UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
LONNIE LAMONT GRIFFIN, )
)
Plaintiff, )
)
v. ) Civil Action No. 09-1517 (RJL)
)
EXECUTIVE OFFICE FOR UNITED STATES)
ATTORNEYS et at., )
)
Defendants. )
MEMORANDUM OPINION
S'r
March ""-SI ,2011
In this action brought pro se under the Freedom oflnformation Act ("FOIA"), 5 U.S.C.
§ 552, plaintiff challenges the responses of the Executive Office for United States Attorneys
("EO USA"), the United States Marshals Service ("USMS") and the United States Citizenship
and Immigration Services ("USCIS") to his FOIA requests. 1 By Order of July 26, 2010 [Dkt.
No. 31], the Court denied the USMS' motion for summary judgment and directed it to
supplement the record with regard to its invocation of FOIA exemption 7(C). See accompanying
Memorandum Opinion ("Mem. Op.") [Dkt. No. 30] at 5-6. The claims against all other
defendants to this action have been resolved in defendants' favor. See id. (granting the USCIS'
motion for summary judgment); Order of December 13,2010 (granting EOUSA's motion for
summary judgment as conceded).
In what remains of this case, the USMS has renewed its motion to dismiss or for
summary judgment [Dkt. No. 36], which plaintiff has opposed [Dkt. No. 39]. Based on the
1 In the amended complaint filed on September 8,2009, plaintiff properly names as
defendants the Department of Justice ("DOJ"), of which the EOUSA and the USMS are
components, and the Department of Homeland Security, of which the USCIS is a component.
parties' submissions and the relevant parts of the record, the Court will grant the USMS' motion
for summary judgment. 2
BACKGROUND
The facts relevant to the pending motion are as follows. On May 7, 2008, plaintiff
requested records in his name, "records relating to the Fugitive Arrest Warrant(s) issued for an
individual under the name: Diego Alonzo de Pablos-Soto," and "records relating to the transfer ..
. of an individual under the name: Antonio Palacio Calle." He stated that "[i]t appears that these
two names relate to one individual." USMS' First Mot. to Dismiss or, in the Alternative, for
Summ. J., Declaration of William E. Bordley ("Bordley Decl.") [Dkt. # 22-1], Ex. A. On July 9,
2008, the USMS released to plaintiff 19 of 20 pages pertaining to him and informed plaintiff that
one page was referred to the agency from which it originated "for disclosure determination and
direct response to you[.]" !d., Ex. C. (The Bureau of Prisons released the referred document in
its entirety in September 2008. Id., Ex. D.) The USMS further informed plaintiff that it had
redacted third-party identifying information from the released pages pursuant to FOIA exemption
7(C), see 5 U.S.c. § 552(b), and was denying his request for third-party records under exemption
7(C) in the absence of "a written authorized release" from the subjects of those records. Bordley
Decl., Ex. C. In response to plaintiff's appeal of the denial of his request for third-party records,
DOl's Office of Information and Privacy ("OIP") affirmed the USMS' decision by letter of
October 30,2008. !d., Ex. F.3
2 Also pending is the USMS' motion to strike plaintiff's surreply or for leave to respond
to it. Because the Court will consider plaintiff's surreply and defendant's response thereto, it will
deny the motion to strike as moot.
3 In what is likely an oversight, the OIP states in the determination letter that it is
"affirming the FBI's action .... " It is clear from the reference numbers and the description of
the appeal that the OIP was affirming the USMS' action.
2
In response to this Court's ruling, the USMS searched its "electronic records for records
responsive to plaintiffs request regarding Pablos-Soto AKA Calle using the variations of the
names as search terms." Supplemental Declaration of William E. Bordley ("Supp. Bordley
Decl.") [Dkt. No. 36-4] ~ 4.4 It located six responsive pages "consisting of Calle's 'USM-129
Individual Custody/Detention Report'." Id. ~ 7. Inquiries to USMS offices in the District of
Massachusetts, the Eastern District of Michigan and the Southern District of Georgia, identified
as the most likely places to contain responsive records, located no other responsive records. See
id. at ~~ 7-9. The USMS released the six form pages with all information pertaining to Calle
redacted. See id., Ex. B (Vaughn index and redacted pages).5
DISCUSSION
Summary judgment is appropriate when "the movant shows that there is no genuine
dispute as to any material fact and [that it] is entitled to judgment as a matter of law." FED. R.
