IN THE COURT OF APPEALS OF TENNESSEE
AT KNOXVILLE
Assigned on Briefs December 6, 2013
IN RE CAYLEE R. M. F.1
Appeal from the Chancery Court for Hawkins County
No. 2011-AD-25 Thomas R. Frierson, II, Chancellor
No. E2013-00621-COA-R3-PT-FILED-JANUARY 22, 2014
This is a parental termination appeal brought by the incarcerated biological father. The child
at issue was placed with the petitioners shortly after her birth five years ago. The trial court
found clear and convincing evidence to support the ground for termination and clear and
convincing evidence that such termination was in the child’s best interest. The father
appeals. We affirm.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Chancery Court
Affirmed; Case Remanded
J OHN W. M CC LARTY, J., delivered the opinion of the Court, in which C HARLES D. S USANO,
J R., P.J., and D. M ICHAEL S WINEY, J., joined.
Gerald T. Eidson, Rogersville, Tennessee, for the appellant, James D.
Daniel G. Boyd, Rogersville, Tennessee, for the appellees, Jeffrey H. and Kimberly H.
Jack Marecic, Rogersville, Tennessee, guardian ad litem.
OPINION
I. BACKGROUND
This action was instituted upon the filing of a petition for adoption by Jeffrey L. H.
1
To protect the identity of children in parental rights termination cases, we use initials instead of the
last names of the parties.
and Kimberly R. H. (“Petitioners”)2 on September 22, 2011. Petitioners obtained physical
custody of Caylee R. M. F. (D.O.B. 11.9.2008) (“the Child”) on November 13, 2008, and
later obtained legal custody pursuant to an order of the Hawkins County Juvenile Court on
January 7, 2009.3 Service was perfected on James D. (“Father”) on October 17, 2011, at the
federal correctional facility where he is housed while serving convictions for possession of
a firearm by a felon and conspiracy to possess and distribute cocaine. Father’s incarceration
began April 15, 2008, approximately seven months before the Child was born.4
Father responded to the adoption petition in writing as follows:
This petition for adoption is filled with untruths. . . . I have
wrote to the petitioners son on many occa[s]ions to ascertain the
welfare and wellbeing of Caylee because that was the only
address I had to contact anyone other than Caylees great
grandparents, who I have called on num[e]rous occa[s]ions, to
no avail.
The petition goes on to say that I have had a wanton disregard
for the welfare of the child, But I ask you, “How Can That be,
when I have had siblings, and my uncle, Call the only Relatives,
the great grandparents . . . and I have called and written myself,
and Begged and pleaded for any Information as to the
whereabouts and welfare of the Mother, Nicole F[ ], and or
Caylee F[ ]. I was never answered and when my family got
through they were either Hung-up on, or most Recently, was
told no one has seen Nicole F[ ], the mother, for 8 months.
Nichole F[ ] who, until Recently Sent me pictures, which I still
have Regularly. She gave me an address to the petitioners son,
One Daniel H[ ] . . . who I wrote to and rec[ei]ved from,
Num[e]rous letters all of which was me Trying to be a part of
Caylees life in the only way I was able.
I was prevented from Contacting the petitioners . . . or my
2
The mother of the child is the daughter of Kimberly H.’s sister , making the child Kimberly H.’s
great niece.
3
Case No. HJ-08-1379. Father asserts he was never contacted regarding this proceeding.
4
According to Father, his anticipated release date is August 2014.
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daughter, at every Turn. Daniel H[ ], the petitioners son, wrote
me and because I asked for the address of where Caylee was
staying, told me his mother would be angry with him for giving
out th[ei]r address to me, but that he would give Caylee the
letters and drawings and pictures I sent to her if I sent them to
him which I did. I also have Federal Employees that can Testify
to my feelings about being in Caylees life, namely my Case
Manager.
Upon the hearing of this matter, Father appeared telephonically.5 He testified that he makes
about $20 a month in prison, but knew of no address to send support for the Child prior to
being served with the petition at issue. On cross-examination, Father testified that he was
selling drugs in the early part of the year that the Child was born:
Q: . . . Were you selling drugs during the course of early 2008, January and
February?
A: Yes, Sir.
During his testimony, Father acknowledged his prior conviction for armed robbery.
