NOT FOR PUBLICATION
UNITED STATES COURT OF APPEALS FILED
FOR THE NINTH CIRCUIT JAN 31 2014
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FERRARI MOODY, No. 10-55842
Petitioner - Appellant, D.C. No. 2:06-CV-06557-GHK-
VBK
v.
KEVIN CHAPPELL, Warden; MEMORANDUM*
CALIFORNIA DEPARTMENT OF
CORRECTIONS AND
REHABILITATION,
Respondents - Appellees.
Appeal from the United States District Court
for the Central District of California
George H. King, Chief District Judge, Presiding
Argued and Submitted December 2, 2013
Pasadena, California
Before: D.W. NELSON, WARDLAW, and RAWLINSON, Circuit Judges.
Ferrari Moody (“Moody”) appeals the dismissal of his federal habeas
petition with prejudice. We have jurisdiction pursuant to 28 U.S.C. § 2253, and we
affirm.
*
This disposition is not appropriate for publication and is not precedent
except as provided by 9th Cir. R. 36-3.
The district court did not err in dismissing Moody’s claim that the state trial
court denied him his due process right to a fair trial by an impartial jury.
Jury tampering is “an effort to influence the jury’s verdict by threatening or
offering inducements to one or more of the jurors.” United States v. Dutkel, 192
F.3d 893, 895 (9th Cir. 1999). “In a criminal case, any private communication,
contact, or tampering directly or indirectly, with a juror during a trial about the
matter pending before the jury is, for obvious reasons, deemed presumptively
prejudicial[.]” Remmer v. United States, 347 U.S. 227, 229 (1954). Here,
however, the contact the spectators made with Juror No. 7 did not concern the
criminal trial pending before the jury, id. at 229, nor did it involve coercion,
bribery, threats or inducements, Dutkel, 192 F.3d at 895, 897. Moreover, Juror
No. 7 did not know who the spectators were, or if they were “friends” with Moody
or the victim.
Thus, in denying this claim, the state court did not apply clearly established
federal law in an objectively unreasonable manner. Williams v. Taylor, 529 U.S.
362, 412 (2000); 28 U.S.C. § 2254(d)(1). Nor did the state court unreasonably
determine the facts in light of the evidence presented in the state court proceeding.
28 U.S.C. § 2254(d)(2); see also Taylor v. Maddox, 366 F.3d 992, 1000 (9th Cir.
2004) (“[I]t is not enough that we could reverse in similar circumstances if this
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were an appeal from a district court decision. Rather, we must be convinced that
any appellate panel, applying the normal standards of appellate review, could not
reasonably conclude that the finding is supported by the record.”). “A state court’s
determination that a claim lacks merit precludes federal relief so long as
‘fairminded jurists could disagree’ on the correctness of the state court’s decision.”
Harrington v. Richter, 131 S.Ct. 770, 786 (2011) (quoting Yarborough v.
Alvarado, 541 U.S. 652, 664 (2004)). That is the case here.
The district court also did not err in dismissing Moody’s ineffective
assistance of counsel claims. Even if counsel erred, Moody has not shown “a
reasonable probability that, but for counsel’s unprofessional errors, the result of the
proceeding would have been different.” Strickland v. Washington, 466 U.S. 668,
694 (1984).
Because we affirm the dismissal of the petition on the merits, we need not
reach the issue of procedural default. Franklin v. Johnson, 290 F.3d 1223, 1232
(9th Cir. 2002).
AFFIRMED.
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FILED
Moody v. Chappell, No. 10-55842 JAN 31 2014
MOLLY C. DWYER, CLERK
WARDLAW, Circuit Judge, dissenting: U.S. COURT OF APPEALS
I respectfully dissent. I disagree with the majority’s conclusion that no jury
tampering occurred in this case. Accordingly, I would reverse the district court’s
denial of Moody’s habeas petition.1
The majority affirms the district court’s dismissal of Moody’s habeas
petition, which alleged a violation of his due process right to a fair trial by an
impartial jury. However, this is a clear case of jury tampering. It is undisputed
that Juror No. 7 was followed on her way home from the courthouse by two men,
who she recognized had been seated in the gallery that day. She reported to the
court that the two men shouted at her to try and get her attention when they pulled
up next to her at a red light. The juror altered her route home, and she stated that
the experience “made [her] very uncomfortable.” Those two men were allowed to
stay in the gallery for the remainder of the trial. In addition, Juror No. 7 stated that
the same two men who followed her from court “had been trying to talk to people
when we were outside,” meaning that the men had attempted to speak with other
jurors. When pressed by the court, she concluded that she could be “fair to the
1
I agree with the majority’s conclusion regarding Moody’s ineffective
assistance of counsel claims.
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guy” in her decision-making process, but she also said, “I think having them here, I
might feel uncomfortable in general. I might not be able to sit still because just
knowing that they’re here and they know who I am.” Despite the prosecutor’s
repeated requests that the court interview the whole jury to determine the extent of
any potential tampering, the court refused.