4 Plaintiff argues that Bordley's supplemental declaration fails to satisfy the "personal
knowledge" requirement of Fed. R. Civ. P. 56(c)(4). See Pl.'s Supp. Mem. ofP. & A. in Opp'n
to Def. USMS' Mot. to Dismiss or, in the Alternative, for Summ. J. at 10-12. "A declarant in a
FOIA case satisfies the personal knowledge requirement in Rule 56(e) [now (c)] ifin his
declaration, he attests to his personal knowledge of the procedures used in handling a FOIA
request and his familiarity with the documents in question." Barnard v. Dep 'f of Homeland Sec.,
531 F. Supp. 2d 131,138 (D.D.C. 2008) (citations and internal alterations and quotation marks
omitted). See SafeCard Servs., Inc. v. SEC, 926 F.2d 1197, 1201 (D.C. Cir.1991)(citing
Meeropol v. Meese, 790 F.2d 942,951 (D.C. Cir. 1986)) (determining that the person in charge
of a search is "the most appropriate person to provide a comprehensive affidavit"). Bordley is
the USMS' Associate General Counsel and FOrA/Privacy Act Officer, "experienced with the
procedures for responding to [FOrA] requests ... for information maintained in the records and
files of the USMS." Supp. Bordley Decl. ~ 1. The subsequent search and release of records were
"conducted" by his staff at his direction. Id. ~ 4; see Second Suppl. Decl. of William E. Bordley
[Dkt. No. 42-1] ~ 2 (stating that he "personally oversaw the search for records in response to
Plaintiffs FOrA request .... "). The Court finds that Boardley is competent to testify to the
matters at hand.
5 Because the generic information, i. e., section headings and standard language, was not
redacted from the released forms, the Vaughn index incorrectly describes the withholdings as "in
full."
3
Cry. P. 56(a). "[T]he substantive law will identify which facts are material. Only disputes over
facts that might affect the outcome of the suit under the governing law will properly preclude the
entry of summary judgment. Factual disputes that are irrelevant or unnecessary will not be
counted." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). In a FOIA action, the
Court may award summary judgment to an agency solely on the basis of information provided in
declarations that describe "the justifications for nondisclosure with reasonably specific detail ...
and are not controverted by either contrary evidence in the record nor by evidence of agency bad
faith." Military Audit Project v. Casey, 656 F.2d 724, 738 (D.C. Cir. 1981). Because agency
declarations are accorded "a presumption of good faith," Long v. Us. Dep 't of Justice, 450 F.
Supp.2d 42,54 (D.D.C. 2006), it is incumbent upon the plaintiff to "point to evidence sufficient
to put the Agency's good faith into doubt." Ground Saucer Watch, Inc. v. CIA, 692 F.2d 770,
771 (D.C. Cir. 1981).
