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[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 12-16150
________________________
Agency No. A073-578-132
MU YING WU,
RU CHENG ZHANG,
Petitioners,
versus
U.S. ATTORNEY GENERAL,
Respondent.
________________________
Petition for Review of a Decision of the
Board of Immigration Appeals
________________________
(March 18, 2014)
Before CARNES, Chief Judge, HULL and COX, Circuit Judges.
HULL, Circuit Judge:
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Mu Ying Wu and her husband Ru Cheng Zhang, natives and citizens of
China, petition for review of the Board of Immigration Appeals’s (“BIA”)
decision, affirming the Immigration Judge’s (“IJ”) denial of Wu’s application for
asylum and withholding of removal and Zhang’s application for asylum and
withholding of deportation. Wu and Zhang entered the United States illegally and
were ordered removed (Wu in 1999) and deported (Zhang in 1997). After the
issuance of these removal and deportation orders, they married in 1999 and had
three U.S.-born children in 2000, 2002, and 2005, respectively.
In 2004 and 2005, Wu and Zhang both filed multiple motions to reopen their
immigration cases and filed asylum applications claiming future persecution,
including sterilization, if returned to Fujian Province, China. The motions were
denied, and in 2007, they again filed several motions to reopen their cases. The
BIA granted Wu’s and Zhang’s last 2007 motions to reopen and remanded their
cases to the IJ to consider the authenticity of their evidence and for further
consideration of their asylum claims.
In 2010, after a hearing, the IJ denied Wu’s and Zhang’s asylum
applications, and in 2012, the BIA dismissed their appeal. After careful review,
and with the benefit of oral argument, we deny their petition.
I. BACKGROUND FACTS
A. 1996-1999 Immigration Proceedings
2
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On August 4, 1994, Zhang illegally entered the United States without
inspection. In May 1996, Immigration and Naturalization Services (“INS”) 1 issued
an Order to Show Cause (“OSC”), charging Zhang as deportable pursuant to
Immigration and Nationality Act (“INA”) § 241(a)(1)(B), 8 U.S.C.
§ 1231(a)(1)(B), for entering the United States without inspection. Zhang
conceded the deportation charge. Zhang filed an application for voluntary
departure. In September 1997, the IJ granted Zhang’s application for voluntary
departure until May 10, 1998, and entered an alternate order of deportation if he
did not depart by that time.
On November 28, 1997, Wu illegally entered the United States without a
valid entry document. In December 1997, INS issued a Notice to Appear, charging
Wu as removable, pursuant to INA § 212(a)(7)(A)(i)(I), 8 U.S.C.
§ 1182(a)(7)(A)(i)(I), for not possessing or presenting a valid entry document. Wu
conceded the removal charge. An IJ ordered Wu removed in January 1999, and
the BIA affirmed the IJ’s removal order.
Despite Zhang’s voluntary departure order and Wu’s removal order, both
remained in the United States. The two met one another, and on June 14, 1999,
they married. They subsequently had three children, two girls and one boy. The
1
On March 1, 2003, INS ceased to exist as an agency with the Department of Justice and
its enforcement functions were transferred to the Department of Homeland Security.
3
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daughters were born on November 7, 2000 and February 15, 2002, respectively,
and the son on October 30, 2005.
B. 2004-2005 Applications for Asylum
Throughout 2002 until 2005, Wu and Zhang unsuccessfully attempted to
reopen their immigration proceedings.
In June 2004, in connection with these efforts, Wu filed an application for
asylum and withholding of removal, and in November 2005, Zhang filed an
application for asylum and withholding of deportation. Both Wu and Zhang
claimed that they feared that they would be sterilized if returned to China because
the U.S. births of their children violated China’s family planning policy. Wu and
Zhang claimed that they would be returned to Tingjiang Town, Fujian Province,
China.2
C. 2007 New Motions to Reopen and Consolidation
In 2007, Wu and Zhang filed new motions to reopen their immigration
proceedings based on changed country conditions. Both motions to reopen
claimed that, on June 9, 2006, Zhang’s mother received an “Official Document”
2
Zhang’s initial asylum application, which he filed in August 1994 and withdrew in 1997,
states that he was from Tingjiang Town. However, his and Wu’s later applications state that they
are from Fuzhou City. Tingjiang Town is located north of Fuzhou City, but both are in Fujian
Province. Evidence in the record provides that asylum applicants occasionally list Fuzhou City
as their home, despite the fact that they are actually from a town “some miles away.” At oral
argument, counsel clarified that Wu and Zhang claim that they would be returned to Tingjiang
Town.
4
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that purported to be from the Birth Control Office of Tingjiang Town, Mawei
District, Fuzhou City (“2006 Tingjiang Document”). The 2006 Tingjiang
Document ordered the sterilization of either Wu or Zhang when they returned to
China. Based on this order, Wu’s and Zhang’s new motions claimed that
circumstances in China had changed since they were first ordered
removed/deported, as well as since their last motions to reopen were denied in
2004 and 2005.
Their new 2007 motions to reopen included a translated copy of the 2006
Tingjiang Document. And, this document states that it was drafted in response to
an inquiry Wu and Zhang made concerning family planning policies. The
document sets forth Wu and Zhang’s background, noting their genders,
nationalities, dates of birth, their village, and current location (the United States).
The 2006 Tinjiang document further states:
According to ‘the Birth Control Regulation of Fujian Province’,
Article 5 and Article 6, citizens who gave birth to one child are target
of [intrauterine device (“IUD”)] insertion; who gave birth to two
children will be sterilized. Although you are in the United States now,
still, a citizen of China and must be listed as target of sterilization.
The exception of sterilization only apply to the United States citizen,
permanent resident and whom with a Master/Ph.D. degree. If you can
not meet the above exceptions, you must report to this Birth Control
Office to be sterilized within one week upon your return to China.
Hereby noticed.
The Birth Control Office of Tingjiang Town, Mawei District of
Fuzhou City
The 2006 Tingjiang Document purportedly was under seal.
