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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 13-15015
Non-Argument Calendar
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D.C. Docket No. 1:11-cv-00097-MP-CAS
MICHAEL C. CARTER,
Plaintiff-Appellant,
versus
CAROLYN W. COLVIN,
Defendant-Appellee.
________________________
Appeal from the United States District Court
for the Northern District of Florida
________________________
(June 16, 2014)
Before HULL, MARCUS and KRAVITCH, Circuit Judges.
PER CURIAM:
Michael Carter appeals the district court’s order affirming the Social
Security Administration’s (SSA) partially favorable disability determination. After
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a thorough review, we affirm.
I.
The procedural history of this case is long and complicated, spanning more
than seventeen years, three Administrative Law Judges (ALJs), and numerous
remands. We recount it only briefly to place the current issues in context. Carter
first filed for disability benefits in 1996, alleging a disability onset date of
December 31, 1994 due to a back injury and several unsuccessful surgeries. After
an unfavorable determination, he appealed. The case was eventually remanded to
the ALJ with instructions to address what weight the ALJ had given to a state
Workers’ Compensation determination that Carter was totally and permanently
disabled as of February 27, 1996.1 On remand, in a March 2004 order, the ALJ
addressed at length the weight to be given to a state Workers’ Compensation
determination under this Circuit’s case law and the social security regulations. The
ALJ then explained his reasons for giving it little weight in Carter’s case,
specifically that the record lacked any evidence to show the basis for the disability
determination, as the only evidence submitted from Workers’ Compensation were
a stipulation agreement and settlement order in which the parties agreed that Carter
was totally disabled.
During the pendency of the 1996 application, Carter filed another
1
The Workers’ Compensation stipulation in the record indicates that the state agency found Carter temporarily
disabled from March 5, 1992, through February 29, 1996. The agency found Carter totally and permanently
disabled as of February 27, 1996.
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application for benefits in 2000. He was awarded benefits from July 28, 2000. In
an order dated September 2004, the ALJ stated that he was adopting the ALJ’s
findings from the March 2004 order with respect to the weight given to the
Workers’ Compensation determination.
Carter appealed the March and September 2004 ALJ decisions. The
government moved for remand of the September 2004 order to address the weight
given to the Workers’ Compensation determination. The district court remanded
both 2004 decisions, after which the Appeals Council consolidated the cases,
reassigned the case, and instructed the new ALJ to rule on all issues for the entire
relevant period beginning December 31, 1994. The Appeals Council also
instructed the ALJ to “rearticulate” the weight given to the Workers’
Compensation determination that Carter was disabled, consistent with this
Circuit’s case law and the social security regulations.
In 2008, after a hearing, the ALJ determined that Carter was not disabled at
any time during the relevant period. The ALJ adopted the previous findings
regarding the Workers’ Compensation determination and declined to give it weight
because there was no indication of the facts or standards used in issuing the
determination. The ALJ noted that there was no new evidence about the Workers’
Compensation benefits in the record.
Carter appealed the 2008 unfavorable decision. On judicial review, the
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district court ordered a remand for additional vocational expert (VE) testimony. In
2011, the same ALJ concluded that Carter was disabled as of October 26, 1996, but
not before. Carter again appealed, and the district court affirmed the
Commissioner’s decision, leading to the present appeal.
II.
We review the Commissioner’s decision in order to determine whether it is
supported by substantial evidence. Crawford v. Comm’r of Soc. Sec., 363 F.3d
1155, 1158 (11th Cir. 2004). Substantial evidence is “more than a scintilla” and is
such relevant evidence as a reasonable person would accept as adequate to support
a conclusion. Id. We will not reweigh the evidence and decide facts anew, and
must defer to the ALJ’s decision if it is supported by substantial evidence even if
the evidence in the record may preponderate against the ALJ’s decision. See Dyer
v. Barnhart, 395 F.3d 1206, 1210 (11th Cir. 2005).
