COURT OF APPEALS OF VIRGINIA
UNPUBLISHED
Present: Judges Kelsey, Alston and Decker
Argued at Alexandria, Virginia
RENE MARTINEZ ROMERO
MEMORANDUM OPINION* BY
v. Record No. 0050-13-4 JUDGE D. ARTHUR KELSEY
MARCH 25, 2014
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF PRINCE WILLIAM COUNTY
Craig D. Johnston, Judge
Andrew T. Elders (Sarah C. Bruns; Elders, Zinicola &
Blanch, PLLC, on brief), for appellant.
Aaron J. Campbell, Assistant Attorney General (Kenneth
T. Cuccinelli, II, Attorney General, on brief), for appellee.
A jury convicted Rene Martinez Romero of raping his mentally disabled daughter. On
appeal, he claims that his conviction should be overturned on various grounds, including
factually insufficient proof of guilt, lack of jurisdiction and improper venue, inadequate
disclosure by the Commonwealth of exculpatory evidence, and potential juror misconduct.
Finding no merit in any of these assertions, we affirm.
I.
On appeal, we review the evidence in the “light most favorable” to the Commonwealth.
Commonwealth v. Hudson, 265 Va. 505, 514, 578 S.E.2d 781, 786 (2003). This principle
requires us to “discard the evidence of the accused in conflict with that of the Commonwealth,
and regard as true all the credible evidence favorable to the Commonwealth and all fair
inferences to be drawn therefrom.” Parks v. Commonwealth, 221 Va. 492, 498, 270 S.E.2d 755,
759 (1980) (emphasis and internal quotation marks omitted).
*
Pursuant to Code § 17.1-413, this opinion is not designated for publication.
In addition, “an appellate court’s ‘examination is not limited to the evidence mentioned
by a party in trial argument or by the trial court in its ruling.’” Perry v. Commonwealth, 280 Va.
572, 580, 701 S.E.2d 431, 436 (2010) (quoting Bolden v. Commonwealth, 275 Va. 144, 147, 654
S.E.2d 584, 586 (2008)). Instead, “an appellate court must consider all the evidence admitted at
trial that is contained in the record.” Id.; see also Hamilton v. Commonwealth, 279 Va. 94, 103,
688 S.E.2d 168, 173 (2010).
A. THE EVIDENCE AT TRIAL
A medical test in November 2010 revealed that appellant’s daughter, D.M., was pregnant.
She was eighteen years old at the time, severely mentally disabled, and prone to seizures. One
expert at trial placed her educational competency level to be “approximately kindergarten level.”
App. at 605. During an evaluation by a school psychologist, D.M. could not provide her date of
birth or “any family information.” Id. at 600-01. She could not “recognize letters” of the
alphabet or “identify them, in order or out of order.” Id. at 601. Given D.M.’s condition, she
could not be left alone at home.
Medical testimony established the date of conception to be in August 2010. At that time,
D.M. lived at home in Prince William County with appellant (her father), Celina Castillo
Martinez (her mother), and her six-year-old sister. D.M. had a separate bedroom. In August
2010, her mother worked two jobs, one from home in the mornings and another away from home
three nights a week. On the way to her evening job, usually at about 3:00 p.m., the mother
would take D.M. and her younger sister to the home of Roque and Dennis (“Denny”) Martinez
(appellant’s brother and nephew) in Alexandria. While there, Denny Martinez’s mother or
another female friend of the family would babysit D.M. until appellant arrived at 7:00 p.m. to
take the girls home. Appellant would be alone at home with the two girls until his wife returned
from work sometime after 10:45 p.m.
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On four occasions in August 2010, appellant took D.M. and her younger sister to visit her
mother’s cousin in Maryland. Her mother accompanied them on some of these trips. None of
the trips involved an overnight stay. No evidence suggested that appellant or any other male
relative was ever alone with D.M. during any of these day trips.
After D.M.’s unborn child was aborted, a sexual-assault nurse examiner took samples of
fetal tissue for DNA testing. Investigators also asked for and received saliva samples from
appellant. The Commonwealth’s experts at trial testified that the fetal DNA tests proved there
was a 99.9999% probability that appellant was the biological father of D.M.’s child when
compared to any unrelated, randomly selected men. Id. at 1371, 1902; see also id. at 1896-97
(testing by a private laboratory showing that appellant’s “Probability of Paternity is 99.99%
compared to an unrelated, untested man in the Hispanic population”).
Officials obtained DNA samples from all other related males who may have spent time
with D.M., and DNA tests proved that none of them could have fathered the child. The testing
specifically excluded appellant’s brothers (Roque and Felix Martinez) and his nephew (Denny
Martinez), as well as three other men who were unrelated to appellant, “because they each do not
possess an obligate paternal allele at three or more genetic systems.” Id. at 1896-97. The DNA
certificates of analysis summarizing these conclusions were admitted into evidence without
objection.
D.M. testified at trial. Her disability, however, prevented her from communicating
intelligently. She was unable to state her full name or her correct birthday and age. She gave a
nonsensical answer when asked what the word sex meant. She said she did not know what a
man or boy did with a penis and did not recall ever seeing her father’s penis.
Appellant took the stand in his own defense. Among other things, he testified that the
police detective, during his interview, had told him that his DNA could have entered D.M.’s
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vagina “through contamination, that it could have happened on the toilet or in the sofa.” Id. at
1616. Appellant did not respond with disbelief or outrage when the detective asked him how his
DNA could have gotten into D.M.’s vagina. Instead, he said, “It was possible from her wearing
[his wife’s] dirty underwear.” Id. at 1544. Appellant also testified that, during the interview, he
had told the detective that he had previously seen D.M. “put on [his] wife’s panties.” Id. at 1616.
D.M. “was careless,” appellant explained, “because she wears [his] wife’s underwear.” Id. at
1642. He clarified that he meant his “wife’s dirty underwear.” Id. at 1643. Appellant said that
he did not remember whether he had told police investigators that D.M. “didn’t understand what
sex was.” Id. at 1636.
When asked at trial if he had “any idea at that time how [his] daughter had become
pregnant,” appellant said she “always spoke about the friends she had . . . .” Id. at 1617. After
appellant’s counsel cut his answer off midsentence with “No, no,” appellant testified that,
“without telling [the jury] anything that [his] daughter” had told him, he did not know how his
daughter got pregnant. Id. On the ultimate question in the case, appellant testified that he never
had sex with his daughter.
B. THE MOTION TO DISMISS FOR LACK
OF JURISDICTION & IMPROPER VENUE
After the close of all the evidence, appellant’s counsel moved to dismiss the case for lack
of jurisdiction and improper venue. The alleged rape, counsel argued, could have occurred in
Maryland or Alexandria, Virginia, just as easily as in Prince William County. Because the
evidence does not dispositively prove where it occurred, counsel concluded that the trial court —
in its capacity as Circuit Court for Prince William County — had no choice but to dismiss the
case.
-4-
Questioning this reasoning, the trial court asked appellant’s counsel if that meant the
crime “can’t be prosecuted anywhere because nobody can figure out where it happened?” Id. at
1665. “Exactly,” counsel replied. Id. The trial court responded:
I heard no evidence that would lead me to believe there was a
reasonable opportunity for [appellant] to have committed these
offenses in those particular locations, because I heard no evidence
upon which I could conclude he was alone with her for some
appreciable period of time wherein this might have occurred.
Id. at 1666. Continuing his argument, appellant’s counsel twice conceded: “There’s no evidence
about anything in Maryland.” Id. at 1667; see also id. at 1676. This evidentiary omission,
counsel argued, precluded the court from going forward with the case.
Both appellant and the prosecutor argued that the trial court, not the jury, should decide
the jurisdiction and venue issues. The trial court heard differing views, however, on the burden
of proof. The court did not “need to reach and decide that issue” because, “based on the
evidence” before it, the court found “beyond a reasonable doubt” that the rape, if it happened at
all, occurred in Prince William County, Virginia. Id. at 1693-95.
