UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
WILLIE BREWER, :
:
Plaintiff, : Civil Action No.: 11-1206 (RC)
:
v. : Re Document No.: 4
:
DISTRICT OF COLUMBIA et al., :
:
Defendants. :
MEMORANDUM OPINION
DENYING THE DEFENDANTS’ MOTION TO DISMISS
I. INTRODUCTION
This matter comes before the court on the defendants’ motion to dismiss. The plaintiff is
a teacher who worked for the District of Columbia Public Schools (“DCPS”) before being
dismissed from his employment pursuant to a reduction in force (“RIF”). He brings suit against
the District of Columbia and the former DCPS Chancellor, Michelle Rhee (“defendant Rhee”),1
alleging age discrimination in violation of the Age Discrimination in Employment Act
(“ADEA”), 29 U.S.C. §§ 631-34. The defendants move to dismiss the plaintiff’s claims under
Federal Rule of Civil Procedure 12(b)(6), asserting that such claims are barred for failure to
exhaust administrative remedies, as well as by res judicata, collateral estoppel, and parallel
litigation. For the reasons discussed below, the court denies the defendants’ motion.
1
The plaintiff’s complaint does not make clear whether former Chancellor Rhee is sued in her
official capacity or individual capacity. If sued in her official capacity, her successor must be
substituted as the appropriate defendant. See FED. R. CIV. P. 25(d). If sued in her individual
capacity, the docket does not reflect that service has been accomplished in that capacity.
Moreover, because more than 120 days have elapsed since the filing of the complaint, defendant
Rhee will be dismissed from this action if proof of individual capacity service is not filed within
14 days of this opinion. FED. R. CIV. P. 4(m).
1
II. FACTUAL ALLEGATIONS & PROCEDURAL BACKGROUND2
The plaintiff is a 53-year-old teacher who worked for DCPS for 28 years before being
terminated in October of 2009 under a RIF, pursuant to the D.C. Municipal Regulations, 5-E
DCMR §§ 1501, 1503. Compl. ¶ 4. The plaintiff claims that the defendants engaged in age
discrimination and used the RIF as a pretext to remove 200 DCPS teachers—the vast majority of
whom were over 40 years old—and replace them with younger teachers. Id. ¶¶ 9-10. The
defendants cited inadequate budgetary funds or poor performance when terminating the older
teachers. Id. ¶ 10. In that vein, the plaintiff was subjected to the RIF after being adversely
evaluated in a Competitive Level Documentation Form. Id. ¶ 7. Though he was an instrumental
music teacher, his RIF competitive standing was governed by the standards for a vocal music
teacher, a position that required a skill set different from his own. Id. ¶¶ 7-8. As a result, the
plaintiff was terminated. Id. ¶¶ 5-7.
According to the plaintiff, former Chancellor Rhee “personally planned and directed the
implementation of the RIF separations,” a “strategy” she chose after unsuccessful attempts to
persuade the City Council to allow her to terminate DCPS employees without cause. Id. ¶¶ 14-
16. She then publicly commented that many of the RIF separations—an action justified on the
basis of budget shortfalls—were necessary because the separated teachers had been low
performers, and continued carrying out the separations even after the D.C. Council obtained
funds to address the budget shortfalls. Id. ¶¶ 19-20.
Further, under the D.C. Municipal Regulations, an agency must maintain a list of
employees who were separated under a RIF for one year after their terminations. Id. ¶ 11. If a
qualified person on the list is available for an opening within his or her discipline, that person
2
When considering a Rule 12(b)(6) motion to dismiss, the court accepts as true the plaintiff’s
version of events. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009).
2
must have priority in filling the position over a new appointment, transfer, or former employee
who is not on the list. Id. ¶ 12. Through the fall of 2010, however, the defendants hired
hundreds of new DCPS teachers and employees, “most of whom were much younger than the
plaintiff and were just beginning their careers.” Id. ¶ 13. Because the plaintiff never received
priority appointment before the “new, transferred, or non-listed teachers who were hired for
positions of his type,” the defendants either failed to maintain the requisite reemployment
priority list, did not include the plaintiff on it, or did not use the list. Id. ¶¶ 14-16.
