Filed 2/21/14 P. v. Sanchez CA2/1
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION ONE
THE PEOPLE, B241343
Plaintiff and Respondent, (Los Angeles County
Super. Ct. No. KA094607)
v.
CONSTANTINO V. SANCHEZ,
Defendant and Appellant.
Appeal from a judgment of the Superior Court of Los Angeles, Steven D. Blades,
Judge. Affirmed.
Mark S. Givens, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Lance E. Winters, Senior Assistant Attorney General, Mary Sanchez and Taylor
Nguyen, Deputy Attorneys General, for Plaintiff and Respondent.
___________________________
Appellant Constantino V. Sanchez appeals from his judgment of conviction for
attempted murder with a firearm enhancement. His appeal contends that he was
prejudiced by the trial court’s refusal to present to the jury—or to permit his counsel to
argue to the jury—his theories of self-defense or the lesser included offense of voluntary
manslaughter, and that the evidence was insufficient to support the jury’s determination
that he had acted deliberately and with premeditation. We affirm the judgment.
The Case
Appellant Sanchez was charged by information with one count of attempted
willful, deliberate, and premeditated murder. (Pen. Code, §§ 187, subd. (a), 664.)1 The
information also charged special allegations that Sanchez intentionally used and
discharged a handgun (§ 12022.53, subds. (b)-(d)), causing the offense to be a serious
felony (§ 1192.7, subd. (c)(8)) and a violent felony (§ 667.6, subd. (c)(8)), and that in the
commission of the offense Sanchez inflicted great bodily injury upon another who was
not an accomplice (§ 12022.7, subd. (a)), also causing the offense to be a serious felony
under section 1192.7, subdivision (c)(8). Sanchez pleaded not guilty and denied the
special allegations.
The jury found Sanchez guilty of attempted willful, deliberate and premeditated
murder, and the firearm special allegation under section 12022.53, subdivision (d). The
court imposed a sentence of life imprisonment for the attempted murder, with an
additional 25 years to life imprisonment for the firearm enhancement. Sanchez appeals
from the judgment. (§ 1237, subd. (a).)
The Facts
Sanchez worked in construction, as did Ricardo Cortez. As of June 2011, he had
worked under Jose Ramirez, a more senior worker, for about a year. Cortez had also
worked under Ramirez for some weeks or months, usually together with Sanchez.
1
Statutory references are to the Penal Code unless otherwise specified.
2
A few weeks before June 15, 2011, Sanchez asked Ramirez for Cortez’s phone
number so he could call Cortez about not being at the jobsite when a load of stucco
arrived. Leticia, Cortez’s fifteen-year-old daughter who was using her father’s phone at
the time, answered, telling the unidentified caller that her father was not then home.
Sometime after that day Leticia received another call on her father’s phone from the same
caller. After she told the caller that her father was not there, the caller, who identified
himself as “Catalino,” kept talking to her, telling her that her voice sounded pretty, asking
if the phone was hers, asking if she wanted to go out for coffee with him, and telling her
that he would give her a phone as a gift if she wanted, so they could stay in contact.
Leticia told the caller that she did not accept gifts from others, and reported the
conversation to her father.2 Cortez later called the caller’s phone number, and when
Sanchez answered he told him, angrily, to stop calling and bothering his daughter.
According to Cortez, Sanchez responded that he had no fear and that they would be
meeting again. Cortez said that was fine because he wanted to talk to Sanchez about it in
person, but he did not want any problems.
Cortez then told Ramirez that he did not want to work with Sanchez anymore,
because Sanchez was calling his daughter. Ramirez spoke with their mutual boss, who
told him to keep Cortez and Sanchez separated, but to tell them to work out their
differences so he would not have to fire either of them. Cortez understood from Ramirez
that he and Sanchez would not be working together.
When Cortez arrived at his jobsite on June 15, 2011, Sanchez was not there.
When Sanchez arrived at the jobsite, Cortez asked if he would be working there that day,
and told Sanchez to just “do your job and I’ll do mine.” But Sanchez then asked if
Cortez was upset that he was calling Cortez’s daughter. Cortez said he did not want any
problems, and—loudly—that he could fix everything with a call to the police. He walked
toward his truck, intending to copy Sanchez’s car license and leave the jobsite. But
Sanchez then got into his car, pulled forward blocking Cortez’s truck, and pointed a
2
The conversation was in Spanish.
3
handgun at Cortez through the passenger window. Cortez turned and ran. Cortez
testified that he had in his pocket a screwdriver and a blade he used for his wall-
texturizing work, but he did not show them to Sanchez at any time.
A surveillance video of the scene shows Cortez running, followed by Sanchez.
Cortez tried to retrieve his cell phone from his pocket, but dropped it as he ran. When he
stopped to pick it up, Sanchez kept coming forward. Cortez turned and stepped toward
Sanchez, holding up his hand with his palm toward Sanchez and telling him not to shoot.
Sanchez fired a shot that missed Cortez. Sanchez’s second shot, by then from
about three feet away, hit Cortez in the right arm or shoulder and exited the other side.
Cortez then fell upon Sanchez, trying to grab the gun with his left hand. Sanchez’s third
shot went through Cortez’s left hand, grazing his head and hitting his left ear. Cortez
then grabbed the gun’s barrel with his right hand, and Sanchez fired another shot that hit
the lower left side of Cortez’s nose. Cortez threw Sanchez to the ground, pulled the gun
from Sanchez’s hand, and tried to fire it at Sanchez. When the gun did not fire, he
straddled Sanchez and hit him in the face a number of times with the gun’s handle.