5
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In addition, Wu’s motion to reopen included (1) a 2006 Shouzhan Town
document that was purportedly issued by the Tangyu Villagers’ Committee of
Shouzhan Town, Changle City and that states that “the birth control method after
the birth of one child” was the insertion of an IUD and after the “birth of two
children” was sterilization; (2) a November 9, 2006 statement from Wu’s aunt,
Xiang Hua Liu, in China, who noted that, in March 1991, after having two
children, she was forcibly sterilized in “Changle County”; and (3) an October 1995
document that Wu claimed was the “sterilization certificate” of her cousin, Hui
Ying Liu, in China, and that states that Liu had a “bilateral tubal ligation” in
Tingjiang Town.
In filing their 2007 motions to reopen, Wu and Zhang also relied on their
2004 and 2005 prior applications.
In August 2007, the BIA granted Wu’s and Zhang’s last 2007 motions to
reopen and remanded their cases to the IJ. The BIA instructed the IJ, on remand,
to address the authenticity of the evidence presented with Wu’s and Zhang’s
motions, their credibility, and eligibility for relief. In May 2008, Zhang’s case was
consolidated with Wu’s case.
In 2010, the IJ held a merits hearing. We review the documentary evidence
and Wu’s testimony at the hearing.
D. DHS’s Documentary Evidence
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On remand before the IJ, the Department of Homeland Security (“DHS”)
filed background evidence concerning China’s family planning law, including, but
not limited to: (1) the U.S. State Department’s 2009 Human Rights Report for
China (“2009 Report”); (2) the U.S. State Department’s 2007 Profile of Asylum
Claims and Country Conditions for China (“2007 Profile”); and (3) a submission
of compiled evidence regarding population control claims arising out of the birth
of children in the United States. Included in that submission are: (1) an excerpt
from the U.S. Department of State’s 2005 Profile of Asylum Claims and Country
Conditions for China (“2005 Profile”); (2) an April 2002 report by the United
Kingdom’s government; (3) various correspondence from the Fujian Provincial
Birth Planning Committee (“Fujian Committee”); and (4) various newspaper
articles. We briefly summarize the information gleaned from this evidence.
1. China’s National Population and Birth Planning Law
The DHS’s evidence indicates that China’s law and policy forbids
sterilization, but requires social compensation fees if a couple has more than one
child. Specifically, the 2007 Profile describes China’s National Population and
Birth Planning Law enacted in September 2002 (the “family planning law”). This
law standardizes the implementation of China’s family planning policy. The
family planning law (1) grants most married couples the right to have a single
child, (2) allows eligible couples to have a second child, (3) requires couples to use
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birth control measures, and (4) requires parents of an “unapproved child” to pay a
“social compensation fee.” China’s family planning law delegates to the provinces
the responsibility for drafting the law’s implementing regulations, including
establishing a scale for the assessment of social compensation fees. Thus, “local
enforcement and important aspects of local regulations vary significantly from
place to place.”
Both the 2007 Profile and the 2009 Report state that China’s central
government policy prohibits the use of physical coercion to compel persons to
submit to sterilization or abortive procedures. The 2007 Profile acknowledges that
U.S. diplomats in China “have heard reports” that local officials occasionally
employed illegal means, such as forced sterilizations, in order to meet birth
planning targets and to retain their jobs. The 2009 Report states that, “[i]n the case
of families that already had two children, one parent was often pressured to
undergo sterilization.” And, “[t]he penalties [for violating China’s family planning
policies] sometimes left women with little practical choice but to undergo abortion
or sterilization.”
The 2009 Report also provides that social compensation fees imposed under
China’s family planning law could “reach 10 times a person’s annual disposable
income.” A 2007 newspaper article from the Washington Post, citing the head of
the Chinese National Population and Family Planning Commission, notes that
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“fines” for violations of the family planning regulations could be reduced or
waived for “poor persons.”
2. Fujian Province’s Enforcement of China’s Family Planning Law
With respect to Fujian Province in particular, the 2007 Profile states that the
Fujian Committee reported no cases of forced sterilization in the last ten years, and
local physicians reported that they had seen no signs of forced sterilization since
the 1980s.
Similarly, the April 2002 report by the United Kingdom’s government states
that: (1) most authorities agreed that Fujian Province was less strict in enforcing its
birth control policy than any other province in China except one; (2) to enforce the
birth control policy, Fujian Province used incentives rather than forced abortions
and sterilizations; and (3) one-third of families in Fujian Province had three or
more children. The 2002 report also states that Fujian Province government
officials fined the “the parents of ‘out-of-plan’ children . . . 60-100% of the
family’s annual income.” And, unpaid fines could result in the confiscation or
destruction of homes and personal property by local authorities.
The 2007 Profile states that the Fujian Committee imposed social
compensation fees on those who did not comply with the birth planning laws, but
the Fujian Committee indicated that couples unable to pay the required social
compensation fee “immediately may be allowed to pay in installments.” Although
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local birth planning committees could sue families who refused to pay the fees, the
committees could not garnish the families’ wages.
There was some conflicting evidence too. The 2007 Profile also states that:
(1) there was a 2006 report of a forced sterilization in Fujian Province; (2)
hundreds of asylum applicants from the province claimed that forced sterilization
practices continued; (3) U.S. Consulate General officials visiting the province
“found that coercion through public and other pressure” had been used to enforce
family planning policies, “but they did not find any cases of physical force
employed in connection with abortion or sterilization”; and (4) the province
required unspecified “remedial measures” for out-of-plan pregnancies.
3. China’s Treatment of U.S.-Born Children
Specifically, correspondence from the Fujian Committee, dated October 13,
2006, to DHS provides that a family with U.S.-born children was treated
differently than a family with Chinese-born children. This correspondence was
included as an appendix to the 2007 Profile. This correspondence discusses U.S.-
born versus Chinese-born children for family planning policies. It explicitly states
that: (1) a child born in the United States to a Chinese resident was not considered
a permanent resident of China unless the child’s permanent residency was
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established upon the child’s return to China; 3 (2) “when enforcing birth policy
rules . . ., the [non-permanent resident] child was not counted”; and (3) Villagers’
Committees did “not have the right to make decisions on family planning
disposition[s].”
Additional correspondence from the Fujian Committee, dated January 17,
2007, adds to the 2006 correspondence by stating that, when a foreign-born child
established permanent residency in China, the child counted “when enforcing birth
policy rules.”
