Filed 4/14/14 P. v. Hicks CA2/4
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION FOUR
THE PEOPLE, B247303
Plaintiff and Respondent, (Los Angeles County
Super. Ct. No. BA378352)
v.
ANISHA A. HICKS,
Defendant and Appellant.
APPEAL from judgment of the Superior Court of Los Angeles County, Dennis J.
Landin, Judge. Affirmed.
Law Offices of John F. Schuck and John F. Schuck, under appointment of the
Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Lance E. Winters, Assistant Attorney General, Linda C. Johnson and Ryan M.
Smith, Deputy Attorneys General, for Respondent and Plaintiff.
Defendant Anisha A. Hicks appeals from her conviction by jury trial of vehicular
manslaughter without gross negligence (Pen. Code, §191.5, subd. (b)), driving under the
influence of alcohol (Veh. Code, § 23153, subd. (a)) and driving with a blood alcohol
level of .08 per cent or greater (Veh. Code, § 23153, subd. (b)), and, with respect to the
Vehicle Code violations, the jury’s true finding that she caused great bodily injury (Pen.
Code, § 12022.7, subd. (a)). Two issues are raised on appeal: that trial counsel for
defendant rendered ineffective assistance by failing to object to bad character evidence
elicited by the prosecutor and, in a related argument, that the trial court erred in refusing
to allow defendant to present good character evidence in rebuttal. We find no basis for
reversal, and affirm the judgment of conviction.
FACTUAL AND PROCEDURAL SUMMARY
We review the record under familiar appellate principles. As to the substantiality
of the evidence, we review it in the light most favorable to the judgment, and presume the
existence of every fact the trier of fact could reasonably deduce from the evidence.
(Jackson v. Virginia (1979) 443 U.S. 307; People v. Lewis (1990) 50 Cal.3d 262; and
People v. Johnson (1980) 26 Cal.3d 557, 578.) That is not a difficult task in this case as
there is little disagreement about the facts.
Sometime in the early morning of September 11, 2010, defendant was driving her
car northbound on the 101 Freeway. She drove onto the Vermont off ramp. At the time
she was driving at 50 miles per hour. The car veered off the ramp onto a steep slope.
The slope was covered with vegetation, including trees and bushes. A homeless man,
Adon Rodriguez, had erected a shelter on the slope and apparently was resting there
when he was struck by defendant’s vehicle. He rolled some 30 feet down the slope. The
car came to a stop when it slammed into a tree. Defendant and her passenger exited the
car and walked off the slope to a nearby gas station. At the station defendant called her
automobile association asking that a tow truck be sent to the location of her car since it
was stuck against a tree. After waiting about an hour, defendant called 911 and said she
needed help. Asked if she needed the police, she answered that she did not. She also
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said that there had not been an accident but that her vehicle was stuck at the tree. Her
companion got a ride home and defendant walked back to the scene of the collision. By
that time, about 3:30 a.m., fire equipment and personnel had arrived and were hosing
down the vehicle, which was still smoking.
California Highway Patrol officers also arrived. Defendant identified her vehicle
and said that it had veered off the road onto the slope. She showed signs of being under
the influence: her breath smelled of alcohol, her eyes were watery, her speech was
slurred, and she was unsteady on her feet. She explained that she had turned onto the off
ramp, at 50 miles per hour, when she lost control of the car. She said that her brakes had
failed. Defendant acknowledged that she had consumed alcohol, but only a single mixed
cocktail, which she had drunk at about 9:00 the previous evening. She had been at the
Nokia theater. She also had eaten some time before the cocktail. Field sobriety tests
were taken. They indicated that defendant had a blood alcohol level of .154 percent (at
4:22 a.m.), followed by a reading of .144 percent two minutes later.
She was then arrested for driving under the influence of alcohol. Inside the patrol
vehicle an officer informed her that a person had been killed. Defendant responded, “Is
he dead?” Informed that he was, she asked, “Well, is he dead dead?” Informed again
that he was, she remained quiet for the rest of the ride to the police station. Blood was
taken there, at 6:11 in the morning; it revealed a blood alcohol reading of .13 per cent.
