Filed 4/4/14 P. v. Serrano CA2/3
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION THREE
THE PEOPLE, B245805
Plaintiff and Respondent, (Los Angeles County
Super. Ct. Nos. KA095487 & KA095862)
v.
PABLO SERRANO,
Defendant and Appellant.
APPEAL from judgments of the Superior Court of Los Angeles County,
Bruce F. Marrs and Steven D. Blades, Judges. Affirmed as modified.
Kevin D. Sheehy, under appointment by the Court of Appeal, for Defendant
and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Lance E. Winters, Assistant Attorney General, James William Bilderback II
and Kathy S. Pomerantz, Deputy Attorneys General, for Plaintiff and Respondent.
_________________________
Pablo Serrano (appellant) appeals from the judgments in case Nos. KA095487
and KA095862.
In case No. KA095487, after a jury trial, he was convicted of two counts of
second degree robbery (Pen. Code, § 211), each with a finding the robberies were
committed for the benefit of, at the direction of or in association with a criminal street
gang (Pen. Code, § 186.22, subd. (b)(1)(C)).1 Thereafter, the parties negotiated an
agreement as to a plea in case No. KA095862 and as to sentencing in both cases.
In KA095862, appellant plead no contest to count 2 of the information, an offense
of assault with a firearm with an enhancement for the personal use of a firearm.
(§§ 245, subd. (a)(2); 12022.5, subd. (a).)
As agreed, the trial court sentenced appellant in case No. KA095487 to
consecutive terms of five years and of one-third the middle term of three years, or one
year, for the robberies, enhanced by a 10-year term for the gang allegation, an
aggregate term of 16 years. In case No. KA095862, it imposed further consecutive
terms of one-third the middle term of three years, or one year, for the assault with a
firearm, enhanced by a consecutive term of one-third the middle term of four years, or
one year four months, for the personal use of a firearm.
The total negotiated term in state prison was 18 years four months.
CONTENTIONS
Appellant contends he is entitled to a reversal of the judgment in case
No. KA095487 as he was prevented from being present when testimony was reread to
the jury during deliberations, and he made no written waiver of his presence to any
proceedings concerning jury inquiries during jury deliberations. He also contends the
trial court erred in calculating his section 2900.5 custody credits.
We find merit only in the latter contention.
1
All further statutory references are to the Penal Code unless otherwise
indicated.
2
BACKGROUND
Appellant makes no claim of insufficient evidence. Thus, we state only the
facts pertinent to this appeal.
1. Case No. KA095487.
a. The prosecution’s case-in-chief.
(1) The robberies.
At about 9:00 p.m. on August 24, 2011, Jaime M. and Steven Z. were at a Jack-
in-the-Box restaurant in La Puente. Appellant and another male attempted to ride off
on the youths’ bicycles, which the youths had left sitting outside against one
windowed wall of the restaurant. Jaime M. and Steven Z. confronted the appellant and
his companion, demanding the return of the bicycles. Appellant’s companion told
appellant, “Pull out the shank.” Appellant was sitting on Jaime M.’s bicycle and said,
“Puente, homie,” to Jaime M. Appellant pulled out a folding knife with a three-inch
blade. Steven Z. testified that the use of the name of a local Puente gang and the
display of the knife scared him, and both youths backed off.
Appellant and his companion rode off on the bicycles in two different
directions. The bicycles were never recovered.
On September 9, 2011, appellant was arrested.
A Los Angeles County deputy sheriff, a gang officer, testified that appellant
was a self-admitted Puente gang member and opined that the robberies were
committed for the benefit of the Puente gang.
(2) The identification evidence.
Jaime M. and Steven Z. got a good look at appellant prior to the robberies as
appellant had been hanging around outside the Jack-in-a-Box near the bicycles for at
least five minutes. While appellant was out there, he was speaking on a telephone.
Shortly thereafter, appellant’s companion, the other robber, arrived. Then appellant
and the companion took the victims’ bicycles, and the confrontation occurred.