1. Exemption 7(C).
The USMS argues that it properly withheld records pertaining to "Diego Alonzo de
Pablos-Soto and/or Antonio Palacio Calle" ("Calle") under exemption 7(C). See Mem. ofP. &
A. in Support ofDef. USMS' Renewed Mot. to Dismiss or, in the Alternative, for Summ. J. at 9-
16. FOIA exemption 7(C) protects from disclosure information compiled for law enforcement
purposes to the extent that disclosure "could reasonably be expected to constitute an unwarranted
invasion of personal privacy." 5 U.S.c. § 552(b)(7)(C). The Court initially determined that
plaintiff had raised a genuine issue as to whether the requested records were compiled for law
enforcement purposes. See Mem. Op. at 5-6. In his supplemental declaration, Bordley states that
Calle was placed in the USMS' custody following his arrest by the Drug Enforcement
Administration in the District of Massachusetts on June 12, 1989. Supp. Bordley Decl. ~ 10. He
4
further states that the responsive records "were compiled in the course of enforcement of the
USMS responsibilities with respect to the housing, transportation and safekeeping of federal
prisoners." Id. Given that the requested records would have been compiled to "assist the USMS
in carrying out its statutory law enforcement responsibilities related to the execution of federal
arrest warrants[,] the investigation of fugitives, [and] the [transport and maintenance] offederal
prisoners from ... their arrest [to final disposition]," id. ~ 6, the Court finds the threshold law
enforcement requirement of exemption 7 satisfied. See Campbell v. us. Dep't ofJustice, 164
F.3d 20,32 (D.C. Cir. 1998) ("Because the FBI specializes in law enforcement, its decision to
invoke exemption 7 is entitled to deference.") (citation omitted); Jiminez v. FBI, 938 F. Supp. 21,
29 (D.D.C. 1996) (finding documents containing information "in connection with the receipt,
processing, safekeeping, and transportation of plaintiff while he was in the USMS's custody"
satisfied exemption 7's threshold law enforcement purpose).
Plaintiff had not provided Calle's consent or authorization to release his records. Supp.
Bordley Decl. ~ 12. Therefore, the USMS redacted all of Calle's personal information from the
released forms, asserting that the disclosure of such information could subject him "to
unwarranted public attention, embarrassment, harassment, and annoyance of being associated
with a criminal law enforcement matter." Supp. Bordley Decl. ~ 10. In addition to names and
other identifying information, the redacted personal information included the individual's
custody status and history, arrest information and case dispositions. See Vaughn index. For the
reasons Bordley has stated, third-party information contained in law enforcement files is
"categorically exempt" from disclosure under exemption 7(C) in the absence of an overriding
public interest in its disclosure. Nation Magazine, Washington Bureau v. United States Customs
Service, 71 F.3d 885, 896 (D.C. Cir. 1995).
5
In order to demonstrate a public interest warranting disclosure of the otherwise protected
information, plaintiff must show that the withheld information is necessary to "shed any light on
the [unlawful] conduct of any Government agency or official." United States Dep 't ofJustice v.
Reporters Comm.for Freedom of the Press, 489 U.S. 749, 772-73 (1989); accord SafeCard
Services, Inc., v. SEC, 926 F.2d 1197, 1206 (D.C. Cir. 1991). "Where the privacy concerns
addressed by [e]xemption 7(C) are present, ... [the requester] must show that the public interest
sought to be advanced is a significant one, an interest more specific than having the information
for its own sake [and that] ... the information is likely to advance that interest." Nat 'I Archives
and Records Admin. v. Favish, 541 U.S. 157, 172 (2004). In making such a showing, plaintiff
must assert "more than a bare suspicion" of official misconduct. Id. at 174. He "must produce
evidence that would warrant a belief by a reasonable person that the alleged Government
impropriety might have occurred." Id. Otherwise, the balancing requirement does not come into
play. See id. at 175.
Plaintiff asserts that "[t]he public has an interest in knowing what [] the USMS [was] up
to when, absent a court order, [it] released Pablos Soto ... from USMS custody after the Federal
district court explicitly remanded him to USMS custody without bail." PI.' s Mem. of P. & A. in
Support ofPl.'s Mot. for Leave to Invoke Public Interest Exception [Dkt. No. 25] at 11. He also
asserts that "the public has an interest in knowing how often, and at who's [sic] discretion the
USMS improperly releases illegal aliens, and whether the USMS coordinates such release with
other Government agencies .... " Id. Finally, plaintiff asserts that "the sought after records are
needed to confirm or refute Plaintiff s evidence." !d. at 13. Plaintiff s unsubstantiated claim of
official misconduct is belied by his acknowledgment that the USMS in October 1986 and
January 1988 informed the "the Savannah district court ... that Pablos Soto was a fugitive from
6
justice," id. at 8, and the public interest in disclosure "does not include helping an individual
obtain information for his personal use." Oguaju v. Us., 288 F.3d 448,450 (D.C. Cir. 2002),
vacated and remanded on other grounds, 541 U.S. 970 (2004), reinstated, 378 F.3d 1115 (D.C.
