Filed 2/10/14 Taylor v. City and County of San Francisco CA1/3
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION THREE
MAIDA B. TAYLOR,
Plaintiff and Appellant,
v.
CITY AND COUNTY OF SAN A136523
FRANCISCO et al.,
(San Francisco County
Respondents; Super. Ct. No. CPF-11-511507)
YIN KWAN TAM et al.,
Real Parties in Interest and
Respondents.
This appeal contests the determination of the City and County of San Francisco
(City) that the construction of three new homes is categorically exempt from review
under the California Environmental Quality Act (Pub. Resources Code, § 21000 et seq.)
(CEQA). Appellant Maida B. Taylor argues that the project is not exempt because it
entails more than construction of three new homes, falls within exceptions to the
exemption, and improperly relies on mitigations of environmental impacts. We conclude
that Taylor’s contentions lack merit, primarily because she has failed to show that the
project will have any adverse effect on the environment. We therefore affirm the denial
of her petition for writ of mandate.
I. BACKGROUND
The developers, Yin Kwan Tam, et al. (hereafter collectively and severally Tam)
acquired lots 116 and 117 at the southwestern corner of Los Palmos Drive and Foerster
1
Street in the Miraloma Park neighborhood of the City in February 2007. Lot 117 is
approximately 5,360 square feet and encompasses a single-family home, constructed in
1950, with the address of 795 Foerster. Lot 116 is approximately 3,930 square feet and is
vacant. Tam applied in May of 2008 for permission to subdivide the properties into four
lots, and for permits to build one single-family home on each of the three new vacant lots,
with addresses on Los Palmos. Tam applied in July 2008 for a determination that the
project was exempt from environmental review.
In June 2009, the City Planning Department determined that the project was
categorically exempt from review under CEQA. In September 2009, the City’s
Department of Public Works approved a tentative parcel map for the subdivision. The
subdivision approval was appealed to the City Board of Supervisors (Board). The Board
rejected the appeal and approved the map on October 5, 2010. On October 7, 2010, the
City’s Department of Building Inspection issued permits for construction of the three new
homes on Los Palmos.
In January 2011, the Miraloma Park Improvement Club (MPIC), an organization
of residents in the neighborhood, appealed the CEQA exemption determination to the
Board. The Board rejected the appeal at a meeting in March 2011. In August 2011,
Taylor and three other individuals filed a petition for writ of mandate to overturn the
Board’s decision on the CEQA exemption. The petition was summarily denied and this
appeal ensued.
II. DISCUSSION
A. Scope of the Project
The City determined that the project qualified for a “Class 3” exemption under the
CEQA Guidelines for “construction and location of limited numbers of new, small
facilities or structures.” (Cal. Code Regs., tit.14, § 15303; the CEQA Guidelines in Cal.
Code Regs., tit.14, § 15000 et seq. are hereafter cited as Guidelines.) Class 3 exempts
“[o]ne single-family residence, or a second dwelling unit in a residential zone. In
urbanized areas, up to three single-family residences may be constructed or
converted . . . .” (Guidelines, § 15303, subd. (a).) Taylor contends that the project is not
2
exempt under class 3 because it consists of more than the construction of three new
single-family homes. She argues that the project is of greater scope because it also
includes removal of a rear bedroom at 795 Foerster, and subdivision of the property into
four lots.1
Removal of the rear bedroom is allegedly part of the project because, according to
Taylor’s briefing, “the existing structure at 795 Foerster would have bisected the property
line between the three new development lots and the fourth existing lot.” However,
removal of the bedroom could not be part of the project if it was done by a prior owner
before Tam took title to the property, and conflicting evidence was presented on this
point in the CEQA appeal to the Board. The MPIC presented an aerial photo purporting
to show the bedroom on February 19, 2007, the day before Tam took title. In response,
Tam filed a declaration under penalty of perjury stating that “[n]one of the owners caused
a portion of the existing building’s rear to be removed.”2 At the hearing before the
Board, Taylor said that she obtained the February 19, 2007 photo from “eMap, which is a
vendor for a digital globe.” Planning Department staff took the position before the Board
that “the appellant has not provided any credible evidence that [t]he existing residence on
the project site was altered by the current owner.”
