UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
)
JAMES DOW VANDIVERE, )
)
Plaintiff, )
)
v. ) Civil Action No. 09-0176 (EGS)
)
FEDERAL BUREAU OF PRISONS, et al., )
)
Defendants. )
)
MEMORANDUM OPINION
This matter is before the Court on defendants’ Motion to Dismiss and plaintiff’s Motion
Seeking Leave for Continuance. The Court will grant defendant’s motion in part, dismiss
plaintiff’s claim under the Federal Tort Claims Act, deny plaintiff’s motion for a continuance,
and grant plaintiff an extension of time to file his opposition or other response to the remaining
arguments raised in defendants’ motion.
I. BACKGROUND
Plaintiff, a federal prisoner, brings this action against the United States, the Federal
Bureau of Prisons (“BOP”), and BOP’s Director, Harley Lappin, and his cause of action arose
from an incident which occurred on December 9, 2007. Compl. at 1. “[W]hile in the custody of
the Federal Bureau of Prisons, located in Big Spring, Texas, a low security Federal Corrictional
[sic] Institution, plaintiff was one of at least 57 inmates who was attacked by an estimated 240
inmates, all believed to be of illegal Mexican origin.” Id. Plaintiff “was hit in the face with a
1
combination lock in a sock, causing hemorrhageing [sic] from both nostrils, and causing damage
to his nose that will have long term effects,” that he “ was kicked in his ribs on his right side”
with such force that his “195 pound body was knocked out of his bed onto the concrete floor,”
and that, when ordered by an assailant to leave the housing unit, he “had to go through a gauntlet
of at least 30 more inmates who also struck him several times all over his body while he was
making his way to the exit.” Id. at 2. According to plaintiff, he sustained injuries during the
attack resulting in pain, discomfort, periodic nightmares, and anxiety. Id. at 2-3. In addition, he
“lost important and even some irreplaceable personal property.” Id. at 3.
Plaintiff alleges that BOP staff knew of the planned attack weeks before it occurred, and
that staff members negligently failed to conduct an investigation or otherwise to prevent the
attack from taking place. Compl. at 4-5. He further alleges that BOP’s Director “should be held
accountable for his staffs [sic] negligence that failed to prevent the assault upon the plaintiff.”
Id. at 5. Plaintiff “seeks compensation for the physical pain, suffering and mental anguish he had
to endure in the amount of $ 100,000.00,” as well as injunctive relief “to prevent any retaliation
from the defendant or his staff.” Id. at 8.
II. DISCUSSION
A. The Court Will Dismiss Plaintiff’s FTCA Claim
“It is axiomatic that the United States may not be sued without its consent and that the
existence of consent is a prerequisite for jurisdiction.” United States v. Mitchell, 463 U.S. 206,
212 (1983). Such consent may not be implied, but must be “unequivocally expressed.” United
States v. Nordic Village, Inc., 503 U.S. 30, 33-34 (1992). Sovereign immunity extends to
governmental agencies and to their employees where such employees are sued in their official
2
capacities.1 See Clark v. Library of Congress, 750 F.2d 89, 102-04 (D.C. Cir. 1984).
The Federal Tort Claims Act (“FTCA”), see 28 U.S.C. § 2671 et seq., operates as a
limited waiver of sovereign immunity, rendering the United States amenable to suit for certain,
but not all, tort claims. See, e.g., Richards v. United States, 369 U.S. 1, 6 (1962). Under the
FTCA, the “United States shall be liable [for tort claims] in the same manner and to the same
extent as a private individual under like circumstances.” 28 U.S.C. § 2674(a). Relevant to this
case is the provision authorizing a suit against the United States “for injury of loss of property, or
personal injury or death cased by the negligent act or omission of any employee of the
Government while acting within the scope of his office or employment, under circumstances
where the United States, if a private person, would be liable to the [individual] in accordance
with the law of the place where the act or omission occurred.” 28 U.S.C. § 1346(b)(1); see 28
U.S.C. § 2674(a).
The FTCA bars a plaintiff from bringing a civil action against the United States for
money damages in district court before he has exhausted her administrative remedies. See
McNeil v. United States, 508 U.S. 106, 113 (1993). A plaintiff satisfies the exhaustion
requirement after he presents his claim to the appropriate federal agency, and the agency either
denies the claim in writing or fails to make a final disposition within six months after
1
“Official capacity suits . . . generally represent only another way of pleading an
action against an entity of which an officer is an agent,” such that “an official capacity suit is, in
all respects other than name, to be treated as a suit against the entity.” Kentucky v. Graham, 473
U.S. 159, 165-66 (1985). The Court presumes that Harley Lappin is sued both in his official and
individual capacities, and treats any claim against Lappin in his official capacity as if it were
brought against the United States directly.
3
presentment. See 28 U.S.C. § 2675(a).
Plaintiff has acknowledged his failure to exhaust his administrative remedies under the
FTCA prior to filing this action. See Mot. Seeking Leave for Continuance at 1. The Clerk of
Court received his complaint on December 31, 2008, and officially docketed the pleading on
January 30, 2009. See Compl. at 1 (date stamps). Plaintiff submitted his FTCA claim to the
BOP on or about May 27, 2009. See Mot. Seeking Leave for Continuance, Attach. (Claim for
Damage, Injury or Death signed 5/27/09). As the Supreme Court held in McNeil, jurisdiction
under FTCA must be established at the time the complaint is filed; it cannot be acquired through
the passage of time. McNeil, 508 U.S. at 112-113.
Exhaustion of administrative remedies is a jurisdictional prerequisite. See GAF Corp. v.
United States, 818 F.2d 901, 917-20 (D.C. Cir. 1987). Plaintiff’s failure to exhaust his
administrative remedies under the FTCA before filing this action deprives the Court of subject
matter jurisdiction. Accordingly, the Court will grant defendants’ motion in part and will dismiss
plaintiff’s FTCA claim for lack of subject matter jurisdiction.
B. The Court Defers Consideration of Defendants’ Remaining Arguments
The Court set July 17, 2009 as the deadline for plaintiff’s opposition or other response to
defendants’ motion to dismiss. Plaintiff proposed to “address all other issues in [the]
Government[’]s [motion] . . . i.e.[,] immunity[,] jurisdiction[,] etc.” after the administrative
resolution of his FTCA claim. Mot. Seeking Leave for Continuance at 2.
Plaintiff’s proposal is not appropriate in light of the resolution of the FTCA claim, and
the Court declines to treat the defendants’ motion as conceded at this time. Instead, the Court
will grant plaintiff an extension of time, to August 28, 2009, to file his opposition or other
4
response to the remaining arguments set forth in defendants’ motion to dismiss. If plaintiff fails
to file a timely opposition, the Court may treat the balance of the motion as conceded. LCvR
7(b).
An Order accompanies this Memorandum Opinion.
Signed: EMMET G. SULLIVAN
United States District Judge
Dated: July 30, 2009
5