more
likely to be overlooked by members of the public who rely on the
finality of government decisions, thereby necessitating the
application of the de facto officer doctrine. In this case,
however, the Senate publicly rejected Kanuha’s nomination for a
second term, which served as notice of Kanuha’s disqualification
to the public, the LUC, and Castle & Cooke.
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Finally, with respect to the fourth OHA category,
Kanuha was not exercising his duties “under color of [an]
election or an appointment by or pursuant to a public
unconstitutional law, before the same is adjudged as such.” 94
Hawai#i at 7, 6 P.3d at 805. In OHA, the court found that this
definition was applicable, where eight trustees of the Office of
Hawaiian Affairs “were elected under the color of an election
pursuant to an unconstitutional public law, before the law was
adjudged to be unconstitutional” by the U.S. Supreme Court in
Rice v. Cayetano, 528 U.S. 495 (2000). 94 Hawai#i at 4-5, 8, 6
P.3d at 801-02, 805. The court held that the trustees became de
facto officials following the Rice v. Cayetano decision. Id. at
7-8, 6 P.3d at 805-06. In this case, there is no issue regarding
whether Kanuha was appointed pursuant to an unconstitutional
public law; rather, the issue is whether Kanuha was disqualified
from holdover status pursuant to a valid public law.
Accordingly, Kanuha is not a de facto officer under the
parameters of the doctrine articulated by this court in OHA.
B.
Counsel for the LUC argued during oral argument that
the four OHA categories were merely “examples” of how one becomes
a de facto officer, and do not constitute an exhaustive list.
Oral Argument at 41:04-42:00. However, nothing in the OHA
decision indicates that there are other bases, outside of the
four enumerated categories, for invoking the de facto officer
doctrine. The court did not provide that an officer becomes a de
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facto officer under certain circumstances, including the four
categories. Rather, the court affirmatively stated that an
“officer becomes a de facto officer under four circumstances[.]”
94 Hawai#i at 7, 6 P.3d at 805 (emphasis added).
In addition, the four OHA categories were first
articulated by the Connecticut Supreme Court in State v. Carroll,
38 Conn. 449 (1871). The Carroll court undertook a review of
English and American cases invoking the doctrine and found that
the cases did not provide a concise general definition of the
doctrine. Id. at 467-71. The court explained that it was
“[d]oubtless” that the de facto doctrine requires “color of
election or appointment from competent authority.” Id. at 471.
The court then provided the four-part definition of the doctrine,
stating that the definition was “sufficiently accurate and
comprehensive to cover the whole ground” of the de facto officer
doctrine. Id. at 471-72. The court stated that “[a]nything less
comprehensive and discriminating will, I think, be imperfect and
deceptive as a definition.” Id. at 472.
Subsequently, the U.S. Supreme Court favorably cited
Carroll, calling the opinion “an elaborate and admirable
statement of the law . . . on the validity of the acts of de
facto officers, however illegal the mode of their appointment.”
Norton v. Shelby Cnty., 118 U.S. 425, 445-46 (1886). See Clokey,
supra at 1125 (“In State v. Carroll, the Connecticut Supreme
Court articulated the definitive American expression of the
doctrine[.]”) (footnote omitted) (emphasis added); People v.
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Wortman, 165 N.E. 788, 789 (Ill. 1928) (“The definition of an
officer de facto in the case of [Carroll] has been approved by
many courts.”). The Shelby Court further considered whether the
fourth Carroll category was applicable to the circumstances of
that case, before holding that the definition did not apply where
the issue was the unconstitutionality of the act creating the
office itself. 118 U.S. at 446. The Court held that the public
officers in that case were mere usurpers rather than de facto
officers, and reasoned that its decision was “in harmony” with
Carroll. Id. at 445.
The OHA court’s definition of the de facto officer
doctrine, which is identical to the Carroll court’s definition,
should therefore be considered a definitive expression of the
doctrine.
