NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 14a0027n.06
No. 13-5489
FILED
UNITED STATES COURT OF APPEALS Jan 29, 2014
FOR THE SIXTH CIRCUIT DEBORAH S. HUNT, Clerk
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, )
)
v. ) ON APPEAL FROM THE UNITED
) STATES DISTRICT COURT FOR THE
ANTHONY HARRIS, ) EASTERN DISTRICT OF TENNESSEE
)
Defendant-Appellant. ) AMENDED OPINION
BEFORE: COLE, GILMAN, and DONALD, Circuit Judges.
COLE, Circuit Judge. Anthony Harris appeals the imposition of a prison sentence stemming
from his conviction for possessing a firearm as a convicted felon. After calculating a Guidelines
sentencing range of 235 to 293 months, the district court sentenced Harris to the statutory-maximum
term of 120 months’ imprisonment. On appeal, Harris contends that the court committed reversible
error by (1) applying a four-level enhancement for possessing a firearm in connection with another
felony offense or transferring the firearm with reason to believe that it would be used in connection
with another felony offense; (2) applying a sentencing cross-reference to second-degree murder; and
(3) refusing to grant a downward variance. Because the district court failed to make adequate
findings of fact to support the cross-reference to second-degree murder, we vacate and remand for
resentencing.
No. 13-5489
United States v. Anthony Harris
I. BACKGROUND
A. Factual Background
Anthony Harris was charged with and pleaded guilty to one count of possessing a firearm
as a convicted felon, in violation of 18 U.S.C. § 922(g)(1). Harris’s federal prosecution was based
upon his sworn testimony, during his previous state-court trial for the murder of William Wheeler,
that he possessed a nine millimeter semi-automatic handgun owned by his girlfriend. Harris was
a felon at the time of the incident and was not permitted to possess a firearm.
The sordid events surrounding Wheeler’s murder are crucial to understanding the sentence
imposed in this federal case and to Harris’s arguments on appeal. As Harris explained it, he planned
to spend the Fourth of July like many Americans, by hosting a celebratory cookout. But before the
sun had set or any fireworks had exploded, Harris’s day veered horribly off course. According to
his testimony, Harris introduced Wheeler—whom Harris had just met that morning—to a known
drug dealer, Michael Olebe; traded his girlfriend’s handgun to Olebe as collateral for $40 worth of
cocaine; spent much of the day snorting cocaine and drinking vodka while driving Wheeler and
Olebe around town in search of crack cocaine; was chased away from a known crack house; drove
Wheeler, Olebe, and a third passenger away from the crack house while Olebe and the passenger
repeatedly stabbed and shot Wheeler to death with the handgun; drove the car around looking for
a place for Olebe to dump Wheeler’s body; and, ultimately, was present when Olebe dumped
Wheeler’s body on the side of the road and later set fire to Wheeler’s vehicle.
-2-
No. 13-5489
United States v. Anthony Harris
B. Procedural Background
Harris was charged in the Knox County Criminal Court with one count of first-degree murder
and two counts of felony murder, all arising from Wheeler’s homicide. At the close of his murder
trial, a jury found Harris guilty of the lesser offenses of facilitating attempted second-degree murder
and two counts of facilitating felony murder during the perpetration of kidnapping and theft,
respectively. He was sentenced to 22 years of imprisonment. Harris was then indicted on the
federal gun charge. He ultimately pleaded guilty, without the benefit of a plea agreement, to one
count of being a felon in possession of a firearm.
C. Federal Sentencing
In calculating the applicable Guidelines range, the probation officer recommended that
Harris’s base offense level be set at 14 because he was a prohibited person at the time he possessed
the firearm. See U.S.S.G. § 2K2.1(a)(6).) The probation officer then calculated a two-level
enhancement under U.S.S.G. § 2K2.1(b)(4)(A) because the firearm was stolen and a four-level
enhancement under § 2K2.1(b)(6)(B) because Harris possessed the firearm in connection with
another felony offense or transferred the firearm with reason to believe that it would be used in
connection with another felony offense. Further, because Harris possessed the firearm in connection
with the commission of another offense and death resulted, the probation officer calculated the base
offense level for the most analogous homicide offense from § 2A1 and applied a cross-reference to
that provision. See U.S.S.G. § 2K2.1(c)(1)(B) (describing the mandatory cross-reference provision
for certain firearm offenses that result in death).
