Filed 2/20/14 In re Johnny S. CA5
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
In re JOHNNY S., a Person Coming Under the
Juvenile Court Law.
THE PEOPLE, F066572
Plaintiff and Respondent, (Super. Ct. No. 511830)
v.
OPINION
JOHNNY S.,
Defendant and Appellant.
THE COURT*
APPEAL from a judgment of the Superior Court of Stanislaus County. Shawn D.
Bessey, Judge.
Suzanne M. Morris, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Michael P. Farrell, Assistant Attorney General, Louis M. Vasquez and Rebecca
Whitfield, Deputy Attorneys General, for Plaintiff and Respondent.
-ooOoo-
* Before Poochigian, Acting P.J., Detjen, J. and Peña, J.
Minor Johnny S. was found to have committed vehicle theft (Veh.Code, § 10851,
subd. (a); count 1) and evasion of a peace officer (Veh.Code, § 2800.2, subd. (a);
count 2). The juvenile court placed him on formal probation subject to certain terms and
conditions. He appealed.1 We reversed and remanded for the juvenile court to provide
notice to Johnny S.’s mother regarding his eligibility for deferred entry of judgment
(DEJ) and to consider his suitability for DEJ. The court found him unsuitable. He
appeals again, contending the juvenile court again failed to notify his mother as required
by statute and abused its discretion when it found him unsuitable for DEJ. We conclude
the failure to notify was harmless, and we find no abuse of discretion in the finding of
unsuitability. Accordingly, we will affirm the juvenile court’s orders.
FACTS
On the evening of June 3, 2011, Adriana Perez loaned her 1997 Nissan Quest
minivan to her boyfriend, Peter Ayarza. Ayarza drove the minivan to La Huaraca
nightclub, where he worked, and parked it in the club’s parking lot. Ayarza thought he
left the keys in the unlocked minivan.
Around 2:00 a.m. on June 4, 2011, Ayarza finished work, went into the parking
lot, and discovered the minivan was missing. Ayarza asked the nightclub’s security
guard about the minivan. The security guard said he noticed someone driving away in
the minivan and just assumed that Ayarza’s girlfriend had picked it up. Ayarza called the
police. He also called Perez and arranged for a mutual friend to drive her to the nightclub
to pick him up. Ayarza and Perez met an officer at the nightclub to report the stolen
minivan.
1 We take judicial notice of the record and opinion in case No. F063499. (Evid.
Code, §§ 452, 459.)
2.
After making the report, Ayarza and Perez headed home in their friend’s car. As
Ayarza drove home, they saw the stolen minivan pull out of the driveway of another
nightclub and stop at an intersection. They were about 10 minutes away from the
location where the minivan had been stolen.
Perez and Ayarza saw two people sitting in the minivan’s front seat. They
described the driver as chubby with short hair, and the passenger as thinner and taller.
Ayarza turned his friend’s car around and followed the minivan. Perez called the
police and described the minivan’s location. The minivan accelerated and tried to evade
Ayarza.
Stanislaus County Sheriff’s Deputy Moreno was already in the area responding to
another dispatch, when he saw Ayarza following the speeding minivan. The speeding
minivan approached Moreno and the woman to whom he was speaking. Seeing that the
minivan was heading right at them and not slowing down, he shouted at the woman and
she stopped herself as the minivan sped past her. Moreno made sure she was okay, then
he activated his patrol car’s siren and lights, pursued the minivan, and attempted to
conduct a traffic stop. The minivan failed to stop, Moreno followed the minivan, and
Ayarza followed Moreno.
As the pursuit continued, the minivan traveled over 55 miles per hour. The
minivan went through a stop sign, lost control at a corner, swerved on and off the road,
and drove across the front yard of a residence. The minivan turned into an alley, crashed
into a fence and building, and finally stopped.2 Two people ran out of the minivan’s
passenger door.
Deputy Moreno apprehended Johnny S. in the area. Moreno asked Ayarza to look
at Johnny S. while seated in his patrol car. Ayarza immediately identified Johnny S. as
2 According to the probation report, the minivan was so damaged that it could not
be driven and had to be towed from the area for extensive repairs.
3.
the minivan’s driver. Perez and Ayarza also identified the minivan as their stolen
vehicle. The keys were never recovered.
At trial, both Perez and Ayarza identified Johnny S. as the minivan’s driver based
on their observations when they saw the stolen minivan pulling out of the other nightclub
parking lot and traveling on the street.