Nevertheless, counsel for the LUC argued that the OHA
court’s definition of a de facto officer is not dispositive
because in In re Sherretz, 40 Haw. 366, 373 (Terr. 1953), the
court applied a more general standard for determining an
officer’s de facto status. Oral Argument at 41:25-42:00. In
Sherretz, the court acknowledged several definitions frequently
given to de facto officers. 40 Haw. at 372-73. The court also
reviewed numerous cases on the issue of de facto officers,
including Carroll, which the court viewed favorably, stating that
Carroll “gives a comprehensive definition of an officer de
facto.” Id. at 377-78. The court then recited the four
Carroll/OHA categories. Id. The court concluded, based on its
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review of a wide variety of cases, the public officer in that
case “came within the requirements of a de facto official.” Id.
at 380. Inasmuch as the Sherretz court did not adopt a
definitive definition of the de facto officer doctrine, it is not
dispositive in this case. Moreover, the Caroll definition that
was viewed favorably by the Sherretz court was later expressly
adopted by this court in OHA.
The four OHA categories thus constitute a comprehensive
definition of the de facto officer doctrine as adopted by this
court. In this case, Kanuha does not qualify as a de facto
holdover under any of the four tests because of the uniqueness of
the Senate’s rejection of his nomination as a disqualifying
defect.
C.
Furthermore, not only does Kanuha fail to qualify as a
de facto officer under the four OHA categories, he also fails to
qualify under the most basic, fundamental understanding of the
doctrine.
The very basis of a de facto officer’s authority is the
appearance or color of authority. See Black’s Law, supra at 301
(defining “color” as “the appearance of a legal claim to a right,
authority, or office”); Sherretz, 40 Haw. at 373 (all that is
required is possession of office, performance of duties, and
“claiming to be such officer under color of an election or
appointment”) (quotation marks omitted); Carroll, 38 Conn. at 471
(“Doubtless color of election or appointment from competent
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authority is necessary for the protection of an officer de
facto.”); Nguyen v. United States, 539 U.S. 69, 77 (2003) (de
facto officer doctrine “confers validity upon acts performed by a
person acting under the color of official title even though it is
later discovered that the legality of that person’s appointment
or election to office is deficient.”) (quotation marks omitted)
(emphasis added); Equal Emp’t Opportunity Comm’n v. Sears,
Roebuck & Co., 650 F.2d 14, 18 (2d Cir. 1981) (“Since the primary
purpose of the doctrine is to protect the public and the
government agencies which act in reliance on the validity of an
officer’s actions,” the officer’s “appearance to others” is more
directly pertinent than the officer’s own knowledge of defects in
title). Because appearance of right is the essence of a de facto
officer’s authority, “[i]f an official’s claim to office is known
to be unlawful, the notoriety of his title defect prevents a
finding of color of authority.” Clokey, supra at 1123. See
Gutierrez v. Guam Election Comm’n, No. WRM10-003 2011 WL 768694,
at *16 (Guam Terr. Feb. 3, 2011) (“A de facto officer performs
duties under color of right, or color of official title, when a
defect in the officers authority . . . escapes public notice.”).
This emphasis on appearance of authority is consistent
with the primary interests served by the de facto officer
doctrine, which are the protection of “citizens’ reliance on past
government actions and the government’s ability to take effective
and final action[.]” Andrade, 729 F.2d at 1499. If a public
officer is, by all appearances, exercising his or her duties
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under color of authority, then it is in the public interest to
grant validity to the officer’s actions even if it is later
discovered that the officer’s authority was defective. See
Norton, 118 U.S. at 445 (“The official acts of [de facto
officers] are recognized as valid on grounds of public policy,
and for the protection of those having official business to
transact.”) (quotation marks omitted); State v. Oren, 627 A.2d
337, 339 (Vt. 1993) (“Third persons are entitled to rely on the
actions of such public officers without the necessity of
investigating their title.”).
In Sherretz, the court applied the de facto officer
doctrine to validate the acts of a member of the civil service
commission, who continued to serve on the commission after
accepting an appointive office as a notary public. 40 Haw. 366.
While declining to determine whether the member rendered himself
ineligible to serve on the commission by accepting the appointive
office, the court concluded that the member was at least a de
facto official, reasoning: “It is undisputed that Kum was in
possession of the office, performing its duties, claiming to be
an officer under color of an appointment, his right unquestioned
by the appointing authority or by the other members of the
commission operating with him; he thus came within the
requirements of a de facto official.” Id. at 380 (emphasis
added). On the above basis, the member’s “acts were as valid as
though he had an undisputed legal title.” Id.