-3-
No. 13-5489
United States v. Anthony Harris
The probation officer recommended that the most analogous guideline to cross-reference was
§ 2A1.2(a), regarding second-degree murder, and thus proposed setting Harris’s base offense level
at 38. After a three-level reduction for acceptance of responsibility, Harris’s total offense level was
35. Harris had seven criminal history points for a criminal history category of IV. The resulting
Guidelines range was 235 to 293 months of imprisonment, restricted by the ten-year statutory
maximum under 18 U.S.C. § 924(a)(2), for an effective Guidelines range of 120 months’
imprisonment.
Harris filed objections to the four-level enhancement under U.S.S.G. § 2K2.1(b)(6)(B) and
the second-degree murder cross-reference under § 2A1.2(a). The probation officer responded with
an addendum to the Presentence Report (“PSR”), explaining the rationale for recommending the
enhancement and cross-reference:
In this case the Defendant possessed the firearm, took the murder victim and met
with Mr. Olebe, traded the firearm to Olebe for drugs, was present in the car when
the murder victim was shot by Olebe, was present when the body was disposed of,
and was present when the car was set on fire. The Defendant then got the firearm
back from Olebe. Defendant Harris was convicted by jury trial of Facilitation of
[Attempted] Second Degree Murder and two counts of Facilitation of Felony
Murder. Although no Sixth Circuit cases with this exact situation were located,
similar cases were found in other circuits. The Seventh Circuit vacated the
defendant’s sentence in U.S. v. Thomas, 280 F.3d 1149, because the Circuit Court
did not “make any findings that Thomas’s conduct put in motion a series of events
that led to Leal’s death. All the Court found was that Thomas was ‘involved’ in
Leal’s murder and ‘the theft of Mr. Leal’s gun.’ We are unable to determine if the
theft and possession resulted in Leal’s death or if Leal’s death precipitated the theft
and possession . . . Because there are insufficient findings as to the sequence of
events and whether Thomas possessed any firearm before or at the time of Leal’s
death, the district court’s application of the cross reference was in error.” As shown
above, in the instant case, defendant Harris “put into motion a series of events” that
[led] to the death of the victim. In U.S. v. Cherry, 572 F.3d 829, the Tenth Circuit
stated “Although we are aware of no federal case in point, it appears that criminal
-4-
No. 13-5489
United States v. Anthony Harris
liability for homicide does not turn on proof that the Defendant was the actual
instrument of death.” The Probation Office believes that the guidelines have been
calculated correctly, and the Presentence Report will not be changed.
The government then filed a sentencing memorandum that, based on the PSR, also
recommended the statutory maximum of 120 months’ imprisonment. Harris responded by renewing
his objections to the PSR, including the four-level enhancement and the cross-reference to second-
degree murder. Harris contended that his properly calculated offense level was 14, for a total
sentencing range of 27 to 33 months. Harris also requested a variance from the Sentencing
Guidelines.
At Harris’s sentencing hearing, the parties reiterated their stated reasoning, objections, and
proffered sentences. The government briefly argued that the most analogous cross-reference for the
state crime of facilitating felony murder was actually the federal crime of aiding and abetting first-
degree murder, which would have yielded an even higher total offense level. But the government
acknowledged that the 120-month statutory maximum would control regardless of whether the court
applied a cross-reference to first- or second-degree murder. The government also noted that the
“relevant conduct” the court must consider in selecting the analogous cross-reference was not
limited to the conduct for which Harris was convicted in state court. Rather, the government argued
that the basis and the burden of proof are “much lower at this point than a beyond a reasonable doubt
conviction . . . to apply the cross-reference in this case.”
Harris, on the other hand, argued that the cross-reference to second-degree murder should
not apply as he was being wrongfully exposed to a penalty for a crime for which he was found not
-5-
No. 13-5489
United States v. Anthony Harris
guilty in state court. Harris argued that, absent proof of intent to murder Wheeler, the cross-
reference to U.S.S.G. § 2A1.2(a) was inapplicable, particularly because he was convicted in state
court only of facilitation. Harris argued that he was “stupid” in providing the handgun to Olebe, but
that Olebe remained the real cause of Wheeler’s death.
The district court considered the parties’ arguments before concluding that the firearm
enhancement and cross-reference to second-degree murder were appropriate:
[A]s correctly noted . . . Defendant took his girlfriend’s firearm, took the murder
victim and met with Olebe, traded the loaded firearm to Olebe for drugs, was present
in the car when the murder victim was shot by Olebe, was present when the body
was disposed of, and was present when the car was set on fire.
