UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
PHILLIP S. WOODRUFF, )
)
Plaintiff, )
)
v. ) Civil Action No. 06-0688 (RBW)
)
NEIL MCPHIE, Chairman, )
U.S. Merit Systems Protection Board, )
)
Defendant. )
___________________________________ )
Memorandum Opinion
Phillip S. Woodruff (“the plaintiff”) brought this pro se lawsuit against the
Chairman (“the defendant”) of the United States Merit Systems Protection Board’s (the
“Board”) Office of Equal Employment Opportunity (“EEO Office”) claiming that the
EEO Office improperly dismissed his administrative complaint on venue grounds and his
employment status. Complaint (“Compl.”) ¶¶ 1-2. The defendant now seeks dismissal of
this action pursuant to Federal Rule of Civil Procedure 12(b)(6), Defendant’s Motion to
Dismiss (“Def.’s Mot.”), which is challenged by the plaintiff. Opposition to Defendant’s
Motion to Dismiss and Motion to Dismiss Defendant’s Motion to Dismiss as Untimely
Filed (“Pl.’s Opp’n”). Upon consideration of the parties’ submissions, the Court will
grant the defendant’s motion to dismiss.
I. Background
The plaintiff was formerly employed by the Department of Transportation’s
(“Department”) Federal Aviation Administration as a Supervisory Public Affairs
Specialist. Def.’s Mot., Exhibit (“Ex.”) 1 (“Board Appeal”) at 1.1 His employment was
terminated on June 30, 2005. Id. at 2. Following the plaintiff’s termination, he filed an
administrative appeal with the Board’s Washington Regional Office alleging age and
disability discrimination and retaliation by the Department. Id. On September 22, 2005,
the plaintiff and the Department entered into a settlement agreement resolving the
plaintiff’s Board appeal. Id., Ex. 2 (“Board’s Initial Decision”) at 1. However, shortly
thereafter, the plaintiff filed a Petition for Review (“Petition”) with the Board requesting
that the Initial Decision settling his administrative appeal be vacated because the
administrative law judge overseeing the settlement had: (1) denied his request for
accommodations for his disabilities; (2) failed to rule on pending motions; (3) engaged in
ex parte communications; (4) improperly considered current EEO laws and the Older
Workers Benefit Protection Act (the “OW Act”); and (5) coerced him into signing the
settlement agreement without giving him adequate time to review it. Id., Ex. 3 (“Board
Petition”) at 1-2; Compl. at 1. The Board subsequently denied the plaintiff’s Petition,
concluding, inter alia, that the administrative law judge “made no error in law or
regulation that affec[ted] the outcome” of the case. Def.’s Mot., Ex. 4 (“Board’s Final
Order”) at 1-2. On April 14, 2006, the plaintiff filed a petition for judicial review with
the United States Court of Appeals for the Federal Circuit; however, the plaintiff
withdrew that appeal on August 24, 2006. See Woodruff v. Dep’t of Transp., 197 F.
App’x 929, 929 (Fed. Cir. 2006).
1
For ease of reference, the Court will identify the exhibits attached to the Memorandum in Support of
Defendant’s Motion to Dismiss by the names the docketing clerk assigned to them.
2
While the plaintiff’s Petition was still pending before the Board, the plaintiff
contacted the defendant’s EEO office and filed a formal complaint of discrimination
against the administrative law judge citing the same reasons set forth in his Petition.
Def.’s Mot., Ex. 5 (“Formal EEO Complaint”). The Board’s EEO office subsequently
issued a decision dismissing the plaintiff’s formal EEO complaint for failure to state a
claim and for an improper collateral attack on the Board’s adjudicatory process. Id., Ex.
6 (“Dismissal of Formal EEO Complaint”) at 1. Ultimately, on April 14, 2006, the
plaintiff filed his judicial complaint with this Court against the Board’s Chairman for
failing to review and investigate the plaintiff’s discrimination allegations against the
Board’s administrative law judge. The defendant has now moved for dismissal of the
complaint pursuant to Federal Rule of Civil Procedure 12(b)(6), for failure to state a
claim upon which relief may be granted.
II. Standard of Review
Dismissal under Federal Rule of Civil Procedure 12(b)(6) is proper if a plaintiff’s
complaint does not “state a claim upon which relief can be granted.” Fed. R. Civ. P.
12(b)(6). Under this rule, a plaintiff need not allege specific details that prove the
veracity of a claim; rather, a properly pleaded complaint only need contain a clear and
concise statement of the claim sufficient to place a defendant on “notice of what the
plaintiff’s claim is and the grounds upon which it rests.” Conley v. Gibson, 355 U.S. 41,
47 (1957). However, “a plaintiff’s obligation to provide the grounds of his entitlement to
relief [in his complaint] requires more than labels and conclusions, and a formulaic
recitation of the elements of a cause of action will not do . . . .” Bell Atl. Corp. v.
