Decisions of the Nebraska Court of Appeals
STATE v. MATTHEWS 869
Cite as 21 Neb. App. 869
CONCLUSION
Based upon our de novo review of the record, the district
court properly denied Paula’s countercomplaint to modify,
which had requested sole custody of Alexis and removal of
Alexis to California. Therefore, the decision of the district
court is affirmed.
Affirmed.
State of Nebraska, appellee, v.
William W. Matthews, appellant.
___ N.W.2d ___
Filed April 1, 2014. No. A-12-1052.
1. Constitutional Law: Statutes: Judgments: Appeal and Error. In proceedings
where the Nebraska Evidence Rules apply, the admissibility of evidence is con-
trolled by the Nebraska Evidence Rules; judicial discretion is involved only when
the rules make such discretion a factor in determining admissibility.
2. Rules of Evidence: Appeal and Error. Where the Nebraska Evidence Rules
commit the evidentiary question at issue to the discretion of the trial court, the
admissibility of evidence is reviewed for an abuse of discretion.
3. Judges: Words and Phrases. A judicial abuse of discretion exists only when
the reasons or rulings of a trial judge are clearly untenable, unfairly depriving
a litigant of a substantial right and denying a just result in matters submitted
for disposition.
4. Jury Instructions. Whether jury instructions given by a trial court are correct is
a question of law.
5. Judgments: Appeal and Error. When dispositive issues on appeal present ques-
tions of law, an appellate court has an obligation to reach an independent conclu-
sion irrespective of the decision of the court below.
6. Self-Defense. To successfully assert a claim of self-defense as justification for
the use of force, the defendant must have a reasonable and good faith belief in
the necessity of such force and the force used must be immediately necessary and
must be justified under the circumstances.
7. ____. A determination of whether the victim was the first aggressor is an essential
element of a self-defense claim.
8. Self-Defense: Evidence: Proof. Evidence of a victim’s violent character is pro-
bative of the victim’s violent propensities and is relevant to the proof of a self-
defense claim.
9. Rules of Evidence. Neb. Rev. Stat. § 27-404 (Reissue 2008) provides that a
defendant may present evidence of a pertinent trait of a victim’s character to
show that the victim acted in conformity therewith on a particular occasion.
Decisions of the Nebraska Court of Appeals
870 21 NEBRASKA APPELLATE REPORTS
10. Rules of Evidence: Testimony. In situations where testimony is allowed about
a person’s character trait, that trait may be shown by reputation and opin-
ion testimony.
11. Rules of Evidence: Proof. Neb. Rev. Stat. § 27-405(2) (Reissue 2008) provides
for proof of specific instances of conduct regarding a person’s character or trait
of character when the character or trait of character is an essential element of a
charge, claim, or defense.
12. Criminal Law: Juries: Evidence: Appeal and Error. In a jury trial of a
criminal case, an erroneous evidentiary ruling results in prejudice to a defendant
unless the State demonstrates that the error was harmless beyond a reason-
able doubt.
13. Criminal Law: Trial: Juries: Appeal and Error. In a jury trial of a criminal
case, harmless error exists when there is some incorrect conduct by the trial court
which, on review of the entire record, did not materially influence the jury in
reaching a verdict adverse to a substantial right of the defendant.
14. ____: ____: ____: ____. Harmless error review looks to the basis on which the
jury actually rested its verdict; the inquiry is not whether in a trial that occurred
without the error a guilty verdict would surely have been rendered, but, rather,
whether the actual guilty verdict rendered in the questioned trial was surely unat-
tributable to the error.
15. Jury Instructions: Proof: Appeal and Error. To establish reversible error from
a court’s refusal to give a requested jury instruction, an appellant has the burden
to show that the tendered instruction is a correct statement of the law, that the
tendered instruction was warranted by the evidence, and that the appellant was
prejudiced by the court’s refusal to give the tendered instruction.
16. Self-Defense. To successfully assert a claim of self-defense, one must have a both
reasonable and good faith belief in the necessity of using force. In addition, the
force used in defense must be immediately necessary and must be justified under
the circumstances.
17. Jury Instructions: Evidence. The trial court is not required to give the instruc-
tion where there is insufficient evidence to prove the facts claimed; however,
it is not the province of the trial court to decide factual issues even when it
considers the evidence produced in support of one party’s claim to be weak
or doubtful.
18. Jury Instructions: Self-Defense: Evidence. It is only when the evidence
does not support a legally cognizable claim of self-defense or the evidence
is so lacking in probative value, so as to constitute failure of proof, that the
trial court may properly refuse to instruct the jury on the defendant’s theory
of self-defense.
19. Appeal and Error. Plain error may be found on appeal when an error unasserted
or uncomplained of at trial, but plainly evident from the record, prejudicially
affects a litigant’s substantial right and, if uncorrected, would result in damage to
the integrity, reputation, and fairness of the judicial process.
20. Convictions: Weapons: Intent. When the felony which serves as the basis of
the use of a weapon charge is an unintentional crime, the accused cannot be con-
victed of use of a firearm to commit a felony.
Decisions of the Nebraska Court of Appeals
STATE v. MATTHEWS 871
Cite as 21 Neb. App. 869
21. Jury Instructions: Pleadings: Evidence. Whether requested to do so or not, a
trial court has the duty to instruct the jury on issues presented by the pleadings
and the evidence. Because of this duty, the trial court, on its own motion, must
correctly instruct on the law.
22. Jury Instructions: Proof: Appeal and Error. To establish reversible error
from an erroneous jury instruction, a defendant has the burden to show that the
instruction was prejudicial or otherwise adversely affected a substantial right of
the defendant.