Defense Evidence
Johnny S. admitted he was in the stolen minivan, but he insisted he never drove it
and did not know it was stolen until just before it crashed. He testified that a friend
picked him up in the minivan around 11:00 p.m. They drove around and went to another
friend’s house. His friend started the minivan with a set of keys and drove the minivan
the entire time Johnny S. was in the vehicle. As the friend was driving Johnny S. home,
the deputy tried to conduct the traffic stop. His friend refused to stop and told Johnny S.
that the minivan was stolen. After the minivan crashed, Johnny S. ran away because he
did not want to get caught. Johnny S. refused to identify the person who was driving the
minivan.
DISCUSSION
I. DEJ
The DEJ provisions of Welfare and Institutions Code section 790 et seq.3 “provide
that in lieu of jurisdictional and dispositional hearings, a minor may admit the allegations
contained in a section 602 petition and waive time for the pronouncement of judgment.
Entry of judgment is deferred. After the successful completion of a term of probation, on
the motion of the prosecution and with a positive recommendation from the probation
department, the court is required to dismiss the charges. The arrest upon which judgment
was deferred is deemed never to have occurred, and any records of the juvenile court
3 All further statutory citations are to the Welfare and Institutions Code unless
otherwise noted.
4.
proceedings are sealed. [Citations.]” (Martha C. v. Superior Court (2003) 108
Cal.App.4th 556, 558 (Martha C.).)
The determination of whether to grant DEJ requires consideration of “two distinct
essential elements of the [DEJ] program”—“eligibility” and “suitability.” (In re
Sergio R. (2003) 106 Cal.App.4th 597, 607, fn. 10, italics omitted (Sergio R.).) “Under
section 790, the prosecuting attorney is required to determine whether the minor is
eligible for DEJ. Upon determining that a minor is eligible for DEJ, the prosecuting
attorney ‘shall file a declaration in writing with the court or state for the record the
grounds upon which the determination is based, and shall make this information available
to the minor and his or her attorney.’ (§ 790, subd. (b).) The form designed for this
purpose is a [Determination of Eligibility—Deferred Entry of Judgment—Juvenile] form
JV-750, the completion of which requires the prosecutor to indicate findings as to the
eligibility requirements by checking, or not checking, corresponding boxes. (Cal. Rules
of Court, rule 5.800(b).) If a minor is found eligible for DEJ, form JV-751, entitled
‘Citation and Written Notification for Deferred Entry of Judgment—Juvenile,’ is used to
notify the minor and his or her parent or guardian. There is a box to check on the JV-750
form indicating that the JV-751 form is attached.” (In re C.W. (2012) 208 Cal.App.4th
654, 659 (C.W.), italics added.)4 “The court must issue Citation and Written Notification
for Deferred Entry of Judgment—Juvenile (form JV-751) to the child’s custodial parent,
guardian, or foster parent. The form must be personally served on the custodial adult at
least 24 hours before the time set for the appearance hearing.” (Rule 5.800(c), italics
omitted.)
“In addition, the prosecutor’s ‘written notification to the minor’ of the minor’s
eligibility must include, inter alia, ‘[a] full description of the procedures for deferred
4 All further citations to rules are to the California Rules of Court, unless otherwise
noted.
5.
entry of judgment’ (§ 791, subd. (a)(1)) and ‘[a] clear statement that, in lieu of
jurisdictional and disposition hearings, the court may grant a deferred entry of judgment
with respect to any offense charged in the petition, provided that the minor admits each
allegation contained in the petition and waives time for the pronouncement of judgment’
(§ 791, subd. (a)(3)).” (C.W., supra, 208 Cal.App.4th at p. 660.)
“Once the threshold determination of eligibility is made, the juvenile trial court
has the ultimate discretion to rule on the minor’s suitability for DEJ. [Citation.]
Suitability for DEJ is within the court’s discretion after consideration of the factors
specified by statute and rule of court, and based upon the standard of whether the minor
will derive benefit from ‘“‘“education, treatment and rehabilitation”’”’ rather than a more
restrictive commitment. [Citation.]” (C.W., supra, 208 Cal.App.4th at p. 660, italics
added.) “[T]he statutory language empowers but does not compel the juvenile court to
grant” DEJ. (Sergio R., supra, 106 Cal.App.4th at p. 605.) “While such eligibility is a
necessary condition for DEJ, it is not alone a sufficient basis. Under proper
circumstances the court may refuse DEJ even to minors eligible under section 790,
subdivision (a). [Citation.]” (Martha C., supra, 108 Cal.App.4th at p. 560.) If the
prosecuting attorney finds the minor eligible, the court has a “mandatory … duty … to
either summarily grant DEJ or examine the record, conduct a hearing, and make ‘the final
determination regarding education, treatment, and rehabilitation ….’ [Citations.]” (In re
Luis B. (2006) 142 Cal.App.4th 1117, 1123.) Thereafter “the court retains discretion to
deny DEJ to an eligible minor ….” (Ibid.) “The court is not required to ultimately grant
DEJ, but is required to at least follow specified procedures and exercise discretion to
reach a final determination once the mandatory threshold eligibility determination is
made. [Citation.]” (Ibid.)