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Jaime M. testified appellant was about 5 feet 7 or 8 inches tall, and appellant
had a little hair on his chin that he was continually stroking. Appellant had a thin
mustache and short dark hair -- he was nearly bald. Jaime M. did not notice appellant
had gang tattoos. Appellant was wearing a long, white oversized T-shirt, shorts that
covered his knees and long white socks. He was light-skinned and Hispanic. At trial,
Jaime M. was impeached with a statement he made at the robbery scene: Jaime M.
claimed he did not know whether appellant had facial hair. Jaime M. also failed to
describe the knife as a folding knife.
At trial, Steven Z. testified he could not estimate appellant’s height, but
appellant was “skinny.” Appellant had “bald to really short hair.” Steven Z. could not
recall whether appellant had facial hair, and he did not believe appellant was wearing
glasses.
At the preliminary hearing, Steven Z. identified appellant as one of the robbers
but Jaime M. hedged concerning an identification during his preliminary hearing
testimony. Jaime M. also testified that he was frightened about testifying at the
preliminary hearing.
At trial, Jaime M. testified appellant was the robber who took his bicycle.
At trial, Steven Z. initially testified he did not recognize appellant. Then, with further
questioning, he acknowledged appellant was the robber who took Jaime M.’s bicycle.
(3) Deputy Skahill’s testimony.
The prosecution had the investigating deputy, Los Angeles Deputy Sheriff
Steven Skahill, a 23-year veteran deputy, testify. Deputy Skahill said that on the date
of appellant’s arrest, the deputy prepared and showed Jaime M. a computer-prepared,
six-pack photographic display. Appellant’s booking photograph was in the No. 2
position in the display. Jaime M. identified appellant as one of the robbers.
On September 12, 2011, Deputy Skahill had Steven Z. look at another copy of
the same six-pack photographic display. Prior to the identification, the deputy had had
each youth read the identification admonishments that were designed to be given
before a six-pack display of photographs is shown to a witness. The deputy testified
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that Steven Z. identified the photograph in the No. 2 position (the booking photograph
of appellant) as the robber. The deputy had Steven Z. write on a copy of the six-pack
display the specifics of his identification. Steven Z. wrote, “Guy No. 2 looks like the
guy I saw. Not 100 percent sure.” Then the deputy observed Steven Z. bend down
closely to the photographic display, look at the No. 2 photograph in the display again
through a frame made by his hands. Steven Z. then told the deputy that he was sure
the No. 2 photograph depicted the robber who had yelled out, “Puente,” pulled out a
knife and took Jaime M.’s bicycle.
Deputy Skahill was asked to describe how he had prepared the six-pack
photographic identification procedures. The deputy replied when appellant became a
suspect in the robberies, he placed appellant’s photograph into the computer-prepared
photographic lineup. He did not assign appellant’s photograph a particular slot in the
display; that was what the computer program for preparing such displays did
automatically.
The deputy explained the computer-generated program randomly selects
100 to 150 booking photographs of other persons of a similar description to that of
perpetrator of the crime. Then a deputy manually selects five other similar-looking
persons from those similar photographs selected by the computer. Sometimes if the
deputy is investigating a suspect from a specific gang, he or she would use only
photographs of similarly-aged youths from that same gang. In this case, from the
deputy’s remarks, it appeared he simply selected five other photographs from the
group of photographs randomly selected by the computer without regard to gang
affiliation.
The deputy said that upon meeting the witness, a deputy shows him or her the
preprinted identification admonishments. He asks the witness to read the
admonishments and whether the witness understands the admonishments. He solicits
any questions concerning the admonishments. At that point, he shows the witness the
six-pack photographic display. The deputy has the witness sign a copy of the six-pack
display, circle the photograph of any photograph selected. Then the deputy has the
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witness write the number of the photograph selected. Under comments, if there are
multiple suspects, the deputy asks the witness to describe in writing exactly what the
person did during the commission of the crime. The comments will distinguish the
person identified from the other perpetrators.