Cortez then got up, leaving Sanchez and the gun on the ground and walking back
toward his truck. (He explained that he left the gun behind both because he believed it
was empty, and because he feared he might be shot if he had it when the police arrived.)
He asked someone nearby to call the police for him. Ramirez received a call from Cortez
at about 7:30 that morning, telling him to call the police and an ambulance.
Sanchez got up, went to his car, and drove away. Cortez was in the hospital for
six days, and suffered pain and long-term effects from his injuries.
Jose Almonte witnessed the incident from his car across the street, from the time
Cortez stopped to pick up something from the ground.3 Almonte heard three shots and
saw the men hitting each other, testifying that Cortez had no weapon. He saw Cortez hit
Sanchez with the gun more than twice, but the hitting did not begin until after Cortez had
been shot. When Cortez walked away from Sanchez, both men were bleeding “a lot.”
3
Almonte had stopped to locate his own phone. He identified Sanchez as “the
shorter man” or “the smaller man,” and Cortez as “the taller man” or “the bigger man.”
4
Cortez went back to the building; Sanchez walked to his car and drove away. After the
police arrived Cortez was taken to a hospital for his injuries.
At the scene the police found signs of a struggle. On the ground they found a
firearm magazine containing one or two rounds, a lot of blood and scattered nails, a cell
phone, a baseball cap, a notebook, a piece of paper with numbers and letters written on it,
and three bullet casings. A police officer, off duty and driving home at the time, found a
car stopped in the carpool lane of the freeway near the Diamond Bar exit, with the sole
occupant—Sanchez—bleeding from his face. When the officer saw the handgun in
Sanchez’s waistband he called for assistance. Sanchez was removed from the car by
paramedics. A holster and two handgun magazine clips with about 20 live rounds fell
from the back of Sanchez’s pants as they were removed.
Sanchez’s version of the events differed in some respects from Cortez’s. He
testified that he had made only one call to Cortez’s phone, that it had been in Ramirez’s
presence, and that he had just left a message with Leticia and hung up. He denied telling
Leticia that she had a pretty voice, denied inviting her to join him for coffee, and denied
offering to give her a phone. He said that he had been afraid of Cortez for some weeks
before the June 15 incident—since Cortez had first accused him of bothering his
daughter—because he had seen how angry Cortez could be.
Sanchez was surprised to see Cortez’s truck when he arrived at the jobsite on June
15, 2011, because he had understood from Ramirez that Cortez had been suspended for
two weeks. He saw Cortez coming out of the bathroom cleaning his knife and putting it
in his pocket. He did not think the knife he had seen Cortez put in his pocket (which
Cortez said he used for his work on the interior windows of the jobsite) could be
considered a deadly weapon.
Cortez told him that “I don’t want to fight with you anymore,” to which he
responded that he was happy to hear that. However, when he added that he also had three
daughters, “and I was never opposed to others talking to them,” Cortez suddenly
threatened to kill him, “because you are worthless in regards to taking care of your
5
family.” Sanchez said that he apologized to Cortez for causing any offense, he offered to
go home, and he went to his car in order to leave.
As he was pulling away, however, he said that Cortez taunted him as a coward for
leaving. Cortez walked toward him (“as if he was going to come and talk with me,”
Sanchez said). Sanchez accepted what he took as a challenge, grabbing his gun and
holding it up.
At that point Cortez said for Sanchez to “follow me here a little bit,” and they
walked away, Cortez in front with Sanchez following. At the corner, Cortez began
running. Sanchez ran too, so as not to lose sight of him, “[s]o if he were to grab
something, a weapon, I had to defend myself.” According to Sanchez, he believed that
Cortez was going to get a weapon. Sanchez said that by following Cortez, he knew they
would fight and “obviously we were going to kill each other.” He brought the gun with
him when he followed Cortez, because by then “the fight was already on.”
Cortez stopped when he was almost 20 feet ahead of Sanchez, bent over, picked
something up—which Sanchez did not see, but he thought might be a weapon—and
turned around. Sanchez did not stop, but continued toward Cortez with his gun drawn as
Cortez stepped toward him (as he confirmed while viewing the surveillance video).
He explained that although he didn’t want to shoot Cortez, he pulled the trigger
the first time “just trying to get him scared so that he could continue running because I
was just going to leave him.” He shot Cortez in the hand in order to scare him, “trying to
make him stop.” By shooting, “I was just getting him scared.” He kept shooting
“because he had already come at me, and I thought that he was carrying a weapon to
defend himself.” Sanchez said he thought Cortez was going to harm him. At that point,
he admitted, Cortez had not yet touched him. “I wanted him to stop running, but it was
the contrary. He then came even stronger towards me.”
According to Sanchez, after intentionally shooting Cortez in the hand he fired the
rest of the shots only to empty the gun, not to hit Cortez, “because he was gonna use it
and he was already on top of me.” But he also confirmed that Cortez had not yet caught
him, and that he had fired all five shots before Cortez touched him.
6
The last thing Sanchez remembered that day was Cortez telling him that he
(Sanchez) had already beaten the shit out of him (Cortez), and Sanchez’s response that
“Well, I already apologized, and you didn’t want to accept my apology and you wanted
things this way.” Then he was struck by Cortez’s blows to his head while he asked for
mercy, and he remembers nothing more.