Thus, the fact that the minor meets the statutory criteria for eligibility does not
mean the minor is automatically entitled to DEJ. Rather, a grant of DEJ is a matter
addressed to the discretion of the juvenile court. (Sergio R., supra, 106 Cal.App.4th at
6.
pp. 604-605, 607.) The juvenile court must determine whether the minor is suitable for
DEJ, taking into account the minor’s age, maturity, educational background, family
relationships, demonstrable motivation, treatment history, and other mitigating and
aggravating factors. (§ 791, subd. (b); see rule 5.800(d) [if probation report is ordered, it
must address these factors and any other relevant factors regarding the benefit the child
would derive from education, treatment, and rehabilitation efforts and programs best
suited to assist the child and the child’s family].)
Although the probation department reports its findings and recommendations to
the court, the court is not bound by these recommendations and is charged with making
the final independent determination of suitability. (Martha C., supra, 108 Cal.App.4th at
p. 561; In re Robert H. (2002) 96 Cal.App.4th 1317, 1329.) Denial of DEJ is proper
“only when the trial court finds the minor would not benefit from education, treatment
and rehabilitation.” (Martha C., supra, at p. 561.) In making such a determination, the
court may find that the circumstances of a crime indicate a minor is not amenable to
rehabilitation. (Id. at p. 562.)
We may reverse the juvenile court’s determination only upon a showing of abuse
of discretion. (Sergio R., supra, 106 Cal.App.4th at p. 607; In re Robert H., supra, 96
Cal.App.4th at pp. 1329-1330.) An abuse of discretion occurs only when the trial court
“‘exceeds the bounds of reason, all of the circumstances before it being considered.’”
(Denham v. Superior Court (1970) 2 Cal.3d 557, 566.)
II. Procedural Background
According to the record on appeal (after our remand), on November 21, 2012,
Johnny S. signed a promise to appear at a hearing on December 21, 2012. The form
states that Johnny S. was released to his mother. Printed on the bottom of the form are
instructions that the original of the form goes to the court and that copies go to the minor,
the parent, and the probation department.
7.
On December 21, 2012, the juvenile court held a hearing to discuss the remand of
the case for DEJ consideration. Johnny S. was present, but there is no indication in the
record that his mother was present.5 The court requested that the probation department
prepare a DEJ suitability report.
On December 28, 2012, the probation department filed a DEJ suitability report
based on information available at the time the June 7, 2011 petition was filed. The report
found Johnny S. unsuitable for DEJ based on the nature of the crimes, his grades, his
expulsion for fighting, his suspension for excessive tardiness, and his use of marijuana.
The report also noted that Johnny S.’s mother stated that Johnny S. needed to serve his
time in juvenile hall if he was found to be responsible for the crimes.
On January 10, 2013, the juvenile court held a DEJ suitability hearing. Johnny S.
and his mother were present. The parties argued Johnny S.’s suitability before the court.
The court considered the DEJ suitability report and took the matter under submission.
On January 17, 2013, Johnny S. and his mother returned for the review hearing.
The court addressed the circumstances of the crimes, noting that the incident occurred in
the early morning, Johnny S. was the driver of the stolen minivan, he almost hit a
pedestrian, he led the police on a chase with lights and sirens, and he drove recklessly at a
high speed through stop signs and stop lights, eventually crashing to a stop. The court
explained that these facts showed an indifference toward the safety of his passenger, the
police, and the general public. After the crash, Johnny S.’s flight from the officers
showed a disregard for their commands and attempts to contact him. The court also
considered Johnny S.’s intake statement that he had some issues at school, smoked
marijuana, had a bad attitude at home, and was not following his mother’s directives.
5 The minute order does not show a checked box for mother’s presence, but it also
does not show a checked box for Johnny S.’s presence and the transcript establishes he
was there. The minute orders for the hearings on January 10, 2013, and January 17,
2013, show checked boxes for both mother and Johnny S.