Taylor maintains that the City “did not rely on substantial evidence to reach the
unfounded conclusions that the construction was completed on 795 Foerster Street ‘prior’
to [Tam] taking possession of the site. In fact, the overwhelming evidence is the
opposite.” This “overwhelming” evidence Taylor refers to consists of the purported
February 19, 2007 photograph, and Tam’s permit application to repair dry rot on the back
1
Taylor’s opening brief also identifies “demolition and reconstruction of a
retaining wall running the length of the new parcels on the southern property line border
at 795 Foerster,” and “a rear yard variance for a reduced minimum rear yard for the new
lot created at 795 Foerster” as parts of the project. However, the tentative parcel map
was adjusted in December 2009 to eliminate the need for the variance and, by the time of
CEQA appeal to the Board, Tam agreed to keep the existing retaining wall.
2
In 2010, Tam applied for and was granted a permit to retroactively “legalize
removal of existing rear portion of the building on 1st floor done by previous owner.”
3
wall of 795 Foerster in April 2007, shortly after Tam acquired the property. But the
accuracy of the photo is not self-evident, and the permit application is inconclusive.
Taylor denigrates Tam’s declaration stating that the developers did not remove the
bedroom as “self-serving,” but the date of the photo is based on equally “self-serving”
representations by the MPIC in briefing the appeal to the Board, and Taylor’s testimony
before the Board, as to that date. The permit application for the dry rot repair stated that
the problem was on the “wall in one room where the place is close to the rear yard section
(approx. 20 sf). If we face to property that should be at right side at rear section close to
yard.” Taylor asserts that the room with the dry rot must have been the bedroom
allegedly removed by Tam after purchase of the property, but neither the pre-1999 map
nor the current photo she cites for that assertion conclusively show this to be the case.
The room “close to [the] yard” could also have been one at the back of the structure after
the bedroom was removed.
Taylor argues: “[Tam’s] and the City’s position is that just prior to the sale, the
former owner, for completely unexplained reasons, suddenly removed the addition at the
rear of the property. This is incredibly fortuitous for the developers because otherwise
this Project could not have gone forward, at all with the categorical exemption.
Obviously, this version of events is not credible.” Taylor does not cite to anything in the
record that would demonstrate the bedroom was “suddenly” removed “just prior to the
sale,” or that the prior owner had no good reason to remove it. In any event, the City
could choose to credit Tam’s declaration that the developers did not remove it even if, as
Taylor claims, “the weight of the evidence in the record” put the declaration in doubt.
“Under the substantial evidence test, courts do not reweigh the evidence.” (Antelope
Valley Press v. Poizner (2008) 162 Cal.App.4th 839, 849, fn. 11.) Contrary to Taylor’s
claim, the City had substantial evidence from which it could find that the project did not
involve removal of the bedroom.
Nor did the subdivision of the property expand the project beyond the categorical
exemption for the construction of three new homes. In response to the City’s argument
that the present appeal is untimely because its gravamen is a challenge to the subdivision
4
of the lots, not the construction of the homes,3 Taylor concedes that “there is no colorable
claim stated against the subdivision itself,” and that she “does not challenge any aspect of
the subdivision.” Rather, as she repeatedly emphasizes, her contention is that
subdividing the lots takes the project beyond the exemption because the exemption is for
three homes and the subdivision creates “four new development lots” on the property.
But this mischaracterizes the City’s action. The subdivision approval creates three lots
that are new, and reconfigures the existing lot at 795 Foerster. The creation of the three
new development lots does not exceed the exemption because the exemption permits
construction of up to three homes on any “legal parcel.” (Guidelines, § 15303.) The
project here builds three homes on three parcels that Taylor concedes are “legal.”
B. Unusual Circumstances Exception
Taylor argues that the project is excepted from the class 3 categorical exemption
under Guidelines section 15300.2, subdivision (c), which provides: “A categorical
exemption shall not be used for an activity where there is a reasonable possibility that the
activity will have a significant effect on the environment due to unusual circumstances.”
The unusual circumstance Taylor alleges is the property’s location “directly in the path of
and on the fill created by San Francisco’s only fatal landslide.”
A party challenging an agency’s exemption decision has the burden of proving
that the project has the potential to cause a substantial adverse environmental impact.