Discussion
Sanchez’s appeal raises four contentions: That the evidence was insufficient to
support the jury’s findings that his attempted murder of Cortez was deliberate and
premeditated, under the sentence-enhancement provisions of section 664, subdivision (a);
that because the evidence was sufficient to support a finding that he acted in self-defense,
the trial court erred in failing to instruct the jury on that theory and in refusing to permit
his counsel to argue that theory to the jury; and that because the evidence was sufficient
to support the lesser-included offense of attempted voluntary manslaughter, based on the
theories of both heat of passion and imperfect self-defense, the trial court erred in failing
to instruct the jury on those theories and in refusing to permit his counsel to argue them
to the jury. Sanchez contends that these errors violated California law and his rights to a
fair trial under the Constitutions of both California and the United States, and that their
cumulative effect rendered his trial fundamentally unfair and the verdict unreliable.
We conclude that the evidence was sufficient to support the findings of
deliberation and premeditation, and that the trial court did not err in refusing to submit
the defense of self-defense to the jury, or in refusing to instruct the jury on the lesser
included offense of voluntary manslaughter based either on the theory of heat of passion
or of imperfect self-defense. We therefore affirm the judgment.
A. The Evidence Is Sufficient to Show Deliberation and Premeditation.
1. Standard of Review
A criminal conviction is supported by sufficient evidence for purposes of federal
and state due process requirements if evidence in the record “could reasonably support a
finding of guilt beyond a reasonable doubt.” (Jackson v. Virginia (1979) 443 U.S. 307,
7
318, fn. omitted; People v. Johnson (1980) 26 Cal.3d 557, 578.) “[T]his inquiry does not
require a court to ‘ask itself whether it believes that the evidence at the trial established
guilt beyond a reasonable doubt.’ [Citation.] Instead, the relevant question is whether,
after viewing the evidence in the light most favorable to the prosecution, any rational trier
of fact could have found the essential elements of the crime beyond a reasonable
doubt. . . . Once a defendant has been found guilty of the crime charged, the factfinder’s
role as weigher of the evidence is preserved through a legal conclusion that upon judicial
review all of the evidence is to be considered in the light most favorable to the
prosecution.” (Jackson v. Virginia, supra, 443 U.S. at pp. 318-319, citation & fn.
omitted; People v. Coffman and Marlow (2004) 34 Cal.4th 1, 87 [reviewing court must
determine whether record, when viewed in light most favorable to the judgment, contains
evidence from which a rational jury could find defendant guilty beyond a reasonable
doubt].)
A conviction that is not supported by evidence sufficient to establish each of the
elements of the charged offense violates the due process guarantees of the California and
federal Constitutions, and is invalid. (People v. Rowland (1992) 4 Cal.4th 238, 269.)
However, reversal of the verdict rendered by a jury is warranted only if “upon no
hypothesis whatever is there sufficient substantial evidence to support it.” (People v.
Redmond (1969) 71 Cal.2d 745, 755.) “On appeal, we must view the evidence in the
light most favorable to the People and must presume in support of the judgment the
existence of every fact the trier could reasonably deduce from the evidence. [Citation.]”
(People v. Jones (1990) 51 Cal.3d 294, 314.)
The mental state required for proof of attempted murder is different from that
required for murder itself. Murder does not require proof of an intent to kill; “[i]mplied
malice—a conscious disregard for life—suffices.” (People v. Bland (2002) 28 Cal.4th
313, 327.) However, “‘[a]ttempted murder requires the specific intent to kill and the
commission of a direct but ineffectual act toward accomplishing the intended killing.’”
(People v. Perez (2010) 50 Cal.4th 222, 229-230.) Nevertheless, “‘“the act of firing
toward a victim at a close, but not point blank, range ‘in a manner that could have
8
inflicted a mortal wound had the bullet been on target is sufficient to support an inference
of intent to kill . . . .’”’” (Id. at p. 230.)
In this case the jury was correctly instructed that to prove Sanchez guilty of
attempted murder, the evidence must show that he “took at least one direct but ineffective
step toward killing another person,” and that he intended to kill that person. (CALCRIM
No. 600; § 187, subd. (a); People v. Lee (1987) 43 Cal.3d 666, 670.) Sanchez does not
challenge these instructions, nor the sufficiency of the evidence to show that he is guilty
of attempted murder. However, he does challenge the sufficiency of the evidence to
establish that he acted with deliberation and premeditation.
2. Deliberation and premeditation
In addition to proving that Sanchez acted with the intent to kill Cortez, the
prosecution in this case sought to prove that Sanchez’s attempts to kill were willful,
deliberate, and premeditated, justifying additional punishment. (§ 664, subd. (a).) A
verdict of deliberate and premeditated murder (or attempted murder) requires proof of
more than merely an intent to kill. “‘Deliberation’ refers to careful weighing of
considerations in forming a course of action; “premeditation” means thought over in
advance. [Citations.] “The process of premeditation . . . does not require any extended
period of time. ‘The true test is not the duration of time as much as it is the extent of the
reflection. Thoughts may follow each other with great rapidity and cold, calculated
judgment may be arrived at quickly. . . .’ [Citations.]”’” (People v. Halvorsen (2007) 42
Cal.4th 379, 419.)
Consistent with this law, the jury was instructed that in order to find Sanchez
guilty of attempted murder as charged in the Information, it must find that Sanchez acted
not just with an intent to kill Cortez (“willfully”), but also “with deliberation and
premeditation.” Sanchez “deliberated,” the jury was told, “if he carefully weighed the
considerations for and against his choice and, knowing the consequences, decided to
kill.” And he “premeditated” it was instructed, “if he decided to kill before acting.”