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In this case, however, the defect in Kanuha’s authority
was known to the public following his rejection by the Senate.
The Senate’s act of rejecting his appointment occurred in the
most public of venues, with the Senate committee that reviewed
Kanuha’s nomination expressing concern over Kanuha’s lack of
experience and knowledge in traditional Hawaiian land usage and
cultural practices. S. Stand. Comm. Rep. No. 3208, 2010 Senate
Journal, at 1332. Subsequently, during the floor debates on his
nomination, Senate members again focused on Kanuha’s lack of
experience and knowledge before voting to reject his nomination.
2010 Senate Journal, at 561-64. Even assuming this very public
Senate proceeding was not known to the LUC, following the filing
of the Sierra Club’s Motion to Disqualify, the LUC and Castle &
Cooke clearly would have become aware of Kanuha’s
disqualification. Thus the notoriety of Kanuha’s title defect
following the Senate’s rejection prevents a finding of color of
authority, which is a critical component of the de facto officer
doctrine under any definition of the doctrine.
D.
Finally, applying the de facto officer doctrine to
validate Kanuha’s votes on the Reclassification Petition in this
case would be contrary to the public policy purposes of the
doctrine.
As previously referenced, “[t]he de facto doctrine was
ingrafted upon the law some five hundred years ago as a matter of
policy and necessity to protect the interests of the public and
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individuals involved in official acts of a person exercising the
duty of an officer without actually being one in strict point of
law.” Sherretz, 40 Haw. at 373 (emphasis added). In Carroll,
the court explained that “[a]n officer de facto is one whose
acts, though not those of a lawful officer, the law, upon
principles of policy and justice, will hold valid so far as they
involve the interests of the public and third persons[.]” 38
Conn. at 471 (emphasis added).
The de facto officer doctrine therefore stems from an
assumption that it protects the public. See Ryder, 515 U.S. at
180 (purpose of doctrine is “to protect the public by insuring
the orderly functioning of the government despite technical
defects in title to office”) (quotation marks and citation
omitted); Hussey v. Smith, 99 U.S. 20, 24 (1878) (“The acts of
such [de facto] officers are held to be valid because the public
good requires it. The principle wrongs no one.”) (emphasis
added).
Consequently, while the OHA/Carroll categories
establish the outer parameters for the application of the de
facto officer doctrine, public interest is clearly a significant
factor to consider when applying the doctrine. In this case, the
public interest is not served by validating Kanuha’s actions
through an application of the de facto officer doctrine. The
LUC’s consideration of the Reclassification Petition was a matter
of great importance to the community, as it involved the proposed
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reclassification and long-term development of land in Waipi#o and
Waiawa from an agricultural to urban district.
The LUC’s role in this process was to consider the
impact of the proposed reclassification on areas of state
concern, including the maintenance of valued cultural,
historical, or natural resources. See HRS § 205-17 (Supp. 2010)
(setting forth LUC decision-making criteria); HAR § 15-15-77
(setting forth LUC decision-making criteria for boundary
amendments). HRS §§ 205-1 and 205-4 expressly require six of the
nine LUC members to vote in favor of any boundary amendment. In
1961 when the land use law was enacted and the LUC was
established, the LUC consisted of seven members, and six
affirmative votes were required to approve district boundary
amendments. 1961 Haw. Sess. Laws Act 187, §§ 2, 6 at 300-01.
Comparatively, only five affirmative votes were required for
granting special permits. 1961 Haw. Sess. Laws Act 187, § 7 at
302. See 1963 Haw. Sess. Laws Act 205, §§ 1-2 at 315-19
(clarifying Act 187, retaining six vote requirement for boundary
amendments and amending special permit approval to require
majority approval).
