NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 13-3325
___________
BRENDA LEE BRAUN,
Appellant
v.
BETTY GONZALES; EUCLIDES NUNEZ, SR.
____________________________________
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. Civil Action No. 5:13-cv-03183)
District Judge: Honorable James Knoll Gardner
____________________________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
January 30, 2014
Before: AMBRO, SHWARTZ and SCIRICA, Circuit Judges
(Filed: January 30, 2014)
___________
OPINION
___________
PER CURIAM
In May 2013, Brenda Lee Braun sought to file a complaint in forma pauperis in
the United States District Court for the Eastern District of Pennsylvania,1 alleging that
1
She previously filed, on March 2, 2011, an action based on the same facts in the United
States District Court for the District of Delaware (Civ. No. 11-cv-00186), but that case
was dismissed in December 2012 on Braun’s motion to voluntarily dismiss. In March
she injured herself when she slipped and fell in the shower in her apartment in Reading,
Pennsylvania, on March 7, 2009, at 9:00 in the evening. She maintained that defendant
Gonzales, apparently the property manager, knew she was disabled and had told her
before she moved into the apartment that she would put a slip guard and hand rail in the
tub. She also stated that defendant Nunez, seemingly the owner of the building, came to
the apartment to check code problems, so he cannot say that he never met her. Braun
claimed that the defendants, by their action or inaction, violated housing codes and safety
codes for disabled persons. Seeking $400,000 from each defendant, she also described
her cause of action as a federal cause of action and a slip-and-fall.
The District Court granted Braun’s application to proceed in forma pauperis and
dismissed her complaint. The District Court concluded that Braun had failed to state a
federal claim and otherwise did not present a claim over which the District Court had
subject-matter jurisdiction. The District Court noted that no claim could be brought in
diversity because Braun and one of the defendants both lived in Pennsylvania. The
District Court also denied leave to amend, concluding that amendment would be futile
because diversity jurisdiction was lacking, Braun raised state law claims, and the statute
of limitations for any slip-and-fall claim under state law had already run.
Braun appeals. She claims that her complaint was transferred to the Pennsylvania
District Court from the Delaware District Court and that she is still waiting for her trial
date. She argues that the Pennsylvania District Court should have allowed her to submit
2013, she moved to reopen that case, but the District Court denied the motion in an order
from which Braun did not appeal.
2
her paperwork as evidence and that the Delaware District Court should have sent over all
her paperwork. She contends that “her rights were not heard.” She appeals the order
dismissing her complaint, an order identifying a letter she submitted as her notice of
appeal, an order entered by our Clerk closing her case for failure to prosecute,2 and a
District Court order denying her motion to transfer her case to the Court of Common
Pleas for Berks County while this appeal was pending. She asks that her District Court
action be reopened, a trial date be set, and $800,000 in damages be awarded for her pain
and suffering and slip-and-fall.
We have jurisdiction pursuant to 28 U.S.C. § 1291. Our review of the order
dismissing the complaint is plenary. See Nichole Med. Equip. & Supply, Inc. v.
TriCenturion, Inc., 694 F.3d 340, 347 (3d Cir. 2012); Allah v. Seiverling, 229 F.3d 220,
223 (3d Cir. 2000). We review the denial of leave to amend for abuse of discretion. See
Lum v. Bank of Am., 361 F.3d 217, 223 (3d Cir. 2004). We cannot review, however, any
order that the District Court entered after Braun filed her notice of appeal. Cf. Fed. R.
App. P. 4(a)(4)(B)(ii). We also do not consider Braun’s appeal to the extent that she
objects to the District Court treating her notice of appeal as her notice of appeal.3 See
Deposit Guar. Nat’l Bank v. Roper, 445 U.S. 326, 333 (1980) (“A party who receives all
2
As is apparent, her case has since been reopened.
3
To the extent that she seeks reconsideration of a Clerk order, we note that although we
reopened this case on her motion, there was nothing improper in the dismissal for her
failure to prosecute as she initially did not file a brief and appendix as directed.