The Commissioner uses a five-step, sequential evaluation process to
determine whether a claimant is disabled. Winschel v. Comm’r of Soc. Sec., 631
F.3d 1176, 1178 (11th Cir. 2011). This process includes an analysis of whether the
claimant: (1) is currently engaged in substantial gainful activity; (2) has a severe
and medically determinable impairment; (3) has an impairment, or combination
thereof, that meets or equals a Listing in the SSA regulations, and meets the
duration requirement; (4) can perform his past relevant work, in light of his
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residual functional capacity (RFC); and (5) can make an adjustment to other work,
in light of his RFC, age, education, and work experience. Id.; 20 C.F.R.
§§ 404.1520(a)(4), 416.920(a)(4).
The ALJ has a duty to make clear the weight accorded to each item of
evidence and the reasons for those decisions, so as to enable a reviewing court to
determine whether the ultimate decision is based on substantial evidence. Cowart
v. Schweiker, 662 F.2d 731, 735 (11th Cir. 1981). Although the ALJ’s explanation
of the decision need not account for every piece of evidence, Dyer, 395 F.3d at
1211, it must sufficiently explain the weight given to “obviously probative”
evidence, Cowart, 662 F.2d at 735 (quotation omitted).
Pursuant to SSA regulations, a decision by any nongovernmental agency or
any other governmental agency about whether a claimant is disabled based on its
own rules is “not [the SSA’s] decision about whether [the claimant is] disabled,” as
the SSA must makes its determination based on Social Security law. 20 C.F.R.
§ 404.1504. Thus, “a determination made by another agency that [a claimant is]
disabled . . . is not binding on [the SSA].” Id. But findings of disability by another
agency are still “entitled to great weight.” Bloodsworth v. Heckler, 703 F.2d 1233,
1241 (11th Cir. 1983); see also Falcon v. Heckler, 732 F.2d 827, 831 (11th Cir.
1984). In Falcon, we determined that even though the definitions for disability
under Florida law and SSA regulations differed, the Florida Supreme Court had
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interpreted the Florida Workers’ Compensation statute so that it “operates
similarly” to the SSA’s definition and thus, because “the two disability definitions
are construed in a like manner,” the ALJ erred in not giving great weight to the
Florida agency’s finding regarding disability. Falcon, 732 F.2d at 831.
Here, the ALJ applied the five-step sequential evaluation and determined, at
steps one and two, that from December 31, 1994, onward Carter was not engaged
in substantial gainful activity and had the following severe impairments: (1) status-
post several back surgeries; (2) right hand weakness; (3) a history of depression
and alcohol abuse; and, beginning on October 26, 1996, (4) affective mood
disorder. But the ALJ concluded that these impairments did not meet or equal a
listed impairment, and for the period at issue Carter had the RFC to perform
sedentary work with various limitations. The ALJ stated that in making this
finding she considered all symptoms and the extent to which those symptoms
could reasonably be accepted as consistent with the objective medical evidence and
other evidence. The ALJ concluded that Carter was not fully credible regarding
his symptoms, functional limitations, or inability to work prior to October 26,
1996.
Carter argues that the ALJ’s decision is not supported by substantial
evidence, as the medical record shows he was disabled as of December 31, 1994,
and the ALJ failed to give the proper weight to the state Workers’ Compensation
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determination. We disagree on both issues.
First, the previous ALJ decisions in Carter’s case offered explanations for
their rejection of the Workers’ Compensation determination. Subsequent decisions
adopted the original finding, and offered additional explanation for rejecting the
state determination. Specifically, the ALJ in March 2004 engaged in a lengthy
discussion of his rejection of the Workers’ Compensation determination, noting
that the only evidence in the record was a stipulation that Carter was disabled.
There was nothing to establish the factual basis for this determination — the
documents did not even identify the injury that rendered Carter disabled — and, as
such, the ALJ gave it little weight. Subsequent ALJs repeated this as the basis for
rejecting the determination, and the most recent ALJ opinion also noted that there
had been no additional evidence submitted regarding the Workers’ Compensation
findings. We cannot conclude that the ALJ failed to give the Workers’
Compensation determination proper weight. Cf. Falcon, 732 F.2d at 831.