Likewise, the 2007 Profile indicates that U.S.-born children would not count
towards China’s family planning policy unless they were registered as Chinese
permanent residents. If a parent decided to register his/her foreign-born children as
permanent Chinese residents in order to gain access to public services, the
children’s registration “could trigger sanctions and economic penalties under the
relevant laws and regulations.”
The 2007 Profile also provides that U.S. officials in China were not aware of
any official policy, at either the national or provincial levels, that “mandated” the
sterilization of one partner of couples that had given birth to two children, with at
3
According to the 2007 Profile, children with a “Chinese household registration” are
recognized as Chinese permanent residents. A household registration officially documents the
“legitimate residence of a person,” as well as the allocation of services, such as free education
and other social benefits.
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least one child being born abroad. The 2005 Profile states that U.S. officials were
unaware of any cases of forced sterilization upon such couples’ return to China. 4
The 2007 Profile notes that documentation from China, particularly from
Fujian Province, was subject to widespread fabrication and fraud. This fraud
extended to documents that purportedly verified birth control measures and notices
from public security authorities. The 2007 Profile observes that “[t]he existence of
this fraud has been established by direct investigation by U.S. consular officers in
China.”
E. Wu and Zhang’s Documentary Evidence
As their evidence, Wu and Zhang filed (1) a February 10, 2009 “Fuzhou
City Mawei District Tingjiang Town People’s Government Document” that was
purportedly signed by the Tingjiang Town Family Planning Office (“2009
Tingjiang Document”); (2) a February 2009 “Fuzhou City Mawei District
Tingjiang Town People Government . . . Notice” that was purportedly signed by
the Baimei Village Committee (“2009 Villager’s Committee Notice”); (3) a 2010
letter from Zhang’s mother; and (4) a 2009 letter from Zhang’s cousin, Langying
Liu in China, who gave birth to a second child in 2008.
4
An excerpt from the 2005 Profile, however, provides that a family with a U.S.-born child
or children received “no special treatment” under China’s family planning laws unless one of the
parents had residency rights in another country.
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The 2009 Tingjiang Document indicates that it was a response to Wu and
Zhang’s prior inquiry about the town’s family planning policy. The 2009
Tingjiang Document states that: (1) Tingjiang Town strictly enforced Fujian
Province’s Population and Family Planning Policy; (2) “all Chinese citizens who
have one child are subjected to IUD insertion; who have two children are subjected
to be sterilized”; (3) because Wu and Zhang had three children without approval or
birth permit, they had to appear at a province hospital for sterilization and pay
“according to 60% to 1 time of each person average net income and 2 to 3 times of
social support fees”; and (4) if they registered their children, Wu and Zhang had to
follow the family planning policy.
The 2009 Villager’s Committee Notice states that: (1) an investigation
revealed that Wu and Zhang had three children and had violated Fujian Province’s
Population and Family Planning Policy; and (2) Wu and Zhang should report to the
family planning office, within one month of receipt of the notice, to be sterilized
and to pay a social support fee.
Zhang’s mother’s 2010 letter states that: (1) a family planning office had
investigated Zhang’s situation and determined that Wu and Zhang had violated the
family planning policy; and (2) officials sent out a notice for sterilization and came
to Zhang’s mother’s house to determine if Zhang had returned to China.
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Cousin Liu’s 2009 letter states that: (1) officials told her she had to be
sterilized or her children would not be registered; (2) officials told her to pay a
fine, but she refused to do so; (3) officials thus took valuable items from her home
to pay the fine; and (4) Liu acquiesced to the sterilization in order to register her
children. A document, dated July 7, 2009, from Changle City certified that
Langying Liu had been sterilized. There is no claim that Liu’s children were U.S.-
born.
F. 2009 DHS Report on the 2006 Tingjiang Document
On June 9, 2009, prior to the merits hearing, the DHS filed a report
concerning the 2006 Tingjiang Document. The report states that, following the
DHS’s “[m]icroscopic, instrumental and comparative examination” of the
Tingjiang document, the DHS had concluded that the document was “unsuitable
for authentication.” The report found: (1) “[t]he diversity of forms, letterheads,
printing processes, stamp impressions, authorization signatures, handwriting and
typewriting used for many types of locally issued documents . . . precludes the
maintenance of a comprehensive set of specimens and/or reference material”; (2)
“[a]n examination revealed that the document was produced with inkjet printing
technology,” which “can be easily reproduced or counterfeited without detection”;
(3) because a document produced in that manner could be easily reproduced or
counterfeited without detection, conformity of the document to a known specimen
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would be of limited value in determining its authenticity; and (4) no physical
evidence showed that the information in the document was altered.
G. Wu’s Testimony at 2010 Merits Hearing
At the July 27, 2010 merits hearing, Wu testified that she wanted one more
child, and that Wu and Zhang did not agree to be sterilized. If removed to China,
Wu would not register her three children “in the household registration.” Wu said
the Chinese government would not allow registration because she violated the
family planning policy.
According to Wu, although her U.S.-born children would not be registered,
they would still count towards the number of allowable children under China’s
family planning policy. On cross-examination, DHS asked Wu how she could
reconcile her testimony with evidence from the Chinese government stating that
unregistered children were not counted for the purposes of China’s family planning
policies. Wu responded that she did not understand the question.
Wu testified that, at an unspecified time, her children had already visited
China, and, instead of visas, the Chinese government issued them “travel
documents.” Wu said only Chinese citizens could use travel documents, as
opposed to visas. Thus, Wu believed that the Chinese government considered her
children Chinese citizens. Wu acknowledged, however, that all three children
possessed and had used U.S. passports when they visited China.
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Wu testified that, if she returned to China, she would be forcibly sterilized.
Wu knew this because, at some point after her removal proceedings started, she
had Zhang write a letter to the “Village Birth Control Bureau” asking what would
happen to her and Zhang if they returned to China. The response 5 to Wu’s letter
states that she and Zhang had violated China’s family planning policies, and the
Bureau would arrest, sterilize, and fine Wu and Zhang. The Bureau delivered the
letter to Zhang’s mother, who then sent it to Wu and Zhang. Wu’s aunt, Xiang
Hua Liu, Zhang’s cousin, Langying Liu, and “a neighbor” had each individually
given birth to two children in China and then were forcibly sterilized. In April
2010, Zhang’s sister, in China, was forced to abort her second child.
