People v. Macadory CA4/1

Filed 1/15/14 P. v. Macadory CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

THE PEOPLE, D063575

Plaintiff and Respondent,

v. (Super. Ct. No. SCD243800)

MIKHAEL ANDREW MACADORY,

Defendant and Appellant.

APPEAL from an order of the Superior Court of San Diego County, Honorable

Richard S. Whitney, Judge. Affirmed.

Sarah A. Stockwell, under appointment by the Court of Appeal, for Defendant and

Appellant.

Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney

General, Julie L. Garland, Assistant Attorney General, Charles C. Ragland, Kathryn

Kirschbaum and Marissa Bejarano, Deputy Attorneys General, for Plaintiff and

Respondent.
 Mikhael Andrew Macadory pleaded guilty to one count of second degree burglary

of a middle school. (Pen. Code,1 § 459.) The trial court suspended imposition of

sentence and placed him on probation for three years, including conditions he serve 120

days in custody and pay restitution of $6,300.36, the cost of installing security bars on

five bungalows at the school. Macadory contends the court erred in setting the amount of

restitution. Specifically, he contends restitution for commercial property security

upgrades is not authorized by section 1202.4, subdivision (f)(3); his conduct was not the

proximate cause of the school's decision to upgrade security; the amount would result in a

windfall to the school; and the restitution order is excessive and unreasonable because it

serves no rehabilitative purpose.2 For the reasons discussed below, we affirm the order.

FACTUAL AND PROCEDURAL BACKGROUND3

On October 8, 2012, police officers responded to an alarm at Millennial Tech

Middle School. On arrival, the officers conducted a perimeter check and apprehended

1 All statutory references are to the Penal Code.

2 In his reply brief, Macadory contends the People implicitly conceded that the
award is a windfall and serves no rehabilitative purpose by not addressing those issues in
their respondent's brief. Macadory relies on People v. Bouzas (1991) 53 Cal.3d 467, a
case in which the court inferred the People's concession of a statutory interpretation
theory because "although they respond to each of defendant's other arguments, they
simply ignored this [theory] in their brief and at oral argument." (Bouzas, at p. 480.)
However, Macadory's argument fails to appreciate that the burden to show prejudicial
error in the face of prima facie evidence of loss, as was presented here, rests on the
appellant. (People v. Gemelli (2008) 161 Cal.App.4th 1539,1543.)

3 Because there was no preliminary hearing or trial, all facts are drawn from the
probation officer's report, which incorporated certain exhibits Macadory presented in
opposition to the People's restitution motion.

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three suspects, including Macadory. Officers discovered that the boys' locker room had

been broken into and several of the locks on individual lockers had been cut off. One

classroom window had been taken off its hinges and pried open, and the classroom door

was propped open with a duffel bag that contained a computer monitor. The officers

found damage to two adjacent classrooms. One had pry marks on its window frame and

the other's window was shattered.

Millennial Tech Middle School had been burglarized four times since September

2012, but the school had not planned on putting bars on the classrooms because they were

bungalows scheduled to be moved early the following year. The school decided to put

security bars on the classrooms as a result of the burglary involving Macadory and the

other break-ins.

After Macadory's guilty plea, the court held a restitution hearing. Though the

People were prepared to present testimony from the school's vice principal, the court saw

no need for it and heard only the parties' arguments. The People argued Macadory's

burglary was one of the causes for the school's loss, and the installation of security bars to

a commercial building was a type of restitution recoverable under section 1202.4, making

Macadory liable for the full amount of restitution. Macadory, on the other hand, argued

there was no connection between all of the burglaries and the school's security upgrades,

which therefore were not the direct result of his crime. He maintained that awarding the

school the full cost of the upgrades would amount to a windfall, and section 1202.4

precluded an award for the cost of installing security measures on a commercial building

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after a burglary, despite its use of the phrase "including, but not limited to" when

enumerating allowable losses. The court took the matter under submission.