(CALCRIM No. 601; People v. Perez (1992) 2 Cal.4th 1117, 1123-1124.) Sanchez
9
contends on appeal that the evidence is insufficient to establish that he deliberated and
premeditated before committing the attempted murder.
In People v. Anderson (1968) 70 Cal.2d 15 (Anderson), our Supreme Court
addressed the evidence that shows deliberation and premeditation in carrying out an
intention to kill. (Id. at p. 25.) The same evidence shows deliberation and premeditation
in carrying out an attempt to kill. (People v. Brito (1991) 232 Cal.App.3d 316, 323-324.)
“‘An intentional killing is premeditated and deliberate if it occurred as the result of
preexisting thought and reflection rather than unconsidered or rash impulse.’” (People v.
Pearson (2013) 56 Cal.4th 393, 443.) However, “‘“[t]he process of premeditation and
deliberation does not require any extended period of time. ‘The true test is not the
duration of time as much as it is the extent of the reflection. Thoughts may follow each
other with great rapidity and cold, calculated judgment may be arrived at quickly . . . .’
[Citations.]”’” (People v. Houston (2012) 54 Cal.4th 1186, 1216; People v. Hughes
(2002) 27 Cal.4th 287, 370-371 [true test is extent of reflection].)
Evidence sustains a finding of premeditation and deliberation tends to fall into one
of three categories: (1) facts about a defendant’s behavior that show prior planning of the
killing; (2) facts about any prior relationship or conduct with the victim from which the
jury could infer motive; and (3) facts about the manner of the killing from which the jury
could infer that the defendant killed the victim according to a preconceived plan.
(Anderson, supra, 70 Cal.2d. at p. 26.) A verdict will be upheld when there is extremely
strong evidence of planning (category 1); or when the evidence shows a motive to kill
(category 2) in conjunction either with evidence of planning (category 1), or with
evidence of a manner of killing showing a preconceived design (category 3). (Id. at pp.
26-27; People v. Bloyd (1987) 43 Cal.3d 333, 348.) The list of categories is not
exhaustive; it is merely an aid in “assessing whether the evidence is supportive of an
inference that the killing was the result of preexisting reflection and weighing of
considerations rather than mere unconsidered or rash impulse.” (People v. Perez, supra,
2 Cal.4th at p. 1125.)
10
The record is undisputed that Sanchez went to the jobsite on June 15, 2011, the
day of the shooting, armed with a loaded handgun, and it is sufficient to show also that he
took with him two loaded magazine clips in the back of his pants. The evidence (some of
it disputed) was that before Sanchez pointed his gun at Cortez, Cortez had told him to
stop bothering his underage daughter; that Sanchez had indicated he would continue the
calls to Cortez’s daughter; that Cortez had disparaged Sanchez’s abilities as a father, had
threatened to report Sanchez’s conduct to the police, and had copied or attempted to copy
Sanchez’s license plate number; and that Sanchez had then blocked Cortez’s truck from
leaving the jobsite.
The jury was not required to accept Sanchez’s contrary explanations, that he had
not expected to find Cortez at the jobsite that morning, that he had brought his loaded
handgun to the jobsite only in order to leave it at his son’s home after work that day, that
he had not heard Cortez’s threat to call the police, and that he had moved his car
intending to leave the jobsite. The prosecution’s burden of proof cannot be met by mere
disbelief of the defendant’s explanations (People v. Velazquez (2011) 201 Cal.App.4th
219, 231), but the cited evidence supports an inference that Sanchez had engaged in at
least some advance planning for his violent confrontation with Cortez. (See People v.
Miranda (1987) 44 Cal.3d 57, 87 [fact that defendant attempting robbery brought loaded
gun into store suggests he considered possibility of murder in advance].)
Evidence of the events that followed strengthen the inference that Sanchez acted
with deliberation and premeditation. When Sanchez blocked Cortez’s truck and pointed
his gun at Cortez, Cortez ran (or walked away, according to Sanchez), and Sanchez
followed (at Cortez’s request, according to Sanchez). Sanchez brought the gun with him,
he claimed, because he believed Cortez had challenged him and was leading him to a
place they would fight. Although earlier he had seen Cortez put a knife of some sort in
his pocket, he did not believe it was sufficient to pose a deadly threat. This evidence
shows that when Sanchez got out of his car and followed Cortez, he intended to fight
with Cortez. He brought his gun with him after having considered that Cortez was bigger
11
than him, and that Cortez had a non-lethal knife in his pocket. That train of thought
reflects planning, not heat of passion.
The inference that Sanchez considered in advance whether to shoot Cortez, rather
than acting on impulse alone, is strengthened also by the fact that he took his first shot at
Cortez after Cortez had stopped, bent over, picked up something, and “he was going to
come at me . . . .” Sanchez said that because he thought Cortez might have picked up an
unseen weapon “to defend himself,” he stopped about 10 feet from Cortez and fired the
first two shots, the second of which hit Cortez. But while watching the surveillance
video with the jury, Sanchez confirmed that when Cortez stopped to pick something from
the ground he was about 19½ feet away (“from here to the gate” in the courtroom), and
that after Cortez had stopped running he continued moving toward Cortez, not away from
him. He said that when he fired his gun he was not trying to kill Cortez; “I was just
getting him scared,” so Cortez would again turn and run, and Sanchez could simply
leave. That conscious and intentional use of potentially deadly force to deter Cortez from
approaching, when Cortez was still at some distance from him and had posed no
immediate threat, is evidence of deliberation and premeditation.
