UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
____________________________________
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PAMELA TAYLOR, )
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Plaintiff, )
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v. ) Civil Action No. 11-1071 (RBW)
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ERIC CLARK, 1 and )
JOHN DOE, )
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Defendants. )
____________________________________)
MEMORANDUM OPINION
The plaintiff, Pamela Taylor, brings this civil action against defendant Eric Clark in his
official capacity as a Deputy United States Marshal based on his alleged tortious acts. See
Complaint (“Compl.”) ¶¶ 18-32. Currently before the Court is defendant Clark’s motion to
dismiss the complaint pursuant to Federal Rule of Civil Procedure 12(b)(1), asserting that that
this Court lacks subject matter jurisdiction under the Federal Tort Claims Act (“FTCA”), 28
U.S.C §§ 1346(b), 2674 (2006). Upon careful consideration of the plaintiff’s complaint, the
defendant’s motion, and all memoranda of law related to that motion, 2 the Court concludes for
the following reasons that the defendant’s motion must be granted.
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Defendant Eric Clark is incorrectly identified in the caption of the complaint as “Marshal Clark.” The Court has
amended the caption accordingly, and will refer to this defendant as Eric Clark in this Memorandum Opinion.
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In addition to the documents already identified, the Court considered the following submissions in reaching its
decision: (1) the Memorandum of Points and Authorities in Support of Defendants’ Motion to Dismiss the
Complaint (“Def. Mem.”), (2) the Memorandum of Points and Authorities in Support of Plaintiff’s Opposition to
Defendant’s Motion to Dismiss the Complaint (“Pl.’s Opp’n”), and (3) the Defendant’s Reply in Support of its
Motion to Dismiss the Complaint (“Def.’s Reply”).
I. BACKGROUND
This action arises out of an incident that occurred on March 17, 2010. Compl. ¶ 9. On
that date, the plaintiff was ordered by a Judge of the Superior Court of the District of Columbia
(“Superior Court”) to be detained at the District of Columbia Central Detention Facility (“D.C.
Jail”) pending her trial on a charge of simple assault. Def.’s Reply at 4. Before being
transported to the D.C. Jail, the plaintiff was temporarily detained in a holding cell at the
Superior Court in the custody of the United States Marshals Service (“Marshals Service”). Pl.’s
Opp’n at 2; Def.’s Mem. at 2. While in the holding cell, the plaintiff began conversing with
other detainees. Compl. ¶¶ 11-12. Defendant Clark allegedly told her to stop talking, to which
the plaintiff responded: “Alright you got it.” Id. ¶ 12. The plaintiff alleges that Clark then
“grabbed [her] . . . and slammed her face to the ground.” Id. ¶ 13. As a result of Clark’s alleged
actions, the plaintiff contends that she suffered a fractured nose, two broken teeth, facial
lacerations, black eyes, a cervical spine strain, a dorsal spine strain, a lumbosacral strain, and a
concussion. Id.
The plaintiff thereafter instituted this action in the Superior Court on March 16, 2011,
asserting claims against Clark and an unidentified John Doe defendant—both employees of the
Marshals Service—for assault, battery, intentional infliction of emotional distress and negligent
infliction of emotional distress, see id. ¶¶ 18-32, and requesting compensatory and punitive
damages, id. at 6. On that same date, the plaintiff filed an administrative FTCA claim with the
Marshals Service concerning the same incident. Def.’s Reply at 2. The United States Attorney’s
Office for the District of Columbia, on behalf of the United States, subsequently filed a
certification under the Westfall Act, 28 U.S.C § 2679(d)(1), to substitute itself as the defendant.
Defendant Clark then removed this case to this Court on June 9, 2011, and, on June 16, 2011,
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moved to dismiss pursuant to Rule 12(b)(1). In support of his motion, Clark contends that this
Court lacks subject matter jurisdiction because (1) the plaintiff’s claims are barred by the
doctrine of sovereign immunity, and (2) the plaintiff failed to exhaust her administrative
remedies. Def.’s Mem. at 3-5.
II. STANDARD OF REVIEW
A motion to dismiss under Federal Rule of Civil Procedure 12(b)(1) “presents a threshold
challenge to the Court’s jurisdiction,” and thus “the Court is obligated to determine whether it
has subject matter jurisdiction in the first instance.” Curran v. Holder, 626 F. Supp. 2d 30, 32
(D.D.C. 2009) (internal citation and quotation marks omitted). When reviewing a motion to
dismiss pursuant to Rule 12(b)(1), the Court must accept as true all the factual allegations in the
complaint. Leatherman v. Tarrant Cnty. Narcotics Intelligence & Coordination Unit, 507 U.S.