Jury tampering is “presumptively prejudicial,” Remmer v. United States, 347
U.S. 227, 229 (1954), and these events are a prima facie example of jury
tampering. The majority concludes that no jury tampering occurred in this case
because the contact did not concern the matter pending before the jury, the contacts
did not involve coercion, bribery, threats or inducements, and Juror No. 7 did not
know with whom the men who followed her home were associated. These
conclusions involve not only a strained reading of the facts, but also require the
majority to ignore the law.
Relying explicitly upon Remmer, we have found jury tampering based on
contacts far more innocuous than those experienced by Juror No. 7. In United
States v. Simtob, for example, we found jury tampering where the defendant had
merely been “eye-balling” a juror during trial. We held:
Despite the lack of evidence that Simtob had any direct contact with the
jury, the presumption of prejudice applies here because even indirect
coercive contacts that could affect the peace of mind of the jurors could
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give rise to the Remmer presumption. That at least one juror’s peace of
mind was affected is obvious from the district court’s assertion that the
juror claimed he or she felt threatened by Simtob. The Government,
therefore, bears the burden of rebutting the presumption of prejudice.
485 F.3d 1058, 1064 (9th Cir. 2007) (internal citations and quotation marks
omitted)). If “eye-balling” constitutes a threat, then the actions of the spectators in
the gallery of following Juror No. 7 home and shouting at her did as well.
Second, as our cases applying Remmer make clear, juror tampering requires
neither that a juror know which party is responsible for the tampering nor that the
threatening behavior explicitly reference the outcome of the case. In United States
v. Dutkel, 192 F.3d 893, 898-99 (9th Cir. 1999), we held that a co-defendant’s
bribery and coercion of a juror as to the co-defendant’s case alone was prima facie
jury tampering with respect to Dutkel as well, even though during the coercion of
the juror, the co-defendent’s henchmen specifically stated, “We don’t care about
Dutkel.” Id. at 897. The coercion in that case was explicitly divorced from the
outcome of Dutkel’s trial, and yet we found jury tampering had occurred because
the “intervention interfered with the jury’s deliberations by distracting one or more
of the jurors, or by introducing some other extraneous factor into the deliberative
process.” Id.
Dutkel was not an outlier case; rather, it flowed from a line of cases applying
3
Remmer in the jury tampering context. In Dutkel we relied upon our holding in
United States v. Angulo, 4 F.3d 843 (9th Cir. 1993), for the proposition that “even
indirect coercive contacts that could affect the peace of mind of the jurors give rise
to the Remmer presumption.” 192 F.3d at 897. The contact in Angulo involved
nothing more than an anonymous phone call to one of the jurors in which the caller
said, “I know where you live.” 4 F.3d at 846. The caller never identified himself
and never mentioned the “matter pending before the jury” on which the juror
served. Id. Even though there were no facts tying the call to the case, the trial
judge made the obvious connection between the phone call and the juror’s service,
stating, “[p]eople don’t go through life receiving calls like this . . . and the most
logical activity for you to tie it up with is jury duty.” Id. at 847. So too, a woman
does not often go through life having two strange men, who had been sitting in the
gallery during trial, follow her on her way home and repeatedly attempt to get her
attention. Juror No. 7 made the obvious connection between her jury service and
the men who followed her home as evidenced by her decision to report the incident
to the judge. It is inconceivable that the trial court—and the panel
majority—cannot.
Even after the trial court in Angulo properly dismissed the juror who had
received the phone call, we concluded that the contact at issue gave rise to the
4
Remmer presumption because the trial judge never explained the juror’s absence to
the other jurors and the other jurors knew of the phone call. Id. at 847. If second-
hand knowledge of a phone call in which the caller did not identify which party he
represented and failed to mention the juror’s case gives rise to the Remmer
presumption, then surely the contact directly experienced by Juror No. 7 warrants
the same. Moreover, the trial court in this case never examined Juror No. 7 to find
out whether she had told other jurors about the experience, nor did it admonish her
not to do so.
Jury tampering is “presumptively prejudicial,” Remmer, 347 U.S. at 229, and
places “a heavy burden on the government to rebut the presumption by proving
that the error was harmless beyond a reasonable doubt.” United States v.
Rutherford, 371 F.3d 634, 641 (9th Cir. 2004); see also Remmer, 347 U.S. at 229
(“[T]he burden rests heavily upon the Government to establish, after notice to and
hearing of the defendant, that such contact with the juror was harmless to the
defendant.”).
The state courts either unreasonably determined the facts in light of the
evidence presented in the state court proceeding or applied clearly established
federal law in an objectively unreasonable manner. Because the state courts
summarily denied Moody’s habeas petitions, it is unclear which of these errors
5
occurred. If on the one hand, the state courts determined that this was not jury
tampering, then they unreasonably determined the facts, even if they did apply the
correct law. If on the other hand, the state courts concluded based on the facts that
jury tampering occurred, then it is just as evident that they have applied clearly
established federal law in an objectively unreasonable manner. Remmer, decided
in 1954, holding that jury tampering is presumptively prejudicial, is about as
clearly established as federal law can be. As such, the government must meet the
burden of proving that contact with the juror was harmless. This has not and
cannot be done. Either scenario warrants federal habeas relief.
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