The trial court found that in addition to the current convictions for possession of a
firearm by a felon and conspiracy to possess and distribute cocaine, Father previously had
been convicted of armed robbery and participated in the sale of drugs. It was further
determined by the court that no present, meaningful relationship between Father and the
Child ever had been established. The court concluded that a change of caretakers and
physical home environment likely would have an adverse effect on the Child’s emotional
well being, as a strong bond exists between the Child and the Petitioners. Accordingly, the
court found clear and convincing evidence supported the ground asserted for termination of
Father’s parental rights and clear and convincing evidence established that termination was
in the Child’s best interest.
II. ISSUE
The issue on appeal is as follows:
Whether the court properly terminated Father’s parental rights
5
This appeal does not address any issues regarding the biological mother of the Child.
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on the ground that Father has shown a wanton disregard for the
welfare of the Child.
III. STANDARD OF REVIEW
Parents have a fundamental right to the care, custody, and control of their children.
Stanley v. Illinois, 405 U.S. 645 (1972); In re Drinnon, 776 S.W.2d 96, 97 (Tenn. Ct. App.
1988). This right “is among the oldest of the judicially recognized liberty interests protected
by the Due Process Clauses of the federal and state constitutions.” In re M.J.B., 140 S.W.3d
643, 652-53 (Tenn. Ct. App. 2004). “Termination of a person’s rights as a parent is a grave
and final decision, irrevocably altering the lives of the parent and child involved and
‘severing forever all legal rights and obligations’ of the parent.” Means v. Ashby, 130
S.W.3d 48, 54 (Tenn. Ct. App. 2003) (quoting Tenn. Code Ann. § 36-1-113(I)(1)). “‘[F]ew
consequences of judicial action are so grave as the severance of natural family ties.”’ M.L.B.
v. S.L.J., 519 U.S. 102, 119 (1996) (quoting Santosky v. Kramer, 455 U.S. 745, 787 (1982)).
While parental rights are superior to the claims of other persons and the government,
they are not absolute and may be terminated upon appropriate statutory grounds. See Blair
v. Badenhope, 77 S.W.3d 137, 141 (Tenn. 2002). Due process requires clear and convincing
evidence of the existence of the grounds for termination of the parent-child relationship. In
re Drinnon, 776 S.W.2d at 97. “[A] court must determine that clear and convincing evidence
proves not only that statutory grounds exist [for termination] but also that termination is in
the child’s best interest.” In re Valentine, 79 S.W.3d 539, 546 (Tenn. 2002). The existence
of at least one statutory basis for termination of parental rights will support the trial court’s
decision to terminate those rights. In re C.W.W., 37 S.W.3d 467, 473 (Tenn. Ct. App. 2000),
abrogated on other grounds by In re Audrey S., 182 S.W.3d 838 (Tenn. Ct. App. 2005).
The heightened burden of proof in parental rights termination cases minimizes the risk
of erroneous decisions. In re C.W.W., 37 S.W.3d at 474; In re M.W.A., Jr., 980 S.W.2d 620,
622 (Tenn. Ct. App. 1998). Evidence satisfying the clear and convincing evidence standard
establishes that the truth of the facts asserted is highly probable. State v. Demarr, No.
M2002-02603-COA-R3-JV, 2003 WL 21946726, at *9 (Tenn. Ct. App. Aug. 13, 2003). This
evidence also eliminates any serious or substantial doubt about the correctness of the
conclusions drawn from the evidence. In re Valentine, 79 S.W.3d at 546; In re S.M., 149
S.W.3d 632, 639 (Tenn. Ct. App. 2004); In re J.J.C., 148 S.W.3d 919, 925 (Tenn. Ct. App.
2004). It produces in a fact-finder’s mind a firm belief or conviction regarding the truth of
the facts sought to be established. In re A.D.A., 84 S.W.3d 592, 596 (Tenn. Ct. App. 2002);
Ray v. Ray, 83 S.W.3d 726, 733 (Tenn. Ct. App. 2001); In re C.W.W., 37 S.W.3d at 474.