Wu further testified that, if she returned to China, she would be fined for her
violation of the family planning policy. According to Wu, Zhang’s cousin violated
the family planning policy and had to pay 60,000 RMB, which was approximately
$10,000.6 In China, Zhang qualified to receive monthly wages of around 500
RMB because he had no education and would have to work secretly in a field or a
restaurant, as he would not have a “household registration record.” Wu would not
work.
5
It is unclear from the record whether Wu is referring to the 2006 and 2009 Tingjiang
Documents or to another document not in the record.
6
Wu did not specify if she was referring to cousin Langying Liu or some other cousin of
Zhang’s.
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In China, Wu’s monthly expenses would be 2,000 RMB, but the average
monthly expenses for a Chinese family were between 800 RMB and 1,000 RMB.
Wu’s family’s expenses would exceed other Chinese families’ expenses because
Wu’s family would lack a household registration and thus would have to pay for
their children’s studies and healthcare.
At the time of the hearing, in the United States, Zhang worked in a
restaurant earning $3,500 to $3,700 a month. Wu and Zhang had no savings and
owned a house with a $220,000 mortgage and a $150,000 value.7
H. IJ’s 2010 Decision
In the 2010 oral decision, the IJ found that Wu’s testimony itself was
credible. The IJ determined, however, that Wu’s 2006 Tingjiang Document—
indicating that Wu and Zhang would be sterilized—was entitled to “little or no
weight” because, inter alia, (1) it was not authenticated, and (2) it was created and
obtained for the purpose of these immigration proceedings. The IJ found that the
document “was manufactured solely for this case.” Citing the 2007 Profile, the IJ
also found that a Villager’s Committee did “not have the right to make decisions
on family planning disposition[s]” and a certificate issued by that Committee
“should be deemed ineffective.”
7
Zhang did not testify.
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The IJ also observed that there was widespread document fraud in China,
particularly in Fujian Province. This widespread fraud included the fabrication of
documents that purportedly verified “birth control measures,” and the fabrication
of “notices from public security authorities.”
As to sterilization, the IJ found that China’s central government’s policy
prohibited the use of physical coercion to compel persons to submit to sterilization
or abortion. Although there was evidence that local planning officials had, at
times, used physical coercion to meet birth limitation targets, the evidence did not
show that use of coercion occurred routinely. And, according to the 2007 Profile
“there ha[d] been no cases of forced sterilization in Fujian in the last ten years” and
the law prohibited “the use of physical coercion to compel persons to submit to
abortion or sterilization.” While coercion through public and other pressure had
been used, there were no cases found of physical force employed in connection
with abortions or sterilizations after U.S. officials visited Fujian Province.
The IJ also found that Wu had not presented any evidence of a Chinese
national returning with two or more U.S.-born children and being forcibly
sterilized. The IJ cited and relied on the BIA’s prior decision in Matter of H-L-H-,
where the BIA determined that, to be eligible for asylum relief (i.e., by showing,
inter alia, an objectively reasonable well-founded fear of future persecution), the
respondent must show “a reasonable possibility that Chinese Government officials
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would enforce the family planning policy against her through means constituting
persecution.” See Matter of H-L-H-, 25 I. & N. Dec. 209, 211-12 (BIA 2010)
(citing the BIA’s 2007 decision in In re J-H-S-, 24 I. & N. Dec. 196 (BIA 2007),
where the BIA used this same general test, although separating the test into three
prongs). 8
Further, the IJ noted that the BIA had previously discussed the same 2007
Profile and the same October 13, 2006 correspondence from the Fujian Committee,
both of which were in the record in Wu’s case. The IJ here observed that those
documents showed that (1) children born in the United States to a Chinese national
are not considered as Chinese mainland residents if they have not gone through the
formal process to register and become permanent residents and (2) such U.S.-born
children will not be counted against the number of children allowed under China’s
family planning law if they were not registered.
The IJ concluded that, if Wu and Zhang were to be penalized at all for
having a second child while outside of China, the only sanctions would be
8
In In re J-H-S-, the BIA stated that, to demonstrate an objectively reasonable well-
founded fear, an alien must show: (1) “proof of the details of the family planning policy relevant
to [her]”; (2) “the alien violated the policy”; and (3) “the violation of the family planning policy
would be punished in the local area in a way that would give rise to an objective fear of future
persecution.” See In re J-H-S-, 24 I. & N. Dec. at 198-99, petition denied sub. nom., Shao v.
Mukasey, 546 F.3d 138, 142-43, 169-70 (2d Cir. 2008) (finding no legal error in in the BIA’s
three-prong test).
While Matter of H-L-H- was later overruled on other grounds by Hui Lin Huang v.
Holder, 677 F.3d 130 (2d Cir. 2012) (concluding the IJ’s finding of a future event is not
reviewed de novo by the BIA, but for clear error), the Second Circuit did not disturb the In re J-
H-S- test that was cited in Matter of H-L-H-, 25 I. & N. Dec. at 211-12 (referring to the BIA’s
“three-part inquiry” in Matter of J-H-S-, petition denied sub. nom., Shao, 546 F.3d at 142-43).
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economic. The IJ stated that there was “wide variation in the amount of social
compensation fees and the severity of hardship they impose for out-of-plan births.”
The IJ determined that (1) Wu had “speculated” that Zhang’s cousin was fined
60,000 RMB; (2) that the record contained “scant” information regarding Wu’s
financial situation; and thus (3) the evidence was insufficient to establish that the
fine would be so severe as to rise to the level of future economic persecution.
The IJ also observed that, if Wu’s children were not registered as permanent
residents (and thus did not count towards the number of children allowed under
China’s family planning law), they would be ineligible for free public education
and other social benefits. The IJ determined, however, that those benefits were
still available, just at a cost, which did not amount to future economic persecution.