Deputy Skahill explained during cross-examination that he did not interview
Jaime M. and Steven Z. personally prior to preparing the six-pack photographic
display. He obtained a suspect description from the reports prepared on the night of
the robbery. He had been on duty that night and was aware the responding officer had
obtained “a really good physical description” of the suspects. He had concluded it
was unnecessary to speak to the youths personally before using the computer to
prepare the six-pack photographic display.
b. The defense.
In defense, appellant’s girlfriend testified to an alibi. She claimed appellant
was the father of her two young children and baby. She said every night, by 7:00 p.m.,
appellant was at home assisting her with the care of their children. The girlfriend
acknowledged she and appellant ate out frequently and went to the same Jack-in-a-Box
restaurant where the bicycles were stolen. According to the girlfriend and appellant’s
mother, appellant is about 5 feet 3 inches tall and weighs approximately 125 to 130
pounds; he is “skinny.” Appellant has a lot of gang tattoos and never wears knee-
height or long socks that might cover the numerous gang tattoos on his legs.
Appellant declined to testify on his own behalf.
In defense, trial counsel argued misidentification, emphasizing the occasions on
which the youths failed to identify appellant or to give the deputies a description
matching that of appellant. Trial counsel also pointed out there was reasonable doubt
as the reliability of the identification. Inter alia, trial counsel argued the deputies never
examined the surveillance tapes at the restaurant in an attempt to obtain an
independent identification of the robbers. Nor, after discovering appellant frequented
that Jack-in-a-Box restaurant, did they ever attempt to identify appellant by speaking
to the restaurant’s employees.
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In closing, trial counsel asked the jury, “[E]specially go to the testimony of
[Deputy] Skahill, because I think he alone was the person most responsible for putting
[appellant’s photograph in the six-pack photographic display] in front of these two
gentlemen. [¶] . . . [¶] What we do know, there was only one six-pack shown
according to [Jaime M. and Steven Z.]. One six-pack. . . . There was never a series of
photographs shown to these young men. There was never anything shown to these
young men to indicate that maybe it could have been someone else.”
2. Case No. KA095862.
In case No. KA095862, the probation report indicated that on April 28, 2011,
West Covina police officers heard about six to eight gunshots and the screeching of
tires. Appellant and two other occupants of a car then led police officers on a high
speed vehicular pursuit. Appellant and his companions were apprehended after the car
finally stopped. Its occupants then led the officers on a foot pursuit. Appellant’s
companions told the police appellant was the gunman. The police recovered the
firearm, which appellant had discarded during the vehicle pursuit.
DISCUSSION
1. The rereading of testimony during deliberations.
Specifically, appellant contends that in case No. KA095487, the trial court
violated sections 977 and 1138 and committed reversible due process errors by failing
to allow any defense presence at the readback of testimony during jury deliberations
and by failing to obtain any waiver of appellant’s personal presence during readback.
a. Background.
The trial court’s minute orders show that the jury was excused to deliberate at
3:59 p.m. on June 13, 2012. It deliberated that day until 4:13 p.m., when the jury was
excused for day.
After the trial court excused the jury for deliberations on June 13, 2014, the trial
court ascertained the clerk had trial counsel’s office and cellular telephone numbers.
It asked trial counsel to inform its clerk concerning his schedule for the following day.
Trial counsel inquired concerning readback “and that kind of thing.” The trial court
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cited trial counsel to the decisions in People v. McCoy (2005) 133 Cal.App.4th 974
(McCoy), People v. Cox (2003) 30 Cal.4th 916 (Cox)2 and People v. Ayala (2000)
23 Cal.4th 225 (Ayala) and indicated the rereading of testimony during jury
deliberations was not a critical stage of the proceedings. The trial court explained that
its statutory obligations extended only to notifying the parties concerning the issues
raised by the jury, and it said it intended to see that that was done.