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The Tennessee Supreme Court has provided guidance in reviewing cases involving
the termination of parental rights:
A reviewing court must review the trial court’s findings of fact de novo with
a presumption of correctness under [Rule 13(d) of the Tennessee Rules of
Appellate Procedure]. See In re Adoption of A.M.H., 215 S.W.3d [793,] 809
[(Tenn. 2007)]. In light of the heightened burden of proof in proceedings
under [Tennessee Code Annotated section] 36-1-113, the reviewing court must
then make its own determination regarding whether the facts, either as found
by the trial court or as supported by a preponderance of the evidence, provide
clear and convincing evidence that supports all the elements of the termination
claim. State Dep’t of Children’s Servs. v. Mims, 285 S.W.3d [435,] 447-48
[(Tenn. Ct. App. 2008)]; In re Giorgianna H., 205 S.W.3d 508, 516 (Tenn. Ct.
App. 2006); In re S.M., 149 S.W.3d 632, 640 n. 13 (Tenn. Ct. App. 2004).
Appellate courts conduct a de novo review of the trial court’s decisions
regarding questions of law in termination proceedings. However, these
decisions, unlike the trial court’s findings of fact, are not presumed to be
correct. In re Angela E., 303 S.W.3d [240,] 246 [(Tenn. 2010) ]; In re
Adoption of A.M.H., 215 S.W.3d at 809.
In re Bernard T., 319 S.W.3d 586, 596-97 (Tenn. 2010) (emphasis added).
IV. DISCUSSION
Tennessee Code Annotated section 36-1-113 provides the grounds for termination of
parental rights. The applicable provisions read as follows:
36-1-113. Termination of parental rights. – (a) The chancery and circuit
courts shall have concurrent jurisdiction with the juvenile court to terminate
parental or guardianship rights to a child in a separate proceeding, or as a part
of any grounds for termination of parental or guardianship rights permitted in
this part or in title 37, chapter 1, part 1 and title 37, chapter 2, part 4.
(b) The prospective adoptive parent . . . shall have standing to file a petition
. . . to request termination of parental or guardianship rights . . . .
(c) Termination of parental or guardianship rights must be based upon:
(1) A finding by the court by clear and convincing evidence that
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the grounds for termination of parental or guardianship rights
have been established; and
(2) That termination of the parent’s or guardian’s rights is in the
best interests of the child.
***
(g) Initiation of termination of parental or guardianship rights may be based
upon any of the grounds listed in this subsection (g). . . :
(1) Abandonment by the parent or guardian, as defined in § 36-
1-102, has occurred . . . .
Tenn. Code Ann. §§ 36-1-113(a) - (g)(1) (Supp. 2012). In that Father was incarcerated for
approximately seven months prior to the birth of the Child, Tennessee Code Annotated
section 36-1-102(1)(A)(iv) provides the definition of abandonment we must consider:
A parent or guardian is incarcerated at the time of the institution of an action
or proceeding to declare a child to be an abandoned child, or the parent or
guardian has been incarcerated during all or part of the four (4) months
immediately preceding the institution of such action or proceeding, and either
has willfully failed to visit or has willfully failed to support or has willfully
failed to make reasonable payments toward the support of the child for four (4)
consecutive months immediately preceding such parent’s or guardian’s
incarceration, or the parent or guardian has engaged in conduct prior to
incarceration that exhibits a wanton disregard for the welfare of the child
....
Tenn. Code Ann. § 36-1-102(1)(A)(iv) (emphasis added). The party petitioning for
termination carries the burden of proof. In re M.J.B., 140 S.W.3d at 653. The requirements
ensure that each parent receives the constitutionally required “individualized determination
that a parent is either unfit or will cause substantial harm to his or her child before the
fundamental right to the care and custody of the child can be taken away.” In re Swanson,
2 S.W.3d 180, 188 (Tenn. 1999).
The pertinent portion of the trial court’s ruling is as follows:
With reference to the Respondent, [Father], the Petitioners . . . assert that he
has engaged in a course of conduct which shows a wanton disregard for the
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welfare of the child which constitutes abandonment for termination of his
parental rights pursuant to T.C.A. [§] 36-1-102(1)(A)(iv). With reference to
statutory abandonment by incarcerated persons, the court in In Re: E.M.S.,
2009 LEXIS 596 (Tenn. App. 2009) explained as follows:
***
This court has stated that Tenn. Code Ann. § 36-1-102(A)(iv) “reflects
the commonsense notion that parental incarceration is a strong indicator
that there may be other problems in the home that threaten the welfare
of the child.” In re Audrey S., 182 S.W.838, 866 (Tenn. Ct. App.