This conclusion, the trial court reasoned, followed by process of elimination. The court
noted that incestuous rape is “not an offense of casual impulse” and “generally happens over
time in situations where time and opportunity and temptation coincide.” Id. at 1694. The
evidence presented only three options. The rape either occurred during one of the four trips to
visit relatives in Maryland, during the time D.M. was with babysitters in Alexandria, or during
one of the many evenings appellant was with D.M. in the privacy of their home in Prince
William County. Time, opportunity, and temptation — the trial court found — inexorably
pointed to the home as the situs of the crime.
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C. THE MOTION TO DISMISS FOR BRADY VIOLATION
During the trial, appellant’s counsel moved to dismiss the case with prejudice, claiming
the Commonwealth violated the constitutional disclosure rule adopted by Brady v. Maryland,
373 U.S. 83 (1963). Rather than asking for a continuance or a mistrial, counsel requested only a
dismissal with prejudice.1 The basis for the motion involved a confusing narrative.2
Appellant was initially charged in the juvenile and domestic relations district court (“JDR
court”) with rape, incest, and indecent liberties. During the JDR court proceedings, the
prosecutor filed a disclosure notice pursuant to Code § 19.2-270.5 that included four DNA
certificates of analysis. The certificates showed the DNA analysis of various potential suspects,
including appellant, and had different dates of issue: November 15, 2010; February 17, 2011;
February 23, 2011; and January 21, 2012. The JDR court certified the incest and indecent
liberties charges to the grand jury, and all of the DNA certificates — except the certificate dated
November 15, 2010 — were entered into evidence at that hearing. The prosecutor nolle
prosequied the rape charge prior to the preliminary hearing.
Later, the grand jury issued a direct indictment charging appellant with rape. Prior to
trial, the prosecutor filed disclosure notices pursuant to Code § 19.2-270.5. The notices included
the three DNA certificates previously admitted as exhibits in the JDR court hearing as well as
additional certificates correcting earlier clerical mistakes and analyzing other potential suspects.
Also included was a certificate reporting the results of a private laboratory’s retesting of various
DNA samples. However, the November 15, 2010 certificate — which had been disclosed (but
1
See App. at 952 (appellant’s counsel requesting dismissal); id. at 954, 960-61, 963, 967,
972, 985, 1005-06, 1008, 1011 (trial court confirming that appellant’s counsel was requesting
dismissal).
2
With consent of both parties, the trial court decided the Brady motion to dismiss based
entirely on the proffers of appellant’s counsel and the prosecutor. Id. at 977.
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not used) prior to the JDR court hearing — was not disclosed at any time during the course of the
circuit court proceeding initiated by the direct indictment of rape.
During the circuit court jury trial on the rape indictment (now on appeal to us), a
detective testified that the November 15, 2010 certificate provided in the JDR court case was
actually a “fake lab sheet” that she had prepared. App. at 884. When the detective gave the
three genuine certificates to the prosecutor before the JDR court proceedings, she mistakenly
included the fake certificate. The prosecutor, in turn, unintentionally provided it to appellant’s
counsel. Including the fake certificate with the package of genuine certificates was an
“accident,” the detective testified, one that neither she nor the prosecutor was aware of at the
time. Id. at 1525, 1531. The detective explained that she prepared the fake certificate to use as
an “interview technique” during the pre-arrest interview of appellant, but she decided not to use
it. Id. at 887. Appellant’s counsel confirmed at trial that appellant “never saw” the fake
certificate. Id. at 1024.
Prior to the jury trial on the pending rape charge, appellant’s counsel consulted with his
DNA experts about the November 15, 2010 certificate provided in the JDR court proceeding and
the other certificates with later dates provided in the circuit court proceeding. Because the
November 15, 2010 certificate, unlike the others, was signed by a forensic toxicologist,
appellant’s experts dismissed it as a “rush job” relying on the “wrong analysis.” Id. at 978.3 It
3
In fact, the fake certificate did not even appear to be a paternity test. Rather, it
purported to analyze “swabs . . . containing human skin cells from the victim’s person” and
“human saliva recovered from Buccal Swabs taken from [appellant].” Id. at 1985. There was no
mention of fetal tissue, product of conception, or paternity on the certificate. Despite the fact
that DNA experts only expect “the same DNA profile” to be present in “identical twins,” id. at
1079, the fake certificate concluded that “[t]he DNA profiles from both sets of swabs . . . were
identical,” id. at 1985. It stated that “[t]he probability of randomly selecting an unrelated
individual with a DNA profile matching that recovered from the swabs is greater than 6.5 billion
(which is approximately the world human population).” Id. Even if appellant’s experts truly
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was at the jury trial, during cross-examination of the detective, that appellant’s counsel claimed
that he first learned the November 15, 2010 certificate was not genuine.
The trial court denied the motion to dismiss, noting that the fake certificate was filed in
the nolle prosequied JDR court proceeding — not in the circuit court proceeding that followed
the direct indictment charging appellant with rape. The trial court found that the prosecutor had
no intent to mislead appellant with the earlier certificate. It was simply a mistake. At first
glance, the fake certificate seemed to be more incriminating than the real ones, the court added,
so the only arguable exculpatory value would be simply to question the detective about her initial
intention (albeit unfulfilled) to use it and her ultimate decision not to do so — something
appellant’s counsel had already done during the trial.
Under these circumstances, the trial court held, dismissal of the indictment would be an
inappropriate remedy for whatever Brady violation appellant could establish. Assuming
“without deciding” whether a Brady violation occurred, the trial court reasoned that no evidence
proved it was “intentional and flagrant” or that appellant suffered any prejudice “so severe” to
warrant a “dismissal with prejudice due to a Brady violation.” Id. at 1008-10. For this reason,
the trial court held that “the appropriate remedy is to afford whatever reasonable additional
remedy [other than an outright dismissal] may be appropriate so as to balance out whatever ill
effects have occurred, if any.” Id. at 1005-06.
The court then advised appellant’s counsel, “I don’t know what remedy, if any, you wish
me to provide to you, and that’s something as a matter of strategy and I’m not going to attempt to
dictate your strategy.” Id. at 1006. Despite this offer, appellant’s counsel did not ask for a
misinterpreted the fake certificate, the mistaken interpretation would suggest that appellant was
“more likely” to be the father of his daughter’s child than the later, genuine certificates of
analysis. Id. at 986.
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continuance or seek a mistrial and, instead, rested solely on the request for a dismissal of the
indictment. “We are simply not asking for a mistrial,” counsel stated, “because we fear double
jeopardy wouldn’t apply. And so we don’t want to abandon this trial.” Id. at 1025-26.
After appellant’s Brady motion to dismiss was denied, appellant’s counsel asked for, but
was denied, a “cautionary instruction” in which the court would advise the jury that the
Commonwealth provided the defense with “manufactured DNA analysis” that the defense
discovered to be false at trial. Id. at 1012. The prosecutor objected and stated that the
instruction would lead the jurors to the “assumption that I gave that intentionally to trick them,
and that is prejudicial, and that’s what makes me a witness.” Id. at 1023. The court rejected the
proposed instruction and explained that it would be improper for the court to comment on the
evidence to suggest the “inflammatory” implication of prosecutorial misconduct. Id. at 1021.
Appellant’s counsel also asked for, and the court allowed, additional opportunity to recall
and cross-examine the detective on the circumstances surrounding the fake certificate. When the
detective retook the witness stand, appellant’s counsel extensively cross-examined her about the
fake certificate. The detective stated that she had prepared the certificate, but never used it with
appellant. She admitted that she mistakenly provided the fake certificate to the prosecutor during
discovery in the JDR court proceeding.