23. Criminal Law: Evidence: New Trial: Appeal and Error. Upon finding error
in a criminal trial, the reviewing court must determine whether the evidence
presented by the State was sufficient to sustain the conviction before the cause is
remanded for a new trial.
24. Double Jeopardy: Evidence: New Trial: Appeal and Error. The Double
Jeopardy Clause does not forbid retrial if the sum of the evidence offered by the
State and admitted by the trial court, whether erroneously or not, would have
been sufficient to sustain a guilty verdict.
Appeal from the District Court for Hall County: William T.
Wright, Judge. Affirmed in part as modified, vacated in part,
and in part reversed and remanded for a new trial.
Gerard A. Piccolo, Hall County Public Defender, and
Matthew A. Works for appellant.
Jon Bruning, Attorney General, and Melissa R. Vincent
for appellee.
Inbody, Chief Judge, and Irwin and Riedmann, Judges.
Inbody, Chief Judge.
I. INTRODUCTION
William W. Matthews appeals his jury convictions in Hall
County District Court for attempted first degree murder, two
counts of terroristic threats, and three counts of use of a deadly
weapon to commit a felony. Matthews assigns that the district
court erred by not allowing certain witness testimony and in
the jury instructions tendered to the jury.
II. STATEMENT OF FACTS
In August 2011, the State filed an information charging
Matthews with six felonies involving several different vic-
tims in this case: count I, attempted first degree murder, and
count II, use of a deadly weapon to commit a felony, involving
Decisions of the Nebraska Court of Appeals
872 21 NEBRASKA APPELLATE REPORTS
a victim, Kevin Guzman; count III, terroristic threats, and
count IV, use of a deadly weapon to commit a felony, involv-
ing a second victim, Maira Sanchez; and count V, terroristic
threats, and count VI, use of a deadly weapon to commit a
felony, involving a third victim, Mariel Betancourt. In August
2012, the matter went to a jury trial, which lasted several days
and included the testimony of numerous witnesses.
On April 21, 2011, Frank Casita Moreno, a deacon at a
church in Grand Island, Nebraska, was driving to a rehearsal
at his church when he observed a large crowd of Hispanic men
and women in the alley between 11th and 12th Streets and
two other people standing near a garage in the same vicinity.
Within that group, Moreno observed an individual waving a
gun at a woman, and Moreno then called the 911 emergency
dispatch service. Moreno circled his vehicle around the block
to get a better look at the scene, and the group had moved to
the center of the street, where a Caucasian man pulled out a
gun, waved it, and fired shots at the group standing on the
east side of the street near the garage. Moreno described the
shooter as a Caucasian man with “dirty blond” hair, wearing a
gray sweater or hoodie, whom Moreno identified as Matthews.
Moreno saw that the first man he observed with a gun still had
the gun out, but that it was at his side and no longer pointed
at the woman.
Helen Whitefoot also observed some of the activity discussed
above on that day, indicating at trial that she saw guns waving
and heard screaming, yelling, and an “intense” argument which
led her to call 911. Whitefoot was waiting in a vehicle with her
mother in the area and testified that she was looking down the
alley toward Eddy Street when she noticed a male and female
arguing and yelling and the male lifting his shirt to “flash the
gun.” Whitefoot explained that the couple was standing on the
sidewalk near the front of a garage. Whitefoot testified that the
man on the side of the street near the garage yelled, “‘Bring it
on . . . I’m packing,’” and removed a gun from his waistband,
pointing it in the direction of the other side of the street. As
she was dialing 911, two individuals ran into the middle of
Eddy Street and one of them started shooting a gun into the air.
Whitefoot saw one man fire one shot into the air, then drop the
Decisions of the Nebraska Court of Appeals
STATE v. MATTHEWS 873
Cite as 21 Neb. App. 869
gun down to “chest level” and point and shoot the gun at the
male and female couple near the garage. Whitefoot first testi-
fied that she could not remember what the couple was doing
at the time shots were fired, because she was focused on the
man with the gun in the air. She later testified that the couple
was facing the shooter as the gun was shot. During cross-
examination, Whitefoot testified that she was unsure whether
the couple proceeded down the alley before the shots were
fired. Whitefoot observed that the shooter was male, wearing
a gray, hooded sweatshirt and light-blue baggy jeans, and she
identified the individual as Matthews.
On that same day, Dana Mora was at his home on the south-
west corner of Eddy and 11th Streets when he heard a gunshot.
Mora observed a man with a “nickel-plated, real shiny” gun,
wearing a gray sweater with a “‘U’” on the back, running away
from a group of people. Mora testified that he saw this man
raise his hand into the air, fire the gun two more times, and run
off in a southwesterly direction. Mora observed that this man
had “short, stubbly hair, [and a] goatee.”
At trial, Guzman—the individual whom witnesses described
as the first individual to show a gun at the scene on April 21,
2011, and one of the individuals standing near a garage in the
alley—was a witness for the State, but near the beginning of
his testimony, he stated, “You know something, I plead the
5th.” After a short break and discussion regarding immunity,
Guzman returned to the stand and testified that he had abso-
lutely no recollection of being in Grand Island on April 21 and
did not have any recollection of any of the events which took
place at that time. Thereafter, Guzman’s February 3, 2012,
deposition was received into evidence in place of his testimony
and was read to the jury.