The plaintiff filed a complaint with the Equal Employment Opportunity Commission
after he was terminated (“EEOC”). See Pl.’s Mot., Ex. A, at 1. In March of 2011, the EEOC
issued him a right-to-sue letter, id., and he then filed an action in this court in June of 2011. The
plaintiff alleges age-based discrimination in contravention of the ADEA. Id. ¶¶ 23-24. In
response, the defendants have filed a motion to dismiss the plaintiff’s claims for failure to state a
claim. The court now turns to the parties’ arguments and the applicable legal standards.3
III. ANALYSIS
A. Legal Standard for a Rule 12(b)(6) Motion to Dismiss
A motion to dismiss under Federal Rule of Civil Procedure 12(b)(6) tests the legal
sufficiency of a complaint. Browning v. Clinton, 292 F.3d 235, 242 (D.C. Cir. 2002). The
motion does not test a plaintiff’s ultimate likelihood of success on the merits, but rather, whether
a plaintiff has properly stated a claim. Scheuer v. Rhodes, 416 U.S. 232, 236 (1974). The
complaint is only required to set forth a short and plain statement of the claim, in order to give
3
The plaintiff also alleges that he was discriminated against in contravention of Title VII of the
Civil Rights Act of 1964 (“Title VII”), codified at 42 U.S.C. § 2000e-2(k)(1)(A)(i). Yet there is
no basis for alleging an age-based discrimination claim within the ambit of Title VII. See 42
U.S.C. §§ 2000e et seq. The plaintiff thus does not make out a viable Title VII claim.
3
the defendants fair notice of the claim and the grounds upon which it rests. Kingman Park Civic
Ass’n v. Williams, 348 F.3d 1033, 1040 (D.C. Cir. 2003) (citing FED. R. CIV. P. 8(a)(2) and
Conley v. Gibson, 355 U.S. 41, 47 (1957)).
A court considering this type of motion presumes the factual allegations of the complaint
to be true and construes them liberally in the plaintiff’s favor. See, e.g., United States v. Philip
Morris, Inc., 116 F. Supp. 2d 131, 135 (D.D.C. 2000). It is not necessary for the plaintiff to
plead all elements of his prima facie case in the complaint, Swierkiewicz v. Sorema N.A., 534
U.S. 506, 511–14 (2002), nor to plead law or match facts for every element of a legal theory,
Krieger v. Fadely, 211 F.3d 134, 136 (D.C. Cir. 2000) (internal citations omitted). Nonetheless,
“[t]o survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as
true, to state a claim to relief that is plausible on its face.” Ashcroft v. Iqbal, 556 U.S. 662, 678
(2009) (internal quotation marks omitted); Bell Atl. Corp. v. Twombly, 550 U.S. 544, 562 (2007).
A claim is facially plausible when the pleaded factual content “allows the court to draw the
reasonable inference that the defendant is liable for the misconduct alleged.” Iqbal, 556 U.S. at
678 (citing Twombly, 550 U.S. at 556). “The plausibility standard is not akin to a ‘probability
requirement,’ but it asks for more than a sheer possibility that a defendant has acted unlawfully.”
Id. (citing Twombly, 550 U.S. at 556).
The court need not accept as true inferences unsupported by facts set out in the complaint
or legal conclusions cast as factual allegations. Warren v. District of Columbia, 353 F.3d 36, 39
(D.C. Cir. 2004); Browning, 292 F.3d at 242. “Threadbare recitals of the elements of a cause of
action, supported by mere conclusory statements, do not suffice.” Iqbal, 556 U.S. at 678 (citing
Twombly, 550 U.S. at 555).
4
B. Legal Standard for a Rule 56 Motion for Summary Judgment
Because the court will rely on documents outside of the pleadings, the defendants’
12(b)(6) motion must be treated as a motion for summary judgment under Federal Rule of Civil
Procedure 56. Colbert v. Potter, 471 F.3d 158, 164 (D.C. Cir. 2006); FED. R. CIV. P. 12(d).
Summary judgment is appropriate when “there is no genuine dispute as to any material fact and
the movant is entitled to judgment as a matter of law.” FED. R. CIV. P. 56(a); see also Celotex
Corp. v. Catrett, 477 U.S. 317, 322 (1986); Diamond v. Atwood, 43 F.3d 1538, 1540 (D.C. Cir.