2005). Ultimately, “[a] parent’s decision to engage in conduct that
carries with it the risk of incarceration is itself indicative that the parent
may not be fit to care for the child.” Id. But the second test for
abandonment under Tenn. Code Ann. § 36-1-102(1)(A)(iv) does not
make incarceration alone a ground for abandonment. Under the second
part of the test, an incarcerated or recently incarcerated parent can be
found guilty of abandonment “only if the court finds, by clear and
convincing evidence, that the parent’s pre-incarceration conduct
displayed a wanton disregard for the welfare of the child.” Id.
Accordingly, a parent’s incarceration serves “as a triggering mechanism
that allows the court to take a closer look at the child’s situation to
determine whether the parental behavior that resulted in incarceration
is part of a broader pattern of conduct that renders the parent unfit or
poses a risk of substantial harm to the welfare of the child.” Id.
The pre-incarceration conduct referred to in Tenn. Code Ann. § 36-1-
102(1)(A)(iv) is not limited to acts during the four-month period
immediately preceding the incarceration. In re Jeremiah T., 2009 Tenn.
App. LEXIS 173, 2009 WL 1162860, at *8 (Tenn. Ct. App. Apr. 30,
2009) (no Tenn. R. App. P. 11 application filed) citing In re Audrey S.,
182 S.W.3d at 871). It is well established that probation violations,
repeated incarcerations, criminal behavior, substance abuse, and the
failure to provide adequate support or supervision for a child can, alone
or in combination, constitute conduct that exhibits a wanton disregard
for the child’s welfare. In re Audrey S., 182 S.W.3d at 868 (citing State
Dep’t of Children’s Servs. v. J.M.F., 2005 Tenn. App. LEXIS 5, 2005
WL 94465, at *7-8 (Tenn. Ct. App. Jan. 11, 2005) (perm. app. denied
Tenn. Mar. 21, 2005); In re C. LaC., 2004 Tenn. App. LEXIS 172,
2004 WL 533937, at *7 (Tenn. Ct. App. Mar. 17, 2004) (no Tenn. R.
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App. P. 11 app. filed); In re C.T.S., 156 S.W.3d 18, 25 (Tenn. Ct. App.
2004); In re C.W.W., 37 S.W.3d 467, 474-75 (Tenn. Ct. App. 2000)).
In construing the provisions of T.C.A. [§] 36-1-102(1)(A)(iv), the court in In
Re: Adryan L.B., 2012 Tenn. App. LEXIS 745 (2012) explained as follows:
In construing Tenn. Code Ann. § 36-1-102(1)(A)(iv), we must apply
the most basic principle of statutory construction which is to ascertain
and give effect to legislative intent without broadening the statute
beyond its intended scope. See State v. Sherman, 266 S.W.3d 395, 401
(Tenn. 2008). When statutory language is clear and unambiguous, we
must apply its plain meaning in its normal and accepted use. Overstreet
v. TRW Commercial Steering Div., 256 S.W.3d 626, 630 (Tenn. 2008).
Tenn. Code Ann. § 36-1-102(1)(A)(iv) requires only that a parent be
incarcerated in order to trigger its provisions, and, as the statute is
unambiguous, we apply its plain meaning. . . .
The evidence supports a determination that in 1995, [Father] was convicted of
armed robbery and received an eight year sentence. His incarceration through
the Tennessee Department of Corrections continued from 1995 through 2001.
According to the testimony of [Father], during January and February of 2008,
he was participating in the sale of drugs. His subsequent criminal behavior
during March and April 2008 resulted in criminal convictions. His
incarceration began April 15, 2008. Although T.C.A. [§] 36-1-102(1)(A)(iv)
does not define “wanton disregard,” Tennessee courts have held that “a
parent’s drug abuse and criminal activity can constitute a wanton disregard for
the welfare of the child,” In Re: Daysia D., et al., 2012 Tenn. App. LEXIS 697
(2012). . . .
***
The pattern of conduct by [Father] detailed above illustrates a wanton
disregard for the welfare of the child as contemplated by the statute. This
Court concludes that Petitioners have shown by clear and convincing evidence
that [Father]’s pattern of behavior resulting in incarceration displayed a
wanton disregard for the welfare of the minor child. Accordingly, Petitioners
have shown a statutory basis for the termination of [Father]’s parental rights
[to] the minor child.