Defendant then got the firearm back from Olebe. Defendant did not report
these crimes to the police. Defendant was found guilty by a jury of facilitation of
attempted second-degree murder and two counts of facilitation of felony murder for
the murder of the victim. Defendant participated in the jointly undertaken criminal
activity of setting up and engaging in more drug deals.
Accordingly, the Court finds that Defendant put into motion and actively
participated in a series of events that led to the death of the victim and that the
enhancements [in the PSR] are applicable in the calculation of Defendant’s guideline
range for the instant offense. Therefore, Defendant’s objection is overruled.
After discussing the relevant sentencing factors under 18 U.S.C. § 3553(a), the court adopted the
Guidelines calculations from the PSR and sentenced Harris to 120 months of imprisonment. When
asked, pursuant to United States v. Bostic, 371 F.3d 865 (6th Cir. 2004), if there were any objections,
Harris’s attorney stated “yes, your Honor, I would like to lodge an objection to the sentence please.”
The court construed this as an objection to the procedural and substantive reasonableness of the
sentence.
-6-
No. 13-5489
United States v. Anthony Harris
II. DISCUSSION
We review criminal sentences for reasonableness under an abuse of discretion standard. Gall
v. United States, 552 U.S. 38, 51 (2007). To obtain relief, an appellant must show that the sentence
is either procedurally or substantively unreasonable. Id. A sentence is procedurally unreasonable
if the district court committed “significant procedural error, such as failing to calculate (or
improperly calculating) the Guidelines range, treating the Guidelines as mandatory, failing to
consider the § 3553(a) factors, selecting a sentence based on clearly erroneous facts, or failing to
adequately explain the chosen sentence.” Id.
In reviewing the propriety of a Guidelines enhancement, “[t]he district court’s interpretation
of the advisory Guidelines is reviewed de novo, and its findings of fact are reviewed for clear error.”
United States v. Brown, 579 F.3d 672, 677 (6th Cir. 2009). “Whether the facts found [by the district
court] warrant the application of a particular guideline provision is a legal question reviewed de
novo.” United States v. Coleman, 627 F.3d 205, 211 (6th Cir. 2010). The Supreme Court has
emphasized that a reviewing court is obliged “not only to ‘accept’ a district court’s ‘findings of fact’
(unless ‘clearly erroneous’), but also to ‘give due deference to the district court’s application of the
guidelines to the facts,’” at least as to fact-bound legal determinations. Buford v. United States, 532
U.S. 59, 63 (2001) (citing 18 U.S.C. § 3742(e)). In the context of an enhancement under U.S.S.G.
§ 2K2.1(b)(6), for example, the determination that a firearm was used or possessed “in connection
with” another felony is a fact-specific inquiry, so we afford “due deference” to the district court.
United States v. Taylor, 648 F.3d 417, 431–32 (6th Cir. 2011).
-7-
No. 13-5489
United States v. Anthony Harris
If the district court’s sentencing decision is procedurally sound, we must then consider the
substantive reasonableness of the sentence imposed under an abuse of discretion standard. Gall, 552
U.S. at 51; United States v. Bolds, 511 F.3d 568, 581 (6th Cir. 2007). “The sentence may be
substantively unreasonable if the district court chooses the sentence arbitrarily, grounds the sentence
on impermissible factors, or unreasonably weighs a pertinent factor.” United States v. Brooks, 628
F.3d 791, 796 (6th Cir. 2011). We afford a rebuttable presumption of reasonableness to a sentence
within the properly calculated Guidelines range in recognition that both the sentencing judge and
the Sentencing Commission have reached the same conclusion as to the proper sentence. United
States v. Vonner, 516 F.3d 382, 389–90 (6th Cir. 2008) (en banc).
Harris alleges that his sentence is procedurally unreasonable because the district court erred
in calculating his Guidelines range by applying a four-level enhancement for possessing a firearm
in connection with another felony offense and by applying a sentencing cross-reference to second-
degree murder. Harris also argues that his sentence is substantively unreasonable because the court
declined to grant a downward variance. We address each argument in turn.
A. Firearm Enhancement Under U.S.S.G. § 2K2.1(b)(6)(B)
In his first assignment of error, Harris argues that his sentence is procedurally unreasonable
because the district court erred by applying a four-level enhancement for possessing or transferring
a firearm “in connection with another felony offense.” U.S.S.G. § 2K2.1(b)(6)(B). Affording “due
deference” to the district court’s determination, Taylor, 648 F.3d at 432, we cannot say the court
erred by applying the enhancement.