1995). A “genuine dispute” is one whose resolution could establish an element of a claim or
defense and, therefore, affect the outcome of the action. Celotex, 477 U.S. at 322; Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). To determine which facts are “material,” a court
must look to the substantive law on which each claim rests. Anderson, 477 U.S. at 248.
In ruling on a motion for summary judgment, the court must draw all justifiable
inferences in the nonmoving party’s favor and accept the nonmoving party’s evidence as true.
Id. at 255. A nonmoving party, however, must establish more than “the mere existence of a
scintilla of evidence” in support of its position. Id. at 252. To prevail on a motion for summary
judgment, the moving party must show that the nonmoving party “fail[ed] to make a showing
sufficient to establish the existence of an element essential to that party’s case, and on which that
party will bear the burden of proof at trial.” Celotex, 477 U.S. at 322.
C. Exhaustion of Administrative Remedies
1. EEOC
The defendants contend that the plaintiff has failed to exhaust his administrative remedies
because he did not timely file a complaint with the Equal Employment Opportunity Commission
(“EEOC”). Defs.’ Mot. at 5. In response, the plaintiff has attached to his opposition a right-to-
5
sue letter that he received from the EEOC. See Pl.’s Opp’n, Ex. A, at 1. In order to bring an
ADEA action in court, a plaintiff must first file a charge of discrimination with the EEOC.
Washington v. Wash. Metro. Area Transit Auth., 160 F.3d 750, 752 (D.C. Cir. 1998). Upon
receiving a right-to-sue letter from the EEOC, the plaintiff is allowed 90 days to file the ADEA
action in court. 29 U.S.C. § 626(e). This period begins the day after the letter is received and
expires on the 90th day thereafter. See FED. R. CIV. P. 6(a)(1); Akridge v. Gallaudet Univ., 729
F. Supp. 2d 172, 178 (D.D.C. 2010). Absent evidence indicating otherwise, courts generally
assume that an EEOC right-to-sue letter was mailed on the date that it was issued. Baldwin Cnty.
Welcome Ctr. v. Brown, 466 U.S. 147, 148 (1984); Lucas-Bolden v. Potter, 2005 WL 3273725,
at *3 (D.D.C. Sept. 29, 2005). If the delivery date is unknown, it is presumed that the letter was
received 3 to 5 days after being mailed, which includes counting weekends and holidays. Ruiz v.
Vilsack, 763 F. Supp. 2d 168, 171 (D.D.C. 2011); Akridge, 729 F. Supp. 2d at 178. The 90-day
period then commences, and if the 90th day falls on a weekend or holiday, the statutory period
ends on the following business day. FED. R. CIV. P. 6(a)(1).
In this case, the plaintiff has provided the EEOC’s right-to-sue letter, which states that it
was issued on March 29, 2011. Pl.’s Opp’n, Ex. A, at 1. Because neither party indicates
otherwise, it is assumed that the letter was mailed that same day. Further, because the plaintiff
provides no evidence of the delivery date, the court will presume that the plaintiff received the
letter 3 to 5 days later, or some time between April 1-3, 2011. Ninety days after April 3, 2011 is
July 2, 2011. As July 2 was a Saturday, the plaintiff had until the following business day,
Tuesday, July 5, 2011 to file an action.4 Because the plaintiff filed his complaint on June 29,
4
Even if the court assumed that the plaintiff received the letter 3 days after it was mailed, as
opposed to 5, his action is still timely filed. Under this theory, he would have received the letter
on April 1, and the 90-day period would have ended on June 30. Because he filed suit on June
29, 2011, he would have fallen within the statutory period.
6
2011, he exhausted his administrative remedies and his claims are considered timely.5
2. D.C. Municipal Regulations and the CMPA
The defendants also argue that the plaintiff has failed to exhaust his administrative
remedies under the D.C. Municipal Regulations. Defs.’ Mot. at 6. The statutory sections that the
defendants cite, however, describe the procedure by which an agency must maintain an
employee reemployment priority list in the event of a RIF, not how a separated employee must
satisfy certain measures before filing suit in court. 6-B DCMR §§ 2427.1, 2427.4, 2427.6,
2428.1. The defendants further state that under the D.C. Code, an employee “may appeal . . . a
reduction in force” with the Office of Employee Appeals (“OEA”), but it puts forward nothing
indicating that this type of appeal is required. See D.C. Code §§ 1-606.03, 1-624.04. Indeed,
while an employee grievance must typically be appealed to the OEA pursuant to the
Comprehensive Merit Personnel Act, “that particular statutory remedy does not foreclose” a
plaintiff from bringing claims arising under the laws of the United States, as this court has
original jurisdiction over such claims. Matthews v. District of Columbia, 675 F. Supp. 2d 180,
185 (D.D.C. 2009); see also Savage v. District of Columbia, 2004 U.S. Dist. LEXIS 4422, *11-
12 (D.D.C. Mar. 19, 2004); Crockett v. D.C. Metro. Police Dep’t, 293 F. Supp. 2d 63, 67 D.D.C.