In 1975, the land use law was reformed and the LUC
became a nine-member commission. 1975 Haw. Sess. Laws Act 193,
§§ 1-2 at 441. The original bill did not propose amending HRS §
205-1 to require six affirmative votes for any boundary
amendment. H.B. 1870, 8th Leg., Reg. Sess. (1975). The
conference committee amended the bill to add the six affirmative
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votes requirement to HRS § 205-1. H.B. 1870, H.D. 1, S.D. 3,
C.D. 1, 8th Leg., Reg. Sess. (1975). The committee explained
that the purpose of the amendment was to “make it express that
six affirmative votes are required for the Commission to amend
any land use district boundary,” in order to “bring[] the bill
into conformity with the existing provision of the land use law
in this regard.” Conf. Comm. Rep. No. 23, in 1975 House Journal,
at 890.
Thus, the legislature has always been particularly
concerned with the LUC’s approval of district boundary amendments
and has retained the six-vote requirement throughout the history
of the land use law because of the importance of such amendments.
It is manifest that the legislature intended for the six required
votes to be cast by individuals who qualified under the law to
serve as LUC commissioners. The legislature would not have
contemplated that the prescribed number of votes required for a
boundary amendment could be compromised by an unqualified LUC
member’s participation in voting.
In addition, the LUC is required under article XII,
section 7 of the Hawai#i Constitution to “preserve and protect
customary and traditional practices of native Hawaiians.”19 Ka
Pa#akai O Ka#Aina v. Land Use Comm’n, 94 Hawai#i 31, 45, 7 P.3d
19
The constitutional provision provides: “The State reaffirms and
shall protect all rights, customarily and traditionally exercised for
subsistence, cultural and religious purposes and possessed by ahupua a tenants
who are descendants of native Hawaiians who inhabited the Hawaiian Islands
prior to 1778, subject to the right of the State to regulate such rights.”
Haw. Const. art. XII, § 7.
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1068, 1082 (2000). Consistent with this constitutional
provision, HRS § 205-1 requires one member of the LUC to have
“substantial experience or expertise in traditional Hawaiian land
usage and knowledge of cultural land practices.”
At least some members of the Senate rejected Kanuha’s
nomination for a second term based on their belief that Kanuha
was being nominated to serve as the designated member and that
Kanuha was not qualified for the position because of his limited
knowledge and experience in traditional Hawaiian land usage. See
2010 Senate Journal, at 561-62 (remarks by Senators Hee and
Hemmings). Senator Hemmings stated that the Senate had “no
choice but to vote ‘no’” on Kanuha’s nomination “in order to stay
compliant” with HRS § 205-1. Id. at 564.
Under these circumstances, it is apparent that the
public’s interest is not protected by giving de facto validity to
Kanuha’s votes. Rather, the public good is served when the
applicable statutes are followed, in order to ensure that the
individuals who are deciding whether the project should be
approved are actually qualified under the law to render such a
decision. Allowing a disqualified commissioner to participate in
the LUC’s consideration of a petition has the effect of
undermining the Senate’s advice and consent power and undermining
the laws the legislature and the LUC itself specifically put in
place on behalf of the public. See HRS § 205-1 (requiring six
affirmative votes for any boundary amendment and requiring a
member with expertise in Hawaiian land usage and cultural land
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practices); HRS § 205-4(h) (requiring six affirmative votes for
any boundary amendment); HAR § 15-15-13(a) (requiring LUC to have
six affirmative votes to approve boundary amendments under HRS §
205-4).
The public interest in having six valid, qualified
votes determine the Reclassification Petition, in having an LUC
member who has the requisite expertise and experience in Hawaiian
land usage, and in having the Senate’s input in reviewing and
appointing LUC members, are undermined and frustrated by giving
de facto validity to Kanuha’s actions.
Second, a stated purpose of the de facto doctrine is
its intent to facilitate government efficiency. 63C Am. Jur. 2d
§ 23 (“the doctrine’s purpose is to . . . ensure the orderly
administration of government by preventing technical challenges
to an officer’s authority”); Norton, 118 U.S. at 441-42
(“[P]rivate parties are not permitted to inquire into the title
of persons . . . in apparent possession of their powers and
functions . . . . It is manifest that endless confusion would
result if in every proceeding before such officers their title
could be called in question.”). Permitting challenges to the
actions of public officials based on the mere potential of
technical shortcomings in an officer’s authority such as the
failure to take an oath or to furnish payment would adversely
impact the orderly functioning of government.
