ALD-165 and 166 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
Nos. 14-1077 & 14-1078
___________
IN RE: FREDERICK H. BANKS,
Petitioner
____________________________________
On a Petition for Writ of Mandamus from the
United States District Court for the Western District of Pennsylvania
(Related to Crim. Nos. 2-03-cr-00245 & 2-04-cr-00176)
____________________________________
Submitted Pursuant to Rule 21, Fed. R. App. P.
March 6, 2014
Before: RENDELL, FISHER and GREENAWAY, JR, Circuit Judges
(Opinion filed: March 20, 2014 )
_________
OPINION
_________
PER CURIAM
Frederick Banks has filed two petitions for writs of mandamus. For the reasons
below, we will deny the petitions.
In 2005 and 2006, Banks was convicted of mail fraud, criminal copyright
infringement, money laundering, uttering and possession of a counterfeit or forged
security, and witness tampering. He was sentenced to 123 months in prison and six years
of supervised release. In May 2013, Banks was released from prison. In October 2013,
warrants were issued for Banks’s arrest for violating the terms of his supervised release.
1
On November 26, 2013, the District Court in Crim. No. 04-cr-00176 found Banks in
violation of the terms of his supervised release and sentenced him to 14 months in prison
and six months of supervised release. Banks filed a counseled appeal which is pending.
See C.A. No. 13-4594. On January 30, 2014, the District Court in Crim. No. 03-cr-00245
stayed the hearing for the petition on the supervised release violations in that case
pending Banks’s appeal.
The writ of mandamus will issue only in extraordinary circumstances. See Sporck
v. Peil, 759 F.2d 312, 314 (3d Cir. 1985). As a precondition to the issuance of the writ,
the petitioner must establish that there is no alternative remedy or other adequate means
to obtain the desired relief, and the petitioner must demonstrate a clear and indisputable
right to the relief sought. Kerr v. U.S. Dist. Court, 426 U.S. 394, 403 (1976). A writ is
not a substitute for an appeal. See In Re Briscoe, 448 F.3d 201, 212 (3d Cir. 2006).
In his mandamus petition docketed at C.A. No. 14-1077, Banks requests that we
advise the District Court in Crim. No. 04-cr-00176 that it can rule on his pending motions
pursuant to Fed. R. App. P. 12.1 because the motions contain substantial issues.
However, Rule 12.1 provides that if the District Court states that it would grant a motion
while an appeal is pending or that the motion raises a substantial issue, the movant must
notify the Circuit Clerk. Fed. R. App. P. 12.1(a). The Court of Appeals may then decide
to remand the matter to the District Court. Fed. R. App. P. 12.1(b). This rule is not
relevant here because the District Court has not yet made any such statements about the
pending motions. The rule does not give Banks a clear and indisputable right to the relief
he seeks in his motions. Moreover, the District Court is not obligated to consider
2
Banks’s pro se motions in light of his being represented by counsel. See McKaskle v.
Wiggins, 465 U.S. 168, 183 (1984) (no constitutional right to hybrid representation).
Furthermore, Banks has the alternative remedy of raising the issues in his pending
motions in his appeal.
In the mandamus petition docketed at C.A No. 14-1078, Banks raises various
challenges to the revocation of his supervised release. As noted above, a mandamus
petition is not a substitute for an appeal. He also challenges the District Court’s decision
to proceed with the violation proceeding in Crim. No. 03-cr-00245. However, after the
filing of the mandamus petition, the District Court stayed those proceedings pending
Banks’s appeal. Thus, his petition is moot with respect to that request.
Ordinarily, we may only issue a writ of mandamus to “confine inferior courts to
their lawful jurisdiction or to compel them to exercise authority when they have a duty to
do so.” DeMasi v. Weiss, 669 F.2d 114, 117 (3d Cir. 1982). Thus, to the extent that
Banks requests us to order other government agencies to give him various forms of relief,
we may not issue a writ. Moreover, Banks has not shown a clear and indisputable right
to the relief he seeks.
For the above reasons, we will deny the petitions for writs of mandamus. Banks is
advised that drawings are unnecessary in his pleadings and may result in the future filings
being returned for amendment.
3