163, 164 (1993). Because it is presumed that “a cause lies outside [federal courts’] limited
jurisdiction,” Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 77 (1994), when a party
moves to dismiss under Rule 12(b)(1), “the plaintiff[ ] bear[s] the burden of proving by a
preponderance of the evidence that the Court has subject matter jurisdiction,” Biton v.
Palestinian Interim Self-Gov't Auth., 310 F. Supp. 2d 172, 176 (D.D.C. 2004).
III. ANALYSIS
A. Substitution of the United States as the Defendant
The Federal Employees Liability Reform and Tort Compensation Act of 1988, also
known as the Westfall Act, “‘accords federal employees absolute immunity from common-law
tort claims arising out of acts they undertake in the course of their official duties.’” Wuterich v.
Murtha, 562 F.3d 375, 380 (D.C. Cir. 2009) (quoting Osborn v. Haley, 549 U.S. 225, 229
(2007)). Under that Act, “when a federal employee is named in a tort suit, the Attorney General
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or his designee may certify that the employee was ‘acting within the scope of his office or
employment at the time of the incident out of which the claim arose.’” Id. (quoting 28 U.S.C. §
2679(d)(1)). “Upon the Attorney General’s certification, the tort suit automatically converts to
an FTCA ‘action against the United States’ in federal court; the Government becomes the sole
party defendant; and the FTCA’s requirements, exceptions, and defenses apply to the suit.”
Harbury v. Hayden, 522 F.3d 413, 416 (D.C. Cir. 2008) (quoting 28 U.S.C. § 2679(d)(1)).
Although a Westfall Act certification is conclusive for the purposes of removal, see 28
U.S.C. § 2679(d)(2), such a certification is not necessarily conclusive as to the substitution of the
federal government as the defendant. Indeed, “[a] plaintiff may contest the Attorney General’s
scope-of-employment certification before a district court.” Wuterich, 562 F.3d at 381 (citing
Gutierrez de Martinez v. Lamagno, 515 U.S. 417, 420 (1995)). As the Circuit explained in
Wuterich:
Once a plaintiff advances this argument, the certification “constitute[s] prima
facie evidence that the employee was acting within the scope of his employment.”
. . . To rebut the certification and obtain discovery, a plaintiff must “alleg[e]
sufficient facts that, taken as true, would establish that the defendant[’s] actions
exceeded the scope of [his] employment.” . . . If a plaintiff meets this pleading
burden, he may, if necessary, attain “limited discovery” to resolve any factual
disputes over jurisdiction.
This court has made it clear that “[n]ot every complaint will warrant further
inquiry into the scope-of-employment issue.” . . . Consequently, where a plaintiff
fails to allege sufficient facts to rebut the certification, the United States must be
substituted as the defendant because the federal employee is absolutely immune
from suit.
Id. (internal citations omitted; alterations in original).
“To determine whether an employee was acting within the scope of his employment
under the Westfall Act, courts apply the respondeat superior law of the state in which the alleged
tort occurred.” Id. at 383. “District of Columbia law, which applies in this case, defines the
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scope of employment in accordance with the Restatement (Second) of Agency (1958).” Wilson
v. Libby, 535 F.3d 697, 711 (D.C. Cir. 2008) (citation omitted). The Restatement provides in
pertinent part that:
Conduct of a servant is within the scope of employment if, but only if:
(a) it is of the kind he is employed to perform;
(b) it occurs substantially within the authorized time and space limits;
(c) it is actuated, at least in part, by a purpose to serve the master, and
(d) if force is intentionally used by the servant against another, the use of force is not
unexpectable by the master.
Restatement (Second) of Agency § 228(1). “[T]he test for scope of employment is an objective
one, based on all the facts and circumstances.” Wilson, 535 F.3d at 711 (internal quotation
marks and citation omitted; alteration in original).
