13-548-pr
Phillips v. Wright
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED
ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE
PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A
DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN
ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST
SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
1 At a stated term of the United States Court of Appeals
2 for the Second Circuit, held at the Thurgood Marshall United
3 States Courthouse, 40 Foley Square, in the City of New York,
4 on the 17th day of January, two thousand fourteen.
5
6 PRESENT: DENNIS JACOBS,
7 RAYMOND J. LOHIER, JR.,
8 CHRISTOPHER F. DRONEY,
9
10 Circuit Judges.
11
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13 JASON PHILLIPS,
14
15 Plaintiff-Appellant,
16
17 -v.- No. 13-548-pr
18
19 LESTER WRIGHT, DOCTOR, DEPUTY
20 COMMISSIONER AND CHIEF MEDICAL
21 OFFICER, TIMOTHY WHALEN, CARL
22 KOENIGSMANN, DOCTOR,
23
24 Defendants-Appellees.
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26
1
1 FOR PLAINTIFF-APPELLANT: NICHOLAS MINDICINO, Stoll,
2 Glickman and Bellina LLP,
3 Brooklyn, NY.
4
5 FOR DEFENDANTS-APPELLEES: MARTIN A. HOTVET, Assistant
6 Solicitor General (Barbara D.
7 Underwood, Solicitor General &
8 Andrea Oser, Deputy Solicitor
9 General, on the brief), for Eric
10 T. Schneiderman, Attorney
11 General of the State of New
12 York.
13
14 Appeal from a judgment of the United States District
15 Court for the Northern District of New York (Suddaby, J.).
16
17 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED,
18 AND DECREED that the judgment of the district court be
19 AFFIRMED.
20
21 Jason Phillips appeals a judgment dismissing his claim
22 against prison medical administrators for deliberate
23 indifference to serious medical need. We assume the
24 parties’ familiarity with the underlying facts, the
25 procedural history, and the issues on appeal.
26 The district court concluded that summary judgment was
27 appropriate because (1) “no rational fact finder could
28 conclude that Defendants acted with a sufficiently culpable
29 mental state to be liable under the Eighth Amendment”; and
30 (2) “in any event, based on the current record, Defendants
31 are protected from liability as a matter of law by the
32 doctrine of qualified immunity.” App. 26. We affirm on the
33 basis of qualified immunity.
2
1 We review de novo a grant of summary judgment, drawing
2 all reasonable inferences in the non-moving party’s favor.
3 See Wrobel v. Cnty. of Erie, 692 F.3d 22, 27 (2d Cir. 2012).
4 Summary judgment is appropriate if the record shows that
5 “there is no genuine dispute as to any material fact and the
6 movant is entitled to judgment as a matter of law.” Fed. R.
7 Civ. P. 56(a). A genuine dispute of material fact exists
8 only “where the evidence is such that a reasonable jury
9 could decide in the non-movant’s favor.” Beyer v. Cnty. of
10 Nassau, 524 F.3d 160, 163 (2d Cir. 2008).
11 “Public officials enjoy qualified immunity from suit
12 for damages under 42 U.S.C. § 1983 for acts undertaken in
13 their official capacity, unless their conduct violates
14 clearly established constitutional rights of which an
15 objectively reasonable official would have known.” Harhay
16 v. Town of Ellington Bd. of Educ., 323 F.3d 206, 211 (2d
17 Cir. 2003). “The issues on qualified immunity are: (1)
18 whether plaintiff has shown facts making out violation of a
19 constitutional right; (2) if so, whether that right was
20 clearly established; and (3) even if the right was clearly
21 established, whether it was objectively reasonable for the
22 [official] to believe the conduct at issue was lawful.”
23 Gonzalez v. City of Schenectady, 728 F.3d 149, 154 (2d Cir.
24 2013) (internal quotation marks omitted).
3
1 Phillips relies on Brock v. Wright, 315 F.3d 158 (2d
2 Cir. 2003) and Johnson v. Wright, 412 F.3d 398 (2d Cir.
3 2005), but neither case “clearly established” a
4 constitutional right implicated here. Brock and Johnson
5 involved genuine disputes over whether administrators
6 rigidly applied prison policy to deny recommended treatment
7 for [i] a potentially debilitating disease (hepatitis C in
8 Johnson), and [ii] a condition known to cause chronic pain
9 (a keloid in Brock). See Johnson, 412 F.3d at 406 (“[W]e
10 believe a jury could find that the defendants acted with
11 deliberate indifference by reflexively relying on the
12 medical soundness of the Guideline’s substance abuse policy
13 when they had been put on notice that the medically
14 appropriate decision could be, instead, to depart from the
15 Guidelines . . . .” (emphasis added)); Brock, 315 F.3d at
16 166 (noting that facility physician and administrator “cited
17 the policy as the reason for their actions” and concluding
18 that “a jury could well find that the policy was intended to
19 bar the treatment . . . for purposes of alleviating
20 moderate, but persistently chronic, pain” (emphasis added)).
21 Here, the medical administrators evaluating, and
22 ultimately deferring or denying, Phillips’ surgical
23 referrals had only the following facts: (1) the existence of
4
1 a “lipoma,” which they knew to be a generally benign and
2 painless cyst, (2) the location of the cyst on Phillips’
3 back, (3) varying descriptions of its size, and (4)
4 Phillips’ subjective claims of pain. The correctional
5 policy listed a lipoma as a condition for which treatment is
6 “prima faci[e] medically unnecessary,” but that phrasing is
7 the opposite of final or conclusory. Moreover, the
8 administrators here testified that the policy’s exception
9 for “collateral symptoms” would have accommodated abnormal
10 pain or atypical growth. Compare App. 233 (Dr. Koenigsmann
11 deposition) (citing as acceptable reasons for surgery: (1)
12 “a mechanical reason for the person to be having discomfort
13 from the lesion,” and (2) an “interim change in the lesion
14 in some way, consistency, size, growth, that I felt was
15 suspicious or not in keeping with a lipoma”) with Brock, 315
16 F.3d at 167 (“A jury could also conclude, based on the
17 admissions of the defendants and other evidence, that [the
18 facility physician] refused to appeal [the administrator’s]
19 denial of . . . treatment because he reasonably believed
20 that chronic pain of the type Brock alleged he was suffering
21 was not a collateral symptom within the meaning of the
22 [Department of Correctional Services] policy.”).
23 Brock and Johnson would not have put defendants on
24 clear notice that denying Phillips surgery, on the basis of
5
1 the referrals in front of them, constituted deliberate
2 indifference to medical need under the Eighth Amendment.
3 We have considered all of Phillips’ remaining arguments
4 and conclude that they are without merit. The judgment of
5 the district court is hereby affirmed.
6
7 FOR THE COURT:
8 CATHERINE O’HAGAN WOLFE, CLERK
6