5 The defendants also state that the plaintiff failed to file his complaint with the D.C. Office of
Human Rights (“DCOHR”) before bringing suit. Def.’s Mot. at 5, 8. In this Circuit, before
commencing an ADEA action in court, a plaintiff must first file a discrimination charge with the
EEOC, as well as a charge with the appropriate state agency. Schuler v.
PricewaterhouseCoopers, LLP, 514 F.3d 1365, 1367-68 (D.C. Cir. 2008). Under the EEOC’s
“worksharing agreement” with the DCOHR, the EEOC sends complaints that it receives to the
DCOHR, thereby satisfying the state filing requirement. Id. at 1372-74. Because the plaintiff
here filed a complaint with the EEOC, he is deemed to have fulfilled the state filing requirement.
7
2003). The plaintiff here was thus not required to exhaust any administrative remedies with the
OEA before bringing federal statutory claims in this court.6
D. Res Judicata and Parallel Litigation
The defendants contend that because the plaintiff filed an action in the Superior Court of
the District of Columbia (“Superior Court”) alleging claims arising out of the same set of facts as
does the instant complaint, his claims in this court are barred by res judicata, collateral estoppel,
and parallel litigation. Defs.’ Mot. at 8. “The doctrine of res judicata prevents repetitious
litigation involving the same causes of action or the same issues.” I.A.M. Nat’l Pension Fund v.
Indus. Gear Mfg. Co., 723 F.2d 944, 946 (D.C. Cir. 1983). Res judicata has two distinct aspects
– claim preclusion and issue preclusion (commonly known as collateral estoppel) – that apply in
different circumstances and with different consequences to the litigants. NextWave Pers.
Commc’ns, Inc. v. Fed. Commc’ns Comm’n, 254 F.3d 130, 142 (D.C. Cir. 2001); Novak v. World
Bank, 703 F.2d 1305, 1309 (D.C. Cir. 1983).
Under claim preclusion, “a final judgment on the merits of an action precludes the parties
or their privies from relitigating issues that were or could have been raised in that action.” Drake
v. Fed. Aviation Admin., 291 F.3d 59, 66 (D.C. Cir. 2002) (quoting Allen v. McCurry, 449 U.S.
90, 94 (1980)). Here, the plaintiff filed an action in the Superior Court in November of 2010,
before he filed suit in this court in June of 2011. Defs.’ Mot., Ex. A, at 1. In the Superior Court
case, the plaintiff outlined essentially the same facts as he has in the instant complaint, and
alleged several common law and other claims. Id. at 3-4. Although he amended his Superior
Court complaint on two separate occasions, he ultimately filed a praecipe for voluntary dismissal
6
Although not crystal clear, the defendants seem to contend that the plaintiff has failed to exhaust
his administrative remedies with regard to constitutional claims pursuant to 42 U.S.C. § 1983
(“Section 1983”). Def.’s Mot. at 6. Because the complaint alleges no Section 1983 claims,
however, such an argument would be misplaced.
8
without prejudice in June of 2012. Praecipe, Brewer v. Rhee et al., No. 2010-CA-008565-B
(D.C. Super. Ct. June 20, 2012), No. 2; see Weil v. Markowitz, 829 F.2d 166, 173 n.15 (D.C. Cir.
1987) (“We are free to take judicial notice of [a] related proceeding in another court.”).7
A final judgment requires that a court decide an issue of fact or law necessary to its
judgment. Bode & Grenier, LLP v. Knight, 2010 WL 908934, at *5 (D.D.C. Mar. 10, 2010). If
the prior action has been dismissed without prejudice, there has been no final judgment on the
merits, and a plaintiff will not be precluded by the doctrine of res judicata from having his claims
heard on the merits in a separate court. Dozier v. Ford Motor Co., 702 F.2d 1189, 1194 (D.C.