In closing argument, appellant’s counsel relied upon the detective’s testimony to argue
that she was “willing to lie to get a conviction” and that her investigation was biased from the
start. Id. at 1755. The theme played a dominant role in his argument: “She is willing to lie to a
suspect in order to get a conviction. She is willing to lie to you about whether she suspected
[appellant] before she questioned him. . . . She is willing to lie to you about her willingness to lie
in order to get a conviction.” Id. at 1756.
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D. THE JURY VERDICT & POST-TRIAL MOTIONS
The jury found appellant guilty of raping his daughter. After the trial, appellant filed a
motion to set aside the verdict, repeating the Brady arguments made during the mid-trial motion
to dismiss. The trial court denied the motion for the reasons it previously stated. Accepting that
an “unintentional” Brady violation had occurred, id. at 2069, the court pointed out:
There was no motion for mistrial, this having specifically been
declined, and I ruled that the remedy for a Brady violation
discovered after a trial can be dismissal, but generally not the
appropriate remedy when it’s an unintentional one not involving
withholding evidence of innocence, but rather discovered in the
middle of trial before the Commonwealth has rested. I permitted
additional latitude that the Commonwealth complained about to the
Defense, including the leave to cross-examine witnesses, to open --
to at least to attempt to open up topics relating to the use of bogus
evidence. I declined an instruction to that effect because I thought
it was inappropriate, but I did allow considerably more leeway to
the Defense in asking questions than I ordinarily would have under
these circumstances. But I conclude that I do not believe that it
materially affected the outcome of the trial.
* * * * * * *
So I don’t conclude that . . . this resulted in anything that
undermined anyone’s confidence in the outcome of the trial or that
there’s any probability that had that been disclosed to Defense, the
result of the trial would have been different. It’s unfortunate; it
made for some confusion, but I do not find that it was prejudicial.
Id. at 2072, 2074.
Appellant also filed a “Motion For An Evidentiary Hearing,” requesting that the trial
court “initiate an investigation” into communications via Facebook between a juror and a person
with the same last name. Id. at 2002, 2005. Appellant proffered that one of the jurors toward the
end of the trial wrote a post on his Facebook page stating: “Anyone ever served Jury Duty? I’m
wrapping up a criminal trial, hopefully tomorrow (Day 5)! Oh What Joy!!” Id. at 2003. A
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person with the same last name as the juror thereafter wrote a reply comment stating: “Youre’
[sic] doing a great job, D. It’s a hard one. I wouldn’t have been as composed as you.” Id.
Appellant argued that the exchange between the juror and the commenter entitled
appellant to examine both of them at an evidentiary hearing to determine if there was something
more that they talked about. As appellant’s counsel put it:
I mean, there’s no reason to believe -- we don’t -- we can’t say [the
commenter] somehow knew something about this case or knew the
[appellant’s] family, nothing like that, but it could be bias or
prejudice or something along the lines of -- it could have been
something about the race of the parties. It could have been
anything and the problem is, I’m sitting here speculating. That’s
the whole point. I’m sitting here speculating.
Id. at 2077. The trial court denied the motion, holding that the Facebook comments were
“innocuous” and did not suggest any misconduct. Id. at 2089-90.
II.
On appeal, appellant challenges his rape conviction on several grounds. His principal
claim focuses on the weight of the evidence, claiming that it was insufficient to prove his guilt.4
He also claims that the trial court did not have “jurisdiction or venue” to try the case.
Appellant’s Br. at 1. In addition, he argues that the court erred by “not dismissing the
indictment” on Brady grounds and by providing an “inadequate remedy” for the alleged
violation. Id. Finally, appellant asserts that the court erred by not ordering an evidentiary
hearing to investigate the possibility of juror misconduct. We find no merit in these assertions.
A. EVIDENTIARY SUFFICIENCY
We begin our review with appellant’s challenge to the sufficiency of the evidence, which,
if successful, would moot every other issue in the case. In Virginia, the standard of appellate
4
Appellant separates the insufficiency issue into two assignments of error. See
Appellant’s Br. at 1 (Assignments of Error II and III). We will review them together.
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review on this issue has been well settled. “An appellate court does not ‘ask itself whether it
believes that the evidence at the trial established guilt beyond a reasonable doubt.’” Williams v.
Commonwealth, 278 Va. 190, 193, 677 S.E.2d 280, 282 (2009) (quoting Jackson v. Virginia,
443 U.S. 307, 318-19 (1979)).5 “Rather, the relevant question is whether any rational trier of fact
could have found the essential elements of the crime beyond a reasonable doubt.” Id. (internal
quotation marks omitted). Thus, when a jury has rendered its verdict, “it is not for this court to
say that the evidence does or does not establish his guilt beyond a reasonable doubt because as
an original proposition it might have reached a different conclusion.” Cobb v. Commonwealth,
152 Va. 941, 953, 146 S.E. 270, 274 (1929). Suffice it to say, “[a]n appellate court is no
substitute for a jury.” Id.6
Consequently, “we are not permitted to reweigh the evidence,” Nusbaum v. Berlin, 273
Va. 385, 408, 641 S.E.2d 494, 507 (2007), because appellate courts have no authority “to preside
de novo over a second trial,” Haskins v. Commonwealth, 44 Va. App. 1, 11, 602 S.E.2d 402, 407
(2004). Instead, we give “juries the wide discretion to which a living record, as distinguished
from a printed record, logically entitles them.” Bradley v. Commonwealth, 196 Va. 1126, 1136,
86 S.E.2d 828, 834 (1955). “The living record contains many guideposts to the truth which are
5
See also Commonwealth v. McNeal, 282 Va. 16, 20, 710 S.E.2d 733, 735 (2011);
Sullivan v. Commonwealth, 280 Va. 672, 676, 701 S.E.2d 61, 63 (2010); Prieto v.
Commonwealth, 278 Va. 366, 399, 682 S.E.2d 910, 927 (2009); Williams v. Commonwealth,
278 Va. 190, 193, 677 S.E.2d 280, 282 (2009); Jones v. Commonwealth, 277 Va. 171, 182, 670
S.E.2d 727, 734 (2009); McMillan v. Commonwealth, 277 Va. 11, 19, 671 S.E.2d 396, 399
(2009); Maxwell v. Commonwealth, 275 Va. 437, 442, 657 S.E.2d 499, 502 (2008).
6
See also Courtney v. Commonwealth, 281 Va. 363, 368, 706 S.E.2d 344, 347 (2011)
(“As we have said on many occasions, ‘[I]f there is evidence to support the convictions, the
reviewing court is not permitted to substitute its own judgment, even if its opinion might differ
from the conclusions reached by the finder of fact at the trial.’” (alteration in original) (quoting
Commonwealth v. Jenkins, 255 Va. 516, 520, 499 S.E.2d 263, 265 (1998))).
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not in the printed record; not having seen them ourselves, we should give great weight to the
conclusions of those who have seen and heard them.” Id.
This deferential appellate standard “applies not only to findings of fact, but also to any
reasonable and justified inferences the [jury] may have drawn from the facts proved.” Sullivan
v. Commonwealth, 280 Va. 672, 676, 701 S.E.2d 61, 63-64 (2010); see also Clanton v.
Commonwealth, 53 Va. App. 561, 566, 673 S.E.2d 904, 907 (2009) (en banc). Thus, a factfinder
may “draw reasonable inferences from basic facts to ultimate facts,” Haskins, 44 Va. App. at 10,
602 S.E.2d at 406 (internal quotation marks omitted), unless doing so would “push into the realm
of non sequitur,” Thomas v. Commonwealth, 48 Va. App. 605, 608, 633 S.E.2d 229, 231 (2006)
(internal quotation marks omitted).
Applying this standard, we find ample evidence upon which a rational jury could
conclude that appellant raped his mentally disabled daughter. D.M. conceived a child sometime
in August 2010. Her severely disabled condition required that she never be left alone. Her
mother was with her during most of the mornings and took her to the babysitters in the afternoon.