(Assn. for Protection of Environmental Values in Ukiah v. City of Ukiah (1991) 2
Cal.App.4th 720, 728 (Ukiah). There is a split of authority on the proof required.
(Robinson v. City and County of San Francisco (2012) 208 Cal.App.4th 950, 957.) Some
courts hold that a party contesting the exemption must produce substantial evidence
showing a reasonable possibility of an adverse environmental impact. (Ibid.) Other
courts require substantial evidence supporting merely a “fair argument” for that
possibility. (Ibid.) We assume for purposes of this opinion that the fair argument
3
In view of our other conclusions, we need not reach this argument.
5
standard applies, and conclude there is no substantial evidence for such an argument in
this case.
(a) Record
When the City determined in 2009 that the project was categorically exempt, it
stated that the project would have no significant effects on archeological or biological
resources, and it “could not result in a significant environmental effect with respect to
geotechnical matters.” The geotechnical finding was based on two reports Tam
submitted: a May 26, 2008 report by Earth Mechanics Consulting Engineers (2008
report); and an April 7, 2009 report by Trans Pacific Geotechnical Consultants, Inc.
(2009 report).
The 2008 report concluded that “the site is suitable for support of the proposed
improvements.” The report addressed the potential for a landslide at the site as follows:
“The geologic map for the area prepared by Bonilla (1998) shows a landslide
deposit underlying the southwest portion of the subject site. The mapped landslide
deposit originates upslope of the subject site about 2 blocks and terminates downslope of
the subject site near the intersection of Foerster Street and Melrose Avenue. This
mapped feature crosses Stanford Heights Avenue and Los Palmos Drive upslope of the
subject site, and encompasses dozens of existing residences. We performed a
reconnaissance of the area and did not observe evidence of active landslide movement in
the streets or existing residences within the mapped landslide deposit. Based on our
observations, it is our opinion that the landslide deposit is not active, and the landslide
deposit has not experienced significant movement since the streets and residences have
been built over the mapped landslide debris.
“A Seismic Hazard Zones map prepared by the California Division of Mines and
Geology for the City and County of San Francisco (CDMG, 2000) indicates that the
southwest portion of the subject site lies within an area of potential earthquake-induced
landsliding. These areas are described as locations where previous occurrence of
landslide movement, or local topographic, geological, geotechnical and subsurface water
conditions indicate a potential for permanent ground displacements such that mitigation
6
would be required. It is our opinion that the reason the southwest portion of the subject
site and adjacent areas are included in the seismic hazard map is because of the mapped
landslide deposit and that the topographic features in the site vicinity may indicate a
future potential for permanent ground displacements. We concur that based on the
topographic features in the site vicinity, that there is a potential for ground displacements.
However, we judge that the potential for damage to the proposed improvements is
relatively low. The reader should note that there is some risk of ground displacements on
most hillside sites throughout the San Francisco Bay area.
“It is our opinion that the planned improvements will reduce the potential for
ground displacements by improving site drainage and by adding rigidity within the slope
with the proposed structural improvements.”
The 2008 report included recommendations for the design and construction of the
project, including: “site preparation and grading; seismic design; appropriate foundation;
retaining walls; slab-on-grade floors and exterior flatwork; site drainage; and
maintenance.”
The 2009 report updated a report that the same consultants had prepared for a prior
owner of the property in 2003, and “respond[ed] to the neighbors’ concerns regarding the
mud flow which occurred in the block bounded by Foerster Street and Los Palmos Drive
in 1942,” stating:
“The mud flow appears to have originated uphill at Bella Vista Way during
construction grading for new roads on the southeastern slope of Mount Davidson. It was
reported that the mud flow was one-half mile long and 10 feet to 20 feet deep. A resident
was killed during this incident, and the 700 block of Foerster Street was reportedly buried
in mud. [¶] In a photograph apparently taken shortly after the mud flow in 1942, the
existing house located at 785 Foerster Street, which is immediately adjacent and south of
795 Foerster Street, was not damaged by the mud flow and remained standing. There
was no structure on the site now known as 795 Foerster Street. In a photograph taken on
7
February 6, 1942, two houses on Foerster Street slid off their foundations into Foerster
Street, and were destroyed by the mud flow.”4
This 2009 report, like the 2008 report, included design and construction
recommendations, and concluded that “from a geotechnical engineering standpoint . . .
the proposed lot subdivision and housing construction may be developed as planned.”