The court eventually awarded the school the full amount of its requested

restitution. It relied on People v. Carbajal (1995) 10 Cal.4th 1114, which allows

imposition of restitution as a condition of probation, even when the victim's loss was not

caused by the defendant's criminal conduct, if the court finds the restitution will serve one

of the purposes set out in section 1203.1, subdivision (j). (Carbajal, at p. 1122.) The

court ruled that "while there may be other factors that led to the eventual decision of the

school to add security bars to classroom windows, it is clear that the conduct of the

defendant was a direct cause of the final decision to install enhanced security measures in

the school to not only protect future theft of school assets, but also to provide an added

measure of security and comfort for the school due to the breach caused by the

defendant's burglary and felonious conduct." It awarded the school $6,300.36 in

restitution to be paid jointly and severally by Macadory and his codefendant.

DISCUSSION

I. Legal Principles Regarding Restitution and Standard of Review

Restitution is constitutionally and statutorily mandated in California. (Cal. Const.,

art I., § 28, subd. (b); Pen. Code, § 1202.4.) Section 1202.4, subdivision (a)(1) authorizes

restitution for the "victim of a crime who incurs an economic loss as a result of the

commission of a crime." Subdivision (f) of section 1202.4 states: "[I]n every case in

which a victim has suffered economic loss as a result of the defendant's conduct, the

court shall require that the defendant make restitution to the victim or victims in an

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amount established by court order, based on the amount of loss claimed by the victim or

victims or any other showing to the court. . . . The court shall order full restitution

unless it finds compelling and extraordinary reasons for not doing so and states them on

the record." Section 1202.4, subdivision (f)(3) further provides: "To the extent possible,

the restitution order . . . shall be of a dollar amount that is sufficient to fully reimburse the

victim or victims for every determined economic loss incurred as the result of the

defendant's criminal conduct, including, but not limited to, all of the following." The

statute then proceeds to list 12 items. Subdivision (f)(3)(J) of section 1202.4 authorizes

restitution for "[e]xpenses to install or increase residential security incurred related to a

violent felony."

"A restitution order is intended to compensate the victim for its actual loss and is

not intended to provide the victim with a windfall." (People v. Chappelone (2010) 183

Cal.App.4th 1159, 1172.) But, "[t]here is no requirement the restitution order be limited

to the exact amount of the loss in which the defendant is actually found culpable."

(People v. Carbajal, supra, 10 Cal.4th at p. 1121; Chappelone, at p. 1172.) The court

need only use a rational method that is reasonably calculated to make the victim whole.

(Chappelone, at p. 1172.)

Further, in determining whether there is a causal connection between the

defendant's act and the victim's loss, the trial court may apply tort principles of causation.

(People v. Jones (2010) 187 Cal.App.4th 418, 425 [there is "no reason why the various

principles involved in determining proximate causation under California tort law should

not also apply in awarding victim restitution under California criminal law"].) In

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California, courts apply the substantial factor test in determining proximate cause.

(People v. Holmberg (2011) 195 Cal.App.4th 1310, 1321.) This test requires " ' "that the

contribution of the individual cause be more than negligible or theoretical." ' " (Ibid.) A

force that has " ' "only an 'infinitesimal' or 'theoretical' part in bringing about injury,

damage or loss is not a substantial factor" [citation], but a very minor force that does

cause harm is a substantial factor.' " (Id. at p. 1322.)

We evaluate the court's restitution order for abuse of discretion.4 (People v.

Giordano (2007) 42 Cal.4th 644, 663; People v. Millard (2009) 175 Cal.App.4th 7, 26.)

" ' "A victim's restitution right is to be broadly and liberally construed." [Citation.]

" 'When there is a factual and rational basis for the amount of restitution ordered by the

trial court, no abuse of discretion will be found by the reviewing court.' " [Citations.]'

[Citation.] However, a restitution order 'resting upon a " 'demonstrable error of law' "

constitutes an abuse of the court's discretion. [Citation.]' [Citation.] 'In reviewing the

sufficiency of the evidence [to support a factual finding], the " 'power of the appellate

court begins and ends with a determination as to whether there is any substantial

evidence, contradicted or uncontradicted,' to support the trial court's findings."