The IJ also determined that the letters from Wu’s relatives did not provide
substantial support for her contention that she would be subjected to forcible
sterilization or sanctions rising to the level of persecution. The IJ explained that:
(1) the authors of the letters were “interested,” “biased,” and not subject to cross-
examination; (2) there was no way to determine whether the letters’ contents were
true; and (3) the authors were not similarly-situated to Wu because they did not
claim to have U.S.-born children. The IJ stressed that the letters did not involve
U.S.-citizen children.
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The IJ concluded that Wu and Zhang failed to show (1) their eligibility for
asylum because they had not shown that they had an objective well-founded fear of
future persecution and (2) Wu’s eligibility for withholding of removal. 9 The IJ
denied Wu’s and Zhang’s applications for relief and ordered them removed.
I. BIA Appeal
On August 26, 2010, Wu and Zhang filed a notice of appeal with the BIA.
Wu and Zhang argued that they satisfied their burden of showing that there was a
reasonable probability that they would be forcibly sterilized and would face
economic penalties amounting to persecution if they returned to China.10
On November 16, 2012, the BIA dismissed Wu and Zhang’s appeal. The
BIA agreed with the IJ that Wu had not met her burden of proof for asylum or her
other requested relief. As to asylum eligibility, the BIA expressly rejected Wu’s
assertion that the IJ used the wrong burden of proof and her argument that the IJ
failed to consider Wu’s evidence. Specifically, the BIA determined that the IJ laid
out the relevant law pertaining to asylum eligibility and that the IJ concluded,
using the proper burden of proof, that Wu failed to establish a well-founded fear of
9
The IJ did not expressly rule on Zhang’s claim of withholding of deportation. By not
addressing his claim for withholding of deportation before this Court, Zhang has abandoned this
claim. See Kazemzadeh v. U.S. Att’y Gen., 577 F.3d 1341, 1352 (11th Cir. 2009).
10
Following the filing of Wu and Zhang’s appeal, the BIA determined that there was no
digital audio recording of the July 27, 2010 hearing and the IJ’s oral decision. Thus, the BIA
returned the record to the IJ to prepare a complete transcript of the proceedings. On November
16, 2012, following the receipt of the complete transcript of the July 27, 2010 proceedings, the
BIA decided Wu and Zhang’s appeal.
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persecution. The BIA determined that the IJ properly considered Wu’s evidence,
“given the [IJ]’s lengthy discussion of the evidence in [her] decision.” The BIA
also specifically concluded that the IJ considered and evaluated the 2006 Tingjiang
Document. The BIA did not question any of the IJ’s underlying factual findings.
The BIA determined that it reached the “same conclusion” as the IJ that Wu
had not established a well-founded fear of persecution. In reaching this
conclusion, the BIA determined that Wu did not satisfy the three-pronged test set
forth in In re J-H-S-. The BIA described that test as requiring Wu to show: “(1)
the births [of her children] violated family planning policies in [her] local province
or municipality, (2) the family planning policies are being enforced, and (3) current
local family planning enforcement efforts would give rise to a well-founded fear of
persecution due to the violation.” Although using slightly different language, the
substance of the test the BIA used in Wu’s case is the same as used in In re J-H-S-
and Matter of H-L-H-. 11
The BIA determined that Wu failed to satisfy the test because: (1) much of
her evidence did not address current family planning policies and was general in
nature; and (2) she did not show that coercive family planning policies existed and
were implemented in Fujian Province. The BIA observed that much of Wu’s
evidence was cumulative of documents analyzed in prior BIA cases. The BIA
11
See supra note 8.
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cited Matter of H-L-H-, the same case on which the IJ relied, as it had some of the
same evidence in the record as this case.
The BIA determined that Wu’s individualized evidence, when considered
together with the documentation assessed in the BIA’s past cases, did not
demonstrate that forcible sterilizations were mandated in her home province after
the birth of a third U.S.-citizen child. The BIA found that Wu’s evidence
established “no uniform policy regarding the implementation of the population
control law with respect to children born outside of China.”
As to the letters from Wu’s relatives, the BIA observed that the witnesses
were interested and not subject to cross-examination. The BIA specifically noted
that, although Wu submitted evidence concerning Zhang’s cousin Langying Liu,
who was allegedly sterilized in 2009 after her second China-born child, Wu’s
evidence did not include the details of the underlying facts of this alleged
sterilization, such that the BIA could determine that the procedure was in fact a
form of persecution. In any event, Zhang’s cousin Liu was not similarly-situated
to Wu, as Liu did not have U.S.-born children. The BIA determined that the
village or local family planning office documents were entitled to minimal weight
because they were unauthenticated, not originals, and unsupported by independent
evidence. In addition, the writers were not available for examination.
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The BIA also observed that Wu’s evidence did not establish penalties or
sanctions rising to the level of persecution. Having found Wu failed to satisfy the
lower burden of proof for asylum, the BIA also found Wu failed to satisfy the
higher standard for withholding of removal. 12
On December 3, 2012, Wu and Zhang filed a petition for review in this
Court.
II. DISCUSSION
A. Standard of Review
We review the BIA’s factual findings to determine whether they are
supported by substantial evidence. Adefemi v. Ashcroft, 386 F.3d 1022, 1026-27
(11th Cir. 2004) (en banc). Under the substantial evidence standard, we “view the
record evidence in the light most favorable to the agency’s decision and draw all
reasonable inferences in favor of that decision.” Id. at 1027. We may reverse the
BIA’s factual findings only “when the record compels a reversal.” Id. “The mere
fact that the record may support a contrary conclusion is not enough to justify a
reversal of the administrative findings.” Kazemzadeh v. U.S. Att’y Gen., 577 F.3d
12
Although both the IJ and the BIA concluded Wu and Zhang were not entitled to relief
under the Convention Against Torture (“CAT”), Wu and Zhang never applied for CAT relief. In
any event, Wu and Zhang have abandoned any claim regarding their eligibility for CAT relief
because, on appeal, they make only a one-sentence passing reference to this issue. See
Kazemzadeh, 577 F.3d at 1352 (providing that a petitioner abandons an issue where he makes
only a passing reference to an issue in his brief).
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1341, 1351 (11th Cir. 2009) (quotation marks omitted and alteration adopted). We
cannot reassess the evidence from scratch. Adefemi, 386 F.3d at 1027.