In this case, however, the Sierra Club’s challenge to
Kanuha’s participation in the Reclassification Petition
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proceedings was based on the knowledge that the Senate had
rejected Kanuha’s nomination for a second term. It was not based
on the type of unlimited conjecture that the doctrine is intended
to protect against. Additionally, the Sierra Club filed its
Motion to Disqualify with the LUC prior to the LUC’s votes on the
Reclassification Petition, rather than waiting for the outcome of
the vote to challenge Kanuha’s participation. See Glidden Co. v.
Zdanok, 370 U.S. 530, 535 (1962) (de facto officer doctrine is
intended to “prevent[] litigants from abiding the outcome of a
lawsuit and then overturning it if adverse upon a technicality of
which they were previously aware”).
Thus the dual purposes of the de facto officer
doctrine, “to protect the public’s reliance on an officer’s
authority and to ensure the orderly administration of
government,” 63C Am. Jur. 2d § 23, are not served by applying the
doctrine in this case. This case is not one in which the “public
good requires” that Kanuha’s actions be held valid, Hussey, 99
U.S. at 24 (emphasis added). On the contrary, applying the
doctrine to validate Kanuha’s actions with respect to the
Reclassification Petition would have the effect of harming the
public’s interest, which is protected when qualified public
officials deliberate on matters of public significance. The
interests of the public and third persons require Kanuha’s
actions to be invalidated as those of a disqualified officer.
IV.
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The invalidation of Kanuha’s actions with respect to
the Reclassification Petition raises the question of whether the
LUC’s approval of the petition must also be invalidated.
As stated, the Reclassification Petition proposed
amending the land use district boundary to reclassify 767 acres
of land. The Reclassification Petition was filed pursuant to HRS
§ 205-4 and HAR § 15-15. On September 23, 2010, the LUC voted to
approve the Reclassification Petition by a vote of 7-1, with
Kanuha voting in favor of approval and one commissioner being
excused. Subsequently on October 15, 2010, the LUC voted to
approve the Decision and Order by a vote of 6-0, with Kanuha
voting in favor of approval.
HRS § 92-15 (1993) provides that when “the number of
members necessary to validate any act . . . is not specified . .
. in any other law or ordinance, . . . the concurrence of a
majority of all the members to which the board or commission is
entitled shall be necessary to make any action of the board or
commission valid.” (Emphasis added). In this case, the relevant
statutes and rules expressly provide that six affirmative votes
are required for the LUC’s approval of any boundary amendment.
HRS § 205-4(h) (Supp. 2010) provides that “[s]ix
affirmative votes of the commission shall be necessary for any
boundary amendment” to land areas greater than fifteen acres.
See HRS § 205-1 (Supp. 2010) (“Six affirmative votes shall be
necessary for any boundary amendment.”). HAR § 15-15-13(a)
(2000), governing the LUC’s rules for quorum and number of votes
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necessary for a decision, confirms that “unless otherwise
provided by law, . . . the concurrence of a majority of all the
members to which the commission is entitled shall be necessary to
make a commission decision valid provided all approvals of
petitions for boundary amendments under section 205-4, HRS, shall
require six affirmative votes[.]” (Emphasis added). Thus, HRS §
92-15 is not applicable. Without Kanuha’s disqualified vote, the
LUC lacked the requisite six affirmative votes to approve the
Decision and Order on October 15.
The LUC and Castle & Cooke, however, argued to the ICA
that HRS § 92-15 was applicable to the LUC’s approval of the
Decision and Order because the October 15 vote “was an
administrative or ministerial act to memorialize the LUC’s
approval vote on September 23, 2010, and not [part of] the
district boundary amendment action[.]”
There is no merit to the argument that the LUC’s vote
to approve the Decision and Order was not part of the LUC’s
decision on the Reclassification Petition. Rather than
constituting a mere ministerial act rubber-stamping the LUC’s
September 23 vote, the Decision and Order was statutorily
required and constituted an integral part of the LUC’s decision
to approve the boundary amendment requested in the
Reclassification Petition.