[Citations.] . . . "If the circumstances reasonably justify the [trial court's] findings," the

judgment may not be overturned when the circumstances might also reasonably support a

contrary finding.' " (Millard, supra, 175 Cal.App.4th at p. 26.) "However, when the

4 Macadory argues a de novo standard of review applies to this case because the
court's findings "were based on the record, and not on any testimony presented at the
hearing." However, he cites no authority supporting this contention in the restitution
context.
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propriety of a restitution order turns on the interpretation of a statute, a question of law is

raised, which is subject to de novo review on appeal." (People v. Garcia (2011) 194

Cal.App.4th 612, 617.)

II. The Court Did Not Commit Legal Error by Awarding Restitution for Commercial

Security Upgrades Under Section 1202.4, Subdivision (f)(3)

Macadory contends the trial court committed "legal error" when it ordered

restitution to reimburse expenses for installing a security system to the school. He

reasons that despite the Legislature's use of the phrase "including, but not limited to" in

section 1202.4, restitution for security upgrades is limited to residential security after a

violent felony because by being specific in its categories, the Legislature necessarily

limited the types of restitution allowed to those listed. Macadory's argument turns on an

interpretation of section 1202.4, subdivision (f)(3).

The California Supreme Court in People v. Giordano, supra, 42 Cal.4th 644

rejected an argument similar to that made by Macadory. In Giordano, the court

explained that the statutory scheme set forth in section 1202.4 implements the broad

constitutional mandate that restitution be imposed in every case where a crime victim

suffers " 'any economic loss.' " (Id. at pp. 655-656.) Reviewing the history of

California's direct restitution scheme, it observed that in 1996, the Legislature amended

the list of categories of compensable loss to specify that it is nonexclusive: "The relevant

clause now states: 'including, but not limited to, all of the following.' " (Id. at pp. 654,

655.) Giordano read the phrase "including, but not limited to," to be one of enlargement.

(Id. at pp. 660-661; see also People v. Western Air Lines (1954) 42 Cal.2d 621, 638 ["The

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statutory definition of a thing as 'including' certain things does not necessarily place

thereon a meaning limited to the inclusions."].)

In Giordano, the defendant was driving under the influence of alcohol when he hit

and killed a man on a motorcycle. (People v. Giordano, supra, 42 Cal.4th at p. 650.)

The decedent's spouse requested victim restitution under section 1202.4 for future

economic losses—the amount of a life insurance policy based on the decedent's earnings

per year—attributable to her husband's death. (Ibid.) The defendant argued that section

1202.4 did not authorize restitution for prospective economic losses. (Id. at p. 657.) The

court found such an interpretation in conflict with the statute's plain meaning and

purpose, emphasizing that "[m]any, if not all, of the categories of loss compensable as

direct restitution include losses that are incurred after the occurrence of the crime . . . ."

(Id. at pp. 657-658.) Thus, "restitution orders must not be limited to the amount of

money that has been paid or lost prior to the restitution hearing." (Id. at p. 658.) The

defendant also argued that because the Legislature had expressly permitted awards for

loss of support to derivative victims from the restitution fund, but did not specifically

provide for such an award from the direct restitution statute, the Legislature did not

intend direct restitution to include such losses. (Id. at pp. 657, 659-660.) The Giordano

court rejected that argument: "Given the constitutional and legislative intent to provide

restitution for all crime victim losses, and the expressly nonexclusive list of categories of

loss included in the direct restitution statute, we decline to read into that statute an

implied limitation on restitution to surviving spouses based on a failure to enumerate that

type of loss explicitly." (Id. at p. 660; see also People v. Keichler (2005) 129

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Cal.App.4th 1039, 1046 ["Because [section 1204.4] uses the language 'including, but not

limited to' these enumerated losses, a trial court may compensate a victim for any

economic loss which is proved to be the direct result of the defendant's criminal behavior,

even if not specifically enumerated in the statute."].) The Giordano court acknowledged

that use of the phrase "including but not limited to" was not without limits in that a court

could not award restitution that is "different in kind" from the categories of loss, but it

concluded "the loss of support incurred by a spouse is, like the enumerated categories of

loss, an economic loss incurred as the result of a criminal act." (People v. Giordano, at

pp. 660-661.)