Cir. 1983); McAlister v. Potter, 843 F. Supp. 2d 117, 121 (D.D.C. 2012). Thus, because the prior
Superior Court action was dismissed without prejudice, there was no final judgment on the
merits, and the plaintiff’s ADEA claims in this court are not barred by claim preclusion. See
Ponder v. Chase Home Finance, LLC, 2012 WL 1931237, at *2-3 (D.D.C. May 23, 2012)
(holding that dismissal without prejudice of a prior case arising from the same set of facts was
not a final judgment, and that the plaintiff’s claims where thus not barred by res judicata);
Knight, 2010 WL 908934, at *5 (determining that res judicata did not apply to the instant action
because there was no evidence of a final judgment on the merits from the prior action).
Similarly, under collateral estoppel, or issue preclusion, “once a court has decided an
issue of fact or law necessary to its judgment, that decision may preclude relitigation of the issue
in a suit on a different cause of action involving a party to the first case.” Yamaha Corp. of Am.
7
The defendant base certain arguments in their motion on the existence of the Superior Court
case, but failed to inform this court that that case has since been dismissed. As a general rule, the
court “must rely on counsel to present issues fully and fairly,” and the defendants here have failed
in their “duty to inform the [c]ourt of any development which may conceivably affect the
outcome” of the litigation. Fusari v. Steinberg, 419 U.S. 379, 390-91 (1975) (Burger, C.J.,
concurring). This is particularly significant in this case because “government attorneys [] have
special responsibilities” to ensure that the court is aware of “significant events that may bear
directly on the outcome of the litigation.” Douglas v. Donovan, 704 F.2d 1276, 1279 (D.C. Cir.
1983).
9
v. United States, 961 F.2d 245, 254 (D.C. Cir. 1992) (quoting Allen, 449 U.S. at 94). Thus, as
collateral estoppel “prevents the relitigation of any issue that was raised and decided in a prior
action,” Novak, 703 F.2d at 1309, the plaintiff’s claims here are not barred because the prior
action was dismissed without prejudice and consequently no issues of fact or law had been
decided. See Ponde, 2012 WL 1931237, at *2-3 (holding that the plaintiff’s claims were not
barred by issue preclusion because the prior action had been dismissed without prejudice).8
Finally, the defendant argues that the plaintiff’s claims should be dismissed under a
theory of parallel litigation because he has a separate cause of action in the Superior Court.
Defs.’ Mot. at 8. “District courts have the discretion to . . . dismiss a pending suit when parallel
litigation that is factually related is ongoing in another forum.” Holland v. ACL Transp. Serv.,
LLC, 815 F. Supp. 2d 46, 55 (D.D.C. 2011). Essentially, courts should “avoid duplicative
litigation.” Id. (internal citation omitted). When the defendant filed the instant motion in this
matter, the plaintiff’s action in the Superior Court was still pending, but in the months since, that
case has been voluntarily dismissed. Thus, because there is no longer an ongoing related action
in another jurisdiction, there is no parallel litigation, and therefore, no basis for the court to
dismiss this matter. See id. (determining that because the related case in a separate jurisdiction
was no longer “ongoing” after it was transferred and consolidated with the initial case, the
plaintiff’s claims were not barred by parallel litigation).
8
Moreover, some courts have held that for purposes of issue preclusion, an issue that has been
previously adjudicated in a separate action between the parties can have conclusive effect just like
a final judgment—even as other issues have not been decided. See, e.g., Christo v. Padgett, 223
F.3d 1324, 1339 (11th Cir. 2000); Miller Brewing Co. v. Joseph Schlitz Brewing Co., 605 F.2d
990, 996 (7th Cir. 1979); Lummus Co. v. Commonwealth Oil Ref. Co., 297 F.2d 80, 89 (2d Cir.
1961). Yet even if this court had discretion to give some preclusive effect to a non-final order by
the Superior Court, it would not do so here because the Superior Court never reached any of the
issues that would preclude an age discrimination claim.
10
IV. CONCLUSION
For the foregoing reasons, the court denies the defendants’ motion to dismiss. An order
consistent with this Memorandum Opinion is issued this 20th day of September, 2012.
RUDOLPH CONTRERAS
United States District Judge
11