We review the IJ’s and the BIA’s legal conclusions de novo. Kazemzadeh,
577 F.3d at 1350.
“[W]e review only [the BIA’s] decision, except to the extent the BIA
expressly adopts the IJ’s decision.” Wu v. U.S. Att’y Gen., 712 F.3d 486, 492
(11th Cir. 2013) (quotation marks omitted). We have found that the BIA expressly
adopted an IJ’s decision where the BIA either agreed with the IJ’s findings or
relied on the IJ’s reasoning, and in those circumstances, we have reviewed both the
IJ’s and the BIA’s decisions to that extent. See, e.g., Fajardo v. U.S. Att’y Gen.,
659 F.3d 1303, 1307 n.3 (11th Cir. 2011) (concluding that, “[w]here, as is the case
here, the BIA issues its own decision but relies in part on the IJ’s reasoning, we
review both decisions”); Tang v. U.S. Att’y Gen., 578 F.3d 1270, 1275 (11th Cir.
2009) (reviewing both the IJ’s and BIA’s decisions to the extent that the BIA
“affirmed and relied upon the IJ’s decision and reasoning,” but did not expressly
adopt the IJ’s opinion); Kazemzadeh, 577 F.3d at 1350 (providing that, because the
BIA agreed with the finding of the IJ that Kazemzadeh failed to establish a well-
founded fear of persecution on account of his religion, we review the decisions of
both the IJ and the BIA about that issue); Mohammed v. U.S. Att’y Gen., 547 F.3d
1340, 1344 (11th Cir. 2008) (concluding that because the BIA agreed with the
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adverse credibility determination and the findings that the petitioner did not suffer
past persecution, we review the decisions of both the IJ and the BIA regarding
those findings).
Thus, we will review both the IJ’s and BIA’s decision to the extent that the
BIA agreed with the IJ’s findings or relied on his reasoning, even if the BIA did
not use “magic words” and state that it was “adopting” the IJ’s findings or
reasoning.13 And, we review the BIA’s decision “to those matters on which it
rendered its own opinion and reasoning.” See Tang, 578 F.3d at 1275.
B. Authenticity of 2006 Tingjiang Document
On appeal, Wu and Zhang argue that the IJ and BIA erred in giving little or
no weight to the 2006 Tingjiang Document. Because the BIA adopted the IJ’s
finding that the 2006 Tingjiang Document was unauthenticated, we review both
the BIA’s and IJ’s decisions with respect to that finding.
“Unauthenticated documents lack veracity and are entitled to no deference.”
Chen v. U.S. Att’y Gen., 672 F.3d 961, 964 (11th Cir. 2011); see Wu, 712 F.3d at
497 (stating that “‘we cannot depend of [the] veracity’ of unauthenticated
documents” and determining that the IJ was within his discretion to discount a
certificate showing that the petitioner had an abortion as lacking in probative
13
Indeed, on appeal, Wu’s brief primarily challenges the IJ’s findings, reasoning, and
legal conclusions. Although the BIA did not say “adopt,” Wu has never contended that the BIA
did not rely on and adopt the IJ’s findings and reasoning. In other words, Wu wants us to
examine both the IJ’s and BIA’s decisions. The government also asks this Court to review both
the IJ’s and BIA’s decisions.
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value); Yang v. U.S. Att’y Gen., 418 F.3d 1198, 1203, n.3 (11th Cir. 2005)
(observing that petitioner had “submitted official documentation from the Chinese
government indicating that she underwent a ‘sterilization procedure,’” but
determining that this Court could not depend on the document’s veracity because it
had not been authenticated).
One way to authenticate official records is to comply with 8 C.F.R. § 287.6.
This regulation, as relevant here, provides that “an official record . . . shall be
evidenced by an official publication thereof, or by a copy attested by an officer so
authorized.” 14 8 C.F.R. § 287.6(b). Further, “[t]his attested copy in turn may but
need not be certified by any authorized foreign officer both as to the genuineness
of the signature of the attesting officer and as to his/her official position.” Id.
Here, Wu and Zhang did not produce either an “official publication” of the
2006 Tingjiang Document or a properly attested and certified copy of that
document. Wu and Zhang do not even argue that they did. Rather, they contend
that they authenticated the 2006 Tingjiang Document by other means.
This Court has not yet decided whether § 287.6 is the exclusive method of
authentication of documents filed in immigration proceedings. See Ali v. U.S.
14
What is required to authenticate an official record under § 287.6 is dependent upon
whether the country in which the document originated is a signatory to the Convention
Abolishing the Requirement of Legislation for Foreign Public Document. 8 C.F.R. § 287.6.
China is not a signatory to this convention, and thus, the requirements concerning countries not
signatories to the convention apply in this case. Id. § 287.6(b).
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Att’y Gen., 443 F.3d 804, 812 (11th Cir. 2006) (noting the petitioner’s argument
that § 287.6 was not the exclusive method for authentication of documents, but
deciding that the petitioner had offered no compelling reason as to why he could
not have obtained and submitted a properly certified document). 15
Here, we need not decide whether § 287.6 is the exclusive method because
the IJ did not explicitly treat § 287.6 as the exclusive means of authenticating the
2006 Tingjiang Document, but rather generally concluded that Wu and Zhang had
not authenticated the document by any means. And, based on the record in this
case, neither the IJ nor the BIA erred in the ultimate finding that Wu and Zhang did
not authenticate the 2006 Tingjiang Document.
Wu and Zhang’s main argument for authentication is: the DHS examined the
document and concluded that there was no evidence that it had been altered. That
the document had not been altered after its creation does not show that it was
authentic at the time it was created. Wu and Zhang present no evidence that this
document, produced with inkjet printing technology, was actually created by the
15
As Wu and Zhang note, other circuits have held that § 287.6 is not the only way for an
asylum applicant to authenticate a document. See Vatyan v. Mukasey, 508 F.3d 1179, 1184-85
(9th Cir. 2007) (determining that the IJ erred “insofar as he required [the petitioner] to produce
some form of official certification as a mandatory pre-requisite to authenticating his proffered
documents” and that a petitioner’s testimony concerning a document may be sufficient to
establish its authenticity); Liu v. Ashcroft, 372 F.3d 529, 532-33 (3d Cir. 2004) (providing that
“asylum applicants can not always reasonably be expected to have an authenticated document
from an alleged persecutor” and that the IJ erred by viewing the procedures set forth in § 287.6
as the exclusive means of authentication for foreign public documents (internal quotation marks
omitted)).