The accident scene showed a furrow cut into the ground from the point where the
vehicle left the off ramp, down the slope, to the tree against which it came to rest and
caught on fire. A post-mortem examination showed that the victim’s chest cavity had
been crushed in a manner consistent with having been rolled over by a car.
Defendant presented a defense, but did not testify.
An examination of the vehicle’s braking system indicated that the master cylinder
and a brake line hose had melted and therefore could not be examined, and that the rest of
the brake system was in good working order.
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Defendant was sentenced to two years in prison (the middle term) for vehicular
manslaughter without gross negligence. Sentence was stayed for the Vehicle Code
offenses and the great bodily injury enhancement. She filed a timely notice of appeal.
DISCUSSION
I
Defendant’s principal argument on appeal is prejudice resulting from
ineffectiveness of her trial attorney. The claim is based on the allegation that the
prosecutor elicited evidence that defendant showed no remorse when questioned at the
accident scene. Three passages are cited.
In the first, one of the responding Highway Patrol officers was asked whether,
after he informed defendant that someone had died, “Did she appear to show any
remorse?” The answer was, “At the time, no.” In the second, after he recounted
defendant’s repeated question whether the victim was “dead, dead,” the officer was
asked: “Did she appear to show any remorse?” The answer was, “No.” In the third, the
officer was asked on cross-examination by defense counsel, “It’s your testimony Ms.
Hicks at no time showed any compassion?”, to which the response was, “Correct.” The
officer was next asked whether he ever saw defendant “break down after hearing
somebody died?”, to which he answered, “No, not that I recall. Definitely not in the
patrol vehicle.”
There was no objection, motion to strike, or request for a jury admonition as to
any of these questions or responses. On appeal, defendant argues that the failure to
object or seek some other kind of relief deprived her of the effective representation by
counsel to which she is entitled. The point is raised on both statutory and constitutional
grounds, including claims of federal constitutional error.1
1
Plaintiff argues that failure to raise the federal constitutional ground forfeits that
claim on appeal. We do not agree that the claim is forfeited. (See People v. Dement
(2011) 53 Cal.4th 1, 32, fn. 6; People v. Boyer (2006) 38 Cal.4th 412, 441, fn. 17.)
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A claim of ineffective representation based on a failure to object is cognizable on
appeal. But the bar is high. As reiterated by our Supreme Court, “We have repeatedly
stressed ‘that “[if] the record on appeal sheds no light on why counsel acted or failed to
act in the manner challenged[,] . . . unless counsel was asked for an explanation and
failed to provide one, or unless there simply could be no satisfactory explanation” the
claim on appeal must be rejected.’ [Citations.]” (People v. Mendoza Tello (1997) 15
Cal.4th 264, 266.) Thus, it must appear “that the omission or omissions were not
attributable to a tactical decision which a reasonably competent, experienced criminal
defense attorney would make. [Citation.]” (People v. Williams (1988) 44 Cal.3d 883,
936.) The principle of deferential scrutiny on appeal is grounded, in part, on the danger
of second-guessing where claims of ineffective assistance of counsel are made. ‘“[I]t is
all too easy for a court, examining counsel’s defense after it has proved unsuccessful, to
conclude that a particular act or omission of counsel was unreasonable.’” (People v.
Ledesma (1987) 43 Cal.3d 171, 216 (Ledesma), quoting from the United States Supreme
Court decision in the leading case in the field, Stickland v. Washington (1984) 466 U.S.
668, 689, hereafter, Strickland.) And, as Ledesma also instructs, second-guessing the
quality of legal representation at trial could adversely affect the quality of trial counsel
and the functioning of the criminal justice system, as trial attorneys may be tempted to
exercise discretion principally to defend themselves against the clients’ claims of
ineffective assistance after trial. (Ledesma, at p. 216.)
More particularly, in reviewing a claim of ineffective assistance of counsel,
reviewing courts defer to the attorney’s reasonable tactical decisions; indeed, “there is ‘a
strong presumption that counsel’s conduct falls within the wide range of reasonable
professional assistance. [Citations.]’” (People v. Jones (2003) 29 Cal.4th 1229, 1254.)