The trial court further explained it was its custom to notify trial counsel if the
jury makes an inquiry. In the event of a jury inquiry, the trial court writes down its
proposed reply to the inquiry. The clerk then contacts trial counsel and informs trial
counsel concerning the inquiry and the trial court’s proposed reply. At that point, trial
counsel may raise any objections he wishes and relay any proposed changes to the
clerk, who in turn, notifies the trial court and the prosecutor. If there are differences of
opinion, they attempt to work it out over the telephone, and barring a resolution,
everyone appears in person in court for an on-the-record hearing.
At 9:02 a.m., the following day, June 14, 2012, jury deliberations resumed.
At 10:30 a.m. on June 14, 2012, the jury submitted a question, requesting clarification
of the printing at the bottom of the six-pack photographic display and a definition of
robbery. According to the trial court’s minutes, the prosecutor and trial counsel were
contacted and agreed to the trial court’s proposed reply to the jury’s inquiry, and it was
sent to the jury. The trial court replied to the jury in writing, “The Evidence is what
you have including any testimony about it,” and “See paragraph 2 of instr.[uction]
[No.] 9.40.”
The trial court’s minutes reflect that 10 minutes after obtaining the trial court’s
reply, at 10:45 p.m. on June 14, 2014, the jury asked for the rereading of Deputy
Skahill’s testimony. The June 14, 2004, minute order indicates that at 11:04 a.m., the
2
The decision in Cox, supra, 30 Cal.App.4th 916 was overruled on other grounds
in People v. Doolin (2009) 45 Cal.4th 390, 421 & fn. 22.
8
court reporter entered the jury room to readback the requested testimony. She exited
the jury room at 11:21 a.m.
The jurors broke for lunch between noon and 1:32 p.m. At 1:53 p.m. that day,
the jury buzzed indicating that it had reached a verdict. At 2:43 p.m., the verdicts were
read to appellant in his presence and that of trial counsel.
The reporter’s transcript of the proceedings of the return of the verdicts
discloses that trial counsel raised no objection to the trial court’s procedures
concerning replying to jury’s questions and its request for the reading of testimony
during deliberations.
At the next court appearance, on December 13, 2012, the parties concerned
themselves with the results of their plea negotiations. Trial counsel made no record
concerning any objections appellant had to the trial court’s procedures during
deliberations.
b. The legal principles regarding a defendant’s presence at the
proceedings.
“A criminal defendant, broadly stated, has a right to be personally present at
trial under various provisions of law, including the confrontation clause of the Sixth
Amendment to the United States Constitution, as applied to the states through the due
process clause of the Fourteenth Amendment; the due process clause of the Fourteenth
Amendment itself; section 15 of article I of the California Constitution; and sections
977 and 1043 of the Penal Code.” (People v. Waidla (2000) 22 Cal.4th 690, 741
(Waidla).)
While a criminal defendant has the right to be present at all critical stages of
trial (Rushen v. Spain (1983) 464 U.S. 114, 117), the United States Supreme Court
has never declared the readback of testimony to be a critical stage of the proceedings.
(People v. Butler (2009) 46 Cal.4th 847, 865 (Butler) [defendant not present during
readback of testimony, a discussion of jury instructions and telephonic discussion
with trial counsel on supplemental instruction on the definition of “possession”];
Cox, supra, 30 Cal.4th at p. 963; Ayala, supra, 23 Cal.4th at p. 288; People v. Horton
9
(1995) 11 Cal.4th 1068, 1120; McCoy, supra, 133 Cal.App.4th at pp. 981-983 &
fn. 5.) The accused only has a right “ ‘to be present in his own person whenever his
presence has a relation, reasonably substantial, to the fullness of his opportunity to
defend against the charge.’ ” (McCoy, supra, 133 Cal.App.4th at p. 982, citing
Kentucky v. Stincer (1987) 482 U.S. 730, 745.)
Under state law, the lack of a defendant’s presence during criminal
proceedings becomes a denial of due process only when his presence will be useful or
of benefit to him and his counsel, and the burden is on defendant to demonstrate that
his absence prejudiced his case or denied him a fair and impartial trial. (Cal. Const.,
art 1, § 15; People v. Bloyd (1987) 43 Cal.3d 333, 359-360; see also § 1043.)