In connection with the CEQA appeal to the Board, the MPIC submitted a report
from Kamal Obeid, a civil and structural engineer, that was critical of both geotechnical
consultants. Obeid’s work was “limited to determining if the codes and the proper
standard of care are adequately applied to the evaluation of the slide hazards present at
the subject site.” He observed that at least a portion of the project site “is mapped on the
California Division of Mines and Geology . . . Seismic Hazard Study Zone (SHSZ)
maps.”5 Obeid stated that SHSZs include areas where landslides have previously
occurred, and he faulted the 2008 report for failing to “include any study of the slide such
as mapping the slide, providing geologic sections and slope stability analyses. It also
does not include any recommendations for soil active lateral loads due to creep or slide
for the foundation design.” Obeid faulted the 2009 report for failing to “mention or
render [an] opinion about the SHSZ.”
Obeid also criticized the consultants and the City for failing to follow regulations
under the Seismic Hazards Mapping Act (Pub. Resources Code, § 2690 et seq.), which
provide that a project in an SHSZ zone “shall be approved only when the nature and
severity of the seismic hazards at the site have been evaluated in a geotechnical report
and appropriate mitigation measures have been proposed.” (Cal. Code Regs.,
tit. 14, § 3724, subd. (a).) The regulations further provide that, “[p]rior to approving the
project, the lead agency shall independently review the geotechnical report to determine
4
The administrative record includes an additional report, dated April 8, 2009, by
the authors of the 2009 report that provides further information about the 1942 landslide,
but it is unclear whether the City considered that other report in ruling on the exemption.
5
The City advises that Seismic Hazard Study Zones are now called Seismic
Hazard Zones, but we will retain the SHSZ acronym for such zones as used in the
administrative record.
8
the adequacy of the hazard evaluation and proposed mitigation measures and to
determine that the requirements of section 3724 (a) above, are satisfied. Such reviews
shall be conducted by a certified engineering geologist or registered civil engineer,
having competence in the field of seismic hazard evaluation and mitigation.” (Id., subd.
(c).)
According to Obeid, California Geological Survey’s Special Publication 117A (SP
117A) “is used by Engineers and Engineering Geologists as a ‘Standard of Care’ for
evaluating sites in the SHSZ.” SP 117A “describes the methodology that is
recommended for the ‘Analysis of Earthquake-Induced Landslide Hazards.’ ” “If active
landslides are identified or suspected,” a “detailed . . . investigation[]” is required, which
should “generally include site specific mapping of the slide as well as establishing
geologic cross sections showing soil profiles that would then be used to conduct slope
stability analyses.” SP 117A also provides guidelines for reviewing geotechnical reports,
which include “an independent field reconnaissance of the site.”
It was Obeid’s opinion that “a full evaluation and review per the [regulations] is
required. This does not appear to have been done. The [2008] report does mention and
only briefly comments on the slide hazard, but does not provide the study required by the
standard of care. The [2009] report, on the other hand, does not mention the SHSZ
altogether. Furthermore, no independent review of the report appears to have been done.
[¶] At the very least, the City should initiate an independent review study to determine if
the findings in the [2008] report are acceptable or further analysis is required. The
independent review must be done in conformance with SP 117A.” However, Obeid did
recognize that “SP 117A recommends that the Geotechnical study be either done
concurrent with, before or after a CEQA process.” (Italics added.)
At the Board meeting on the CEQA appeal, one of the authors of the 2009 report
considered it “highly unusual” to have his work critiqued by someone like Obeid, who
was not a geotechnical engineer. Obeid responded that he was “not render[ing] an
opinion from a geotechnical standpoint. More so from a procedural standpoint . . . .
[T]he important thing really is that the independent review [by the City] was not done.”
9
(b) Analysis
Taylor contends that Obeid’s report and testimony supplied substantial evidence
for a fair argument for “a reasonable possibility that the [project] will have a significant
effect on the environment” within the meaning of the unusual circumstances exception.