Tactical decisions by trial counsel generally are not deemed reversible, and the attorney’s
decision-making must be evaluated in the context of the available facts. “[I]n the usual
case, where a counsel’s trial tactics or strategic reasons for challenged decisions do not
appear on the record, we will not find ineffective assistance of counsel on appeal unless
there could be no conceivable reason for counsel’s acts or omissions. [Citations.]” (Id.,
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at p. 1254.) And “[f]ailure to object rarely constitutes constitutionally ineffective legal
representation. [Citation.]” (People v. Boyette (2002) 29 Cal.4th 381, 424.)
Strickland also holds that a reviewing court may choose to examine the issue of
resulting prejudice before or even without reaching the issue of competent representation.
Indeed, it may be preferable to do so. (Strickland, supra, at 466 U.S. 697.) California
follows the same approach. (See In re Cox (2003) 30 Cal.4th 974, 1019; People v.
Fosselman (1983) 33 Cal.3d 572, 583.)
Following that guidance, we discuss the issue of error only briefly. Defendant
argues there is no justifiable basis for trial counsel not to have raised some kind of
objection to the prosecutor’s questions about her lack of remorse. But it is not at all clear
that the prosecution’s questions sought to elicit irrelevant evidence. They were asked in
the context of defendant’s behavior at the scene. There was no showing that she even
knew that her car had struck someone during the initial field questioning. She was
concerned about having her car towed away. And this question bore on the extent to
which she was intoxicated, which in turn informed the likelihood that she had driven
under the influence of alcohol. At that point she had nothing beyond her own property
and inconvenience to be remorseful about. Once informed that someone had been killed
in the accident, she asked a question to verify that was really so and, on being informed
that it was, said nothing more.
Second, trial counsel may well have made the not uncommon tactical decision to
do nothing that might invite closer jury scrutiny toward defendant’s behavior, such as an
objection or even an admonition might have done. As we shall discuss, the situation
might have been different depending on how, if at all, the prosecutor chose to treat the
exchange in summation. But she never raised it again.
Of course, counsel could have asked for a sidebar, some sort of pinpoint jury
instruction, admonition, or done something else. Based on the record we have, we cannot
say that the decision of defense counsel not to object was so deficient, if deficient at all,
as to deprive defendant of her constitutional right to effective assistance.
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Thus, the claim of ineffective representation fails on the first prong of the inquiry:
insufficient representation was not shown. But even if we were to conclude that it
succeeded, no prejudice has been shown.
The burden of proving resulting prejudice from ineffective assistance of counsel is
on the defendant asserting that claim, and the burden is proof by a preponderance of the
evidence. To prevail, the defendant must demonstrate that trial counsel’s representation
fell below an objective standard of reasonableness. A reasonable probability is one that
is sufficient to undermine confidence in the outcome. (People v. Weaver (2001)
26 Cal.4th 876, 92 and cases cited.)
Here, the showing is far short of that standard. First, the evidence of guilt was
strong. While defendant admitted having only a single drink hours before the accident,
her blood alcohol level belied the claim. It was elevated far above the standard of .08
percent. She was unsteady, her speech was slurred, her eyes watery, and her breath
smelled of alcohol. This was her condition when interviewed more than an hour after the
accident (we know that because she said she had been waiting for over an hour for the
tow truck to appear). The decedent was hit when defendant’s car exited onto an off ramp
at 50 miles per hour. It left a path of debris from the off ramp curb to the shelter where
the homeless man was resting, and on to the tree into which it collided and burned. The
claim that her brakes had suddenly failed was not credible and, understandably, it was not
credited. The braking system was inspected and, except where it had melted due to the
collision and fire, showed no sign of being out of order. A review of the record
demonstrates that trial counsel did what he could with what he had to work with, but the
jury was not persuaded.
Against this we have the responses of California Highway Patrol officers under
questioning that defendant did not demonstrate remorse. That is hardly surprising. As
we have discussed, these answers were in the context of her reaction when she returned to
the scene of the accident and, so far as the evidence shows, she did not know that anyone
had been injured, let alone killed.