Here, the Court finds that the plaintiff has failed to rebut the United States’s scope-of-
employment certification. In seeking to carry her burden, the plaintiff claims that Clark’s
“action[s] of grabbing [the p]laintiff by the neck and slamming her on the floor just because she
was talking while in the holding cell [was] a personal adventure and [had] no purpose of
furthering his employer’s interest.” Pl.’s Opp’n at 4. However, Clark’s duties as a United States
Marshal included the oversight of prisoners detained at the Superior Court holding cell. See
Def.’s Reply at 4; see also 28 C.F.R. § 0.111(j) (charging the Marshals Service with the
“[s]ustention of custody of Federal prisoners from the time . . . of their remand to a marshal by
the court”); D.C. Code § 11-1729 (2011) (“The United States Marshal for the District of
Columbia shall continue to serve the courts of the District of Columbia, subject to the
supervision of the Attorney General of the United States”). Those duties implicitly entail the use
of physical force to discipline or restrain disobedient prisoners. Thus, rather than amounting to a
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“personal adventure,” Clark’s alleged actions of “grabbing” the plaintiff and “slamming her on
the floor” were undertaken, at least in part, to further his employer’s interest in maintaining
discipline among detainees at the Superior Court holding cell. In other words, the alleged torts
were “‘incidental to the defendants’ legitimate employment duties.’” Harbury, 522 F.3d at 422
(quoting Rasul v. Myers, 512 F.3d 644, 659 (D.C. Cir. 2008)). That Clark’s alleged actions
could be viewed as excessively violent does not affect the Court’s scope-of-employment
analysis, for there are “several D.C. cases holding that seriously criminal and violent conduct can
still fall within the scope of a defendant’s employment under D.C. law—including sexual
harassment, a shooting, armed assault, and rape.” Id. (collecting cases). The Court therefore
finds that the plaintiff has failed to carry her burden of rebutting the Westfall Act certification.
As a result, her claims are properly converted into FTCA claims against the United States.
B. Administrative Exhaustion for the Plaintiff’s FTCA Claims
“Absent waiver, the doctrine of sovereign immunity shields the federal government from
suit.” Tri-State Hosp. Supply Corp. v. United States, 341 F.3d 571, 575 (D.C. Cir. 2003) (citing
FDIC v. Meyer, 510 U.S. 471, 475 (1994)). The FTCA provides “a limited waiver of the
government’s sovereign immunity.” Id. (citing United States v. Orleans, 425 U.S. 807, 813
(1976)). But, before bringing suit in federal court under the FTCA, “claimants must exhaust
their administrative remedies.” Hoffman v. District of Columbia, 643 F. Supp. 2d 132, 137
(D.D.C. 2009). This administrative exhaustion component of the FTCA, also known as the Act’s
“presentment requirement,” is a “jurisdictional prerequisite to filing suit.” GAF Corp. v. United
States, 818 F.2d 901, 904 (D.C. Cir. 1987). The requirement is satisfied once the claimant
“presents[s] the claim to the appropriate [f]ederal agency” and the claim is “finally denied by the
agency.” 28 U.S.C. § 2675(a) (2006). “If the agency issues a final written denial of the claim or
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fails to resolve the claim within six months, the claimant may commence suit in district court.”
Hoffman, 643 F. Supp. 2d at 138 (citing 28 U.S.C. § 2675(a)).
Conceding her failure to exhaust her administrative remedies, the plaintiff acknowledges
that she filed her administrative claim with the Marshals Service in March 2011, and had not
obtained a final decision from the agency when this action was filed on March 16, 2011. See
Pl.’s Opp’n at 4. She nonetheless seeks to reconcile the exhaustion omission by arguing that this
action was not “filed under [the] FTCA and as such is not guided by the necessary administrative
remedies under the FTCA.” Id. at 4. This contention is of course unavailing because, as
discussed above, this suit has been converted to an FTCA action against the United States as a
consequence of the United States’s Westfall Act certification, and so the “FTCA’s requirements,
exceptions, and defenses apply to the suit.” Harbury, 522 F.3d at 416.
Alternatively, the plaintiff urges the Court to “stay this matter for two . . . months to
allow the six month[] time period required for the agency to admit or deny [the p]laintiff’s claim
to lapse.” Pl.’s Opp’n at 4. The Court cannot accommodate this request, however, as the
FTCA’s exhaustion requirement is a “jurisdictional prerequisite to filing suit,” and the Court is
obligated to dismiss cases over which it lacks subject matter jurisdiction. See GAF, 818 F.2d at
904. Until the plaintiff exhausts her administrative remedies, the Court has no jurisdiction to
entertain this case.
IV. CONCLUSION
For the foregoing reasons, the Court concludes that it lacks subject matter jurisdiction.
Accordingly, the defendant’s motion to dismiss the complaint pursuant to Rule 12(b)(1) is
granted.
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SO ORDERED this 4th day of November, 2011. 3
REGGIE B. WALTON
United States District Judge
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The Court will contemporaneously issue an Order consistent with this Memorandum Opinion.
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