(Guidelines, § 15300.2, subd. (c).) We disagree. Obeid did not identify any detrimental
effect the project may have on the environment. His report was an “evaluation of the
slide hazards present at the subject site” but neither addressed the actual extent of those
hazards nor identified what must be done to abate them. As he explained to the Board, he
was not opining from “a geotechnical standpoint.” He was primarily concerned with
“procedural,” rather than substantive, matters. He merely opined that the investigations
reflected in Tam’s reports were incomplete in certain respects, and that the City breached
a requirement to independently review those reports.
Since Obeid drew no affirmative conclusions, his report could not satisfy Taylor’s
fair argument burden of proof. It showed at most that further investigation by Tam’s
experts and the City might have revealed an adverse impact on the environment, leaving
the existence of any such impact unsubstantiated. Obeid’s opinion provided no
substantial evidence that supported a fair argument that the project will have an adverse
effect on the environment.
Moreover, Obeid’s “procedural” objections were invalid on their face. He
acknowledged that the additional investigations he advocated could be undertaken “after
a CEQA process,” thus recognizing that the further analysis did not need to be
accomplished before issuance of the categorical exemption.
Obeid disclaimed any intention to critique Tam’s experts from a “geotechnical
standpoint,” and his opinion thus presents no critique of the quality of the work those
experts completed. The 2008 report’s conclusion that the project would reduce, not
increase, the risk of landslides in the area “by improving site drainage and by adding
rigidity within the slope” was thus unrefuted. Obeid rendered no opinion to the contrary.
As the City observes, Obeid’s report is similar in effect to a letter written by an
engineering geologist in the Ukiah case, which raised “issues of soil stability and water
10
runoff” in connection with construction of a single-family home that was found to be
categorically exempt. (Ukiah, supra, 2 Cal.App.4th at p. 734.) The geologist, like
Obeid, merely advocated additional investigation. He “state[d] that it was not evident
whether the footings [were] founded within stable, high quality soils or not and he
state[d] that it may be prudent to excavate a small test pit or two in order to evaluate the
nature of the foundation-bearing materials.” (Ibid.) However, he “did not express an
opinion that the hillside consist[ed] of unstable soil or that the foundation [was] founded
on unstable soil. He merely suggest[ed] that test borings may be prudent.” (Id. at pp.
734-735.) Thus, his opinion “[did] not conflict with [other] opinions . . . stat[ing] that no
active earthquake faults exist on the property and that the foundation had been adequately
engineered” and “[did] not provide an evidentiary basis for application of the [unusual
circumstances] exception.” (Id. at p. 735.)
The unusual circumstances exception is not applicable here. Taylor’s other
arguments for the unusual circumstances exception are that the project involves four
development lots, is situated in an officially mapped hazard zone, and impermissibly
relies on mitigation measures. We address this grab bag of contentions elsewhere in the
opinion.
C. Mapped Hazard Exception
Taylor argues that the project is not exempt from CEQA because it “may impact
on an environmental resource of hazardous or critical concern where designated,
precisely mapped, and officially adopted pursuant to law by federal, state, or local
agencies.” (Guidelines, § 15300.2, subd. (a).) This exception recognizes that “a project
that is ordinarily insignificant in its impact on the environment may in a particularly
sensitive environment be significant.” (Ibid.) There is no dispute that the property is at
least partially located in a SHSZ, a “precisely mapped” area.
Taylor relies on this undisputed fact to repeatedly claim that this exception applies
“by definition” because the project is within a SHSZ. At other points in her briefs, she
seems to contradict her position by stating that she “is not arguing that a categorical
exemption could never be awarded to any project found within any Seismic Hazard
11
Zone.” To the extent that Taylor argues that location within a SHSZ automatically
disqualifies a project from a categorical exemption, she is mistaken.
Salmon Protection & Watershed Network v. County of Marin (2005) 125
Cal.App.4th 1098 (SPAWN) illustrates the point. The project in SPAWN was
construction of a home next to a creek that was “a protected anadromous fish stream and
within a designated stream conservation area.” (Id. at p. 1103.) The county conceded
that the project was located in “an area of ‘critical concern’ of its own designation”
within the meaning of the mapped hazard exception. (Id. at p. 1106.) However, the
project’s location alone did not end the inquiry. “The relevant issue [was] thus reduced
to whether the project ‘may impact’ on that environmental resource of critical concern,”
and the court went on to discuss the “potential for an adverse environmental impact.”
(Ibid.)