Sanchez’s decision to continue shooting also reflects deliberation and
premeditation. He said that he did not necessarily intend either to hit or to miss Cortez
when he fired his final three shots at a distance of just two or three feet from Cortez, but
intended only to empty the gun so Cortez could not shoot him after taking it. But
although this testimony denies any intention that his last three shots would hit Cortez, it
also admits that he consciously thought about—planned—the purpose and consequences
of his acts before he fired the gun.
The evidence presented to the jury therefore was sufficient to support its verdict
that Sanchez was guilty of deliberation and premeditation in shooting Cortez, as charged
in the information. It showed conduct within all three of the categories identified in
Anderson, supra, from which the jury was entitled to infer that Sanchez had planned for
his violent confrontation with Cortez, by bringing his gun to the jobsite, by blocking
Cortez’s truck when he intended to leave, by drawing and pointing his gun at Cortez from
12
his car, by chasing Cortez when Cortez ran from the jobsite, and by intentionally firing
his gun toward Cortez, when Cortez was still as far as 19 feet away, and again when he
was at very close range. It showed that Sanchez had a motive for his conduct toward
Cortez, arising from Cortez’s alleged history of accusing Sanchez of being a bad father,
of threatening to kill Sanchez, and of threatening to call the police. And it showed
evidence of planning by Sanchez when he followed or chased Cortez, bringing his gun to
what he believed would be the scene of a violent confrontation with Cortez, and advance
consideration of his purpose in firing the shots that wounded Cortez. (Anderson, supra,
70 Cal.2d at p. 26.) That evidence supports the jury’s determination that he acted with
premeditation and deliberation in attempting to kill Cortez.
B. The trial court correctly found the evidence insufficient to justify jury
consideration of the defense of self-defense.
Sanchez contends that the trial court erred in refusing to instruct the jury on the
defense of self-defense and in refusing to permit his counsel to argue that theory to the
jury. He contends that denial of his request for self-defense instructions usurped the
jury’s role as fact finder, deprived him of his Sixth Amendment right to a jury trial, and
was prejudicial to his rights under federal and state constitutional law. We find no error.
The trial court has a duty to instruct the jury on the principles of law governing all
the issues—including all defenses—that are supported by substantial evidence. (People
v. Breverman (1998) 19 Cal.4th 142, 157.) However, it must instruct on self-defense
only when the evidence is sufficient to support a verdict of acquittal based on the defense,
and the defendant is either relying on the defense or his theory of the evidence is not
inconsistent with it. (In re Christian S. (1994) 7 Cal.4th 768, 783; People v. Villanueva
(2008) 169 Cal.App.4th 41, 49.) In reviewing whether the evidence is sufficient to
support the defense, the court “determines only its bare legal sufficiency, not its weight.”
(People v. Breverman, supra, 19 Cal.4th at p. 177.)
Here, the evidence was not sufficient to support Sanchez’s acquittal of attempted
murder based on the doctrine of self-defense.
13
The doctrine of self-defense is narrow. To establish self-defense as a defense to
the charge of attempted murder, there would have to be substantial evidence that Sanchez
had an actual belief that shooting Cortez was necessary to defend himself from imminent
danger of death or great bodily injury from Cortez; and there would have to be substantial
evidence showing that his belief was objectively reasonable. (In re Christian S., supra, 7
Cal.4th at p. 783.) The fear that induced him to shoot must be shown to have been a fear
of “imminent danger to life or great bodily injury.” Fear of future harm—“no matter how
great the fear and no matter how great the likelihood of the harm—will not suffice.”
(Ibid.) “‘“[T]he peril must appear to the defendant as immediate and present and not
prospective or even in the near future. An imminent peril is one that, from appearances,
must be instantly dealt with. . . .”’” (Ibid.; People v. Rodriguez (1997) 53 Cal.App.4th
1250, 1269-1270.) And the circumstances must be sufficient not merely to have caused
Sanchez to act out of fear, but they must be shown to be “sufficient to excite the fears of a
reasonable person,” and must have been the sole basis for his conduct. (§ 198.)
In support of his right to rely on the defense Sanchez cites evidence when he fired
the shots, “he was defending himself against the imminent use of force by Mr. Cortez.”
But the evidence he cites for that proposition does not live up to its billing.
Sanchez testified that he had been in fear of Cortez for some weeks before the
shooting, and had left a previous jobsite because of Cortez’s threats. But when he found
Cortez at the jobsite on the morning of June 15, 2011, he did not leave. He confirmed
that Cortez said he wanted no fight but wanted only that Sanchez would stop calling his
young daughter, and that he responded by telling Cortez that he had permitted his own
daughters to talk to others and they had married older men. Sanchez said that he then
apologized and intended to leave the jobsite, but stayed and followed Cortez for a fight
after Cortez had challenged his manhood and “comes at me as if he was going to come
and talk with me.” Sanchez testified that he ran after Cortez “because I thought he was
gonna go and get a weapon and that he had a weapon.” But for all the evidence shows,
when Cortez walked away, Sanchez could simply have driven away from the jobsite as
he said he had intended to do.
14
Sanchez did not say that he fired at Cortez because he was in any immediate fear
for his life. He testified that when Cortez had stopped running, picked up something—
perhaps a weapon—and turned toward Sanchez, he was afraid. “I thought that he was
going to assault me.” But he had followed Cortez, with his gun, he said, because Cortez
had challenged him to fight to the death and “obviously we were going to kill each other,
the fight was already on.”