-8-
No. 13-5489
United States v. Anthony Harris
The § 2K2.1(b)(6)(B) enhancement applies to defendants who “[u]sed or possessed any
firearm or ammunition in connection with another felony offense” or who “possessed or transferred
any firearm . . . with knowledge, intent, or reason to believe that it would be used or possessed in
connection with another felony offense.” U.S.S.G. § 2K2.1(b)(6)(B). The application notes state
that the enhancement should apply “if the firearm . . . facilitated, or had the potential of facilitating,
another felony offense.” Id. cmt. n.14(A). The government bears the burden of establishing facts
to support this enhancement by a preponderance of the evidence. United States v. Shields, 664 F.3d
1040, 1043 (6th Cir. 2011).
For purposes of the enhancement, “[a]nother felony offense” means “any Federal, state, or
local offense, other than the explosive or firearms possession [offense] . . . punishable by
imprisonment for a term exceeding one year, regardless of whether a criminal charge was brought,
or a conviction obtained.” U.S.S.G. § 2K2.1(b)(6)(B) cmt. n.14(C). The independent felony
offenses in this case were the distribution of a controlled substance and the death of Wheeler. The
district court determined that Harris participated in the “jointly undertaken criminal activity of
setting up and engaging in more drug deals” and “put into motion and actively participated in a
series of events that led to the death of the victim.” Accordingly, the court applied the enhancement
over Harris’s objection.
Harris argues that application of the enhancement was erroneous because “there was not a
sufficient nexus” between the gun he traded to Olebe and Wheeler’s death. What he overlooks is
that the court was not required to find a sufficient nexus between the gun and Wheeler’s death to
apply the firearm enhancement. The enhancement was warranted by virtue of the drug transaction
-9-
No. 13-5489
United States v. Anthony Harris
alone. See id. cmt. n.14(B) (“[I]n the case of a drug trafficking offense in which a firearm is found
in close proximity to drugs, . . . . application of [the enhancement] is warranted because the
presence of the firearm has the potential of facilitating another felony offense . . . .”); United States
v. Huffman, 461 F.3d 777, 778 (6th Cir. 2006) (“[The enhancement]1 applies where a defendant has
used a firearm to protect the drugs, facilitate a drug transaction, or embolden himself while
participating in felonious conduct.” (emphasis added)).
Harris’s testimony in state court shows that he used the firearm to facilitate a drug
transaction; but for the firearm, Olebe would not have sold the cocaine. Harris’s role in arranging
and participating in the drug transaction constituted a felony offense under both federal and
Tennessee law. See 21 U.S.C. § 841(a), (c) (prohibiting the knowing or intentional distribution of
a controlled substance); 18 U.S.C. § 2 (establishing criminal liability as a “principal” for aiding or
abetting the commission of a crime); see also Tenn. Code § 39-17-417(a)(2), (3) (prohibiting the
knowing delivery or sale of a controlled substance); id. § 39-11-402(2) (establishing criminal
liability for intentionally promoting or assisting the commission of the offense). The government
proved these offenses by a preponderance of the evidence because Harris freely testified that he
arranged the meeting between Wheeler and Olebe, and that he traded the firearm for cocaine. See
United States v. Winston, 687 F.2d 832, 833–35 (6th Cir. 1982). We cannot say that the district
court’s factual findings on this point constituted “clear error.” Therefore, application of the firearm
enhancement was warranted.
1
Section 2K2.1(b)(5), cited in Huffman, was renumbered as § 2K2.1(b)(6) in 2006.
- 10 -
No. 13-5489
United States v. Anthony Harris
Furthermore, Harris’s decision to transfer the stolen handgun to a known drug dealer gave
him reason to believe that the firearm would be used in connection with another offense, providing
another basis for applying the enhancement. See U.S.S.G. § 2K2.1(b)(6)(B); United States v.
Freeman, 640 F.3d 180, 189 (6th Cir. 2011) (“We have no problem concluding that [the
defendant’s] sale of firearms to his heroin dealer . . . gave him reason to know or have reason to
believe that his heroin dealer ‘intended to use or dispose of the firearm unlawfully.’”); United States
v. Cummings, 19 F.3d 1434, at *1–2 (6th Cir. 1994) (per curiam) (unpublished table decision).
Accordingly, we affirm the district court’s application of the four-level sentencing enhancement
under U.S.S.G. § 2K2.1(b)(6)(B).