Guzman’s deposition testimony set forth that on April 21,
2011, Guzman and his girlfriend, Betancourt—the alleged
victim in count V, terroristic threats, and count VI, use of
a deadly weapon to commit a felony—decided to go to her
cousin’s house, which was located near 11th and 12th Streets,
to relax. Guzman and Betancourt then walked to a gas station,
and upon their return, Guzman noticed a large group of people,
approximately 10 to 12 individuals, whom Guzman observed
Decisions of the Nebraska Court of Appeals
874 21 NEBRASKA APPELLATE REPORTS
to be around the ages of 18 and 19 years old. Guzman testified
that the group “had been starting like all these problems with
me and all that” and testified that the group was picking on
him because its members did not like him. Guzman also indi-
cated that one of the individuals had seen him earlier at the
gas station and was talking “smack.” The group was talking
back and forth, threatening him, and Guzman indicated that a
friend told him by telephone that members of the group were
“going to get” him. Guzman testified that he wanted to take
care of the matter by fighting the group. Guzman approached
the group and began yelling and threatening its members.
Guzman and Betancourt “went up to . . . Eddy Street” with
several other individuals, both male and female. Guzman indi-
cated that he had a gun with him on that day because members
of the other group had previously threatened to kill him and he
wanted to be prepared.
Guzman testified that as he and his group, which included
Betancourt and two of her female friends whom Guzman
referred to as “Air” and “Puerto Rican,” stood near the garage,
members of the group opposite him, with whom he had been
talking back and forth, had a gun pointed toward him and
were passing the gun back and forth amongst them. Guzman
later identified the person referred to as “Air” as Betancourt’s
cousin, Sanchez, the alleged victim in count III, terroristic
threats, and count IV, use of a deadly weapon to commit a
felony. Guzman testified that the group opposite him con-
sisted of three men, whom he referred to as “Julio,” “MJ,” and
“Matthews,” and that they were handling the gun. Guzman
described that Matthews was wearing a gray sweater and blue
pants. Guzman indicated that when Julio, MJ, and Matthews
began to cross the street toward Guzman, Guzman showed his
gun, and that when the group came closer to him, he pulled his
gun from his waistband. Guzman testified that MJ pointed the
other group’s gun at Guzman and that Matthews attempted to
knock Guzman’s gun out of his hand and then took the other
group’s gun from MJ. Guzman testified that he was holding
his gun in his right hand and was pointing it back and forth
between Julio, MJ, and Matthews. Matthews came closer to
Guzman and pointed the other group’s gun at Guzman’s face.
Decisions of the Nebraska Court of Appeals
STATE v. MATTHEWS 875
Cite as 21 Neb. App. 869
Guzman also testified that the three men of the other group
were “talking shit to [Betancourt] too.”
Guzman testified that he heard the police were on their way
and that he then dropped his gun, turned his back, and began to
walk away from the other group, when he heard gunshots and
saw leaves falling from nearby bushes. Guzman testified that
he heard MJ say to Matthews, as the groups were dispersing,
“‘Shoot it, so they can see we don’t play around.’” On cross-
examination, Guzman admitted that he was the first to show
his gun during the incident, but stated that he did not fire his
weapon at any time.
Miguel Lemburg, Jr., testified that his nickname was “MJ”
and that most of his friends referred to him that way. Lemburg
testified that he was friends with Matthews but did not fre-
quently hang out with him because in April 2011, Lemburg
was on house arrest. However, Lemburg explained that on
April 21, he went with Matthews and another friend he called
Jaime to the intersection of 11th and Eddy Streets because
there was going to be a fight, not between any specific
people but “just like people going back and forth, talking
shit to each other.” Lemburg and numerous others, including
Matthews, went to the location to look for someone named
“Kevin,” i.e., Guzman. Eventually, Guzman arrived on the
scene and started threatening Lemburg and his group, which
threats were reciprocated. Lemburg testified that Guzman
flashed his gun by lifting up his shirt, showing that the gun
was tucked in his waistband. Lemburg testified that Guzman
was by himself when Lemburg, Matthews, and Jaime crossed
the street, walking toward Guzman. Lemburg testified that he
was trying to get Guzman to put the gun down and fight, but
that another gun “came out” first. Lemburg testified that he
did not know who had the second gun, but that he, Matthews,
and Jaime were the only people in the street. Lemburg tes-
tified that on that day, he was wearing a “Freddy’s” shirt.
Lemburg testified that Matthews was wearing a gray shirt or
sweater and blue pants and that Jaime was wearing a black
shirt or sweater.
Lemburg recalled giving testimony at a deposition that
Matthews had the gun, but did not remember having made a
Decisions of the Nebraska Court of Appeals
876 21 NEBRASKA APPELLATE REPORTS
similar statement that he saw Matthews both hold and shoot
the gun. Lemburg then indicated that he had stated in his depo-
sition that he had seen, out of the corner of his eye, Matthews
shooting the gun and that Guzman was not in the area when
the gun was fired.
Betancourt, who was Guzman’s girlfriend at the time of
the incident, testified that on April 21, 2011, Guzman had
gotten into a fight with a group of men, including Matthews.
Betancourt testified that she did not see either Guzman or
Matthews with a gun on that day. As she and Guzman were
walking away, Betancourt heard gunshots and saw leaves fall-
ing from a nearby bush. Betancourt’s cousin indicated that
Sanchez and another woman were also with Betancourt and
him on April 21. Betancourt’s cousin also testified that the
group was walking back to his home when he heard gunshots.