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Birth Control Office of Tingjiang Town. Moreover, the evidence shows that
documents from Fujian Province were often fraudulent. In sum, the IJ and BIA
properly considered this evidence and offered reasoned conclusions as to how to
weigh it. Wu and Zhang have not shown that the IJ and BIA erred in determining
that the 2006 Tingjiang Document was unauthenticated. Thus, the IJ and BIA did
not err in giving it little or no weight.
C. Asylum Eligibility
Wu and Zhang also argue that they established that Wu has a well-founded
fear of future persecution if she returned to China, such that they were both entitled
to asylum.
To establish asylum eligibility, an alien must show, with specific and
credible evidence, either past persecution or a “well-founded fear” of future
persecution on account of one of the statutorily listed factors, which include the
alien’s political opinion. INA § 101(a)(42), 8 U.S.C. § 1101(a)(42); 8 C.F.R.
§ 208.13(a)-(b); Sepulveda v. U.S. Att’y Gen., 401 F.3d 1226, 1230-31 (11th Cir.
2005). Government-ordered forced sterilization or persecution for refusing to
undergo such a procedure is “persecution on account of political opinion.” INA
§ 101(a)(42)(B); 8 U.S.C. § 1101(a)(42)(B).
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Here, Wu seeks asylum based solely on her fear of future persecution. 16 To
establish a well-founded fear, “an applicant must demonstrate that . . . her fear of
persecution is subjectively genuine and objectively reasonable.” Al Najjar v.
Ashcroft, 257 F.3d 1262, 1289 (11th Cir. 2001). To establish a well-founded fear
of future persecution, the applicant “need only show that there is a reasonable
possibility of suffering such persecution if . . . she were to return to [her home
country].” Mejia v. U.S. Att’y Gen., 498 F.3d 1253, 1256 (11th Cir. 2007)
(quotation marks and brackets omitted). The asylum applicant bears the burden of
proof. Al Najjar, 257 F.3d at 1284.
1. Forcible Sterilization
The BIA has determined that asylum claims by Chinese nationals who fear
future sterilization based on China’s one-child policy must be evaluated on a case-
by-case basis. In re J-H-S-, 24 I. & N. Dec. at 200-01. To demonstrate an
objectively reasonable well-founded fear, an alien must show: (1) “proof of the
details of the family planning policy relevant to [her]”; (2) “the alien violated the
policy”; and (3) “the violation of the family planning policy would be punished in
16
Because Wu does not claim that she suffered past persecution in China, she has no
presumption of a fear of future persecution. See Mejia v. U.S. Att’y Gen., 498 F.3d 1253, 1256
(11th Cir. 2007).
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the local area in a way that would give rise to an objective fear of future
persecution.” Id. at 198-99. 17
Here, after record review, we conclude that substantial evidence supports the
BIA’s conclusion that Wu failed to show a well-founded fear of persecution. First,
Wu failed to satisfy the three-pronged test set forth in In re J-H-S-. Wu did not
show the existence of a policy that counted U.S.-born children towards the number
of children allowed under China’s family planning policy. The record evidence
shows that, in Fujian Province, U.S.-born children are not counted towards the
number of children allowed under China’s family planning policy where the U.S.-
born children are not registered as permanent residents in China. Wu does not plan
to register her children and even claims she cannot do so.
Second, even if Wu had shown the existence of a policy providing that U.S.-
born children counted towards China’s family planning policy, she has not shown
that violations of the policy by parents with U.S.-born children would result in
forcible sterilization of one of the parents. Wu submitted no evidence showing that
a Chinese citizen returning to Fujian Province, China with U.S.-born children
actually had been forcibly sterilized or penalized in a way amounting to
persecution.
17
Wu does not argue that the BIA’s three-part test is an unreasonable interpretation of the
term “well-founded fear” in INA § 101(a)(42), 8 U.S.C. § 1101(a)(42), to which we should not
apply deference under Chevron v. U.S.A., Inc. v. Nat’l Res. Def. Council, Inc., 467 U.S. 837,
104 S. Ct. 2778 (1984). See supra note 8.
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In addition, the 2007 Profile states that: (1) China’s national policy prohibits
the use of physical force to compel a person to submit to sterilization; (2) even
though local enforcement of family planning policies is uneven, U.S. Consulate
General officials visiting Fujian Province and interviewing visa applicants from
Fujian Province found evidence of coercion through public pressure and fines, but
not the use of physical force; and (3) there were some reports in 2006 of forced
sterilization in Fujian Province, but these were rare incidents by local officials
without authority and using illegal means.
The record also contains October 2006 correspondence from the Fujian
Committee to the U.S. Consulate General advising that: (1) children born abroad
are not considered permanent residents of China and, thus, would not be counted
under the one-child policy if the children are not entered in the household registry;
(2) under Fujian Province regulations, there are no forced sterilizations; and
(3) because Villagers’ Committees do not have the authority to “make decisions on
family planning disposition[s],” any “certificate/proof issued by said Committee
should be deemed ineffective.” In follow-up correspondence dated January 2007,
the Fujian Committee clarified that a child born overseas, but who has not
established permanent residency in China (by being entered in the household
registry), would not be counted even if the child was “administered as a Chinese
citizen.”
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Wu’s particularized evidence does not compel a contrary conclusion. First,
although Wu argues that the 2006 and 2009 Tingjiang documents show that she
violated the local family planning policy, the BIA was entitled to give those
documents minimal weight, as they were not authenticated. See Chen, 672 F.3d at
964. Next, Wu argues that her relatives’ letters and her aunt’s statement
concerning their sterilizations show that China’s family planning policy was being
enforced. However, the BIA observed these relatives were not similarly-situated to
Wu, as they did not have U.S.-born children. Substantial evidence in the record in
Wu’s case provided a basis for the BIA to distinguish between U.S.-born and
Chinese-born children for the purposes of enforcing China’s family planning
policy. To the extent that Wu’s evidence conflicts with other evidence, we do not
reweigh the evidence.