Under HRS § 205-4(g) (2001), the LUC is required to
approve, deny, or modify a petition for a district boundary
amendment involving land areas greater than fifteen acres “by
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filing findings of fact and conclusions of law”:
[T]he commission, by filing findings of fact and conclusions
of law, shall act to approve the petition, deny the
petition, or to modify the petition by imposing conditions
necessary to uphold the intent and spirit of this chapter or
the policies and criteria established pursuant to section
205-17 or to assure substantial compliance with
representations made by the petitioner in seeking a boundary
change.
(Emphasis added). Accordingly, as the circuit court ruled in
this case, the act of “filing findings of fact and conclusions of
law” is not only part of the LUC’s deliberation on the boundary
amendment, it is the final act required for the LUC to approve,
deny, or modify the petition at issue.
Consistent with this requirement, HAR § 15-15-36(a)
(2000), entitled “Decisions and orders,” provides that “All
decisions and orders for boundary amendment and special permit
applications shall be signed by the chairperson or the
commissioners who have heard or examined the evidence in the
proceeding and have voted affirmatively on the decision.”
Additionally, “[u]nless otherwise indicated in the order, the
effective date of a decision and order shall be the date of
service.” HAR § 15-15-36(b). Thus, the LUC’s own rules indicate
that the LUC’s decision on a boundary amendment is made final and
effective only after the Decision and Order is signed and served.
Moreover, in Life of the Land, Inc. v. West Beach
Development Corp., 63 Haw. 529, 534, 631 P.2d 588, 592 (1981),
the court held that the LUC’s oral denial of a party’s
intervention in a commission hearing was not a final decision
triggering the statute of limitations for an appeal. The court
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interpreted an LUC rule containing substantially the same
language as HAR § 15-15-36(b), and explained that “the Commission
by its own rules expressly requires that its decisions be in
writing, signed, and are to be effective as of the date of
service.”20 Id. Thus, the court held that the statute of
limitations “did not begin [to run] until after the date of
service of the duly signed written order” upon the party. Id.
Consequently, under HRS § 205-4 and HAR § 15-15-36(a),
an LUC decision on a boundary amendment petition is not final
until the findings of fact, conclusions of law and decision and
order are filed and served. The LUC’s October 15 vote to approve
the Decision and Order in this case was therefore clearly part of
the LUC’s approval of the requested boundary amendments. Thus,
based on a plain reading of HRS § 205-4, six affirmative votes
were required for the LUC to adopt the Decision and Order.
Absent Kanuha’s disqualified vote, only five members voted to
approve the Decision and Order.
In addition, the LUC and Castle & Cooke’s attempt to
devalue the importance of the Decision and Order in this case is
20
The court interpreted Land Use Commission Rule 1-4(6), providing:
1-4(6) Decisions and Orders. All decisions and orders shall
be signed by the Commissioners who have heard and examined
the evidence in the proceeding. Commission members who have
not heard and examined all of the evidence may vote and sign
only after the procedures set fort in section 91-11, HRS,
have been complied with.
(a) Effective Date. Unless otherwise indicated in the
order, the effective date of a decision and order
shall be the date of service.
Life of the Land, Inc., 63 Haw. at 534 n.4, 631 P.2d at 592 n.4.
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unsupported by the facts. At the September 23 LUC meeting,
Chairman Devens explained that the “objective” of the meeting was
“to determine by way of motion the Commission’s decision on
whether to grant in whole . . . or in part Petitioner’s request
to reclassify the subject property or to deny the Petition and if
granted, what conditions of approval to impose.” The Chairman
further explained that if a decision was reached at the meeting,
staff would “draft appropriate findings of fact, conclusions of
law and decision and order reflecting the Commission’s decision,”
which would then be “further deliberated at the next meeting.”
(Emphasis added).
Consistent with the Chairman’s instructions, during the
September 23 meeting, Commissioner Chock expressed his
understanding that the LUC would deliberate on “key” conditions
of approval at a later date: “Some of the key issues that were
raised in terms of traffic and agriculture I think are very
important items that we can get a little further into when we
deliberate on conditions.” He further stated that he would
“reserve the rest of my comments until we get into that specific
discussion.” After the LUC’s vote to approve the
Reclassification Petition, Chairman Devens directed the staff “to
draft the appropriate findings of fact, conclusions of law that
will be hashed out at the next meeting.” (Emphasis added).