An investigator who was with the Grand Island police
department in April 2011 testified that approximately a week
after the shooting, he interviewed Matthews. Matthews ini-
tially denied any involvement in the incident, but eventually
admitted that he was at the scene. Matthews told the investiga-
tor that there was supposed to be a fight between Jaime and
Guzman near 11th and Eddy Streets. Matthews indicated that
Guzman came down the alley and that Guzman produced a
semiautomatic pistol from his waistband. Matthews then indi-
cated that he and Lemburg walked across the street to confront
Guzman, who began waving his gun around at people, and that
Guzman pointed his gun directly at Matthews’ face. Matthews
even tually also indicated to the investigator that Jaime had
produced a gun and crossed the street toward Guzman with the
gun, which led to Jaime’s shooting the gun. Matthews reported
that no one else had handled the second gun at any time dur-
ing the incident. The investigator testified that Matthews gave
him three different stories about the events that unfolded.
The investigator testified that he responded to the scene on
April 21 and that no bullet holes were found and no bullets
retrieved, but that three bullet casings were found near the
middle of Eddy Street.
The matter was submitted to the jury, which returned a
unanimous verdict finding Matthews guilty of all six charges.
Decisions of the Nebraska Court of Appeals
STATE v. MATTHEWS 877
Cite as 21 Neb. App. 869
On count I, attempted first degree murder of Guzman, the
district court sentenced Matthews to 3 to 5 years’ impris-
onment to be served concurrently with the sentences for
counts III and V, but consecutively to those for counts II, IV,
and VI. On counts II, IV, and VI, use of a deadly weapon to
commit a felony, the district court sentenced Matthews to 5
to 5 years’ imprisonment to be served consecutively to all
other sentences pursuant to the statutory mandatory minimum.
On counts III and V, terroristic threats against Sanchez and
Betancourt, respectively, the district court sentenced Matthews
to terms of 20 to 60 months’ imprisonment to be served con-
currently with each other and the sentence for count I and
consecutively to the sentences for counts II, IV, and VI. The
district court further ordered that Matthews was entitled to
562 days’ credit “for time already served on each Count.”
Matthews has now timely appealed to this court.
III. ASSIGNMENTS OF ERROR
Matthews assigns that the trial court erred by not allowing
one of the witnesses to testify about aggressiveness and vio-
lence and by not including a self-defense element within the
terroristic threats jury instructions.
IV. STANDARD OF REVIEW
[1-3] In proceedings where the Nebraska Evidence Rules
apply, the admissibility of evidence is controlled by the
Nebraska Evidence Rules; judicial discretion is involved only
when the rules make such discretion a factor in determining
admissibility. State v. Scott, 284 Neb. 703, 824 N.W.2d 668
(2012); State v. Vigil, 283 Neb. 129, 810 N.W.2d 687 (2012).
Where the Nebraska Evidence Rules commit the evidentiary
question at issue to the discretion of the trial court, the admis-
sibility of evidence is reviewed for an abuse of discretion.
State v. Scott, supra; State v. Vigil, supra. A judicial abuse of
discretion exists only when the reasons or rulings of a trial
judge are clearly untenable, unfairly depriving a litigant of a
substantial right and denying a just result in matters submit-
ted for disposition. State v. Burton, 282 Neb. 135, 802 N.W.2d
127 (2011).
Decisions of the Nebraska Court of Appeals
878 21 NEBRASKA APPELLATE REPORTS
[4,5] Whether jury instructions given by a trial court are
correct is a question of law. State v. Robinson, 278 Neb. 212,
769 N.W.2d 366 (2009). When dispositive issues on appeal
present questions of law, an appellate court has an obligation
to reach an independent conclusion irrespective of the decision
of the court below. State v. Fischer, 272 Neb. 963, 726 N.W.2d
176 (2007).
V. ANALYSIS
1. Character Evidence
Matthews argues that the district court erred by not allowing
Guzman to testify as to his own aggressive and violent charac-
teristics and references the following colloquy:
[Matthews’ counsel:] . . . [Y]ou had mentioned before
that you were under the — well, you were constantly
under the influence of alcohol and drugs in April of 2011.
Am I correct?
[Guzman:] Yes.
[Matthews’ counsel:] In your opinion, did that state of
affairs in April of 2011 make you aggressive?
[The State]: Objection, Your Honor. Improper charac-
ter evidence, improper opinion, it’s irrelevant, improper
under 404, and unfairly prejudicial over 403.
THE COURT: Objection is sustained.
[Matthews’ counsel to Guzman:] . . . [A]gain, in April
of 2011, did those circumstances, being under the influ-
ence of drugs and alcohol, make you, in your opinion,
violent?
[The State]: Objection, Your Honor.
THE COURT: Sustained.
In Matthews’ offer of proof to the court, he sought to intro-
duce testimony by Guzman, who was the alleged victim in
count I, attempted first degree murder, that in Guzman’s own
opinion, being under the influence of drugs in April 2011 had
made him aggressive. In support of his argument, Matthews
relies on the case of State v. Sims, 213 Neb. 708, 331 N.W.2d
255 (1983), for his proposition that Neb. Rev. Stat. § 27-405
(Reissue 2008) allows for evidence of a victim’s character,
Decisions of the Nebraska Court of Appeals
STATE v. MATTHEWS 879
Cite as 21 Neb. App. 869
specifically evidence of the victim’s tendencies of violence
and aggression, to be admissible in a self-defense case.
[6,7] To successfully assert a claim of self-defense as justi-
fication for the use of force, the defendant must have a reason-
able and good faith belief in the necessity of such force and
the force used must be immediately necessary and must be
justified under the circumstances. State v. Goynes, 278 Neb.