Moreover, in the most recent remand, the district court instructed the ALJ to
take additional testimony from a VE. But the district court explicitly rejected
Carter’s argument that the ALJ failed to weigh the Workers’ Compensation
determination properly. We see no error in the district court’s conclusion, adopted
from the magistrate judge’s report, that the ALJ sufficiently addressed the
Workers’ Compensation determination.
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Turning to the medical record, we conclude that substantial evidence
supports the ALJ’s finding that Carter was not disabled between December 31,
1994, and October 25, 1996.
Dr. Parr, an orthopedist, opined, both before and after Carter’s fusion
procedure in December 1994, that Carter should consider returning to work.
Months after the fusion procedure, Dr. Parr observed that x-rays and a CT scan
showed a solid fusion at the L4/L5 level, his hardware in good position, solid bone
growth on either side of the hardware, and no other back abnormalities. Carter
also was treated by Dr. Paige at a pain clinic. Dr. Paige confirmed in November
1995 that Carter had a limited range of motion in his back, but Carter’s straight leg
raises were negative and Carter could heel/toe walk. In December 1995, Carter
described his pain as a six or seven out of ten, but on physical examination there
was no evidence of any neuromas, trigger points, or evidence of tenderness along
his spine. In March 1996, Dr. Scott noted that Carter exhibited a limited range of
motion, but had no tenderness or palpable spasms along his back.
Although Carter complained of pain, he stated that he had some relief with
medication and physical therapy, and his pain was under good control. Records
also show that Carter reported not taking prescribed medication, unilaterally
increasing his usage of other medication, and repeatedly refusing epidural steroid
treatments or other invasive procedures. Carter testified that he was able to ride a
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stationary bike at physical therapy, shop for groceries with assistance, cook for
himself, and perform sit-ups. At an August 1996 visit to a pain clinic, Carter stated
that he was improving with physical therapy. Additionally, an October 1996 RFC
assessment noted that Carter could stand, sit, and walk about 6 hours in an 8-hour
work day. This physical evidence supports the ALJ’s decision. See Crawford, 363
F.3d at 1158; Dyer, 395 F.3d at 1210.
Moreover, based on the record evidence, Carter could perform sedentary
work with restrictions. See Dyer, 395 F.3d at 1210. Dr. Bordini, Carter’s treating
psychologist, opined in February 1996, that although it was unlikely Carter could
return to work requiring significant physical labor, Carter appeared to be a good
vocational rehabilitation candidate if his depression and alcohol abuse could be
addressed. In April 1996, Carter stated he was interested in pursuing vocational
rehabilitation, that he had curtailed his alcohol use, and that he was less bothered
by significant depression. Although Bordini noted that Carter had residual
difficulty with anxiety and depression, he concluded that the depression tended to
fluctuate with pain and stress. In October 1996, Bordini reported that Carter’s
stress tolerance was limited and Carter had poor persistence due to pain, but his
concentration was adequate and he had no problems with memory.
As for Carter’s argument that the ALJ’s selected onset date of October 26,
1996, was arbitrary, we disagree. See Crawford, 363 F.3d at 1158. On October 3,
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1996, Dr. Bordini observed that Carter’s concentration was adequate and his
depression fluctuated. Bordini made the same finding in an October 18, 1996,
evaluation, although Bordini also stated that Carter had poor persistence due to
pain and was depressed at times, which limited his social interactions. But in her
October 26, 1996, mental RFC assessment, state agency psychologist Patricia
Boger stated that Carter would often have deficiencies of concentration,
persistence, or pace, was moderately limited in interacting appropriately with the
general public, and that Carter might have problems with pace and persistence due
to chronic pain and intermittent depression. These records document that Carter’s
symptoms and limitations appeared to worsen in October 1996, and thus the ALJ’s
use of the date of Dr. Boger’s RFC assessment, which first documented that he
would often have deficiencies in concentration, persistence, or pace was not
arbitrary. See Crawford, 363 F.3d at 1158. Accordingly, we conclude that
substantial evidence supports the ALJ’s determination of Carter’s disability onset
date.
AFFIRMED.
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