Section 1202.4 identifies security upgrades in a residence as a category of

restitution in subdivision (f)(3)(J), but makes no mention of security upgrades for

commercial property. People v. Giordano, supra, 42 Cal.4th 644, however, compels us

to conclude that where a victim incurs the economic loss of installing security measures

in a commercial establishment as a result of defendant's criminal conduct, the trial court

may include that amount in a victim restitution award regardless of whether the defendant

was convicted of a violent felony, and regardless of the fact that the upgrades were not

for residential security. The list in the statute is not intended to tie the hands of the trial

courts, and instead courts must determine whether the victim of a crime incurred an

economic loss. (See People v. Thygesen (1999) 69 Cal.App.4th 988, 994.) Thus, if a

trial court properly determines that installation of a business security upgrade was an

"economic loss incurred as the result of the defendant's criminal conduct" (Thygesen, at

p. 992, italics omitted), then a restitution award for that loss cannot be challenged on the

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basis that the restitution statute does not specifically list this type of loss. We therefore

reject Macadory's claim that a restitution award for the cost of security upgrades to the

school was legal error under the statute.

III. The Court Did Not Abuse its Discretion in Finding Macadory's Conduct Was a

Direct Cause of the School's Loss

Macadory contends his actions were not the proximate cause of the school's

decision to install security bars; that because his contribution was negligible or "purely

theoretical," the circumstances do not support the restitution award. He suggests that the

award is a windfall, as the upgrades were not a result of the crime underlying his

conviction but stemmed from the actions of others who were not apprehended. We

disagree.

Here, the People presented uncontradicted evidence that while the school had not

originally planned on installing security bars on the classrooms, it was required to do so

due to Macadory's October 8, 2012 burglary, as well as the other break-ins. Thus,

Macadory's contribution was not at all theoretical or negligible. And, based on this

evidence, the court made an express finding that Macadory's conduct was a "direct cause"

of the school's expenses to install enhanced security measures, and awarded the full

amount of installation costs. In People v. Holmberg, a business's computer equipment

and credit cards were damaged and stolen. (People v. Holmberg, supra, 195 Cal.App.4th

at pp. 1313-1314.) The defendant appeared in a store's video surveillance using one of

the stolen credit cards, and multiple hard drives from the business were recovered in his

home. (Id. at pp. 1314, 1322.) After defendant pleaded no contest to concealing stolen

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property, the court ordered him to pay $18,072 in victim restitution, including $10,000

for lost business. (Id. at pp. 1315, 1316, 1318.) On appeal, the defendant argued he was

not liable for restitution because his conduct was not a substantial factor in causing the

victim's losses. (Id. at p. 1318.) Specifically, he claimed the losses were due to a

burglary of which he was not convicted, and therefore the losses would have occurred

even without his conduct. (Ibid.) In rejecting this argument, the court noted that there

"can be more than one cause of injury and that multiple causes can combine to cause

harm." (Id. at p. 1322.) Because he received the stolen property, thereby depriving the

business of its use, the defendant's conduct "was a concurrent cause of the victims'

losses." (Ibid.)

We conclude the evidence amply supports the conclusion that there was a causal

connection between Macadory's actions and the school's economic losses. Because there

can be more than one cause of injury, Macadory's actions were at least a concurrent cause

of the losses and therefore a substantial factor in the school's decision to install security

bars to the classrooms. Accordingly, the restitution award did not amount to a windfall.5

The school was awarded restitution for the exact amount they paid for the installation of

security bars on the classrooms, a decision finally triggered by Macadory's burglary

5 Rather than awarding the full amount of the business's loss ($27,269.12), the
Holmberg court awarded $18,072 in restitution. (People v. Holmberg, supra, 195
Cal.App.4th at p. 1324.) The court determined which of the business's losses resulted
from the burglary and which resulted from the defendant's concealing of stolen property.
(Ibid.) Macadory does not contend that the court here should have reduced the amount of
restitution; he only argues the entire restitution award was improper.
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following the other burglaries. The trial court did not abuse its discretion in ordering him

to pay the entire cost of the school's security upgrades.