Twombly, 550 U.S. 544, ___,127 S. Ct. 1955, 1964-65 (2007) (internal quotation marks
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and brackets omitted). In evaluating a motion to dismiss, the Court “must accept as true
all of the factual allegations contained in the complaint,” Erickson v. Pardus, 551 U.S.
89, ___, 127 S. Ct. 2197, 2200 (2007) (per curiam) (citations omitted), and “grant [the]
plaintiff the benefit of all reasonable inferences from the facts alleged . . . .” Trudeau v.
Fed. Trade Comm’n, 456 F.3d 178, 193 (D.C. Cir. 2006) (citation omitted). On the other
hand, the Court need not accept inferences that are unsupported by the facts set forth in
the complaint or “legal conclusion[s] couched as . . . factual allegation[s] . . . .” Id.
(internal quotation marks and citations omitted). However, “[a] court may dismiss a
complaint only if it is clear that no relief could be granted under any set of facts that
could be proved consistent with the allegations.” Swierkiewicz v. Sorema N.A., 534 U.S.
506, 514 (2002) (quoting Hishon v. King & Spalding, 467 U.S. 69, 73 (1984)). Finally,
for the purposes of a Rule 12(b)(6) motion, the Court may consider only the facts alleged
in the complaint, any documents attached as exhibits, and matters about which the Court
may take judicial notice. EEOC v. St. Francis Xavier Parochial Sch., 117 F.3d 621, 624
(D.C. Cir. 1997). (citations omitted).
III. Legal Analysis
A. The Plaintiff’s Motion to Dismiss
As an initial matter, the Court must address the plaintiff’s argument that the
defendant’s motion to dismiss must be denied as untimely. The plaintiff contends in his
motion to dismiss that the defendant’s first request for an extension of time, filed on
August 21, 2006, was untimely as it was filed 61 days after the filing of the complaint.
Pl.’s Opp’n at 1. Additionally, the plaintiff raises concerns that he was not contacted by
the defendant before the first request for an extension of time was filed, that his
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opposition to the first extension was not docketed in a timely fashion, and that he was
never given the opportunity to respond to the defendant’s second request for an extension
of time. Id. at 1-2. The defendant has not responded to this motion.
Under the Federal Rules of Civil Procedure, a “United States officer or employee
sued only in an official capacity must serve an answer to a complaint . . . within 60 days
after service on the United States attorney.” Fed. R. Civ. P. 12(a)(2). When, as here, the
last day of this period falls on a Sunday, “the period runs until the end of the next day
that is not a Saturday, Sunday, legal holiday, or day when the clerk’s office is
inaccessible.” Fed. R. Civ. P. 6(a)(3). Thus, the defendant’s response was not due until
Monday, August 21, 2006.2 Accordingly, the plaintiff’s argument that the defendant’s
motion for extension of time was untimely filed is without merit.
The plaintiff’s remaining arguments in his motion to dismiss center around the
defendant’s purported failure to follow the general requirements that an attempt be made
to contact opposing counsel (or an opposing party) before requesting from the Court an
extension of time to file a responsive motion to the plaintiff’s complaint. Federal Rule of
Civil Procedure 6(b)(1) addresses the extension of filing requirements, stating “the court
may, for good cause, extend the time: (A) with or without motion or notice if the court
acts, or if a request is made, before the original time or its extension expires.” Fed. R.
Civ. P. 6(b)(1). The Court therefore has discretion to grant timely requests for extensions
and did so here by entering a minute order granting the defendant’s timely requests for
2
Pursuant to Rule 12(a)(4) of the Federal Rules of Civil Procedure, once a motion to dismiss under Rule
12(b)(6) is filed a defendant need not file its answer until 10 days following the denial of the motion to
dismiss. Therefore, the defendant’s answer cannot be considered untimely as the Court is now just ruling
on the defendant’s motion to dismiss.
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two extensions of time. Accordingly, the Court will deny the plaintiff’s motion to
dismiss the defendant’s dismissal motion on the ground that it was filed untimely.
B. The Defendant’s Motion to Dismiss
(1) Is the plaintiff precluded from initiating action against the Board under Title
VII and the OW Act?
The defendant argues that Title VII and the OW Act only allow employees to sue
their employers, and therefore as a non-employee of the Board, the plaintiff cannot bring
suit against the defendant. Def.’s Mot. at 4-5. The plaintiff argues in response that
notwithstanding his non-employee status, he was informed by members of the Board’s
EEO office that it was a proper venue for the filing of his administrative complaint
against the administrative law judge. Pl.’s Opp’n at 4-5.
