Case: 13-13459 Date Filed: 05/29/2014 Page: 1 of 8
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 13-13459
Non-Argument Calendar
________________________
D.C. Docket No. 0:98-cr-06092-WJZ-4
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
KATHIA FARFAN,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Southern District of Florida
________________________
(May 29, 2014)
Before HULL, WILSON and ANDERSON, Circuit Judges.
PER CURIAM:
Case: 13-13459 Date Filed: 05/29/2014 Page: 2 of 8
Kathia Farfan appeals her 144-month sentence for conspiracy to possess
with intent to distribute cocaine, in violation of 21 U.S.C. §§ 841(a)(1) and 846.
After Farfan pled guilty in September 1998, she fled the country and failed to
appear at her January 1999 sentencing hearing. In 2013, Farfan was apprehended
in Mexico and returned to the United States for sentencing.
On appeal, Farfan argues that her 144 month sentence, which is seven
months below the advisory guidelines range: (1) is procedurally unreasonable
because the district court denied her a three-level reduction for acceptance of
responsibility; and (2) is substantively unreasonable. After review, we affirm.
I. DISCUSSION
“We review the reasonableness of a sentence for an abuse of discretion using
a two-step process.” United States v. Tuner, 626 F.3d 566, 573 (11th Cir. 2010).
We look first at whether the district court omitted any significant procedural error,
such as miscalculating the advisory guidelines range, treating the guidelines as
mandatory, failing to consider the 18 U.S.C. § 3553(a) factors, selecting a sentence
based on clearly erroneous facts, or failing to adequately explain the chosen
sentence. United States v. Pugh, 515 F.3d 1179, 1190 (11th Cir. 2008). Then, we
examine whether the sentence is substantively unreasonable under the totality of
the circumstances and in light of the § 3553(a) factors. Id. We will remand for
resentencing only if the district court “committed a clear error of judgment in
2
Case: 13-13459 Date Filed: 05/29/2014 Page: 3 of 8
weighing the § 3553(a) factors by arriving at a sentence that lies outside the range
of reasonable sentences dictated by the facts of the case.” United States v. Irey,
612 F.3d 1160, 1190 (11th Cir. 2010). The party challenging the sentence bears
the burden to show that it is unreasonable. United States v. Tome, 611 F.3d 1371,
1378 (11th Cir. 2010).
A. Procedural Reasonableness
As to procedural reasonableness, the district court did not err in denying
Farfan a reduction for acceptance of responsibility. We ordinarily review for clear
error a district court’s determination of acceptance of responsibility. United States
v. Amedeo, 370 F.3d 1305, 1320 (11th Cir. 2004). However, because Farfan did
not object to the denial of the acceptance of responsibility reduction at sentencing,
our review of this guidelines calculation issue is limited to plain error. See United
States v. Barrington, 648 F.3d 1178, 1195 (11th Cir. 2011). Farfan has not shown
error, much less plain error, with respect to acceptance of responsibility.
The Sentencing Guidelines provide for a two-level decrease in the
defendant’s offense level if the defendant “clearly demonstrates acceptance of
responsibility for his offense.” U.S.S.G. § 3E1.1(a). Although entry of a guilty
plea before trial is evidence of acceptance of responsibility, a defendant who
pleads guilty “is not entitled to an adjustment . . . as a matter of right.” Id., cmt.
n.3. Furthermore, except in “extraordinary cases,” a defendant is not entitled to an
3
Case: 13-13459 Date Filed: 05/29/2014 Page: 4 of 8
acceptance of responsibility reduction if the defendant received an obstruction of
justice enhancement under U.S.S.G. § 3C1.1. Id., cmt. n.4 (explaining that
“[c]onduct resulting in an enhancement under § 3C1.1 . . . ordinarily indicates that
the defendant has not accepted responsibility for his criminal conduct,” but
acknowledging that there may be “extraordinary cases in which adjustments under
§§ 3C1.1 and 3E1.1 may apply”).
Here, Farfan received an obstruction of justice enhancement under U.S.S.G.
§ 3C1.1 because she did not appear at her initial sentencing hearing, and instead
fled the country, lived as a fugitive for over a decade, and only returned to face
punishment after being apprehended by Mexican authorities. See U.S.S.G.
§ 3C1.1, cmt. n.4(E) (explaining that the obstruction of justice increase applies if
the defendant escapes custody before sentencing or willfully fails to appear for a
judicial proceeding as ordered). Farfan did not object to the obstruction of justice
increase in the district court, and she does not challenge its application on appeal.
Farfan also does not argue that hers is an “extraordinary case” in which both the
obstruction of justice increase and the acceptance of responsibility reduction
should apply.