He fired his first shot when Cortez stopped, intending just to scare Cortez, “not to
hit him,” because he feared that Cortez “was going to come at me.” He was “just trying
to get him scared so that he could continue running because I was just going to leave
him,” apparently abandoning the fight. But at that time Cortez was still about 20 feet
away, and admittedly, Sanchez had continued running toward Cortez, not away from him.
He admittedly fired all five shots before Cortez reached him. He said that he shot
because he was afraid that Cortez “was going to come at me.” But that was a fear of a
future event, which might happen only after he caught up with Cortez. And according to
Sanchez’s account, it came only after he had run after Cortez, intending to follow him to
what he believed would be a fight to the death.
This testimony describes a fear of danger arising from Cortez’s greater size, the
possibility that he might have obtained a weapon of some sort, the relatively small gap of
some 20 feet between them, and the fact that Sanchez had followed Cortez in order to
engage in a potentially violent or deadly altercation. But it was fear of future harm, not
of a threat that required an immediate violent response. If his fear at that point was
genuine, it was not based on an immediate and existing threat to his life; it could have
been based only on the threat of a danger that might become immediate in the future—for
example, after he and Cortez had narrowed the 20-foot gap that separated them, as
Sanchez admittedly continued to do. Even if Sanchez’s description of the events and his
emotions at the time were credited by the jury, there would be no basis on which to find
that when Cortez stopped running, almost 20 feet away, and Sanchez began shooting, he
did so because he actually and reasonably believed that he faced immediate danger of
15
death or great bodily injury. (In re Christian S., supra, 7 Cal.4th at p. 783; People v.
Rodriguez, supra, 53 Cal.App.4th at pp. 1269-1270.)
Even if Sanchez actually and reasonably believed that Cortez would grab his gun
away and use it against him (as in fact happened, after he had shot twice at Cortez from a
distance, hitting him once, and had then shot him three more times at close range), that
belief could not trigger Sanchez’s right to rely on the defense of self-defense in order to
obtain an acquittal on the charge of attempted murder. A “[h]omicide is also justifiable”
when it is committed in the lawful defense of a person against one who “manifestly
intends or endeavors, by violence or surprise, to commit a felony,” or when there is
reasonable ground to fear great bodily injury “and imminent danger of such design being
accomplished”; but when the person asserting the defense “was the assailant or engaged
in mutual combat,” he or she must first actually and in good faith “have endeavored to
decline any further struggle before the homicide [or in this case, the attempted homicide]
was committed.” (§ 197; People v. McAuliffe (1957) 154 Cal.App.2d 332, 340.) “[A]
quarrel provoked by a defendant, or a danger which he has voluntarily brought upon
himself by his own misconduct, is not sufficient to support a reasonable apprehension of
imminent danger.” (People v. Holt (1944) 25 Cal.2d 59, 65-66.) “[W]hen a defendant
seeks or induces the quarrel which leads to the necessity for killing his adversary, the
right to stand his ground is not immediately available to him, but, instead, he must first
decline to carry on the affray and must honestly endeavor to escape from it.” (Id. at p.
66; see also People v. McAuliffe (1957) 154 Cal.App.2d 332, 339.) “‘A man has not . . .
the right to provoke a quarrel and take advantage of it, and then justify the homicide. . . .
“There is certainly no law to justify the proposition that a man may be the assailant and
bring on an attack, and then claim exemption from the consequence of killing his
adversary on the ground of self defense.”’” (People v. Holt, supra, 25 Cal.2d at p. 66;
People v. Hill (2005) 131 Cal.App.4th 1089, 1102.) In this case the threat to Sanchez
was not imminent or even likely, by any account, until after he had followed Cortez in
order to fight, until after he had continued to approach Cortez with gun drawn after
Cortez had stopped and turned, and until after he had already shot twice at Cortez, hitting
16
him at least once. (See People v. Valencia (2008) 43 Cal.4th 268, 288 [“not every
unreasonable belief will support a claim of imperfect self-defense but only one that, if
reasonable, would support a claim of perfect self-defense”].)
Because there was no evidence from which a jury could reasonably conclude
defendant held an actual and reasonable belief in the need to defend himself against
imminent danger of lethal force, and because the only evidence was that Sanchez sought
(if not induced) the quarrel, and did not withdraw from it despite many opportunities to
do so, the trial court correctly denied his request that his counsel be permitted to argue
the defense of self-defense to the jury, and that the jury be instructed on the defense.
(People v. Rodriguez, supra, 53 Cal.App.4th at p. 1270; People v. DeLeon (1992) 10
Cal.App.4th 815, 824–825.)
C. The record lacks evidence sufficient to justify jury consideration of the lesser
included offense of attempted voluntary manslaughter, based on theories of either
imperfect self-defense or heat of passion.
Attempted voluntary manslaughter is a lesser included offense of attempted
murder. (People v. Rios (2000) 23 Cal.4th 450, 460; People v. Gutierrez (2003) 112
Cal.App.4th 704, 708.) Two accepted grounds will support a determination that a
defendant who is guilty of an intentional killing is guilty of the lessser included offense
of voluntary manslaughter rather than murder (and the same grounds apply to an
attempted killing). A killing (or attempted killing) resulting from a sudden quarrel or
done in the heat of passion may be found to be voluntary manslaughter (or attempted
voluntary manslaughter) rather than murder (or attempted murder). (§ 192, subd. (a);
People v. Montes (2003) 112 Cal.App.4th 1543, 1548.) And a killing (or attempted
killing) committed while acting in actual, but unreasonable, self-defense—known as
“imperfect self-defense”—may be found to be voluntary manslaughter (or attempted
voluntary manslaughter) rather than murder (or attempted murder). (People v.