230, 768 N.W.2d 458 (2009). A determination of whether the
victim was the first aggressor is an essential element of a self-
defense claim. State v. Kinser, 259 Neb. 251, 609 N.W.2d 322
(2000). Matthews defended on the basis that he shot his gun in
self-defense; that is, his actions in shooting the gun were justi-
fied because he used only such force as he believed necessary
to protect himself.
[8-11] Evidence of a victim’s violent character is probative
of the victim’s violent propensities and is relevant to the proof
of a self-defense claim. State v. Lewchuk, 4 Neb. App. 165,
539 N.W.2d 847 (1995). Neb. Rev. Stat. § 27-404 (Reissue
2008) provides that a defendant may present evidence of a
pertinent trait of a victim’s character to show that the victim
acted in conformity therewith on a particular occasion. State v.
Lewchuk, supra. In situations where testimony is allowed about
a person’s character trait, that trait may be shown by reputation
and opinion testimony. § 27-405(1); State v. Lewchuk, supra.
Section 27-405(2) provides for proof of specific instances of
conduct regarding a person’s character or trait of character
when the character or trait of character is an essential element
of a charge, claim, or defense. State v. Lewchuk, supra.
Under § 27-405(2), proof of Guzman’s propensity for
aggressiveness and violence is relevant to whether he was the
first aggressor, which is an essential element of Matthews’
self-defense claim, and, as such, may be proved by evidence
of Guzman’s conduct. Therefore, the proffered testimony of
Guzman was relevant to, and probative of, the question as to
whether Guzman was the first aggressor. The trial court erred
in not admitting Guzman’s testimony.
[12-14] In a jury trial of a criminal case, an erroneous evi-
dentiary ruling results in prejudice to a defendant unless the
Decisions of the Nebraska Court of Appeals
880 21 NEBRASKA APPELLATE REPORTS
State demonstrates that the error was harmless beyond a rea-
sonable doubt. State v. Epp, 278 Neb. 683, 773 N.W.2d 356
(2009). In a jury trial of a criminal case, harmless error exists
when there is some incorrect conduct by the trial court which,
on review of the entire record, did not materially influence
the jury in reaching a verdict adverse to a substantial right of
the defendant. Id. Harmless error review looks to the basis on
which the jury actually rested its verdict; the inquiry is not
whether in a trial that occurred without the error a guilty ver-
dict would surely have been rendered, but, rather, whether the
actual guilty verdict rendered in the questioned trial was surely
unattributable to the error. Id.
In Matthews’ case, the jury was presented with conflicting
evidence about the events surrounding the shooting; on one
hand, the jury was presented with facts that Guzman was walk-
ing away from Matthews when the shots were fired, and on
the other hand, the jury was also provided with facts that indi-
cated that Guzman was standing directly in front of Matthews
at the time of the shooting. The trial court found that there
was enough evidence to instruct the jury as to the issue of
self-defense and the use of deadly force, to which instruction
the State did not object. Given the conflicting testimony that
was presented to the jury, the exclusion of the testimony that,
in Guzman’s own opinion, his being under the influence of
drugs in April 2011 had made him aggressive was prejudicial
to Matthews. The State has failed to demonstrate that the error
was harmless beyond a reasonable doubt. Therefore, Matthews
did not receive a fair trial on counts I and II and his convic-
tions on count I, attempted first degree murder, and count II,
use of a deadly weapon to commit a felony, are reversed; the
sentences are vacated; and we remand the cause for a new trial
on those counts.
2. Jury Instructions
(a) Self-Defense and Terroristic Threats
Matthews contends that the district court also erred by fail-
ing to include a self-defense element in the terroristic threats
jury instructions. Matthews argues that he was defending him-
self with the gun against Guzman and that in the course of
Decisions of the Nebraska Court of Appeals
STATE v. MATTHEWS 881
Cite as 21 Neb. App. 869
defending himself against Guzman, he committed terroristic
threats against the two female bystanders standing in the group
near Guzman, namely Sanchez and Betancourt.
[15] To establish reversible error from a court’s refusal to
give a requested jury instruction, an appellant has the burden
to show that the tendered instruction is a correct statement of
the law, that the tendered instruction was warranted by the
evidence, and that the appellant was prejudiced by the court’s
refusal to give the tendered instruction. See State v. Kinser, 252
Neb. 600, 567 N.W.2d 287 (1997).
[16-18] To successfully assert a claim of self-defense, one
must have a both reasonable and good faith belief in the neces-
sity of using force. State v. Kinser, supra; State v. White, 249
Neb. 381, 543 N.W.2d 725 (1996), overruled on other grounds,
State v. Burlison, 255 Neb. 190, 583 N.W.2d 31 (1998). In
addition, the force used in defense must be immediately nec-
essary and must be justified under the circumstances. State
v. Kinser, supra. The trial court is not required to give the
instruction where there is insufficient evidence to prove the
facts claimed; however, it is not the province of the trial court
to decide factual issues even when it considers the evidence
produced in support of one party’s claim to be weak or doubt-
ful. Id. It is only when the evidence does not support a legally
cognizable claim of self-defense or the evidence is so lacking
in probative value, so as to constitute failure of proof, that
the trial court may properly refuse to instruct the jury on the
defend nt’s theory of self-defense. See id.
a
At the jury instruction conference, Matthews requested that
an element of self-defense be added to the instructions regard-
ing the two counts of terroristic threats, against Sanchez and
Betancourt. Matthews did not offer any proposed instructions
for self-defense because he thought it should be applied to ter-
roristic threats. Matthews’ counsel argued that Matthews was
going either to be shot by Guzman or to commit terroristic
threats by shooting his gun toward Sanchez and Betancourt
and that he chose the lesser of two evils. The district court
overruled the motion, finding that such additions were inap-
propriate because the victims named in the terroristic threats
were two women, Sanchez and Betancourt, who were in
Decisions of the Nebraska Court of Appeals
882 21 NEBRASKA APPELLATE REPORTS
the area at the time of the incident, and not Guzman, who
had allegedly been pointing his gun at Matthews. In its jury
instructions, the district court included a separate jury instruc-
tion regarding self-defense, but that instruction was as to
deadly force and the attempted murder charge, not the terror-
istic threats charges.