Instead, Farfan points out that she pled guilty to, and was sentenced for,
failure to appear, in violation of 18 U.S.C. § 3146(a)(1), in a separate criminal
action. See United States v. Farfan, 0:04-CR-60238 (S.D. Fla. 2013). Farfan,
4
Case: 13-13459 Date Filed: 05/29/2014 Page: 5 of 8
however, does not explain how this fact entitles her to an acceptance of
responsibility reduction in her drug conspiracy case or cite to any authority
supporting such a proposition. In any event, Farfan did not plead guilty to failure
to appear until July 26, 2013, two weeks after her July 12, 2013 sentencing hearing
in this case. Thus, the district court could not have considered Farfan’s guilty plea
and sentence for failure to appear in deciding whether she should receive credit for
acceptance of responsibility. Notably, too, prior to her sentencing for her failure to
appear offense, Farfan argued in a sentencing memorandum for a downward
variance on that offense because she already was punished for her failure to appear
by receiving a two-level obstruction of justice enhancement in this drug case. This
argument appears to have held some sway, as the district court imposed a one-day
prison term on her failure to appear offense.
Farfan also argues that the district court erred in denying her safety-valve
relief pursuant to 18 U.S.C. § 3553(f) and U.S.S.G. § 5C1.2. A review of the
record reveals, however, that the district court found that Farfan qualified for
safety-valve relief, decreased her offense level by two levels, pursuant to U.S.S.G.
§§ 2D1.1(b)(16) and 5C1.2(a)(1)-(5), and sentenced her without regard to the ten-
year statutory mandatory minimum for her drug offense.
5
Case: 13-13459 Date Filed: 05/29/2014 Page: 6 of 8
For all these reasons, the district court did not err in refusing to reduce
Farfan’s offense level for acceptance of responsibility, and Farfan has not shown
that her sentence is procedurally unreasonable.
B. Substantive Reasonableness
Farfan also has not shown that her 144-month sentence is substantively
unreasonable. Farfan’s sentence is seven months below the advisory guidelines
range of 151 to 188 months and well-below the statutory maximum life sentence,
two indications of reasonableness. See United States v. Gonzalez, 550 F.3d 1319,
1324 (11th Cir. 2008); United States v. Hunt, 526 F.3d 739, 746 (11th Cir. 2008).
Further, the facts and the § 3553(a) factors support the district court’s
decision to vary downward by seven months and impose a 144-month sentence. 1
Farfan participated in a substantial drug conspiracy, and at the time of her arrest,
she was transporting approximately $400,000 of cocaine.
As Farfan pointed out at her sentencing, she promptly pled guilty and
cooperated with the government, which led other charged members of the drug
conspiracy to enter guilty pleas as well. However, Farfan then failed to appear at
1
The § 3553(a) factors include: (1) the nature and circumstances of the offense and the
history and characteristics of the defendant; (2) the need to reflect the seriousness of the offense,
to promote respect for the law, and to provide just punishment for the offense; (3) the need for
deterrence; (4) the need to protect the public; (5) the need to provide the defendant with needed
educational or vocational training or medical care; (6) the kinds of sentences available; (7) the
Sentencing Guidelines range; (8) pertinent policy statements of the Sentencing Commission; (9)
the need to avoid unwarranted sentencing disparities; and (10) the need to provide restitution to
victims. 18 U.S.C. § 3553(a).
6
Case: 13-13459 Date Filed: 05/29/2014 Page: 7 of 8
her own sentencing and fled the country, living as a fugitive for over 14 years
before she was arrested and returned to the United States for sentencing. Given the
substantial quantity of drugs involved in her offense and her demonstrated lack of
respect for the law and the need for deterrence based on her failure to appear and
subsequent flight, the district court did not abuse its discretion by varying
downward by only seven months.
Farfan contends that the district court denied her “the intent” of the safety
valve provision by sentencing her above the ten-year mandatory minimum. But
§ 3553(f) merely states that when a defendant meets the relevant criteria a
sentencing court shall impose a sentence in accordance with the advisory
guidelines “without regard to any statutory minimum sentence,” which the district
court explicitly did here. See 18 U.S.C. § 3553(f) (emphasis added); see also
U.S.S.G. § 5C1.2(a). Section 3553(f) does not require a district court to impose a
sentence below the ten-year statutory minimum term or even to vary downward
from the advisory guidelines range. The fact that the district court chose not to
vary down to the mandatory minimum does not make Farfan’s sentence
unreasonable.
There is also no merit to Farfan’s claim that her 144-month sentence created
an unwarranted sentencing disparity with one of her codefendants, Raymond Place,
who received a 72-month sentence. For a disparity between sentences to be
7
Case: 13-13459 Date Filed: 05/29/2014 Page: 8 of 8
unwarranted, the two defendants must be similarly situated. See United States v.
Docampo, 573 F.3d 1091, 1101-02 (11th Cir. 2009); United States v. Spoerke, 568
F.3d 1236, 1252 (11th Cir. 2009). Farfan failed to provide contextual information
about codefendant Place, such as his advisory guidelines calculations and his
cooperation with the government, which would show that he and Farfan are
similarly situated.
Furthermore, there is no allegation that Place absconded, much less for 14
years. Because of her flight, Farfan received a two-level obstruction of justice
increase and was denied a three-level reduction for acceptance of responsibility.
For this additional reason, Farfan has not shown that she and Place are similarly
situated.
Under the totality of the circumstances, we cannot say that the district court
committed a clear error of judgment and imposed a sentence outside the range of
reasonable sentences.
AFFIRMED.
8