Cir. 2004 ) (citation omitted).
In the absence of any evidence establishing a public interest in disclosure ofthe third-
party information, the Court has nothing to weigh against the substantial privacy interests at
stake. It therefore finds that the USMS is entitled to summary judgment on its application of
exemption 7(C) to the third-party's personal information that was redacted from the released
forms.
2. Adequacy of the Search
Plaintiff argues that the USMS' subsequent search for third-party records was inadequate
because it failed to include the Middle District of Georgia. PI.' s Supp. Mem. of P. & A. in
Opp'n to Def. USMS' Mot. to Dismiss or, in the Alternative, for Summ. 1. ("Pl.'s Supp. Mem.")
[Dkt. No. 39] at 5-6. The agency to which a FOIA request is submitted is required "to make a
good faith effort to conduct a search for the requested records, using methods which can
reasonably be expected to produce the information requested." Int '[ Trade Overseas, Inc. v.
Agency for Intern. Dev., 688 F. Supp. 33, 36 (D.D.C. 1988) (quoting Marrera v. Dep'! ofJustice,
622 F. Supp. 51,54 (D.D.C. 1985)) (other citations omitted). In determining the adequacy ofa
FOIA search, the Court is guided by principles of reasonableness. Id. (citing Weisberg v. Dep't of
Justice, 745 F.2d 1476, 1485 (D.C. Cir. 1984)). Because the agency is the possessor of the
records and is responsible for conducting the search, the Court may rely on "[a] reasonably
detailed affidavit, setting forth the search terms and the type of search performed, and averring
7
that all files likely to contain responsive materials (if such records exist) were searched."
Valencia-Lucena v. United States Coast Guard, 180 F.3d 321, 326 (D.C. Cir. 1999) (citing
Oglesby v. United States Dep't of the Army, 920 F.2d 57, 68 (D.C. Cir. 1990); Kowalczyk v.
Dep't of Justice, 73 F.3d 386,388 (D.C. Cir. 1996); Weisberg v. Dep't of Justice, 705 F.2d 1344,
1351 (D.C. Cir. 1983)). "Once the agency has shown that its search was reasonable, the burden
shifts to [the plaintiff) to rebut [the defendant's] evidence by a showing that the search was not
conducted in good faith." Moore v. Aspin, 916 F. Supp. 32, 35 (D.D.C. 1996) (citing Miller v.
Us. Dep'( of State , 779 F.2d 1378, 1383 (8th Cir. 1985)). Summary judgment is inappropriate
"if a review of the record raises substantial doubt" about the adequacy of the search.
Valencia-Lucena, 180 F.3d at 326 (citing Founding Church ofScientology v. Nat 'I Security
Agency, 610 F.2d 824,837 (D.C. Cir. 1979)).
Plaintiff points to an order dated October 22, 1992, that purportedly was issued in a
deportation proceeding in Oakdale, Louisiana. Pl.'s Mot. for Leave to Submit Matters Outside
the Pleadings, Ex. N (Order of the Immigration Judge) [Dkt. # 15-1]. But the document is not
reliable because, among its many deficiencies, it is not authenticated and it fails to establish the
hand-written named respondent, "F-Palacio-Calle, Antonio," as the same individual who is the
subject of plaintiff s FOIA request. Furthermore, plaintiff cites this exhibit as "countervailing
evidence that ... Pablos Soto was remanded to the custody of the USMS on September 27, 1985
in the Middle District of Georgia," PI. 's Supp. Mem. at 5, but the exhibit contains no such
information and Oakdale, Louisiana, is located in the Western District of Louisiana. Plaintiffs
speculation that records may be found in locations not searched fails to create a genuine dispute
about the reasonableness of the USMS' search.