As to the terroristic threats charges in counts III and V, the
jury instruction given by the district court was as follows:
COUNT III
The elements of Terroristic Threats that the State
must prove are:
1. That . . . Matthews . . . threatened to commit a crime
of violence, that is, threatened [the victim].
2. That . . . Matthews . . . did so with the intent to ter-
rorize [the victim] or in reckless disregard of the risk of
causing such terror.
3. That . . . Matthews. . . did so on or about April 21,
2011, in Hall County, Nebraska.
The two jury instructions for counts III and V regarding ter-
roristic threats are identical, with the exception of a change in
the name of the victim.
The specific issue of jury instructions involving self-defense
and terroristic threats has not often been discussed in Nebraska
case law, although in State v. Oldenburg, 10 Neb. App. 104,
628 N.W.2d 278 (2001), the issue was indirectly touched upon.
In State v. Oldenburg, the defendant was charged with mak-
ing terroristic threats, first degree assault, and use of a deadly
weapon in the commission of those crimes, which stemmed
from an incident in which the defendant pointed a gun at her
husband while he was charging her and, while doing so, shot
and seriously injured him. Prior to deliberations, the jury was
instructed on the elements of terroristic threats, and a self-
defense instruction was given for the terroristic threats charge,
which instruction was the self-defense instruction for instances
where no deadly force was used. Id. The Nebraska Court of
Appeals did not address the possible error of instructing the
jury on self-defense, because no error had been assigned on
appeal, although the court did find that “the pointing of a gun,
even if doing so is not the use of deadly force, can be a threat
Decisions of the Nebraska Court of Appeals
STATE v. MATTHEWS 883
Cite as 21 Neb. App. 869
to commit a crime of violence and hence can be a terroristic
threat under § 28-311.01.” State v. Oldenburg, 10 Neb. App. at
121, 628 N.W.2d at 290.
In Matthews’ case, a review of the record indicates that the
instructions tendered for the terroristic threats charges were a
correct statement of the law and were also warranted by the
evidence presented at trial, such that the record indicates that
Matthews was waving and pointing his gun toward the group
in which Sanchez and Betancourt were standing, and there was
not a single piece of evidence presented that either of those
victims was, at any time, in possession of any weapon.
Based upon the facts of this case, we find that the self-
defense instructions were not warranted as they pertain to
the terroristic threats charges, and the district court’s refusal
to add an additional element of self-defense to the terroristic
threats instructions did not prejudice Matthews. Matthews’
argument that he did not intend to execute his threats, but
merely intended to show that he would defend himself, is irrel-
evant because the crime of terroristic threats does not require
intent to execute the threats made and does not require that the
victim be actually terrorized. See State v. Saltzman, 235 Neb.
964, 458 N.W.2d 239 (1990). Furthermore, pointing a gun at
a person can constitute criminal assault. See, generally, State
v. Kistenmacher, 231 Neb. 318, 436 N.W.2d 168 (1989); State
v. Machmuller, 196 Neb. 734, 246 N.W.2d 69 (1976); State v.
Brauner, 192 Neb. 602, 223 N.W.2d 152 (1974). Therefore,
we find that the district court did not commit prejudicial error
by refusing to add an additional element of self-defense to the
terroristic threats instructions.
(b) Plain Error
Although not asserted on appeal by either Matthews or the
State, upon our review of the record, it is apparent that further
inquiry into Matthews’ convictions for use of a deadly weapon
to commit a felony in counts IV and VI is necessary.
[19] Plain error may be found on appeal when an error
unasserted or uncomplained of at trial, but plainly evident
from the record, prejudicially affects a litigant’s substantial
right and, if uncorrected, would result in damage to the
Decisions of the Nebraska Court of Appeals
884 21 NEBRASKA APPELLATE REPORTS
integrity, reputation, and fairness of the judicial process. State
v. Williams, 282 Neb. 182, 802 N.W.2d 421 (2011); State v.
Simnick, 279 Neb. 499, 779 N.W.2d 335 (2010).
[20] When the felony which serves as the basis of the use
of a weapon charge is an unintentional crime, the accused
cannot be convicted of use of a firearm to commit a felony.
State v. Watt, 285 Neb. 647, 832 N.W.2d 459 (2013); State v.
Sepulveda, 278 Neb. 972, 775 N.W.2d 40 (2009). Therefore,
the problem arises that if an unintentional act by Matthews
was the predicate felony for the charges of use of a firearm
to commit a felony, Matthews could not be convicted of
those charges.