Appellant picked up D.M. from the babysitters and was alone with her and her younger sister for
several hours at least three times a week during August 2010. Her mother returned home on or
after 10:45 p.m.
DNA testing proved that there was a 99.9999% probability that appellant was the
biological father of D.M.’s child when compared to any unrelated males. Investigators also
tested the DNA of all related males who had the opportunity to spend time with D.M. in August
2010, along with several unrelated males. This testing specifically excluded two of appellant’s
brothers (Felix and Roque Martinez), his nephew (Denny Martinez), as well as several other men
who were unrelated to appellant — including a babysitter’s son (Julio Umanzor) and two men
who live in the babysitters’ residence (Hugo and Domingo Reyes).
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Appellant complains that other related males were not tested. One was walked into the
courtroom during the trial and was identified as Vincente Martinez (appellant’s first cousin), who
allegedly lived in the same building in Alexandria as D.M.’s babysitters. No evidence, however,
suggested that he had ever met D.M., had ever entered the babysitters’ residence, or had even
spent time alone with D.M. in August 2010. Appellant also contends that his brother, who lives
in El Salvador, and Vincente Martinez’s brother, Alfredo, were not tested. But again, nothing
suggested those men had ever met or even knew of D.M. Appellant’s assertions thus fall far
short of demonstrating the factual irrationality of the jury’s decision.
In an alternative argument, appellant asserts that it is possible D.M. was impregnated
with his sperm (a fact he assumes arguendo) by some method other than vaginal intercourse.7
The Commonwealth’s medical experts, appellant contends, recognized the theoretical possibility.
One of those experts, however, merely opined that the probability was “[v]ery remote.” App. at
749. Considering this testimony, coupled with their intuitive common sense, the jurors had
ample reason to reject this attenuated hypothesis of innocence.
All of these sufficiency points, moreover, were impacted by appellant’s decision to testify
in his own defense. The burden of proof in criminal cases, of course, always rests on the
Commonwealth. But when a criminal defendant waives his right to remain silent and takes the
stand in his own defense, his personal “credibility becomes an issue.” Hughes v.
Commonwealth, 39 Va. App. 448, 462, 573 S.E.2d 324, 330 (2002) (internal quotation marks
7
On appeal, appellant’s counsel emphasizes the fact that D.M. testified that she did not
have sex with her father. If it were not for D.M.’s mental disability, this fact might have
resonated with the jury and perhaps with us as well. D.M. also testified she did not “know what
a man or a boy does with a penis” and that she did not “have any parts that are private parts . . .
that other people shouldn’t touch.” App. at 696-97. In her interview with the detective, D.M.
said she did not know “where babies come from.” Id. at 772. She later affirmed that she thought
“babies come from trees.” Id.
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omitted). A jury can judge the defendant’s testimony, assess his demeanor while testifying, and
draw inferences about his veracity.
In this case, appellant’s testimony damaged his credibility in a number of ways. He
claimed the detective, during his interview, told him that his DNA could have entered D.M.’s
vagina “through contamination, that it could have happened on the toilet or in the sofa.” App. at
1616. The detective, however, testified that she asked appellant “how – since [appellant] was
denying having sexual contact with [D.M.], how else would he explain his DNA inside of her,”
and appellant responded with the possibility of contamination through his wife’s underwear. Id.
at 1544. Appellant also admitted that he told the detective that D.M. would wear his “wife’s
dirty underwear,” id. at 1642-43, as one explanation for how she could have become pregnant.
In addition, appellant’s counsel asked appellant if he had “any idea at that time how
[his] daughter had become pregnant.” Id. at 1617. His answer: D.M. “always spoke about the
friends she had . . . .” Id. In this answer, which was abruptly cut off by his counsel, appellant
was attempting to draw a connection between D.M.’s pregnancy and her friends that she
“always” spoke about. Id.8 Yet the probability of an unrelated “friend” impregnating D.M. was
about .0001%. When asked to exclude from his answer “anything that [his] daughter” had told
him, id., appellant said that he did not know how she became pregnant. That answer necessarily
excluded any thought, at least in his mind, that one of his untested male relatives likely
committed the act.
8
See generally Tice v. Commonwealth, 38 Va. App. 332, 342, 563 S.E.2d 412, 417
(2002) (“In Virginia, evidence that a crime was actually committed by someone other than the
accused is admissible for the purpose of generating a reasonable doubt of the guilt of the
accused. Evidence tending to show that someone other than the defendant committed the crime
generally raises a factual question for the jury. A defendant is entitled to present his version of
the facts along with that of the prosecution so the jury may decide where the truth lies.” (internal
quotation marks omitted)).
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Finally, the jury was also entitled to consider what appellant did not say from the witness
stand. As we have explained in a similar context:
Where the accused takes the stand in his own behalf and voluntarily
testifies for himself, he may not stop short in his testimony by
omitting and failing to explain incriminating circumstances and
events already in evidence, in which he participated and concerning
which he is fully informed, without subjecting his silence to the
inferences naturally to be drawn from it.
Wells v. Commonwealth, 32 Va. App. 775, 786, 531 S.E.2d 16, 21 (2000) (quoting Caminetti v.
United States, 242 U.S. 470, 494 (1917)).9
Despite picking up D.M. from the babysitters at least three times a week, spending
several hours with her each of those evenings in their home without any other adult present, and
going on day trips to Maryland, appellant never once testified that any other related male had
access to D.M. in August 2010. For that matter, appellant conspicuously said nothing about their
whereabouts during this time frame; nor did he even suggest that they ever had contact with
D.M. at any point in her life or even knew that she existed.
9
In Caminetti, the Court approved a jury instruction which stated that “where a defendant
elects to go upon the witness-stand and testify . . . it is a legitimate inference that, could he have
truthfully denied or explained the incriminating evidence against him, he would have done so.”
Caminetti, 242 U.S. at 493; see also Carpenter v. United States, 264 F.2d 565, 569 (4th Cir.
1959) (noting that a defendant who voluntarily testifies is subject to “the fair inference which
would naturally spring from his speaking only of those things which would exculpate him and
refraining to speak upon matters within his knowledge which might incriminate him”); Squire v.
Commonwealth, 222 Va. 633, 638-39, 283 S.E.2d 201, 205 (1981) (holding “that where the
record clearly shows that the defendant chose not to rely on his right to remain silent, but instead
made statements to police, the prosecution may show and comment upon the defendant’s failure
to relate to police crucial exculpatory statements recited by the defendant at trial”); John L.
Costello, Virginia Criminal Law & Procedure § 43.7[4], at 688 (4th ed. 2009) (“Having broken
his silence, the accused may not testify selectively . . . indeed comment may include reference to
what he might have said, as well as to what he did say.”); cf. Skipper v. Commonwealth, 195 Va.
870, 875, 80 S.E.2d 401, 404 (1954) (“A failure to assert a fact when it would have been natural
to assert it amounts in effect to an assertion of the non-existence of the fact.”). The ability to
draw such inferences “naturally follows from the broader observation that whenever a witness
testifies, his or her credibility becomes an issue.” Armstead v. Commonwealth, 56 Va. App.
569, 581, 695 S.E.2d 561, 567 (2010) (internal quotation marks omitted).
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In this, as in all sufficiency appeals, the issue on appeal is whether a rational factfinder
could have no reasonable doubt as to the defendant’s guilt. These facts amply support the
rationality of the jury’s decision. The DNA testing showing a 99.9999% probability that
appellant fathered D.M.’s aborted child (when compared to unrelated males), the evidence of
appellant’s extensive opportunity in August 2010 to commit the crime, and the absence of any
evidence of any other related males having a similar opportunity.
We acknowledge appellant’s repeated assertion that reasonable doubt is a high standard.