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The calculus of possible prejudice might be different if, in opening or closing
summation, the prosecutor had tried to capitalize on these responses, to portray defendant
as a remorseless, callous individual. (See People v. Guiton (1993) 4 Cal.4th 1116 [where
prosecutor urges conviction on two theories, only one of which is supported by
substantial evidence, error in the conviction is not reversible unless prosecutor argued the
invalid ground to the jury].) Here, lack of remorse was not mentioned at all by the
prosecutor. Defense counsel referred to it in argument only obliquely. Referring to the
fact that defendant had called 911 for assistance, an act which, counsel argued, would
make no sense if one did not know someone had been killed, he argued “Who calls 911 if
you’re asking for triple A. You call triple A. If she’s this evil person with no remorse,
why does she call 911? Let’s use common sense and logic here.”
There is no basis to conclude that, if error occurred by the prosecutor asking about
remorse or by defense counsel not objecting, the outcome of the case would have been
different without the error. The error, if there was one, was harmless under any standard.
II
In her case-in-chief, defendant sought to present testimony of her father about the
condition of the car defendant was driving (which he had given to her), and about her
good character, to rebut “her supposed lack of remorse and claimed propensity for lying.”
Her attorney argued that the prosecutor’s evidence had painted her as “some kind of
person that has no remorse for what happened here . . . [T]hey have essentially put her
bad character into evidence.” Counsel argued that her father would testify that she was
suicidal, had lost weight and had trouble sleeping,” which would rebut the prosecutor’s
allegations “that she’s somehow not remorseful.” The prosecutor objected, arguing that
she had done no such thing. She argued that character is admissible only if relevant to
the charge, and in this case “the fact that Ms. Hicks is college educated and a nice person
and the other testimony that counsel would seek to elicit from Mr. Hicks is nothing more
than testimony designed to evoke sympathy from the jury[,] which is impermissible.”
The court ruled that it would allow the father to testify about the car, but not about
defendant’s character because her character was not relevant. Defendant’s attorney
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rejoined that defendant’s sister had testified about their relationship, and that was allowed
over objection. The father’s testimony, counsel argued, was no different. The court
responded that this would be true if defendant testified.
At that point defendant’s counsel stated that he “wasn’t offering her college
background to suggest that, because she’s college educated, she’s honest. That would be
character. What I’m saying is that the jury should be allowed to hear—whether she takes
the stand or whether Mr. Hicks takes the stand, a jury is entitled to learn some
background just like they would learn any background on any other witness. So the
analysis of whether or not Mr. Hicks could testify as to her honesty and veracity I
understand is not coming in as to character. I was asking the court to allow Mr. Hicks to
testify as to her background, not for the purposes of character, but just so the jury has an
idea of who she is, and that could be established not only if she testifies but any witness
with knowledge. Obviously a father would have knowledge of his daughter’s educational
background.” The court excluded this proffer as irrelevant.
First, the statement of defense counsel disavowed any purpose of seeking to
present the father’s testimony on character. That effectively waived the argument that
defendant was entitled to present such testimony. Defendant’s college education and
“background” had nothing to do with the case.
Beyond this, the purpose previously espoused by defense counsel was that the
evidence would go to rebut the implied claim that defendant was not remorseful. As the
trial court pointed out when the issue was first raised, the testimony from the Highway
Patrol officers was about whether she was remorseful at the time of their encounter, not
whether she was remorseful at a later time. As the trial court pointed out, the situation
would have been different if defendant had testified at trial (See Evid. Code, § 786). But
she did not, and the evidence was properly excluded under Evidence Code, section 1101.
We also note that the facts, if they are the facts, that defendant had indicated
remorse in the days and weeks following the accident and had lost sleep and was even
suicidal are more readily explained by her facing by then, felony charges and a possible
prison term. Except, perhaps, for a hardened criminal, that might well cause anyone to
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lose sleep and suffer anxiety. While neither side nor the court appears to have expressly
argued the application of Evidence Code section 352 to the facts presented here, the
concept embodied in that statute bears on whether excluding the proffered evidence, if
error at all, was harmless: the probative value of the evidence was minimal at best.
We find no abuse of discretion in the trial court’s rulings nor harm or error in its
exclusion of the proffered evidence.
DISPOSITION
The judgment is affirmed.
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
EPSTEIN, P. J.
We concur:
WILLHITE, J.
EDMON, J.*
*Judge of the Los Angeles Superior Court, assigned by the Chief Justice pursuant
to article VI, section 6 of the California Constitution.
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