3
that he has sought generally is not aggrieved by the judgment affording the relief and
cannot appeal from it.”)
Upon review, we conclude that the District Court properly dismissed Braun’s
complaint. It is unclear whether Braun was seeking to invoke the Fair Housing Act
(“FHA”), the Americans with Disabilities Act (“ADA”), and/or the Rehabilitation Act
(“RA”). Assuming without deciding that these federal statutes could apply to her case, if
she was seeking relief under them, any claim was clearly time-barred from the face of the
complaint.
If a plaintiff’s allegations, taken as true, show that relief is barred by the applicable
statute of limitations, a complaint is subject to dismissal for failure to state a claim. See
Jones v. Bock, 549 U.S. 199, 215 (2007); see also, e.g., Bethel v. Jendoco Constr. Corp.,
570 F.2d 1168, 1174 (3d Cir. 1978). The running of the statute of limitations is an
affirmative defense. See Fed. R. Civ. P. 8(c). However, where that defense is obvious
from the face of the complaint and no development of the record is necessary, a court
may dismiss a time-barred complaint sua sponte under 28 U.S.C. § 1915(e)(2)(B)(ii) for
failure to state a claim. See, e.g., Fogle v. Pierson, 435 F.3d 1252, 1258 (10th Cir. 2006);
cf. Ball v. Famiglio, 726 F.3d 448, 459-60 (3d Cir. 2013) (ruling that a dismissal for
failure to state a claim based on an affirmative defense that is clear on the face of a
complaint can constitute a strike under 28 U.S.C. § 1915(g)).
The FHA explicitly sets forth a two-year statute of limitations. See 42 U.S.C.
§ 3613(a)(1)(A) (“An aggrieved person may commence a civil action . . . not later than 2
years after the occurrence . . . of an alleged discriminatory housing practice . . . .”).
4
Neither the ADA nor the RA includes an express limitations period, but, as we have
explained previously, the applicable statute of limitations “is the statute of limitations for
personal injury actions in the state in which the trial court sits.” Disabled in Action v.
SEPTA, 539 F.3d 199, 208 (3d Cir. 2008). Accordingly, for Braun’s case, the two-year
limitations period of 42 Pa. Cons. Stat. § 5524 applies. See id. However, in her
complaint, she sought relief for something that occurred in March 2009, more than two
years before she submitted her complaint in May 2013.4
To the extent that Braun presented a slip-and-fall claim or other claims grounded
in state law, the District Court did not have an independent basis for subject-matter
jurisdiction over them. Although a district court can consider some state law claims in
diversity, complete diversity is required under 28 U.S.C. § 1332. Ruhrgas AG v.
Marathon Oil Co., 526 U.S. 574, 584 (1999). Braun and one of the defendants are both
from Pennsylvania, so complete diversity is lacking. [Furthermore, to the extent that
Braun sought to plead a federal cause of action, it was not actionable.] Accordingly, the
District Court could decline to exercise supplemental jurisdiction over any state law
claims. See 28 U.S.C. § 1367(c); De Asencio v. Tyson Foods, Inc., 342 F.3d 301, 309
(3d Cir. 2003).
4
That Braun previously filed a similar complaint in the Delaware District Court does not
change the calculation of the limitations period in this action. After filing her case in
Delaware, she decided not to pursue it. Although she later sought reopening, her motion
to reopen was denied in an order from which she did not timely appeal. Braun’s
arguments that her District Court case is a continuation of her earlier case or that her
“paperwork” from that case (much of which was attached as exhibits to her complaint)
should have been forwarded to, or obtained by, the District Court are without merit.
5
For these reasons, the District Court properly dismissed Braun’s complaint. See
also Erie Telecomms., Inc. v. City of Erie, 853 F.2d 1084, 1089 n.10 (3d Cir. 1988)
(holding that we may affirm on an alternative basis supported by the record). Also, the
District Court did not abuse its discretion in denying leave to amend on the basis of
futility. We will affirm the District Court’s judgment.
6