We certainly agree; it is perhaps one of the highest known to the law. Even so, this essential
safeguard of liberty, as stringent as it is, does not ignore the axiom that “[e]vidence is seldom
sufficient to establish any fact as demonstrated and beyond all doubt.” Harris v. Commonwealth,
206 Va. 882, 887, 147 S.E.2d 88, 92 (1966) (quoting Toler v. Commonwealth, 188 Va. 774, 780,
51 S.E.2d 210, 213 (1949)). The governing standard does not require an acquittal based upon an
“arbitrary or unreasonable doubt” or, for that matter, “a doubt of immaterial and non-essential
circumstances.” Taylor v. Commonwealth, 90 Va. 109, 119, 17 S.E. 812, 816 (1893).
“‘Anything is possible,’ as Judge Posner has observed, ‘but a merely metaphysical doubt . . . is
not a reasonable doubt for purposes of the criminal law. If it were, no one could be convicted.’”
Joyce v. Commonwealth, 56 Va. App. 646, 666, 696 S.E.2d 237, 247 (2010) (quoting United
States v. Ytem, 255 F.3d 394, 397 (7th Cir. 2001)).
B. JURISDICTION & VENUE
Appellant claims that “the Commonwealth must prove beyond a reasonable doubt that the
[trial] court has subject matter jurisdiction and territorial jurisdiction over the case.” Appellant’s
Br. at 12-13. He argues that because the rape could have occurred during one of the day trips to
Maryland to visit relatives or while D.M. was at the babysitters’ home in Alexandria, Virginia,
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the trial court had neither subject matter jurisdiction nor territorial jurisdiction to try the case.
We find fault with several assumptions underlying appellant’s argument.
We begin by defining the terms of the debate. “Subject-matter jurisdiction is about
power, not simply the proper use of it.” Cabral v. Cabral, 62 Va. App. 600, 607, 751 S.E.2d 4, 8
(2013). It is best described as the power “granted through constitution or statute to adjudicate a
class of cases or controversies.” Morrison v. Bestler, 239 Va. 166, 169, 387 S.E.2d 753, 755
(1990). A circuit court’s “power to hear a criminal case comes . . . from the Virginia
Constitution and the Acts of Assembly.” Winslow v. Commonwealth, 62 Va. App. 539, 544,
749 S.E.2d 563, 566 (2013).
Under its authority granted by Article VI, Section 1 of the Virginia Constitution, the
General Assembly has vested in circuit courts “original jurisdiction of all indictments for
felonies and of presentments, informations and indictments for misdemeanors.” Code
§ 17.1-513.10 In short, a circuit court has subject-matter jurisdiction — that is, the judicial
adjudicatory power — to preside over the trial of criminal cases.
Territorial jurisdiction is different. While subject-matter jurisdiction addresses a court’s
power to “adjudicate a class of cases or controversies,” territorial jurisdiction involves the court’s
authority over “persons, things, or occurrences located in a defined geographic area.” Morrison,
239 Va. at 169, 387 S.E.2d at 755. In other words, territorial jurisdiction deals not with the
10
During oral argument on appeal, appellant’s counsel agreed that “subject-matter
jurisdiction is governed by 17.1-513,” but contended that the statute specifically “says that the
courts of Virginia have jurisdiction over all felonies committed in the Commonwealth.” Oral
Argument Audio at 47:22 to 47:30. “And that’s what the law says,” he emphasized. Id. When
asked for clarification, appellant’s counsel again repeated that Code § 17.1-513 expressly
mentions “felonies committed in the Commonwealth.” Id. at 49:00. The text of Code
§ 17.1-513, however, mentions only the circuit court’s original jurisdiction — a species of
jurisdiction describing the origination court for certain types of cases in contrast to a court’s
non-origination, appellate jurisdiction. There is no geographic limitation in Code § 17.1-513.
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subject matter of the dispute (e.g., crimes, contract disputes, torts, etc.) but with the physical
location of the disputed conduct or thing.11 As a general rule, “there can be no territorial
jurisdiction where conduct and its results both occur outside the state’s territory.” 4 Wayne R.
LaFave et al., Criminal Procedure § 16.4(c), at 838-39 (3d ed. 2007). No provision of the
Virginia Constitution or Code directly says as much; but it is inherent in the common-law nature
of the “judicial power,” Va. Const. art. VI, § 1, and implicit in the multi-sovereign architecture of
federalism.
Within the boundaries of a single state, another segmentation of territorial jurisdiction
takes place. In criminal cases, circuit courts should only preside over “offenses committed
within their respective circuits.” Code § 19.2-239. We often call this limitation “venue,” but it
is also known as a species of “territorial jurisdiction.” See Commonwealth v. Leone, 286 Va.
147, 151, 747 S.E.2d 809, 811 (2013) (treating the terms as “synonymous”); Kelso v.
Commonwealth, 282 Va. 134, 139, 710 S.E.2d 470, 473 (2011) (noting that the terms are used
“interchangeably”).
11
The terms are often confused and, admittedly, sometimes by us. In Owusu v.
Commonwealth, 11 Va. App. 671, 673-74, 401 S.E.2d 431, 432 (1991), we used the expression
“subject matter jurisdiction” to denote what is more properly understood as territorial
jurisdiction. We later corrected that mistake:
In Owusu, we described the failure of locational proof as a failure
to prove “subject matter jurisdiction.” This failure of proof
impaired the trial court’s “subject matter jurisdiction” because it
impaired the ability of the trial court to try the accusation before it.
The essence of the impairment, however, went not to the true
subject matter of the case, the classification of the issues on trial,
but rather to proof that the events alleged occurred within the trial
court’s territorial jurisdiction. Thus, the issue in Owusu was, in the
strictest sense, an issue of territorial jurisdiction, as is the issue in
this case.
Thomas v. Commonwealth, 36 Va. App. 326, 333, 549 S.E.2d 648, 651 (2001).
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These distinctions are important because a host of interrelated consequences depends on
them. True subject-matter jurisdiction cannot be waived. A judgment by a court lacking subject
matter jurisdiction is “void ab initio” and can be challenged “by all persons, anywhere, at any
time, or in any manner.” Winslow, 62 Va. App. at 544, 749 S.E.2d at 566 (internal quotation
marks omitted). In contrast, territorial jurisdiction and venue can be waived and cannot be raised
after the fact either on direct appeal or in a collateral attack.
In a criminal case, the elements of the crime must be proved beyond a reasonable doubt.
But territorial jurisdiction is not an element of a crime. Owusu v. Commonwealth, 11 Va. App.
671, 674, 401 S.E.2d 431, 432 (1991) (explaining that proof of territorial jurisdiction is “not part
of the crime, and therefore, does not go to the merits of the case”).12 Neither is venue. Morris v.
Commonwealth, 51 Va. App. 459, 469, 658 S.E.2d 708, 712-13 (2008) (noting that venue is
neither “a part of the crime,” nor “a substantive element” (quoting Randall v. Commonwealth,
183 Va. 182, 187, 31 S.E.2d 571, 573 (1944); United States v. Griley, 814 F.2d 967, 973 (4th
Cir. 1987))). Even when characterized as subject matter jurisdiction, the geographic location of
an alleged offense “is not part of the crime, and therefore, does not go to the merits of the case.”
Thomas v. Commonwealth, 36 Va. App. 326, 333, 549 S.E.2d 648, 651 (2001) (quoting Owusu,
11 Va. App. at 674, 401 S.E.2d at 432). These concepts serve only as preconditions to the proper
exercise of the court’s authority, not to the guilt or innocence of the accused.13
12
See supra note 11 (noting that Owusu must be understood with the clarification
provided by Thomas).
13
For this reason, a trial court dismissal (or, on appeal, a reversal) based upon the
absence of territorial jurisdiction or venue does not prejudice the Commonwealth’s ability to
retry a criminal defendant in the appropriate forum. See Gheorghiu v. Commonwealth, 280 Va.