Breverman, supra, 19 Cal.4th at p. 163.)
Heat of passion and imperfect self-defense are “theories of partial exculpation”
that negate the element of malice, reducing acts that would otherwise establish murder
17
into proof of manslaughter instead. Malice—“a deliberate intention unlawfully to take
away the life of a fellow creature”—is an element of the crime of murder. (§ 188; In re
Christian S., supra, 7 Cal.4th at pp. 778-780.) Attempted manslaughter, like attempted
murder, requires proof of an intent to kill; but unlike attempted murder, it requires no
proof of malice. (§ 192; People v. Montes, supra, 112 Cal.App.4th at pp. 1545-1547.)
Therefore by negating the element of malice, murder is reduced to manslaughter, and
attempted murder is reduced to attempted manslaughter. (People v. Rios, supra, 23
Cal.4th at pp. 460-461.) One who intentionally and unlawfully kills or attempts to kill
another may lack malice, when he or she acts in a “sudden quarrel or heat of passion” (§
192, subd. (a)), or when he or she kills or attempts to kill in the good faith but objectively
unreasonable belief that he or she must act in self-defense. (People v. Rios, supra, 23
Cal.4th at pp. 460-461, fn. omitted.)
Where there is substantial evidence to support the defendant’s guilt of a lesser
included offense to the crime charged—in this case, attempted voluntary manslaughter,
Sanchez contends—the trial court must instruct the jury on the lesser included offense
even in the absence of a request. (People v. Rountree (2013) 56 Cal.4th 823, 855.)4 The
trial court’s failure to instruct on a lesser included offense is reviewed de novo. (People
v. Licas (2007) 41 Cal.4th 362, 366.)5
The record lacks evidence sufficient to justify consideration of the lesser included
offense of attempted voluntary manslaughter, based on either self-defense or heat of
passion. Where the defendant’s attempt to kill results from a sudden quarrel or acts
undertaken in the heat of passion—rashly, without due deliberation and reflection—
malice is lacking. The crime then is attempted voluntary manslaughter rather than
attempted murder. (People v. Breverman, supra, 19 Cal.4th at p. 163; People v. Montes,
supra, 112 Cal.App.4th at p. 1548.)
4
Here, Sanchez requested that the jury be instructed on the lesser included offense
of voluntary manslaughter.
5
For the purpose of this review, we disregard the evidence that conflicts with the
appellant’s version of the facts.
18
In order to show voluntary manslaughter under either of these theories, the
standard is both subjective and objective. Subjectively, in order to establish the heat of
passion required for a showing of voluntary manslaughter the evidence must show that
the defendant was actually induced to kill (or to attempt to kill the victim by the victim’s
provocation. (People v. Moye (2009) 47 Cal.4th 537, 540.) And objectively, the
evidence must also show that the provocation was of a sort that would be considered
sufficient to justify the defendant’s response; it must show circumstances “as would
render ordinary men of average disposition liable to act rashly or without due deliberation
and reflection, and from passion rather than from judgment.” (People v. Wickersham
(1982) 32 Cal.3d 307, 326.) Similarly, in order to show voluntary manslaughter due to
imperfect self-defense, the evidence must show both that (subjectively) the defendant
actually believed that he was in imminent danger of death or great bodily injury, although
(objectively) his belief at that time was not reasonably justified. (People v. Christian S.,
supra, 7 Cal.4th at p. 783; People v. McCoy (2001) 25 Cal.4th 1111, 1116.)
Sanchez argues that the evidence was sufficient to support a jury determination
that both of these elements were established by the evidence, and the jury therefore
should have been permitted by appropriate instructions and argument to make that
determination. We have concluded in the preceding section of this opinion that the
evidence fails to show either that his act of shooting Cortez actually was induced by a
fear (whether or not reasonable) of imminent death or great bodily injury from Cortez,
and that under Sanchez’s own theory of the evidence he would not be entitled to rely on
self-defense to justify his conduct. We conclude also that the evidence is not sufficient to
support his claim that he shot Cortez acting in the heat of passion.
Sanchez’s argument that he acted in the heat of passion begins with the evidence
that he and Cortez were involved in an ongoing conflict, in which Cortez had displayed
his anger weeks earlier when he told Sanchez to stop calling his underage daughter; that
about two weeks before the incident Cortez had threatened to kill Sanchez, prompting
Sanchez to leave the jobsite; that he had responded to Cortez’s threats, saying that he was
not afraid and that they would meet in person; and that when they met unexpectedly at
19
the jobsite the morning of the shooting (and after disclaiming any desire to fight),
Sanchez was angered when Cortez again threatened to kill him “because you are
worthless” or “worth shit in terms of taking care of your family.”
These facts alone could not justify a determination Sanchez later shot Cortez
acting in the heat of passion. If Sanchez’s version of these events were credited by the
jury, it would show that for a number of weeks there had been tension and a heightened
emotional state between Sanchez and Cortez, which had been reignited by Cortez’s
statement the morning of the June 15, 2011 fight. But it does not show that Sanchez was
provoked by Cortez’s taunts to act out of anger and without deliberation. Sanchez did not
even claim that he was.