8
Plaintiff requested "records relating to the Fugitive Arrest Warrant(s) issued for an
individual under the name: Diego Alonzo de Pablos-Soto" and "records relating to the transfer ..
. of an individual under the name: Antonio Palacio Calle .... [that] appear[ ed] ... [to] relate to
one individual." Bordley Decl., Ex. A at 2. Using variations of those two names, the USMS
searched the electronic indices of its Prisoner Processing and Population Management/Prisoner
Tracking System ("PPM/PTS") and Warrant Information Network ("WIN") and determined that
"records regarding this individual would be located in the District of Massachusetts and the
Eastern District of Michigan.,,6 Supp. Bordley Decl. ~ 7. It located six responsive pages
"consisting of Calle's 'USM-129 Individual Custody/Detention Report' ," but located no records
for Pablos-Soto. !d. The USMS then contacted the FOIA liaisons in the District of
Massachusetts and the Eastern District of Michigan "to determine whether those Districts
maintained any additional records for Pablos-SotoICalle." Id. ~ 8.
Following searches in the foregoing districts "using the name and identifiers for Antonio
Palacio Calle," and where available, the "accession number believed to correspond to the
retirement of records" to the Federal Records Center, it was determined that any records, "other
than the electronic records, would have been destroyed in accordance with the ten year prescribed
records retention period for USMS prisoner records." 7 Id. ~ 9 & Ex. A at 3 (72 Fed. Reg. 33521
6 "The USMS maintains an electronic index ... of individuals for whom federal warrants
were issued and individuals who were in USMS custody in its [PPM/PTS and WIN] systems of
records." Supp. Bordley Decl. ~ 5. Those record systems "cover[]" the decentralized files
maintained by each of the USMS's 94 district offices. Id.
7 Given that the requested records presumably would have been created in June 1989
when Calle was arrested, or at the latest in January 1991 when his consent to transfer form was
filed in the Southern District of Georgia [Dkt. No. 15-1, Pl.'s Ex. M] , the USMS reasonably
concluded after its search in 2010 that any responsive records were destroyed pursuant to the
(continued ... )
9
(June 18, 2007» ("Retention and Disposal"). In addition, utilizing the information plaintiff had
provided in the aforementioned public interest memorandum filed in this case, the USMS liaison
in the Southern District of Georgia conducted a search but "failed to locate any records,
electronic or paper, pertaining to Pablos-SotoICalle." Id. ~ 9. Bordley concludes that "[e]ach of
the Districts' searches encompassed records that would reasonably contain responsive
information." Id. Plaintiff suggests that the USMS overlooked record systems, "including, but
not limited to, 'JPATS,' USMS' Justice Prisoner and Alien Transportation System." Pl.'s Supp.
Mem. at 12. But the JPATS records are included in the PPM/PTS and WIN record systems that
were searched. Second Supp. Decl. of William E. Bordley [Dkt. No. 42-1] ~ 4.
Based on the USMS' s declarations, the Court finds that the USMS conducted searches
reasonably calculated to locate responsive records. In the absence of any contrary evidence or
evidence of bad faith, the Court concludes that the USMS is entitled to summary judgment on the
search question.
CONCLUSION
For the foregoing reasons, the Court finds that the record presents no genuine issue of
material fact on the propriety of the USMS's invocation ofFOIA exemption 7(C) and the
adequacy of its search. Therefore, the USMS, having satisfied its disclosure obligations under
Memorandum Opinion.
a \
the FOIA, is entitled to judgment as a matter of law. A separate, final order accompanies this
!
~
//
I JJ.L /
RICHAR . LEON
United States District Judge
continued)
7 ( ...
record retention schedule - and could reasonably have reached the same conclusion had it
conducted a search in 2008 when it first received plaintiffs FOIA request.
10