678, 690, 701 S.E.2d 407, 414 (2010) (remanding “for further proceedings should the
Commonwealth be so inclined” because “the Commonwealth did not establish a strong
presumption” of proper venue); Pollard v. Commonwealth, 220 Va. 723, 726, 261 S.E.2d 328,
330 (1980) (remanding “for further proceedings” rather than dismissing because the failure to
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Virginia courts have not specifically addressed the burden of proof applicable to
territorial jurisdiction. But the law governing venue is well settled. “Since venue does not
represent an element of the offense, the Commonwealth need not prove it beyond a reasonable
doubt.” Taylor v. Commonwealth, 58 Va. App. 185, 190, 708 S.E.2d 241, 243 (2011) (citations
omitted). It is enough for the evidence to permit a “strong presumption” that the crime occurred
within the proper venue. Bonner v. Commonwealth, 62 Va. App. 206, 210-11, 745 S.E.2d 162,
165 (2013) (en banc) (internal quotation marks omitted).14 A strong presumption asks far less of
the evidence than does the reasonable doubt standard. Under the strong-presumption standard,
“venue has been sufficiently proven when its location is the only reasonable inference that can be
prove venue “did not stem from evidentiary sufficiency with respect to the guilt or innocence of
the defendant”); Bonner v. Commonwealth, 62 Va. App. 206, 210-11, 745 S.E.2d 162, 165
(2013) (en banc) (reversing for failure to prove venue and remanding “to the trial court for
further proceedings, including trial in a proper venue if the Commonwealth be so advised”);
Taylor v. Commonwealth, 58 Va. App. 185, 193, 708 S.E.2d 241, 245 (2011) (holding that
“[w]here venue was improper, this Court should remand the case for a new trial in an appropriate
venue”); Thomas v. Commonwealth, 38 Va. App. 319, 325-26, 563 S.E.2d 406, 409 (2002)
(reversing and remanding “for transfer” because “venue was improper”); Green v.
Commonwealth, 32 Va. App. 438, 450, 528 S.E.2d 187, 193 (2000) (remanding for “retrial in a
proper venue” when the “Commonwealth did not meet its burden to establish venue” because
“venue is not part of the crime” (internal quotation marks omitted)); Sutherland v.
Commonwealth, 6 Va. App. 378, 383, 368 S.E.2d 295, 298 (1988) (reversing and remanding “for
further proceedings, if the Commonwealth be so advised,” because although “the
Commonwealth did not meet its burden of proving venue,” that “error did not stem from
evidentiary insufficiency with respect to the guilt or innocence of the defendant” (internal
quotation marks omitted)).
14
See also Gheorghiu, 280 Va. at 690, 701 S.E.2d at 414; Cheng v. Commonwealth, 240
Va. 26, 36, 393 S.E.2d 599, 604 (1990); Pollard, 220 Va. at 726, 261 S.E.2d at 330; Keesee v.
Commonwealth, 216 Va. 174, 175, 217 S.E.2d 808, 810 (1975); Harding v. Commonwealth, 132
Va. 543, 548, 110 S.E. 376, 378 (1922); Chambliss v. Commonwealth, 62 Va. App. 459, 467,
749 S.E.2d 212, 216 (2013); Spiker v. Commonwealth, 58 Va. App. 466, 469, 711 S.E.2d 228,
229 (2010); Taylor, 58 Va. App. at 190, 708 S.E.2d at 243; Kelso v. Commonwealth, 57
Va. App. 30, 36, 698 S.E.2d 263, 266 (2010), aff’d, 282 Va. 134, 710 S.E.2d 470 (2011); Raja v.
Commonwealth, 40 Va. App. 710, 725-26, 581 S.E.2d 237, 244 (2003); Thomas, 38 Va. App. at
323, 563 S.E.2d at 408; Foster-Zahid v. Commonwealth, 23 Va. App. 430, 442, 477 S.E.2d 759,
765 (1996); Davis v. Commonwealth, 14 Va. App. 709, 711, 419 S.E.2d 285, 287 (1992);
Sutherland, 6 Va. App. at 381, 368 S.E.2d at 297.
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drawn from the evidence.” Randall, 183 Va. at 188, 31 S.E.2d at 573 (citing Hart v.
Commonwealth, 131 Va. 726, 109 S.E. 582 (1921)).15
Because Virginia treats territorial jurisdiction as “synonymous” with venue, Leone, 286
Va. at 151, 747 S.E.2d at 811, so much so that the terms are “used interchangeably,” Kelso, 282
Va. at 139, 710 S.E.2d at 473, it would be sensible that both should be governed by the same
strong-presumption standard.16 Different burdens of proof for interchangeable synonyms would
require an explanation we find hard to conjure — particularly when one considers the general
principle that “[e]vidence which establishes venue will also support territorial jurisdiction
because a crime committed within a particular judicial district will necessarily have been
committed within the state.” 4 LaFave, supra, § 16.4(d), at 860 n.127.
We acknowledge that these concepts involve highly abstract doctrines, particularly as
they intersect burden-of-proof issues, which are not always applied with analytical precision. In
this case, however, we need not tease a uniform rule out of the sometimes conflicting precedents.
Sitting as factfinder, the trial court used the highest burden of proof — beyond a reasonable
doubt — and found that the evidence pointed only to one reasonable inference as to the situs of
the crime: It occurred in the private confines of the family home in Prince William County,
where appellant spent several hours alone with his daughters on at least three evenings each
week during August 2010. App. at 1693-95. The evidentiary record supports this finding.
15
On venue questions, federal courts use a “preponderance of the evidence” burden of
proof. See United States v. Engle, 676 F.3d 405, 412 (4th Cir. 2012); United States v. Villarini,
238 F.3d 530, 534 (4th Cir. 2001); United States v. Barsanti, 943 F.2d 428, 434 (4th Cir. 1991);
United States v. Griley, 814 F.2d 967, 973 (4th Cir. 1987).
16
We acknowledge appellant’s citation to Fitch v. Commonwealth, 92 Va. 824, 24 S.E.
272 (1896), but do not read it to apply the reasonable-doubt standard to questions of territorial
jurisdiction. The case involved an intrastate venue dispute, properly called in the opinion a
question of “territorial jurisdiction.” Id. at 828, 24 S.E. at 273. The governing burden of proof
for intrastate venue has long been the “strong presumption” standard. See supra note 14.
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As appellant’s counsel conceded in the trial court, “There’s no evidence about anything
in Maryland.” Id. at 1667; see also id. at 1676. The same can be said of the time D.M. spent
with her female babysitters in Alexandria. “I heard no evidence,” the trial court stated, “that
would lead me to believe there was a reasonable opportunity for him to have committed these
offenses in those particular locations, because I heard no evidence upon which I could conclude
he was alone with her for some appreciable period of time wherein this might have occurred.”
Id. at 1666.
Determining the “place where the crime was committed” is “a matter of fact” to be
decided by the factfinder.17 Early v. Commonwealth, 93 Va. 765, 767, 24 S.E. 936, 937 (1896).
In this case, the parties agreed to submit the issue to the court for resolution. As we have often
said, a trial judge’s “major role is the determination of fact, and with experience in fulfilling that
role comes expertise.” Haskins, 44 Va. App. at 11, 602 S.E.2d at 407 (internal quotation marks
omitted). We examine trial court fact-finding “with the highest degree of appellate deference.”
Thomas, 48 Va. App. at 608, 633 S.E.2d at 231. Giving that deference here, we hold that the
trial court reasonably concluded that the crime occurred in appellant’s home in August 2010.
The reasonableness of this conclusion is bolstered by the alternative offered by appellant.
The trial court correctly understood that, under appellant’s reasoning, even if he admitted that he
raped his daughter, he could not be “prosecuted anywhere because nobody can figure out where
it happened.” App. at 1665. Like the trial court, this conclusion strikes us as an anomaly to be
judiciously avoided.