In State v. Rye, 14 Neb. App. 133, 705 N.W.2d 236 (2005),
a jury found the defendant guilty of terroristic threats and use
of a weapon to commit a felony. The trial court instructed the
jury that the defendant could be guilty of terroristic threats if
he threatened to commit any crime of violence, either with the
intent to terrorize the victim or in reckless disregard of the risk
of terrorizing the victim. Id. The jury was further instructed
that if it found the defendant guilty of terroristic threats, but
without any differentiation between intentional and reckless
threats, then the defendant could be found guilty of use of a
weapon to commit a felony if he used the firearm to commit
the terroristic threats. Id. This court affirmed the terroristic
threats conviction, but determined that because the trial court’s
instructions to the jury did not require a specific finding that
the underlying felony for the use of a weapon charge was an
intentional crime, the conviction on the use charge should be
reversed and the cause should be remanded for a new trial on
that charge. Id. Specifically, the court found that “because a
reckless terroristic threat is an unintentional crime, it cannot be
the underlying felony for the use of a weapon charge.” Id. at
140, 705 N.W.2d at 244.
[21] “Whether requested to do so or not, a trial court has the
duty to instruct the jury on issues presented by the pleadings
and the evidence.” State v. Contreras, 268 Neb. 797, 804, 688
N.W.2d 580, 585 (2004). “Because of this duty, the trial court,
on its own motion, must correctly instruct on the law.” State v.
Weaver, 267 Neb. 826, 832, 677 N.W.2d 502, 508 (2004).
Decisions of the Nebraska Court of Appeals
STATE v. MATTHEWS 885
Cite as 21 Neb. App. 869
In the case at hand, the jury instructions regarding terror-
istic threats for counts III and V provided that the State was
required to prove that Matthews made such threats “with the
intent to terrorize another person or in reckless disregard of
the risk of causing such terror” and did not require that the
jury specifically make a separate finding as to whether the
threats were intentional or reckless in accordance with the
terroristic threats statute. See Neb. Rev. Stat. § 28-311.01
(Reissue 2008). Therefore, the trial court erred in giving jury
instructions that allowed the jury to convict Matthews of the
charges of use of a deadly weapon to commit a felony without
finding that he threatened to commit a crime of violence with
the intent to terrorize the victims.
[22] However, to establish reversible error from an erro-
neous jury instruction, a defendant has the burden to show
that the instruction was prejudicial or otherwise adversely
affected a substantial right of the defendant. See State v.
McGuire, 286 Neb. 494, 837 N.W.2d 767 (2013). Harmless
error exists when there is some incorrect conduct by the trial
court which, on review of the entire record, did not materially
influence the jury in reaching a verdict adverse to a substan-
tial right of the defendant. State v. Pangborn, 286 Neb. 363,
836 N.W.2d 790 (2013); State v. Ford, 279 Neb. 453, 778
N.W.2d 473 (2010).
In this case, evidence was presented that during the confron-
tation between the two groups, Matthews had a gun in his hand
which he was waving back and forth at the individuals standing
with Guzman. A jury could find that this act was intended to
terrorize the victims. However, Matthews asserted the defense
of self-defense and in doing so admitted that he was defending
himself with the gun against Guzman and that in the course
of defending himself against Guzman, he committed terroris-
tic threats against the two female bystanders standing in the
group near Guzman, namely Sanchez and Betancourt; this may
permit a fact finder to conclude that Matthews had threatened
to commit a crime of violence in reckless disregard of the risk
of terrorizing the victims. Because the evidence presented in
this case is sufficient to convict Matthews of either intentional
or reckless terroristic threats, a differentiation that does not
Decisions of the Nebraska Court of Appeals
886 21 NEBRASKA APPELLATE REPORTS
impact the statutory penalty, the terroristic threats jury instruc-
tions did not prejudice Matthews and were harmless error.
Therefore, we affirm Matthews’ convictions on counts III and
V, terroristic threats.
While the failure to differentiate between whether Matthews
acted intentionally or recklessly did not affect the terroris-
tic threats charges, as was the case in State v. Rye, 14 Neb.
App. 133, 705 N.W.2d 236 (2005), it is not harmless error as
to the use of a deadly weapon charges in counts IV and VI.
Because the underlying crime for a use of a deadly weapon
conviction must be intentional, and no such finding was made,
it was error for the trial court not to instruct the jury that in
order to find Matthews guilty of the use of a deadly weapon
charges, the jury must first determine that the terroristic threats
were intentional.
[23,24] Upon finding error in a criminal trial, the reviewing
court must determine whether the evidence presented by the
State was sufficient to sustain the conviction before the cause
is remanded for a new trial. State v. Anderson, 258 Neb. 627,
605 N.W.2d 124 (2000), disapproved on other grounds, State
v. McCulloch, 274 Neb. 636, 742 N.W.2d 727 (2007); State v.
Rye, supra. The Double Jeopardy Clause does not forbid retrial
if the sum of the evidence offered by the State and admitted by
the trial court, whether erroneously or not, would have been
sufficient to sustain a guilty verdict. State v. Haltom, 263 Neb.
767, 642 N.W.2d 807 (2002), disapproved on other grounds,
State v. McCulloch, supra.
Although there is evidence in this case to sustain a con-
viction on either reckless or intentional threats, the use of a
deadly weapon convictions must be reversed, because only
a conviction of intentional terroristic threats will serve as a
predicate underlying felony for such a conviction. Therefore,
we reverse Matthews’ convictions for use of a deadly weapon
on counts IV and VI, vacate his sentences thereon, and remand
the cause for a new trial on those counts. See State v. Brown,
258 Neb. 330, 603 N.W.2d 419 (1999) (if trial court fails to
adequately instruct jury but reviewing court finds sufficient
evidence to convict, cause may be remanded to trial court for
new trial).