B. Cross-Reference to Second-Degree Murder
In his second assignment of error, Harris argues that his sentence is procedurally
unreasonable because the district court erred by applying a cross-reference to second-degree murder.
Because the court failed to determine whether Harris possessed the requisite mental state to satisfy
the definition of second-degree murder, we vacate Harris’s sentence and remand for resentencing.
Section 2K2.1(c)(1)(B) of the Sentencing Guidelines states that “[i]f the defendant used or
possessed any firearm or ammunition in connection with the commission or attempted commission
of another offense . . . [and] death resulted,” the court must cross-reference the “most analogous
[homicide] offense guideline.” Therefore, this appeal requires us to determine whether the cross-
reference gateway provision was implicated, and if so, whether the district court erred in selecting
second-degree murder as the most analogous offense. Harris seems to contest both points.
- 11 -
No. 13-5489
United States v. Anthony Harris
1. Implication of the Cross-Reference Provision Under U.S.S.G. § 2K2.1(c)(1)(B)
We afford “due deference” to the district court’s determination that a cross-reference to the
Homicide Guidelines was necessary under the gateway provision of U.S.S.G. § 2K2.1(c)(1)(B).2
Applying that deference, we cannot say that the court erred in its determination that a cross-
reference to some homicide offense was presumptively warranted.3
As previously discussed, the district court found that Harris engaged in criminal activity “in
connection with” the possession and transfer of a firearm and “put into motion and actively
participated in a series of events that led to the death of the victim.” We concluded that these
findings were not in error. Therefore, the court’s determination that the homicide cross-reference
provision under § 2K2.1(c)(1)(B) was implicated was not in error either.
Contrary to Harris’s argument, the cross-reference gateway from § 2K2.1(c)(1)(B) does not
require that a defendant specifically intended death to occur. See United States v. Cobb, 250 F.3d
346, 349 (6th Cir. 2001) (“As written, § 2K2.1(c)(1)(B) focuses on a defendant’s state of mind with
respect to some other offense generally . . . . If the defendant has the requisite state of mind with
respect to that general offense and death results, then § 2K2.1(c)(1)(B) is applicable.”); see also
United States v. Thomas, 280 F.3d 1149, 1155 (7th Cir. 2002) (explaining that § 2K2.1(c)(1)(B) is
2
Because the operative language from U.S.S.G. §§ 2K2.1(b)(6) and 2K2.1(c)(1) is
“essentially identical,” United States v. Sanchez, 527 F. App’x 488, 492 n.3 (6th Cir. 2013); accord
United States v. Howse, 478 F.3d 729, 733 (6th Cir. 2007), we apply the same standard of review
to fact-bound legal determinations under either Guideline, see Taylor, 648 F.3d at 431–32.
3
A homicide cross-reference applies only “if the resulting offense level is greater than that
determined” under U.S.S.G. § 2K2.1. U.S.S.G. § 2K2.1(c)(1)(B).
- 12 -
No. 13-5489
United States v. Anthony Harris
generally implicated when the defendant’s triggering conduct “put into motion a chain of events that
ended in a tragedy” (quoting United States v. Walls, 80 F.3d 238, 241 (7th Cir. 1996))).
Thus, it is irrelevant whether Harris intended Wheeler’s death when he traded the firearm
to Olebe in exchange for cocaine. What matters is that Harris possessed the firearm in connection
with the commission of another offense and death resulted. U.S.S.G. § 2K2.1(c)(1)(B); see Cobb,
250 F.3d at 349 (“Sentencing guidelines should be read as they are written.”). Since neither
determination was in error, the district court appropriately looked to the Homicide Guidelines to
determine which offense was most analogous to Harris’s conduct. We now do likewise in review
of the district court’s selection of second-degree murder as the “most analogous offense guideline.”
2. Analogous Offense Guidelines Under U.S.S.G. § 2A1
To apply an enhancement under § 2A1, the trial judge must find that the defendant’s conduct
satisfied the definition of the cross-referenced offense by a preponderance of the evidence.4 See
United States v. Gates, 461 F.3d 703, 708 (6th Cir. 2006); United States v. Milton, 27 F.3d 203, 206
(6th Cir. 1994). The district court had four choices for the most analogous homicide: first-degree
murder, second-degree murder, voluntary manslaughter, and involuntary manslaughter. U.S.S.G.