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The testimony of Father established a pattern of criminal behavior resulting in his
recent incarceration. Such behavior has been found to “constitute conduct that exhibits a
wanton disregard” for a child’s welfare. See In re Audrey S., 182 S.W.3d at 868.
Accordingly, the evidence does not preponderate against the trial court’s findings that clear
and convincing evidence existed to establish the termination ground alleged.
B. BEST INTEREST
Having concluded that there was clear and convincing evidence supporting the
statutory ground to terminate Father’s parental rights, we must consider whether termination
of Father’s parental rights was in the best interest of the Child. In making this determination,
we are guided by the non-exhaustive list of factors provided in Tennessee Code Annotated
section 36-1-113:
(i) In determining whether termination of parental or guardianship rights is in
the best interest of the child . . . the court shall consider, but is not limited to,
the following:
(1) Whether the parent or guardian has made such an adjustment
of circumstance, conduct, or conditions as to make it safe and in
the child’s best interest to be in the home of the parent or
guardian;
(2) Whether the parent or guardian has failed to effect a lasting
adjustment after reasonable efforts by available social services
agencies for such duration of time that lasting adjustment does
not reasonably appear possible;
(3) Whether the parent or guardian has maintained regular
visitation or other contact with the child;
(4) Whether a meaningful relationship has otherwise been
established between the parent or guardian and the child;
(5) The effect a change of caretakers and physical environment
is likely to have on the child’s emotional, psychological and
medical condition;
(6) Whether the parent or guardian, or other person residing with
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the parent or guardian, has shown brutality, physical, sexual,
emotional or psychological abuse, or neglect toward the child,
or another child or adult in the family or household;
(7) Whether the physical environment of the parent’s or
guardian’s home is healthy and safe, whether there is criminal
activity in the home, or whether there is such use of alcohol or
controlled substances as may render the parent or guardian
consistently unable to care for the child in a safe and stable
manner;
(8) Whether the parent’s or guardian’s mental and/or emotional
status would be detrimental to the child or prevent the parent or
guardian from effectively providing safe and stable care and
supervision for the child; or
(9) Whether the parent or guardian has paid child support
consistent with the child support guidelines promulgated by the
department pursuant to [section] 36–5–101.
Tenn. Code Ann. § 36-1-113(i) (Supp. 2012). “This list is not exhaustive, and the statute
does not require a trial court to find the existence of each enumerated factor before it may
conclude that terminating a parent’s parental rights is in the best interest of a child.” In re
M.A.R., 183 S.W.3d 652, 667 (Tenn. Ct. App. 2005). The General Assembly has also stated
that “when the best interest[] of the child and those of the adults are in conflict, such conflict
shall always be resolved to favor the rights and the best interest[ ] of the child, which
interests are hereby recognized as constitutionally protected.” Tenn. Code Ann. § 36-1-
101(d); see also White v. Moody, 171 S.W.3d 187, 194 (Tenn. Ct. App. 2004) (holding that
when considering a child’s best interest, the court must take the child’s perspective, rather
than the parent’s).
The proof clearly reveals that termination of Father’s parental rights was in the Child’s
best interest. As noted by the trial court:
The evidence supports a determination that [the Child] has been in the care and
physical custody of the Petitioners since November 13, 2008. The [C]hild has
developed strong bonds of love and affection with the Petitioners. [They]
likewise share bonds of love and affection with the minor [C]hild, having
supported and nurtured her since her birth.
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[Father] has established no relationship with the [C]hild as he has been
incarcerated during the entirety of her life. He has shown progress during his
incarceration by completing a Drug Abuse Education Program, a Vocational
Trades Small Appliance Exploratory Course and a Vocational Trades
Domestic Refrigeration Course. This Court concludes that the manifest best
interest of the minor [C]hild will be served by terminating the parental rights
of [Father].
The record demonstrates that the Child has become attached to the Petitioners and is
fully integrated into their family. The Petitioners’ home is healthy and safe. A change in
caretakers and physical home environment likely would have an adverse effect on the Child’s
well being. Our focus must be on what is in the best interest of the Child before us. In
consideration of the foregoing factors, the trial court correctly concluded that the termination
of Father’s parental rights is in the best interest of the Child.
V. CONCLUSION
The judgment of the trial court is affirmed, and this cause is remanded. The costs of
the appeal are assessed to the appellant, James D.
_________________________________
JOHN W. McCLARTY, JUDGE
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