17
For this reason, many courts submit the issue (where the underlying dispute involves
more than a scintilla of evidence) to the jury. See United States v. Ebersole, 411 F.3d 517, 526
n.10 (4th Cir. 2005) (“Submitting the venue question to the jury is an appropriate procedure for
resolving a factual dispute relating to venue.”); accord Richardson v. Commonwealth, 80 Va.
124, 124-25 (1885).
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C. BRADY & ITS REMEDIES
Appellant’s counsel contends that he first learned at trial that one of the several DNA
certificates of analysis was a fake prepared by a detective for possible use during a pre-arrest
interview of appellant.18 Appellant argues that the trial court erred in “not dismissing the
indictment” with prejudice to remedy this alleged Brady violation and by providing lesser,
inadequate remedies. Appellant’s Br. at 36.
We begin our analysis by framing the issue with several key circumstances that are not in
dispute. Appellant concedes that the fake DNA certificate was:
18
It is not at all unusual — or, for that matter, judicially censorable — for law
enforcement investigators to use trickery and subterfuge when interviewing a criminal suspect.
See, e.g., Illinois v. Perkins, 496 U.S. 292, 297 (1990) (“Ploys to mislead a suspect or lull him
into a false sense of security that do not rise to the level of compulsion or coercion to speak are
not within Miranda’s concerns.”); Oregon v. Mathiason, 429 U.S. 492, 495 (1977) (per curiam)
(noting that an “officer’s false statement about having discovered [the defendant’s] fingerprints
at the scene,” while perhaps relevant to other issues, did not create a “coercive environment”);
Frazier v. Cupp, 394 U.S. 731, 739 (1969) (holding that misrepresentations made by police
during a suspect’s interrogation are insufficient “to make [an] otherwise voluntary confession
inadmissible”); Rodgers v. Commonwealth, 227 Va. 605, 616, 318 S.E.2d 298, 304 (1984)
(“Even a lie on the part of an interrogating police officer does not, in and of itself, require a
finding that a resulting confession was involuntary.”); Smith v. Commonwealth, 219 Va. 455,
470, 248 S.E.2d 135, 144 (1978) (concluding that a waiver of Miranda rights was voluntary even
when officers had falsely stated “that defendant’s fingerprints and footprints had been found at
the scene of the crime”); Arthur v. Commonwealth, 24 Va. App. 102, 107, 480 S.E.2d 749, 752
(1997) (noting that Virginia courts “consistently have held that a lie by a law enforcement officer
does not, in and of itself, require a finding that a resulting confession was involuntary” (internal
quotation marks omitted)); Novak v. Commonwealth, 20 Va. App. 373, 387-88, 457 S.E.2d 402,
409 (1995) (stating that “[d]efendant’s contention that [an officer’s] use of deception tainted the
confession is also without merit”); Wilson v. Commonwealth, 13 Va. App. 549, 554, 413 S.E.2d
655, 658 (1992) (noting that while the defendant “may have been tricked or influenced by the
tactics of the officer, the interrogation was not so compelling or coercive that he was not able to
consider his options and exercise his will”); Terrell v. Commonwealth, 12 Va. App. 285, 292,
403 S.E.2d 387, 390 (1991) (holding a confession voluntary even though “police officers made
misrepresentations to the appellant indicating that hair fibers could be matched with the same
degree of accuracy as fingerprints and that one of the victims had AIDS”); Foster v.
Commonwealth, 8 Va. App. 167, 174-75, 380 S.E.2d 12, 16 (1989) (describing an officer’s
“false representation” that the defendant’s “fingerprints were on the gun” as “perhaps ethically
improper,” but not impermissible).
- 24 -
more incriminating than any of the other genuine certificates of
analysis, see App. at 986;
never used during any interview or interrogation of appellant, see
Appellant’s Br. at 8;
mistakenly included with three genuine certificates of analysis in a
pretrial disclosure during the JDR court proceeding over charges that
were later dismissed, see App. at 955, 1002, 1023;
never introduced into evidence at the preliminary hearing in the JDR
court, see id. at 984; and
never produced by the Commonwealth (either prior to or at trial)
during the circuit court proceeding on the rape charge initiated by
direct indictment, id. at 983-85.
It is also important that appellant never asked the trial court for a continuance or for a mistrial,
but instead insisted that the only fair remedy was to dismiss the indictment with prejudice.
According to appellant, “[a] dismissal was the only adequate remedy” to the alleged Brady
violation. Appellant’s Br. at 42.
In this case, we question whether a true Brady violation even occurred. Under settled
principles, there are “three components of a true Brady violation,” Strickler v. Greene, 527 U.S.
263, 281-82 (1999), and “[t]he accused has the burden of establishing each of these three
components to prevail on a Brady claim,” Commonwealth v. Tuma, 285 Va. 629, 635, 740
S.E.2d 14, 17 (2013) (emphasis added) (citing Skinner v. Switzer, 131 S. Ct. 1289, 1300 (2011)).
The first two components require the evidence to be favorable to the defendant and to have been
suppressed by the prosecution. The third component, as necessary as the first two, is that the
defendant must prove prejudice. See Tuma, 285 Va. at 636, 740 S.E.2d at 18 (noting that, under
Brady, “a defendant must show that the failure to earlier disclose prejudiced him because it came
so late that the information disclosed could not be effectively used at trial” (internal quotation
marks omitted)).
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The trial court found that appellant did not suffer any prejudice.19 As the court noted,
appellant’s counsel was given considerable latitude to cross-examine the detective about the fake
certificate. The record shows that he vigorously took advantage of the opportunity to do so. At
oral argument on appeal, when asked what additional cross-examination he would have pursued
had he known of the fake certificate earlier, appellant’s counsel stated that he “didn’t know”
what he might have asked without conducting additional discovery.20 Oral Argument Audio at
34:20 to 34:30. These circumstances fully confirm the trial court’s finding that appellant
suffered no real prejudice as a result of the mid-trial disclosure and, thus, did not establish a
viable Brady violation.21
We must also address another aspect of appellant’s Brady argument, lest our silence on
the subject imply our tacit agreement. As he did in the trial court, appellant assumes the proper
remedy for a Brady violation is a dismissal with prejudice of the criminal charge. See
Appellant’s Br. at 46 (“Wherefore, the defendant requests that this Court dismiss Martinez’s
19
See App. at 2072-74 (“It’s unfortunate; it made for some confusion, but I do not find
that it was prejudicial.”).
20
On appeal, appellant’s counsel also refers to a remark he made during his opening
statement mentioning the November 2010 DNA test, see App. at 492, and asserts that the remark
“possibly” harmed appellant’s credibility, Appellant’s Br. at 39-40. However, the remark was
made in passing and in the context of alleging the state-run laboratory’s potential bias and
uncertainty of the results. See App. at 492. The discovery that the November 15, 2010
certificate was fake arguably supported, rather than undermined, appellant’s allegations of bias
— which appellant’s counsel emphatically asserted during his closing statement. See App. at
1755-56.
21
As appellant correctly points out, the trial court several times mentioned “a Brady
violation,” App. at 975, 1567, 1999, 2069-70, but the context of those remarks indicates that the
court was referring only to the first and second components of a true Brady violation. At other
times, the court stated it was assuming “without deciding” a Brady violation occurred. Id. at
1008-09. We see no need to dissect the trial court’s remarks. The court clearly and consistently
held that appellant suffered no prejudice, an essential component of a true Brady violation. The
court seemed concerned only about the first two components: whether the evidence was
favorable and whether it was suppressed by the prosecution.