8.
The mother was aware of his marijuana use and poor grades, and felt he needed time in
juvenile hall. The court concluded Johnny S. was not suitable for DEJ, and would benefit
from the higher level of supervision provided by formal probation.
II. Notification of Johnny S.’s Mother
Johnny S. argues that the failure to notify his mother as required by statute was
reversible error. We conclude it was harmless.
In our prior opinion, we found no evidence that Johnny S.’s mother, as his
custodial parent, received notice of his DEJ eligibility, either by personal service of forms
JV-750 and JV-751, or during any of the juvenile proceedings in this case. The mother
was present at all the hearings, but there was no mention of DEJ at those hearings.
We agreed with the analysis in C.W., supra, 208 Cal.App.4th 654, where the court
stated: “[W]e do not have a completely silent record. Rather, the record affirmatively
reflects that the prosecuting attorney did not check the box indicating that a citation and
notification regarding DEJ (form JV-751) was attached. Moreover, no form JV-751
appears in the record, nor is there any evidence that the juvenile court served C.W. and
her parent or guardian with such a form, as required by … rule 5.800(c). Likewise, DEJ
was never mentioned at any of the hearings. In our view, the existence of these
omissions, in the context of an otherwise complete record, is sufficient to rebut the
presumption that C.W. was properly advised of her DEJ eligibility either by the
prosecutor or by the juvenile court. [Citation.]” (C.W., supra, at pp. 660-661.)
Accordingly, we remanded for the court not only to consider Johnny S.’s
suitability, but also to provide notice to Johnny S.’s mother. The record suggests,
however, that after remand no formal statutory notice was given to Johnny S.’s mother,
despite our instructions. The record contains no JV-751 form, which would have
informed the mother that Johnny S. was eligible to be considered for DEJ, ordered the
mother to appear at a certain place and time for a hearing to consider whether to grant
DEJ, and notified her that she may be required to participate in a program with Johnny S.
9.
The form also would have explained some of the details of DEJ, factors the court would
consider, and possible conditions of probation. The form should have been served on the
mother at least 24 hours before the DEJ suitability hearing. Inexplicably, that failed to
happen again. Nevertheless, we are convinced the error was harmless. Even if the
mother had been properly notified of the DEJ suitability hearing, the outcome of the
hearing would not have been different. First, we note that under these facts, it is likely
the mother had actual notice that Johnny S. was eligible for DEJ, assuming she received a
copy of the form signed by Johnny S. But whether she did or not, she was present at the
two hearings in January 2013 in which the juvenile court considered and discussed
Johnny S.’s suitability. Furthermore, the information considered by the court was limited
to information that was available at the time of the June 7, 2011 petition. This
information, including the mother’s input, had already been collected and any new facts
or events were irrelevant. Under these circumstances, we conclude the failure to comply
with the specific requirements of statutory notice was harmless beyond a reasonable
doubt. (In re James F. (2008) 42 Cal.4th. 901, 915 [harmless error analysis appropriate
because, unlike structural error, prejudice could be determined without “‘a speculative
inquiry into what might have occurred in an alternate universe’”]; id. at p. 918 [“If the
outcome of a proceeding has not been affected, denial of a right to notice and a hearing
may be deemed harmless and reversal is not required.”]; see also In re A.D. (2011) 196
Cal.App.4th 1319, 1326-1327.)
III. Suitability for DEJ
Johnny S. contends the juvenile court abused its discretion when it found him
unsuitable for DEJ because the court’s findings did not establish that he would not benefit
from treatment, education, or rehabilitation. We disagree.
The juvenile court properly considered the facts of Johnny S.’s crimes, his
behavior at school and home, his marijuana use, and his mother’s opinion. Johnny S.’s
vehicle theft was a reckless and dangerous crime by virtue of the high-speed chase he
10.
instigated. He nearly hit a pedestrian as he sped past her. At school, he had been
expelled for fighting and suspended for tardiness, and his grades were poor. His own
mother felt he needed to be incarcerated. These factors were all relevant to whether he
could benefit from the education, treatment, or rehabilitation of the DEJ program or
instead needed a more restrictive program. The court expressly found that DEJ would
not provide the supervision Johnny S. needed, which he could get from formal probation.
Even if we discount the factors about his noncompliant behavior at home as too remote,
as Johnny S. urges, we still conclude the court’s decision to deny DEJ did not fall outside
the bounds of reason. We find no abuse of discretion.
DISPOSITION
The juvenile court’s orders are affirmed.
11.