As we observed in the preceding section of this discussion, no substantial evidence
has been presented for a fair argument that the project in this case will have an adverse
effect on the environment. Consequently, the mapped hazard exception, as well as the
unusual circumstance exception, does not apply.
D. Cumulative Impact Exception
Taylor argues that the project is excepted from exemption due to potential
cumulative impacts. (Guidelines, § 15300.2, subd. (b) [class 3 exemptions “are
inapplicable when the cumulative impact of successive projects of the same type in the
same place, over time is significant”].)
(a) Record
The MPIC told the Board that the project neighborhood “is filled with large lots
such as the one currently proposed for development,” and submitted maps depicting such
lots. The MPIC stated that “[m]any of these lots are being sold as ‘eligible’ for multi-
building development,” and lodged a real estate listing for a property that said: “Check
with the City of San Francisco to see if they will allow for a Multiple Family
Development.” The Board member representing the neighborhood recused himself from
decision making on the project because “the same situation is directly behind my house.
12
There is a potential project that will be impacted, I believe, by the precedential nature of
this case. . . . [I]t is an issue of neighborhood character that is going to specifically impact
that project because of the foreseeability of it because of the potential material impact on
my property.”
City Planning Department staff responded in a memorandum to the Board that
they had “reviewed permit history and planning efforts in the project vicinity and found
no past, present or reasonably foreseeable future projects that would combine with the
effects of the project to result in significant environmental impacts. . . . As such, the
Appellant’s assertion is speculative and does not constitute evidence of a reasonably
foreseeable development that should be considered in a CEQA cumulative impact
analysis.” As for the Board member’s recusal, the planning department wrote that “even
if a subdivision were proposed for the lot adjacent to the Supervisor’s property, such a
project would be unlikely to have geologic impacts that could combine with impacts of
the proposed Project, given the two properties are approximately 0.25 miles from one
another.” At the Board meeting on the CEQA appeal, planning department staff reported
that its database and that of the Department of Building Inspection disclosed “no
reasonably foreseeable projects within a two-block radius of the project site that would
result in physical changes that could reasonably combine with the physical and
environmental impacts of the project.”
(b) Analysis
This situation here is the same as that in Hines v. California Coastal Com. (2010)
186 Cal.App.4th 830, where a cumulative effects argument was rejected. The project
there was construction of a single-family home near a riparian habitat. Local coastal plan
policy required a 100-foot riparian setback, but the owners were allowed a setback of 50
feet. As here, the county found that the project was exempt as a small-scale residential
development. (Guidelines, § 15303, subd. (a).) Owners of an adjacent property objected
that approval of the home would enable others “to whittle away the green space in our
community.” (Id. at p. 857, fn. 18.) They argued that the project would have cumulative
effects “because there are ‘at least 14 vacant lots on both sides of the riparian zone.’
13
[They] speculate that once one landowner in the development is allowed to encroach on
the riparian habitat, others will want to do the same, resulting in homes being built on
those vacant lots within the 100-foot riparian setback.” (Id. at p. 857.)
This argument failed: “ ‘The claims are based entirely on speculation. Opinions
which state “nothing more than ‘it is reasonable to assume’ that something ‘potentially
. . . may occur’ ” do not constitute substantial evidence “necessary to invoke an exception
to a categorical exemption.” [Citation.]’ Moreover, having produced no substantial
evidence from which it could be argued that this modest single-family home will cause an
environmental impact, appellants’ speculation that many others may also seek to build
within the buffer zone and that the county would permit them to do so does not provide
substantial evidence of significant cumulative impacts. ‘When there is no substantial
evidence of any individual potentially significant effect by a project under review, the
lead agency may reasonably conclude the effects of the project will not be cumulatively
considerable, and it need not require an EIR on this basis. [Citation.]’ [Citation.]”
(Hines v. California Coastal Com., supra, 186 Cal.App.4th at pp. 857-858.)
This reasoning applies equally here and shows why Taylor’s cumulative effects
argument is untenable. No adverse environmental effects have been identified with
respect to Tam’s project and, insofar as it appears from the evidence, the project will
decrease, not increase, the risk of landslides on which Taylor is focused. There does not
appear to be any risk of cumulative negative environmental effects.