- 26 -
conviction to remedy the Commonwealth’s egregious Brady violation in this case.”). No
Virginia appellate court has ever dismissed an indictment even when a Brady violation had been
clearly shown. Brady involves the constitutional disclosure obligations of the prosecution — not
the guilt or innocence of the defendant. For that reason, the proper remedy for a proven violation
includes a continuance, a mistrial, or some lesser remedy.22
It is true that courts have the ultimate power to dismiss a criminal charge for
prosecutorial misconduct, which courts have rightly described as a “drastic remedy” to be
imposed “only in very limited and extreme circumstances.” United States v. Broward, 594 F.2d
345, 351 (2d Cir. 1979). As a result, the dismissal remedy is available only upon a showing of
irreparable prejudice — the kind that a “retrial” (following a trial court mistrial order or an
appellate reversal and remand) could not “fully cure.” United States v. Dyess, 478 F.3d 224, 236
(4th Cir. 2007) (noting that “dismissal of the indictment does not necessarily follow as a remedy”
when “[r]etrial, for example, may fully cure prejudice” (citing United States v. Derrick, 163 F.3d
799 (4th Cir. 1998))).
Moreover, because “the law frowns on the exoneration of a defendant for reasons
unrelated to his guilt or innocence,” the dismissal remedy permitted under the “outrageous
government misconduct doctrine is reserved for the most appalling and egregious situations.”
United States v. Guzman, 282 F.3d 56, 59 (1st Cir. 2002). “At the very least, the defendant must
show that the challenged conduct violates commonly accepted norms of fundamental fairness
and is shocking to the universal sense of justice.” Id.
22
See, e.g., Bly v. Commonwealth, 280 Va. 656, 664, 702 S.E.2d 120, 124 (2010)
(reversing and remanding “for a new trial”); Workman v. Commonwealth, 272 Va. 633, 651, 636
S.E.2d 368, 378 (2006) (ordering “a new trial because of Brady violations”); Bowman v.
Commonwealth, 248 Va. 130, 136, 445 S.E.2d 110, 114 (1994) (“granting . . . a new trial” to
remedy a Brady violation).
- 27 -
None of these concerns exist in this case. The trial court found, and we affirm, that
appellant suffered no genuine prejudice — much less irreparable prejudice that only a dismissal
could remedy. The court likewise found no evidence suggesting that the initial disclosure of the
fake DNA certificate was “an intentional act on the part of the Commonwealth’s Attorney’s
Office,” App. at 1714, much less an appalling and egregious act. To be sure, it appears to have
been a purely innocent mistake. See, e.g., United States v. Hemmer, 729 F.2d 10, 13-14 (1st Cir.
1984) (affirming denial of motion to dismiss on grounds of prosecutorial misconduct because the
government’s failure to timely comply with a discovery order was mere “negligence” rather than
“bad faith or other willful misconduct”).23 For these reasons, the trial court properly rejected
appellant’s request for a dismissal of the rape charge.
D. THE MOTION FOR AN EVIDENTIARY
HEARING ON POTENTIAL JURY MISCONDUCT
Finally, appellant contends that the Facebook communications between one juror and a
person with the same last name as the juror required the trial court to “initiate an investigation”
into the possibility of juror misconduct. App. at 2002, 2005. The Facebook message by the
juror stated: “Anyone ever served Jury Duty? I’m wrapping up a criminal trial, hopefully
tomorrow (Day 5)! Oh What Joy!!” Id. at 2003. Someone with the same last name replied:
“Youre’ [sic] doing a great job, D. It’s a hard one. I wouldn’t have been as composed as you.”
Id.
23
See also United States v. Struckman, 611 F.3d 560, 577 (9th Cir. 2010) (noting that
“dismissal with prejudice may be an appropriate remedy for a Brady . . . violation . . . where
prejudice to the defendant results and the prosecutorial misconduct is flagrant”); United States v.
Houghton, 554 F.2d 1219, 1224-25 (1st Cir. 1977) (refusing to dismiss an indictment because
there was no evidence that a delay in producing Brady material was deliberate or that defendant
was prejudiced).
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Appellant’s counsel conceded in the trial court that “there’s no reason to believe” that the
commenter “somehow knew something about this case . . . nothing like that, but it could be bias
or prejudice or something along the lines of -- it could have been something about the race of the
parties.” Id. at 2077. Appellant’s counsel, however, proffered no factual basis for suspecting
racial bias or prejudice. Indeed, appellant’s counsel candidly admitted: “It could have been
anything and the problem is, I’m sitting here speculating. That’s the whole point. I’m sitting
here speculating.” Id.
The trial court acted well within its discretion in denying appellant’s motion for an
evidentiary hearing. When considering a charge of juror misconduct, “the trial court has the
affirmative duty to investigate the charges and to ascertain whether or not, as a matter of fact, the
jury was guilty of such misconduct.” Evans v. Commonwealth, 39 Va. App. 229, 237, 572
S.E.2d 481, 484 (2002) (internal quotation marks omitted). This duty, however, presupposes a
prima facie credible charge of misconduct. See Nelson v. Commonwealth, 41 Va. App. 716,
732-33, 589 S.E.2d 23, 31 (2003) (holding that the defendant must present “credible allegations
of bias that undermine the prior determination of impartiality”); Hall v. Commonwealth, 14
Va. App. 65, 74, 415 S.E.2d 439, 444-45 (1992) (requiring “a showing that extraneous
information has been injected into jury deliberations” or other “misconduct”).24
24
See also United States v. Lawrence, 735 F.3d 385, 441-42 (6th Cir. 2013) (“To obtain a
hearing to investigate evidence of juror misconduct, a defendant must do more than simply raise
the possibility of bias. He must raise a colorable claim of extraneous influence.” (internal
quotation marks and citations omitted)); United States v. Morales, 655 F.3d 608, 630 (7th Cir.
2011) (affirming denial of a hearing to investigate juror misconduct when “any potential bias is a
matter of sheer speculation”); United States v. Vitale, 459 F.3d 190, 197 (2d Cir. 2006) (stating a
hearing is required “when there is clear, strong, substantial and incontrovertible evidence, that a
specific, nonspeculative impropriety has occurred which could have prejudiced the trial of a
defendant.” (internal quotation marks and citation omitted)); United States v. Hanley, 190 F.3d
1017, 1031 (9th Cir. 1999) (holding that a district court did not err by refusing to hold an
evidentiary hearing when “[i]t considered the content and the seriousness of the alleged
statements and properly determined that such vague statements did not expose Defendants to
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Here, appellant’s counsel asserted the speculative possibility of racial bias or prejudice
without a scintilla of proof. Nothing in the Facebook messages hinted at the issue of race. As a
matter of law, such a concededly speculative allegation of misconduct does not trigger the trial
court’s duty to hold an evidentiary hearing. “Speculation and unsubstantiated allegations do not
present a colorable claim of outside influence of a juror.” United States v. Wintermute, 443 F.3d
993, 1003 (8th Cir. 2006).
III.
In sum, we find no merit in appellant’s sufficiency challenge, objection to jurisdiction
and venue, Brady arguments, or request for an evidentiary hearing on possible juror misconduct.
We thus affirm his rape conviction.
Affirmed.
unfair prejudice”); United States v. Cheek, 94 F.3d 136, 141 (4th Cir. 1996) (“The party who is
attacking the verdict bears the initial burden of introducing competent evidence that the
extrajudicial communications or contacts were more than innocuous interventions.” (internal
quotation marks omitted)); United States v. Moses, 15 F.3d 774, 778 (8th Cir. 1994) (“Not every
allegation of outside influence requires an evidentiary hearing.”); United States v. Caldwell, 776
F.2d 989, 998 (11th Cir. 1985) (“The more speculative or unsubstantiated the allegation of
misconduct, the less the burden to investigate.”); United States v. Barshov, 733 F.2d 842, 851
(11th Cir. 1984) (“The duty to investigate arises only when the party alleging misconduct makes
an adequate showing of extrinsic influence to overcome the presumption of jury impartiality. In
other words, there must be something more than mere speculation.” (citations omitted)).
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Rene Martinez Romero v. Commonwealth of Virginia
Combined Opinion