FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT March 28, 2014
Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 14-3016
(D.C. No. 5:12-CR-40094-JAR-1)
MONICA GALE SMART, (D. Kan.)
Defendant-Appellant.
ORDER AND JUDGMENT*
Before KELLY, O’BRIEN, and MATHESON, Circuit Judges.
This matter is before the court on the government’s motion to enforce the
appeal waiver contained in defendant Monica Gale Smart’s plea agreement. The
defendant pleaded guilty to one count of mail fraud, in violation of 18 U.S.C. § 1341.
According to the plea agreement, the maximum sentence the district court could
impose for this offense was “not more than 20 years of imprisonment, a $250,000
*
This panel has determined that oral argument would not materially assist the
determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The
case is therefore ordered submitted without oral argument. This order and judgment
is not binding precedent, except under the doctrines of law of the case, res judicata,
and collateral estoppel. It may be cited, however, for its persuasive value consistent
with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
fine, 5 years of supervised release, restitution of $160,000, and a $100 mandatory
special assessment.” Mot. to Enforce, Attach. C (Plea Agreement) at 1. The district
court calculated defendant’s advisory guidelines sentencing range as 21 to 27
months’ imprisonment. The court imposed a sentence of 21 months’ imprisonment,
followed by three years of supervised release. The court also ordered the defendant
to pay a $100 special assessment and $160,000 in restitution. In exchange for her
guilty plea, the government agreed to dismiss the remaining counts in the indictment.
In her plea agreement, the defendant acknowledged that she “is aware that
Title 18, U.S.C. § 3742 affords a defendant the right to appeal the conviction and
sentence imposed.” Mot. to Enforce, Attach. C (Plea Agreement) at 7. By entering
into the plea agreement she “knowingly and voluntarily waive[d] any right to appeal
. . . any matter in connection with this prosecution, [her] conviction, or the
components of the sentence to be imposed herein including the length and conditions
of supervised release,” and she “knowingly waive[d] any right to appeal a sentence
imposed which is within the guideline range determined appropriate by the court.”
Id. “In other words, the defendant waive[d] the right to appeal the sentence imposed
in this case except to the extent, if any, the court departs or varies upwards from the
applicable sentencing guideline range determined by the court.” Id. at 8.
The government filed a motion to enforce the plea agreement under United
States v. Hahn, 359 F.3d 1315 (10th Cir. 2004) (en banc) (per curiam). In evaluating
a motion to enforce a waiver, we consider: “(1) whether the disputed appeal falls
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within the scope of the waiver of appellate rights; (2) whether the defendant
knowingly and voluntarily waived [her] appellate rights; and (3) whether enforcing
the waiver would result in a miscarriage of justice.” Id. at 1325.
The defendant’s counsel filed a response to the government’s motion,
conceding that the defendant’s guilty plea and her appeal waiver were knowing and
voluntary. Her counsel agrees that the court should enforce the appeal waiver and
dismiss the defendant’s appeal. Counsel also requests permission to withdraw from
representing the defendant pursuant to Anders v. California, 386 U.S. 738, 744
(1967). This court gave the defendant an opportunity to file a pro se response to the
motion to enforce. See id. To date, she has not filed any response.
Under Anders, we have reviewed the motion and the record and we conclude
that the defendant’s appeal waiver is enforceable. Accordingly, we grant the
government’s motion to enforce, grant counsel’s motion to withdraw, and dismiss the
appeal.
Entered for the Court
Per Curiam
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