A defendant has no right to be present where his presence bears no “ ‘ “reasonably
substantial relation to the fullness of his opportunity to defend against the charge.” ’
[Citations.]” (People v. Jackson (1980) 28 Cal.3d 264, 309, overruled on other
grounds in People v. Cromer (2001) 24 Cal.4th 889, 901 & fn. 3.)
Our own Supreme Court has held that ordinarily the readback of testimony is
not a critical stage of the proceedings requiring a defendant’s presence. (Butler, supra,
46 Cal.4th at p. 865; Cox, supra, 30 Cal.4th at p. 963; People v. Medina (1990)
51 Cal.3d 870, 902-903.)
Section 977 provides in pertinent part, as follows:
“(b)(1) In all cases in which a felony is charged, the accused shall be present at
the arraignment, at the time of plea, during the preliminary hearing, during those
portions of the trial when evidence is taken before the trier of fact, and at the time of
the imposition of sentence. The accused shall be personally present at all other
proceedings unless he or she shall, with leave of court, execute in open court, a written
waiver of his or her right to be personally present, as provided by paragraph (2).
If the accused agrees, the initial court appearance, arraignment, and plea may be by
video, as provided by subdivision (c). [¶] (2) The accused may execute a written
waiver of his or her right to be personally present, approved by his or her counsel, and
the waiver shall be filed with the court. . . .” (Italics added.)
10
Section 1043, subdivision (a), provides: “(a) Except as otherwise provided in
this section, the defendant in a felony case shall be personally present at the trial.”
Sections 977 and 1043 of the Penal Code do not grant a defendant the right to
be personally present, nor is the trial court required to obtain a written waiver from
him, where he does not have such a right under section 15 of article I of the California
Constitution. (Waidla, supra, 22 Cal.4th at p. 742; see also, People v. Bradford (1997)
15 Cal.4th 1229, 1357; accord, e.g., People v. Jackson, supra, 28 Cal.3d at pp. 308-
309 (plur. opn. of Richardson, J.)
In sum, to demonstrate error on grounds of a lack of presence, appellant must
show his personal presence “either was necessary for an ‘opportunity for effective
cross-examination,’ for purposes of the Sixth Amendment’s confrontation clause
(Kentucky v. Stincer, supra, 482 U.S. at pp. 744-745, fn. 17); or would have
‘contribute[d]’ to the trial’s ‘fairness’ in any marginal way, for purposes of the
Fourteenth Amendment’s due process clause (Kentucky v. Stincer, supra, 482 U.S.
at p. 745); or bore a ‘ “ ‘ “reasonably substantial relation to the fullness of his
opportunity to defend,” ’ ” ’ for purposes of section 15 of article I of the California
Constitution and also sections 977 and 1043 of the Penal Code [Citation.]”
(Waidla, supra, 22 Cal.4th at p. 742.)
Mere speculation concerning how a defendant’s presence at the proceedings
would have assisted his defense does not demonstrate error. (Waidla, supra,
22 Cal.4th at p. 742.)
c. Section 1138.
Section 1138 provides:
“After the jury have retired for deliberation, if there be any disagreement
between them as to the testimony, or if they desire to be informed on any point of law
arising in the case, they must require the officer to conduct them into court. Upon
being brought into court, the information required must be given in the presence of, or
after notice to, the prosecuting attorney, and the defendant or his counsel, or after they
have been called.” (Italics added.)
11
Section 1138 has been interpreted to mean that defendant and his counsel not
only must be given notice of any proceedings during the deliberative process. It also
affords the defense the right, once so notified, to be present and to have an opportunity
to have meaningful input into the court’s response to a jury inquiry. (People v. Garcia
(2005) 36 Cal.4th 777, 802 (Garcia); People v. Jenkins (2000) 22 Cal.4th 900, 1026-
1027.)
d. The analysis.