The resulting Decision and Order contains 279 findings
of fact, 10 conclusions of law, and 29 conditions to the
reclassification and incremental redistricting of the land at
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issue. During the October 15, 2010 LUC meeting, the
commissioners suggested amendments to the conditions of approval
as well as to the findings of fact.21 These amendments had not
previously been discussed at the September 23 meeting. There is
no indication in the record that any Commissioner was required to
vote to approve the Decision and Order based on their vote at the
prior meeting. Rather, the record demonstrates that the October
15 deliberations were a critical component of the LUC’s decision
to approve the Reclassification Petition and were not simply
ministerial in nature. The October 15 vote to approve the
Decision and Order thus concerned a boundary amendment and was
required to be approved by six affirmative votes. Pursuant to
Kanuha’s disqualification, the boundary amendment only received
five affirmative votes.22
The circuit court therefore correctly determined that
the LUC did not have the requisite six affirmative votes to
approve the Reclassification Petition. Pursuant to HAR § 15-15-
13(b), findings of fact, conclusions of law, and a decision and
21
See supra note 6.
22
In light of our disposition, we do not address the validity of the
LUC’s vote at the September 23, 2010 meeting. Compare Waikiki Resort Hotel,
Inc. v. City & Cnty. of Honolulu, 63 Haw. 222, 249, 624 P.2d 1353, 1371 (1981)
(“We know of no reason, in the present case, why the invalid vote of one
member of the council should be held to invalidate the perfectly legal vote of
the other members.”) (quoting Marshall v. Ellwood City Borough, 41 A. 994 (Pa.
1899)), with Liberty Dialysis-Hawai#i, LLC v. Rainbow Dialysis, LLC, 130
Hawai#i 95, 126, 306 P.3d 140, 171 (2013) (Acoba, J., concurring and
dissenting, with whom Pollack, J., joins) (“The actual contribution of any
particular decision maker cannot be measured with precision, but frequently
extends significantly beyond the actual vote cast. . . . [A] significant
threat to accuracy can exist even when a particular vote was numerically
unnecessary for the decision.”) (quotation marks and citation omitted).
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order denying the Reclassification Petition should have been
filed by the LUC.23 Therefore, the circuit court properly
reversed the Decision and Order of the LUC.
V.
Based on the foregoing, the ICA gravely erred in
concluding that Kanuha was a valid holdover member when he
participated and voted on the Reclassification Petition. The
Senate’s rejection of Kanuha’s nomination for a second term
disqualified Kanuha from serving as a holdover member under HRS §
26-34(b). Kanuha’s actions taken with respect to the
Reclassification Petition are therefore invalid. His actions are
not validated as those of a de facto officer because Kanuha does
not qualify as a de facto officer under the four categories
identified by this court in OHA. Inasmuch as the de facto
officer doctrine only validates the acts of a de facto officer
“so far as they involve the interests of the public and third
persons,” Carroll, 38 Conn. at 471, the application of the
doctrine in this case would also be contrary to the doctrine’s
purpose. Kanuha’s actions taken after his disqualification from
serving as a holdover member are therefore invalid.
Because Kanuha was disqualified from participating in
the Reclassification Petition proceedings following the Senate’s
rejection, the LUC lacked the six affirmative votes required to
23
“If the commission's action on a petition for boundary amendment
under section 205-4, HRS, fails to obtain six affirmative votes, findings of
fact, conclusions of law, and decision and order denying the petition shall be
filed by the commission.” HAR § 15-15-13(b).
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approve the Reclassification Petition. Accordingly, the ICA’s
judgment is reversed, and the circuit court’s judgment is
affirmed.
Robert D. Harris, /s/ Paula A. Nakayama
for petitioner
/s/ Simeon R. Acoba, Jr.
Marissa H.I. Luning,
for respondent /s/ Sabrina S. McKenna
Land Use Commission of the
State of Hawai#i /s/ Richard W. Pollack
Benjamin M. Matsubara,
Curtis T. Tabata, and
Wyeth M. Matsubara,
for respondent
Castle & Cooke Homes Hawai#i,
Inc.
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