§§ 2A1.1–2A1.4. The court selected second-degree murder, which federal law defines as an
4
Harris incorrectly argues for a higher burden of proof based on Alleyne v. United States, 133
S. Ct. 2151 (2013), and United States v. Mezas de Jesus, 217 F.3d 638, 642 (9th Cir. 2000). Alleyne
held that any fact that increases the statutory minimum for an offense must be submitted to a jury
and proven beyond a reasonable doubt. 133 S. Ct. at 2160. The judicial fact-finding here did not
affect the statutorily authorized penalties, so Alleyne is not implicated. Moreover, this court has
repeatedly rejected the clear-and-convincing standard articulated in Mezas de Jesus and other
cases—settling instead on proof by a preponderance of the evidence. United States v. Christopher,
91 F. App’x 471, 475 (6th Cir. 2004); United States v. Mayle, 334 F.3d 552, 556–57 (6th Cir. 2003).
- 13 -
No. 13-5489
United States v. Anthony Harris
unlawful killing with malice aforethought, but without premeditation or another statutorily-defined
requirement. See 18 U.S.C. § 1111(a); Milton, 27 F.3d at 206.
Harris argues that because he was convicted only of a facilitation offense in state court, a
cross-reference to a specific-intent offense was improper. Specifically, he argues that the district
court made no real findings of fact to support the cross-reference to second-degree murder. Harris
did not object on the basis of insufficient fact-finding below, so we review the court’s sentencing
for plain error. See United States v. Simmons, 587 F.3d 348, 358 (6th Cir. 2009) (holding that plain-
error review applies where, as here, “a party answers the Bostic question in the affirmative, but at
such a high degree of generality that the district court has no opportunity to correct its purported
error”). To prevail on this claim, Harris must “show (1) error, (2) that was obvious or clear, (3) that
affected his substantial rights, and (4) [that] affected the fairness, integrity, or public reputation of
his judicial proceedings.” United States v. Gunter, 620 F.3d 642, 645 (6th Cir. 2010).
a. Error
To the extent Harris asserts that the district court was barred at the outset from applying the
cross-reference to second-degree murder on account of what he was and was not convicted of in
state court, his claim fails. True enough, a Tennessee jury found that the state had failed to prove
beyond a reasonable doubt that Harris intended to commit murder or an underlying felony to support
felony murder. But a sentencing court may consider even acquitted conduct, so long as it is proven
by a preponderance of the evidence. United States v. White, 551 F.3d 381, 385 (6th Cir. 2008) (en
banc).
- 14 -
No. 13-5489
United States v. Anthony Harris
However, to the extent Harris argues that the district court erred by making insufficient
findings of fact to warrant the cross-reference to second-degree murder, his claim is meritorious.
Federal Rule of Criminal Procedure 32(i)(3)(B) requires the district court at sentencing to rule on
“any disputed portion of the presentence report or other controverted matter.” We have held that
once a defendant calls a PSR dispute to the court’s attention, “the court may not merely summarily
adopt the factual findings in the presentence report or simply declare that the facts are supported by
a preponderance of the evidence.” United States v. White, 492 F.3d 380, 415 (6th Cir. 2007)
(quoting United States v. Solorio, 337 F.3d 580, 598 (6th Cir. 2003)). “Rather, the district court
must actually find facts, and it must do so by a preponderance of the evidence.” Id. at 416. We
require “literal compliance” with this Rule. Id. at 415 (quoting United States v. Treadway, 328 F.3d
878, 886 (6th Cir. 2003)).
Here, Harris disputed the element of intent prior to and during his sentencing hearing. But
the district court made no findings of fact relevant to the mens rea required to prove second-degree
murder. Instead, the court merely parroted the PSR in concluding that Harris “put into motion and
actively participated in a series of events that led to the death of the victim.” Harris may well have
done so, but absent a finding that he did so with “malice aforethought,” selection of second-degree
murder as the “most analogous offense” to cross-reference was in error. See Milton, 27 F.3d at 208
(“We are disturbed by the district court’s failure to make any findings relevant to the elements of
second degree murder. The court did not find that [the defendant] acted with malice
aforethought—in fact, no reference to malice aforethought appears within the sentencing transcript.
District courts should consider specifically the elements of cross-referenced conduct.”).