Ordinarily, there is no constitutional right to be present during the readback of
testimony. None of the circumstances here leads us to reach a different conclusion.
Despite any notation in the minutes, this court must assume the trial court followed
through with its usual procedure and contacted trial counsel concerning the rereading
of the testimony. “The general rule is that a trial court is presumed to have been aware
of and followed the applicable law.” (People v. Mosley (1997) 53 Cal.App.4th 489,
496.) On this silent record, we must presume trial counsel was contacted about the
readback of testimony.
Appellant’s arguments that identification was a critical issue at trial and that
defense counsel had directed the jury to review Deputy Skahill’s testimony carefully,
which the jury apparently did, fail to demonstrate specific facts leading to a conclusion
appellant’s presence would have assisted his defense. This jury reached a verdict in a
record amount of time, in a few hours. We decline to speculate there was Watson or
Chapman error in this case that would require a reversal. (Waidla, supra, 22 Cal.4th at
p. 742; People v. Watson (1956) 46 Cal.2d 818, 836; Chapman v. California (1967)
386 U.S. 18, 23.)
Insofar as the decision in Fisher v. Roe (9th Cir. 2001) 263 F.3d 906 overruled
on other grounds by Payton v. Woodford (9th Cir. 2003) 346 F.3d 1204, 1217
(en banc), overruled by Brown v. Payton (2005) 544 U.S. 133 [161 L. Ed. 2d 334],
may support appellant’s contention, we decline to follow the decision. This court is
not bound by decisions of the lower federal courts, even on federal questions.
12
(People v. Crittenden (1994) 9 Cal.4th 83, 120 & fn. 3; People v. Burton (1989)
48 Cal.3d 843, 854; People v. Bradley (1969) 1 Cal.3d 80, 86.)
The decisions in People v. Frye (1998) 18 Cal.4th 894, 1007 (Frye), overruled
on other grounds in People v. Doolin, supra, 45 Cal.4th at p. 421, and Garcia, supra,
36 Cal.4th at p. 801, are distinguishable on their facts. The decision in Frye involved
a trial court’s denial of the jury’s right to have testimony reread during deliberations.
Here, the trial court complied with the jury’s request. (Frye, supra, at pp. 1007-1008.)
And the appellate court found even if there was section 1138 error, it was harmless.
In Garcia, the trial court barred the defendant and his counsel from attending a return
visit to the crime scene requested by the jury during deliberations, and the California
Supreme Court held section 1138 afforded the defendant and his counsel a right to
be present during any jury view of the crime scene. (Garcia, supra, 36 Cal.4th at
pp. 801-803.)
2. Section 2900.5 Credit.
Appellant contends the trial court miscalculated his actual days of custody
credit, and he is entitled to two additional days of custody credit.
At sentencing, appellant was granted section 2900.5 presentence credit of 460
days of custody credit and 69 days of conduct credit, for a total of 529 days of credit.
The attorney general concedes the contention has merit. Appellant was arrested
on September 9, 2011 and sentenced on December 13, 2012. Thus, he is entitled to
462 days of custody credit. (People v. Smith (1989) 211 Cal.App.3d 523, 525-526.)
Commensurate with the 462 days of custody credit, his conduct credit for that period
measured at 15 percent and is 69 days. (People v. Ramos (1996) 50 Cal.App.4th 810,
818-821.)
Accordingly, we will modify the judgment to award appellant the appropriate
custody credit.
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DISPOSITION
The judgment in case No. KA095487 is modified to award appellant 531 days
of presentence section 2900.5 credits, consisting of 462 days of custody credit and
69 days of conduct credit.
In all other respects, the judgments are affirmed.
The superior court shall have its clerk prepare and send new, amended abstracts
of the judgments to the California Department of Corrections and Rehabilitation
showing the award of two additional days of section 2900.5 custody credit.
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
KLEIN, P. J.
We concur:
KITCHING, J.
ALDRICH, J.
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