E. Reliance on Mitigations
Taylor correctly observes that “a project may not ‘mitigate-its-way’ to a
[c]ategorical [e]xemption.” CEQA involves a three-step process. (Ukiah, supra, 2
Cal.App.4th at p. 725.) First, if the project is exempt by administrative regulation, no
further evaluation is required. (Id. at p. 726.) Second, if it appears that the project may
have an adverse environmental effect, a study is done to determine whether the effect
may be significant and, if no such effect is apparent, a negative declaration is issued.
(Ibid.) Third, if it appears that the project may have a significant environmental effect, an
EIR is required. (Ibid.) Mitigations to eliminate potentially significant environmental
14
effects are evaluated in the second step of the process, when “elaborate standards—as
well as significant procedural requirements,” including public review, apply in
“determining whether proposed mitigation will adequately protect the environment.”
(Azusa Land Reclamation Co. v. Main San Gabriel Basin Watermaster (1997) 52
Cal.App.4th 1165, 1200 (Azusa).) “[A]n agency should not be permitted to evade these
standards by evaluating proposed mitigation measures in connection with . . . a
categorical exemption.” (Id. at p. 1201.) Thus, “proposed mitigation measures cannot be
used to support a categorical exemption; they must be considered under the standards that
apply to a mitigated negative declaration.” (Id. at p. 1199.)
The City’s exemption notice stated: “The sponsor has agreed to follow the
recommendations of the [2008] report, specifically: drilled, cast-in-place, reinforced
concrete piers of at least 14 inches in diameter extending 10 feet below grade to support
proposed structures; removal of any groundwater encountered during pier shaft drilling;
the use of fully backdrained retaining walls; drainage directed toward downspouts that
discharge into closed conduits that drain into the site storm drain system; regular
maintenance of drains and debris clearance; repair of sloughing or erosion before it can
enlarge into landsliding; and planting of a dense growth of deep-rooted ground cover to
minimize erosion. [¶] . . . [¶]
“The final building plans would be reviewed by the Department of Building
Inspection (DBI). In reviewing building plans, the DBI refers to a variety of information
sources to determine existing hazards and assess requirements for mitigation. Sources
reviewed include maps of Special Geologic Study Areas and known landslide areas in
San Francisco as well as the building inspectors’ working knowledge of areas of special
geologic concern. The above-referenced geotechnical investigation would be available
for use by the DBI during its review of building permits for the site. Also, DBI could
require that additional site-specific soils report(s) be prepared in conjunction with permit
applications, as needed.”
Taylor equates these construction specifications with mitigation measures that
cannot be used to qualify the project for an exemption. However, “[a] mitigation
15
measure is designed to minimize a significant environmental impact.” (Kostka &
Zischke, Practice Under the California Environmental Quality Act (Cont.Ed.Bar 2d ed.
2009) § 14.6, p. 689 [citing Pub. Resources Code, §§ 21002.1, subd. (a), 21100, subd.
(b)(3); Guidelines, § 15126.4, subd. (a)(1)].) Since no substantial evidence supporting a
fair argument for the existence of any such impact has been presented here, there is
nothing to mitigate and the construction specifications cannot be fairly characterized as
mitigation measures. The cases on which Taylor relies—Azusa and SPAWN—are clearly
distinguishable in this respect. In Azusa, “[t]here was substantial scientific evidence that
continued dumping [of solid waste into a landfill] would have a significant effect on the
environment.” (Azusa, supra, 52 Cal.App.4th at p. 1205.) In SPAWN, the county found
that the project “had possible ‘adverse impacts on the habitat of threatened or endangered
species,’ and created ‘[p]ossible disharmonies with [a] creek’ ” (SPAWN, supra, 125
Cal.App.4th at p. 1108) that was “a protected anadromous fish stream” (id. at p. 1106).
Conditions are imposed on all residential construction to ensure that homes are
properly built. If such conditions are deemed to constitute CEQA mitigation measures in
the absence of evidence that a project will cause environmental harm, the exemption for
small-scale residential projects would be eviscerated. This project calls for construction
of three family homes in a residential area. Lot lines were adjusted to allow them to be
built. The total scope of this project fits neatly within the City’s declared exemption.
III. DISPOSITION
The judgment is affirmed.
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Siggins, J.
We concur:
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McGuiness, P.J.
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Pollak, J.
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