Decisions of the Nebraska Court of Appeals
STATE v. MATTHEWS 887
Cite as 21 Neb. App. 869
3. Credit for Time Served
In its brief, the State asserts that the district court commit-
ted plain error by applying 562 days of credit for time served
to each of Matthews’ sentences. The State contends that the
court should have applied the credit against only one sentence
and requests that the sentence be modified to show only one
credit of the 562 days. Therefore, we shall review Matthews’
sentences for plain error.
Plain error may be found on appeal when an error unasserted
or uncomplained of at trial, but plainly evident from the record,
prejudicially affects a litigant’s substantial right and, if uncor-
rected, would result in damage to the integrity, reputation, and
fairness of the judicial process. State v. Williams, 282 Neb.
182, 802 N.W.2d 421 (2011); State v. Simnick, 279 Neb. 499,
779 N.W.2d 335 (2010).
At the sentencing hearing, on count I, attempted first
degree murder, the district court sentenced Matthews to 3
to 5 years’ imprisonment to be served concurrently with the
sentences for counts III and V, but consecutively to those
for counts II, IV, and VI; on counts II, IV, and VI, use of
a deadly weapon to commit a felony, the district court sen-
tenced Matthews to 5 to 5 years’ imprisonment to be served
consecutively to all other sentences pursuant to the statutory
mandatory minimum; and on counts III and V, terroristic
threats, the district court sentenced Matthews to terms of 20
to 60 months’ imprisonment to be served concurrently with
each other and the sentence for count I and consecutively
to the sentences for counts II, IV, and VI. The district court
then indicated that Matthews was “entitled to credit on all
counts, or on each count individually of 562 days.” After the
pronouncement, the State questioned the credit portion of the
sentences, but did not formally object. The sentencing order
further indicates that the district court ordered Matthews to
be “given 562 days credit for time already served on each
Count.” (Emphasis in original.)
Neb. Rev. Stat. § 83-1,106(1) (Reissue 2008) provides that
“[c]redit against the maximum term and any minimum term
shall be given to an offender for time spent in custody as
a result of the criminal charge for which a prison sentence
Decisions of the Nebraska Court of Appeals
888 21 NEBRASKA APPELLATE REPORTS
is imposed or as a result of the conduct on which such a
charge is based.” In State v. Banes, 268 Neb. 805, 811-12,
688 N.W.2d 594, 599 (2004), the Nebraska Supreme Court
determined that under § 83-1,106, “an offender shall be given
credit for time served as a result of the charges that led to the
sentences; however, presentence credit is applied only once.”
See, also, State v. Williams, supra.
Instead of crediting Matthews’ time served against each
count as the district court did, the court in this case should
have credited the 562 days served against only the first count,
thereby crediting 562 days against the aggregate of the mini-
mum and the aggregate of the maximum sentences imposed. We
therefore modify the sentencing order to state that Matthews is
entitled to a credit for time served in the amount of 562 days
against the aggregate of the minimum and the aggregate of the
maximum sentences of imprisonment. See, State v. Williams,
supra; State v. Banes, supra.
VI. CONCLUSION
In sum, we conclude that the district court committed error
by failing to allow Guzman to testify as to his violent and
aggressive tendencies and that the error was prejudicial to
Matthews. Therefore, we reverse the judgments of convic-
tion for count I, attempted first degree murder, and count II,
use of a deadly weapon to commit a felony; vacate the two
sentences thereon; and remand the cause for a new trial on
both charges.
We affirm Matthews’ terroristic threats convictions and
sentences and the district court’s denial of Matthews’ request
to include an element of self-defense in the terroristic threats
jury instructions for counts III and V. However, we find that
the trial court failed to instruct the jury that in order for it to
find Matthews guilty of the two charges of use of a deadly
weapon in counts IV and VI, the underlying felonies of ter-
roristic threats must have been intentional crimes and not
just crimes in reckless disregard. As such, we also reverse
the use of a deadly weapon convictions as to counts IV
and VI, vacate those sentences, and remand the cause for a
new trial on those use of a deadly weapon charges. Further,
Decisions of the Nebraska Court of Appeals
OAK HILLS HIGHLANDS ASSN. v. LeVASSEUR 889
Cite as 21 Neb. App. 889
we modify the sentencing order to state that Matthews is
entitled to credit for time served in the amount of 562 days
against the aggregate of the minimum and the aggregate of
the maximum sentences of imprisonment and not as to each
sentence individually.
Affirmed in part as modified, vacated
in part, and in part reversed and
remanded for a new trial.
Oak Hills Highlands Association, Inc., appellant, v.
Scott LeVasseur, Personal R epresentative of
the Estate of William LeVasseur, Sr.,
et al., appellees.
___ N.W.2d ___
Filed April 1, 2014. No. A-12-1173.
1. Summary Judgment: Appeal and Error. An appellate court will affirm a lower
court’s granting of summary judgment if the pleadings and admissible evidence
offered at the hearing show that there is no genuine issue as to any material facts
or as to the ultimate inferences that may be drawn from those facts and that the
moving party is entitled to judgment as a matter of law.
2. ____: ____. In reviewing a summary judgment, an appellate court views the
evidence in the light most favorable to the party against whom the judgment was
granted, and gives that party the benefit of all reasonable inferences deducible
from the evidence.
Appeal from the District Court for Douglas County: P eter
C. Bataillon, Judge. Reversed and remanded for further
proceedings.
Ben Thompson, of Thompson Law Office, P.C., L.L.O., for
appellant.
Albert M. Engles and James C. Boesen, of Engles, Ketcham,
Olson & Keith, P.C., for appellee Scott LeVasseur, as personal
representative.
Inbody, Chief Judge, and Moore and Riedmann, Judges.