- 15 -
No. 13-5489
United States v. Anthony Harris
The court’s emphasis on the fact that Harris “put into motion” a series of events that led to
Wheeler’s death is understandable, albeit misplaced in the context of finding specific intent or
selecting the most analogous offense to cross-reference. In United States v. Thomas, 280 F.3d 1149
(7th Cir. 2002), the Seventh Circuit relied on the “put into motion” language in reference only to the
threshold inquiry of whether any homicide cross-reference was warranted—i.e., only to determine
“if death resulted” from the defendant’s possession of a firearm in connection with another offense.
Id. at 1155. The Seventh Circuit did not rely on this language to support a cross-reference to
second-degree murder or to any other Homicide Guideline that requires specific intent. Id.
Consequently, the district court’s reliance on this language to support the cross-reference to second-
degree murder, without a concordant factual finding of malice aforethought, was in error.
b. Error that was “Obvious or Clear”
The district court committed an error that was “obvious or clear.” When a sentencing court
commits a legal error, we consider it “obvious or clear” if it is “contrary to clearly established law
at the time of appeal.” See United States v. Ferguson, 681 F.3d 826, 833 (6th Cir. 2012) (citing
Johnson v. United States, 520 U.S. 461, 468 (1997)). Here, the court erred by applying a sentencing
cross-reference to an offense that requires malice aforethought without making any factual findings
to that effect. This error was “obvious or clear” because it had been clearly established at the time
of sentencing that a district court must make such factual findings on disputed matters by a
preponderance of the evidence. See, e.g., White, 492 F.3d at 415–16; Treadway, 328 F.3d at
885–86. The district court failed to do so, thus satisfying the second prong of plain-error review.
- 16 -
No. 13-5489
United States v. Anthony Harris
c. Error that Affected Harris’s Substantial Rights
This district court’s error affected Harris’s substantial rights. “A sentencing error affects a
defendant’s substantial rights when there is a reasonable probability that, but for the error, [the
defendant] would have received a more favorable sentence.” United States v. Wilson, 614 F.3d 219,
223 (6th Cir. 2010). Had the court cross-referenced Harris’s felon-in-possession offense to the
lesser analogous homicide offense of voluntary manslaughter, his advisory Guidelines range would
have been reduced to 92 to 115 months of imprisonment.5 Or, had the court cross-referenced
Harris’s offense to the lesser analogous homicide offense of involuntary manslaughter, his advisory
Guidelines range could have been reduced to 37 to 46 months of imprisonment.6 Either alternative
shows there was a reasonable probability that, but for the court’s error in applying the second-degree
murder cross-reference, Harris would have faced a lower sentence than the effective Guidelines
range of 120 months’ imprisonment that the court imposed. Accordingly, the court’s error affected
Harris’s substantial rights.
5
The Guideline for voluntary manslaughter mandates a base offense level of 29. U.S.S.G.
§ 2A1.3. Harris’s three-level reduction for acceptance of responsibility would have then resulted
in a total offense level of 26. When paired with his criminal history category of IV, the resulting
Guidelines range was 92 to 115 months of imprisonment under the 2011 Sentencing Guidelines.
Id. § 5A.
6
The Guideline for involuntary manslaughter provides alternate base offense levels of 12,
18, and 22, depending on whether the defendant’s conduct was negligent, reckless, or involved the
reckless operation of a means of transportation. U.S.S.G. § 2A1.4. If the court had concluded that
Harris was merely criminally negligent, then his Guidelines sentence under § 2K2.1 would have
controlled because it provided a greater base offense level than that calculated under the cross-
reference to involuntary manslaughter. Id. § 2K2.1(c)(1)(B). With a base offense level of 20, a
three-level reduction for acceptance of responsibility, and a criminal history category of IV, Harris’s
Guidelines range would have been 37 to 46 months of imprisonment under § 2K2.1. Id. § 5A.
- 17 -
No. 13-5489
United States v. Anthony Harris
The government incorrectly argues that the district court’s sentence can be sustained as
harmless error under the felony-murder doctrine. According to the government, the Guideline
offense of first-degree murder was the most analogous to Harris’s conduct. The government notes
that Harris was convicted in state court of facilitating felony murder in relation to a kidnapping, and
that federal law provides that every murder committed during the perpetration of, or attempt to
perpetrate, a kidnapping constitutes murder in the first degree. See 18 U.S.C. § 1111(a)
(enumerating certain felony murders that constitute first-degree murder). It follows, the government
contends, that because the 120-month statutory maximum sentence would control under a cross-
reference to either first- or second-degree murder, Harris cannot show that the court’s error in
selecting second-degree murder affected his substantial rights.