Nor does Sanchez’s version of the remainder of the morning’s events satisfy either
the subjective or the objective requirements for a voluntary manslaughter instruction
based on heat of passion. It was only after he had gotten into his car to drive away after
apologizing to Cortez, Sanchez testified, that he was provoked by Cortez’s taunts to
accede to what he believed was Cortez’s challenge to fight. But the taunts and the
challenge to fight were not sufficiently provocative to justify a violent response, even in
the heat of passion. (People v. Gutierrez (2009) 45 Cal.4th 789, 826 [voluntary
manslaughter instruction not warranted by evidence of provocation by taunting words
alone]; People v. Manriquez (2005) 37 Cal.4th 547, 586 [reasonable person would not be
provoked to killing by taunts that defendant was “a ‘mother fucker’”].) According to
Sanchez, when he started to drive away Cortez insulted him by saying something like “I
thought you really had the balls,” (or that he “didn’t have the – you know”), and told
Sanchez to come with him for what Sanchez believed would be a fight in which
“obviously, we were going to kill each other.” It was then, he testified, that he felt “sort
of provoked” into picking up his gun, getting out of his car, and following Cortez down
the hill—but was not provoked at that point to shoot Cortez out of anger or heat of
passion.
He testified that after grabbing his gun from the seat of his car, Cortez came at him
“as if he was going to come and talk with me”—not as though he was angry, or about to
20
assault him. He did not say that he lifted his gun out of anger or heat of passion or fear
because Cortez had threatened him; rather he testified that he “went walking” with Cortez
because Cortez had said, “Well, follow me here a little bit.” He did not follow Cortez
(rather than continuing to drive away) out of heat of passion, but because he accepted
what he believed was Cortez’s challenge to fight. And when Cortez then started running,
Sanchez ran too, “because I didn’t want to lose sight of him,” rather than because he was
too angry to think straight. He was afraid that he might have to defend himself if Cortez
were “to grab something, a weapon.” Thus even if Cortez’s threats and taunts had been
objectively sufficient to provoke a reasonable person in Sanchez’s position to use deadly
force in the heat of passion, nothing in Sanchez’s testimony indicates that those threats
and taunts actually provoked him to any such response.
Because evidence of the circumstances surrounding Sanchez’s shooting of Cortez
the first time were not sufficient to support a verdict of voluntary manslaughter on the
theories of either heat of passion or self-defense, we need not consider whether after
shooting Cortez the first time Sanchez might have been overcome by genuine fear of
imminent great bodily injury from Cortez, or might then have been induced by that fear
to shoot Cortez repeatedly again while emptying his gun. The fact that he shot with the
admitted intention to hit Cortez, without evidence that his shot resulted from heat of
passion or a genuine fear of imminent danger, shows attempted murder rather than
attempted voluntary manslaughter. If then Sanchez, having shot at Cortez twice hitting
him once, Cortez unquestionably was justified in threatening or inflicting bodily harm on
Sanchez in order to defend himself; an unreasonable belief on Sanchez’s part that he was
then in imminent danger of harm would not give rise to a right on Sanchez’s part to
respond with deadly force. (See People v. Valencia, supra, 43 Cal.4th at p. 288 [“not
every unreasonable belief will support a claim of imperfect self-defense but only one that,
if reasonable, would support a claim of perfect self-defense”].) Imperfect self-defense
does not apply, and malice is not negated, if the defendant created the circumstances that
legally justified the victim’s threat of force. (Ibid.; People v. Seaton (2001) 26 Cal.4th
21
598, 665; In re Christian S., supra, 7 Cal.4th at p. 773, fn. 1; People v. Hardin (2000) 85
Cal.App.4th 625, 634.)
Sanchez was found guilty of attempted murder for his first shot that hit Cortez,
made with deliberation and premeditation. The lesser included offense of voluntary
manslaughter based on either imperfect self-defense or heat of passion was inapplicable
to that offense, as discussed above. Even if the heat of passion imperfect self-defense
theory could apply to Sanchez’s final three shots (and there was no evidence that Sanchez
acted out of passion or imperfect self-defense in taking those shots) an instruction
permitting the jury to apply the theories would not have resulted in a different verdict.
Conclusion
Sanchez contended in this court that the errors he attributed to the trial court
violated California law and infringed upon his rights to a fair trial under the Constitutions
of both California and the United States. With respect to sufficiency of the evidence to
support his self-defense theory, Sanchez contended that he was prejudiced by the alleged
error both under the state-law standard, “and also that the erroneous rulings and failure to
instruct denied appellant of his federal constitutional rights to present a complete defense,
to due process, to a jury trial, and to a fair trial by a properly instructed jury.” He argued
that the alleged error “amounted to error of federal constitutional dimension.” And he
argued that the court’s alleged error in failing to submit the lesser included offense of
attempted voluntary manslaughter to the jury “resulted in the denial of appellant’s federal
constitutional rights to due process, to present a defense, to a jury trial, and to a fair trial
by a properly instructed jury,” and “amounted to a denial of his federal constitutional
rights to present a defense, to due process, to a jury trial, and to a fair trial by a properly
instructed jury.”
For the reasons discussed in this opinion we have concluded that none of
Sanchez’s contentions entitle him to relief under California law. Our rejection of his
claims of error on their merits “necessarily leads to rejection” of the state and federal
22
constitutional gloss he applies to those errors, requiring “[n]o separate constitutional
discussion” in this opinion. (People v. Boyer (2006) 38 Cal.4th 412, 441, fn. 17.)
Disposition
The judgment is affirmed.
NOT TO BE PUBLISHED.
CHANEY, J.
We concur:
ROTHSCHILD, Acting P. J.
JOHNSON, J.
23