IV. The Restitution Award is Not Excessive

Macadory contends the restitution award is excessive and unreasonable because it

serves no rehabilitative purpose. He asserts that a restitution probation condition that

is ordered " 'without regard to the defendant's possible ability to comply is a futile

exercise,' " and thus, because he has no financial resources to pay the award, it will not

"teach him a lesson."

"[I]n addition to providing compensation to specific victims of crime under . . .

section 1202.4, restitution of victims as a condition of probation is also separately

authorized under . . . section 1203.1, subdivision (a)." (People v. Watson (2013) 220

Cal.App.4th 313, 322.) The restitution provided by that statute may be imposed when a

trial court determines it is " 'fitting and proper to the end that justice may be done, that

amends may be made to society for the breach of the law, for any injury done to any

person resulting from that breach, and generally and specifically for the reformation and

rehabilitation of the probationer.' " (Ibid., quoting § 1203.1, subd. (j).) Courts have

broad discretion to prescribe the specific conditions, but the condition "must be

reasonably related either to the crime of which the defendant is convicted or to the goal of

deterring future criminality." (People v. Carbajal, supra, 10 Cal.4th at pp. 1120, 1123;

see People v. Giordano, supra, 42 Cal.4th at p. 664, fn. 7 ["scope of a trial court's

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discretion is broader when restitution is imposed as a condition of probation"].)6 The

amount of restitution to be paid by the defendant may exceed the losses for which they

are held culpable, as long as the restitution is " 'narrowly tailored to serve a purpose

described in section 1203.1.' " (People v. Carbajal, at p. 1126.)

We reject Macadory's argument that the restitution award in this case lacks any

rehabilitative purpose. The court here could properly determine such an award would

serve a salutary rehabilitative purpose by directing Macadory to accept the responsibility

for his actions and make amends to the school, which sought to protect its students'

learning tools and supplies from theft. Further, the rehabilitative purpose of a restitution

award does not rest on the court's finding of the defendant's ability to pay, but on the

direct relation between the harm and the punishment. (See People v. Carbajal, supra, 10

Cal.4th at p. 1124.) " 'Restitution is an effective rehabilitative penalty because it forces

the defendant to confront, in concrete terms, the harm his actions have caused. Such a

penalty will affect the defendant differently than a traditional fine, paid to the State as an

abstract and impersonal entity, and often calculated without regard to the harm the

defendant has caused.' " (Ibid.) It was well within the trial court's broad discretion to

condition Macadory's probation on his payment of restitution for the school's security

upgrades; the restitution condition in this case is reasonably related to the underlying

6 Macadory makes no argument that his restitution probation condition was not
reasonably related to his criminal conduct or the goal of deterrence. Nor can he. The
trial court reasonably concluded that the security upgrades were necessary because
Millenial Tech Middle School's existing windows were insufficient to protect it from
defendant's criminal conduct, and the upgrades were reasonably related to defendant's
criminal conduct.
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offense, and serves the purpose of "rehabilitating the offender and deterring future

criminality." (Id. at p. 1119.)

In any event, the premise of Macadory's challenge is his inability to pay the large

award. To the extent Macadory's arguments are directed at restitution authorized by

section 1202.4, his ability to pay the award is irrelevant. (§ 1202.4, subd. (g) ["A

defendant's inability to pay shall not be considered a compelling and extraordinary reason

not to impose a restitution order, nor shall inability to pay be a consideration in

determining the amount of a restitution order."].) To the extent his arguments are

directed at the award as a condition of probation, we conclude he has forfeited the

challenge because he did not raise any issue as to his financial condition during the

restitution hearing or in his motion opposing restitution. (See People v. Welch (1993) 5

Cal.4th 228, 237 [defendant forfeited challenge to reasonableness of probation condition

because he failed to raise it when sentenced]; People v. Quiroz (2011) 199 Cal.App.4th

1123, 1127 ["As a general rule, a defendant must first raise the issue in the trial court to

challenge a probation condition on appeal."].)

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 DISPOSITION

The order is affirmed.

O'ROURKE, J.

WE CONCUR:

McCONNELL, P. J.

McINTYRE, J.

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