Application of the cross-reference to first-degree murder could have been justified under the
felony-murder doctrine if the district court had found that Harris committed murder in the
perpetration of, or attempt to perpetrate, a kidnapping. See U.S.S.G. § 2A1.1(a) & cmt. n.1; 18
U.S.C. § 1111(a). But here again, the court made no such finding. Merely reciting Harris’s
conviction for facilitation of felony murder fell short of making a factual finding that Harris
committed felony murder. This is so because felony murder still requires intent to carry out the
underlying felony, even if no intent is required to commit the murder. See United States v. Saba,
526 F. App’x 489, 490 (6th Cir. 2013); Staton v. United States, 899 F.2d 1222, at *2 (6th Cir. 1990)
(unpublished table decision); see also United States v. Chischilly, 30 F.3d 1144, 1159–60 (9th Cir.
1994) (“Unlike second degree murder, conviction for felony murder under 18 U.S.C. § 1111 requires
the commission of an enumerated felony with the requisite mens rea for the underlying offense.”).
- 18 -
No. 13-5489
United States v. Anthony Harris
Harris’s conviction for facilitation of felony murder in relation to a kidnapping carried with
it no such finding of intent to commit a kidnapping. See State v. Ely, 48 S.W.3d 710, 719–20 (Tenn.
2001) (citing Tenn. Code. Ann. §§ 39-13-202, 39-13-403) (explaining that the offense of facilitation
of felony murder requires proof that “the defendant knew that another person intended to commit
the underlying felony, but he or she did not have the intent to promote or assist the commission of
the offense” (emphasis added)). In fact, the jury instruction from Harris’s state court trial, in which
he was found not guilty of the greater charge of felony murder, suggests that he lacked the intent to
commit or attempt a kidnapping. (“For you to find the defendant guilty of [felony
murder–kidnapping], the state must have proven beyond a reasonable doubt . . . that the defendant
intended to commit the alleged Kidnapping.”). We note again that the district court was not
prohibited from finding that Harris possessed the intent to commit or attempt a kidnapping based
on his lack of conviction in state court. See White, 551 F.3d at 385. But here, the district court made
no factual findings to the contrary that would support cross-referencing the Guideline to first-degree
murder under the felony-murder doctrine.
Consequently, the district court’s error in applying the cross-reference to second-degree
murder and imposing an effective Guidelines range of 120 months’ imprisonment did not constitute
harmless error, as the government suggests. Absent a finding, by a preponderance of the evidence,
that Harris committed or attempted to commit a kidnapping, any cross-reference to first-degree
murder would have been equally unwarranted. We decline to make those factual findings for the
first time on appeal. See United States v. Ross, 502 F.3d 521, 531 (6th Cir. 2007).
- 19 -
No. 13-5489
United States v. Anthony Harris
d. Impact on the Fairness, Integrity, and Public Reputation of the Proceedings
Finally, the district court’s error seriously affected the fairness, integrity, or public reputation
of the judicial proceedings. “We have held that a sentencing error leading to a more severe sentence
diminished the integrity and public reputation of the judicial system as well as diminished the
fairness of the criminal sentencing system.” United States v. Doyle, 711 F.3d 729, 736 (6th Cir.
2013). Because the length of Harris’s sentence is likely more severe than if the district court had
followed the correct procedures, the court’s errors seriously affect the fairness, integrity, or public
reputation of the proceedings. See United States v. Inman, 666 F.3d 1001, 1007 (6th Cir. 2012).
For these reasons, we hold that the district court committed plain error in applying a
homicide cross-reference to second-degree murder absent factual findings to support the
enhancement.
C. Substantive Reasonableness
Because the district court erred with respect to the cross-reference to second-degree murder,
thereby rendering Harris’s sentence procedurally unreasonable, we do not reach the question of
substantive reasonableness. See United States v. Jones, 641 F.3d 706, 713 (6th Cir. 2011); United
States v. Warshak, 631 F.3d 266, 330 (6th Cir. 2010) (citing Gall, 552 U.S. at 51).
III. CONCLUSION
For the foregoing reasons, we affirm the district court’s imposition of a sentencing
enhancement under U.S.S.G. § 2K2.1(b)(6)(B) and affirm the court’s implication of the homicide
cross-reference gateway provision under § 2K2.1(c)(1)(B). We vacate Harris’s sentence and remand
- 20 -
No. 13-5489
United States v. Anthony Harris
to the district court for further factual finding and resentencing only with respect to what constituted
the “most analogous offense guideline” from § 2A1.
- 21 -