Even if the plaintiff is correct about what he was told, the critical question is
whether the Court can provide the relief the plaintiff seeks “under Title VII of the Civil
Rights Act, the [OW Act] and other applicable laws.” See Compl. at 1. “Title VII
provides a former employee with a remedy only against his or her employer and does not
create an independent cause of action against the EEOC [Equal Employment Opportunity
Commission] for its investigation and processing of a charge.” Packer v. Garrett, 735 F.
Supp. 8, 9 (D.D.C. 1990) (internal quotation marks omitted) (emphasis in original);
Young v. Sullivan, 733 F. Supp. 131 (D.D.C. 1990); see also McCottrell v. EEOC, 726
F.2d 350, 351 (7th Cir. 1984); Ward v. EEOC, 719 F.2d 311, 313 (9th Cir. 1983), cert.
denied, 466 U.S. 953 (1984); Francis-Sobel v. Univ. of Maine, 597 F.2d 15 (1st Cir.
1979), cert. denied, 444 U.S. 949 (1979); Georator Corp. V. EEOC, 592 F.2d 765 (4th
Cir. 1979); Gibson v. Missouri Pac. R. Co., 579 F.2d 890, 891 (5th Cir. 1978), cert.
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denied, 440 U.S. 921 (1979). The Age Discrimination in Employment Act
(“ADEA”)—which was amended by the OW Act—has been construed to create only
rights against an alleged employer discriminator and not the bodies who investigate the
allegations of employment discrimination. See Svenson v. Thomas, 607 F. Supp. 1004,
1006 (D.D.C. 1985) (dismissing discrimination claim of non-employee against EEOC
under Rule 12(b)(6) for failure to state a claim).
Here, it is undisputed that the plaintiff was never employed by either the Board’s
EEO office or the Board itself. Pl.’s Opp’n at 5. Accordingly, the Court concludes that
neither Title VII nor the OW Act provide the plaintiff a basis for relief against the Board.
The plaintiff's sole remedy under Title VII and ADEA lies against the head of the
employing agency that allegedly perpetrated the discrimination, and therefore these
claims cannot be maintained against the defendant. See Svenson, 607 F. Supp. at 1004.
(2) Do agency regulations preclude a collateral attack on the adjudication of a
Board appeal?
The defendant also argues that this action cannot be maintained because “the EEO
[administrative] complaint process is unavailable to challenge the actions of an
administrative [law] judge in the adjudication of a Board appeal.” Def.’s Mot. at 6. The
plaintiff responds that his claims against the Board’s EEO office had not previously been
adjudicated by the Board, and further characterizes his claims as “deal[ing] specifically
with the apparent false information” provided by the Board’s EEO office personnel. Pl.’s
Opp’n at 6. However, all of the issues presented by the plaintiff relate to the Board’s
failure to review or properly address his claims. Id. at 3-4. The remedies sought by the
plaintiff are for the Court to reverse the Board’s EEO office’s decision and compel it to
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investigate the plaintiff’s underlying claims. Compl. at 3. However, the EEOC has
concluded that individuals may not use the EEO complaint process to lodge collateral
attacks on other proceedings, see, e.g., Gryder v. Merit Sys. Prot. Bd., EEOC Appeal No.
01997117 (January 19, 2001) (interpreting 29 C.F.R. § 1614.107(a)(1) as only allowing
EEO complaints to be brought by employees and applicants for employment and
reaffirming that non-employee complaints constitute impermissible collateral attacks on
Board proceedings), a position with which the Court agrees. Moreover, because the
Federal Circuit Court of Appeals has “exclusive jurisdiction of an appeal from a final
orders or final decision of the MSPB [the Board],” 28 U.S.C. § 1295(a)(9); see 5 U.S.C.
§ 7703(a),(b), any other judicial body is precluded from reviewing final decisions of the
Board. Therefore, this Court cannot grant the plaintiff’s requested relief because it is
without authority to compel the Board’s EEO office to take the action requested.3
IV. Conclusion
For the aforementioned reasons, the Court will GRANT the Defendant’s Motion
to Dismiss, and DENY the Plaintiff’s Motion to Dismiss the Defendant’s Motion to
Dismiss. 4
SO ORDERED this 23rd day of January, 2009.
REGGIE B. WALTON
United States District Judge
3
The defendant further asserts that the plaintiff’s claims are also barred as res judicata since the Board
denied the plaintiff’s Petition and the plaintiff had the opportunity for judicial review of that denial before
the Federal Circuit. Def.’s Mot. at 8. In response, the plaintiff contends that his claims are narrowly pled
against the Board’s EEO office, characterizing them as incapable of prior adjudication and thus not barred
by res judicata. Pl.’s Opp’n at 6. However, there is no need to reach the issue of res judicata, as none of
the plaintiff’s claims provide a legal basis for the relief he seeks.
4
An Order consistent with this Memorandum Opinion was issued on March 28, 2008.
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