2. Economic Persecution
Although Wu’s forced sterilization claim fails, we must also consider her
economic persecution claims. Fines may amount to persecution if they cause a
“severe economic disadvantage,” considering the alien’s net worth, other sources
of income, and the conditions of the local economy. See In re T-Z-, 24 I. & N.
Dec. 163, 173-74 (BIA 2007) (internal quotation marks omitted). To satisfy the
severe economic disadvantage standard, the fine should reduce the alien “to an
impoverished existence.” Id. at 174. Substantial evidence also supports the
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finding that Wu did not show an objectively reasonable fear of economic
persecution.
As noted above, it appears that Wu’s three children born in the United States
would not be counted towards China’s family planning policy so long as Wu and
Zhang do not try to establish their children’s legal permanent residence in China.
On appeal, Wu actually claims that she would not be able to register her children in
the family’s household. Thus, it is unlikely that Wu would even be subjected to
fines at all under China’s family planning policy.
We recognize that, if Wu’s children are not registered in the household
registry, her children would be ineligible for free medical care and public
education. But, on this record, Wu has not shown that having to pay for those
benefits rises to the level of persecution.
And, even assuming that Wu would be fined, Wu testified her family’s
income would be about 500 RMB a month or 6,000 RMB a year, and based on the
record evidence, the one-time fine would likely be 60 to 100 percent of her
family’s annual income. 18 The record reflects that, if Wu and Zhang could not pay
the fine at once, they may be allowed to pay it in installments and their wages
could not be garnished. Further, evidence in the record provides that a fine could
18
Although Wu testified that, in 2009, Zhang’s cousin was fined 60,000 RMB, Wu did
not specify Zhang’s cousin’s income, and thus, the record provides no basis for a conclusion that
Wu would be fined as much as Zhang’s cousin.
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be reduced or waived for “poor persons.” Accordingly, on this record, we are not
compelled to conclude that any fine will be imposed on Wu or that any potential
fine would reduce Wu to an impoverished existence. We thus cannot say that this
record compels a conclusion that there is a reasonable possibility that Wu would
face economic persecution if she returned to China. See In re T-Z-, 24 I. & N.
Dec. at 173-74. 19
3. Li v. U.S. Att’y Gen. and Related Cases
Finally, we recognize that Wu’s brief cites Li v. U.S. Att’y Gen., 488 F.3d
1371 (11th Cir. 2007), but that case is materially different from Wu’s. Li involved
a motion to reopen and whether the petitioner alleged a prima facie case of asylum.
In Li, the BIA based its decision on a distinction between Chinese-born and
foreign-born children. Id. at 1376. Reversing the BIA, this Court concluded that
the BIA had “invoked this distinction despite the absence of any evidence in the
record . . . that either the Chinese national government or local Fujian officials
distinguish between parents of children born abroad and parents of children born in
China.” Id. (emphasis added). In Li, this Court found that “the only evidence in
19
An applicant for withholding of removal must show it is more likely than not that she
will be persecuted based on a protected ground. Mendoza v. U.S. Att’y Gen., 327 F.3d 1283,
1287 (11th Cir. 2003); 8 C.F.R. § 208.16(b). Because this standard for establishing eligibility for
withholding of removal is higher than the standard for establishing asylum eligibility, an
applicant who, like Wu, fails to meet the burden of proof for asylum necessarily fails to establish
entitlement to withholding of removal. See D-Muhumed v. U.S. Att’y Gen., 388 F.3d 814, 819
(11th Cir. 2004).
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t[he] record supports the opposite conclusion” and showed that “for some purposes
at least, the Chinese government considers foreign-born children of Chinese
nationals equivalent to children born in China.” Id. (emphasis added). This Court
then held that, in “light of this record,” the BIA erred in relying on a distinction
between foreign-born and Chinese-born children to determine that Li failed to
establish a prima facie case for asylum in resolving Li’s motion to reopen. Id.
In stark contrast to Li, Wu’s case involved a final merits determination with
a large evidentiary record and an evidentiary hearing, followed by fact findings by
the IJ and conclusions by the IJ and BIA. Importantly, the record in Wu’s case
contains considerable evidence that the Chinese government distinguishes between
foreign-born and Chinese-born children in applying its family planning law.
Although Wu does not cite these cases, our Court has reached conclusions
similar to Li in two other motion to reopen cases: Jiang v. U.S. Att’y Gen., 568
F.3d 1252 (11th Cir. 2009) (lack of evidence) and Zhang v. U.S. Att’y Gen., 572
F.3d 1316 (11th Cir. 2009) (failure to consider evidence). In both cases, the BIA
had denied the motions to reopen.
Reversing the BIA in Jiang for lack of evidence of a distinction between
Chinese-born and U.S-born children, this Court found “no discernable difference
between the evidence presented in Li and the evidential foundation before us
today.” Jiang, 568 F.3d at 1258. Reversing the BIA in Zhang, this Court
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determined, inter alia, that, even if the BIA properly discounted a “Village
Committee Letter” and Zhang’s statement, the BIA’s decision overlooked, or
inexplicably discounted, the other record evidence that corroborated Zhang’s
claim. Zhang, 572 F.3d at 1320.20 Due to the lack of evidence in Jiang and the
failure to consider evidence in Zhang, we ordered reopening and remands to
consider the evidence and the merits of the claims.
As the BIA has emphasized, asylum cases involving enforcement of China’s
family planning law require a case-by-case analysis. See J-H-S-, 24 I. & N. Dec.
at 197-98, 200-01, petition denied sub nom., Shao, 546 F.3d at 156-57 (according
Chevron deference to the BIA’s determination that claims based on an alien’s
alleged violation of China’s family planning law are reviewed on a case-by-case
basis). Wu’s record contains substantial evidence supporting the IJ’s and BIA’s
findings and conclusions, and the IJ and BIA properly considered that evidence.
For all of the foregoing reasons, we deny Wu and Zhang’s petition.
PETITION DENIED.
20
The Zhang court focused on a December 27, 2005 Directive from “the Lianjiang
County Guantou Township Committee” and the BIA’s failure to address “the Department of
State Reports on China and other record evidence.” Zhang, 572 F.3d at 1318, 1320.
37