Kevin J. Shannon, et al. v. Mafalda Fusco et al., No. 57, September Term, 2013
TORTS – NEGLIGENCE – INFORMED CONSENT – MATERIAL RISK
In discerning which risks are “material,” thereby requiring a physician to discloses them
to effectively obtain a patient’s informed consent, significant factors include the severity
of the risk and the likelihood with which it will occur.
TORTS – NEGLIGENCE – INFORMED CONSENT – NECESSITY FOR
EXPERT TESTIMONY
In an informed consent cause of action, expert testimony is necessary to establish the
material risks of the medical treatment.
TORTS – NEGLIGENCE - INFORMED CONSENT – EXPERT TESTIMONY –
QUALIFICATIONS OF A PHARMACIST TO TESTIFY ABOUT MATERIAL
RISKS
In an informed consent cause of action involving the administration of a medication, a
pharmacist may be qualified to testify about the likelihood and severity of the risks of the
medication.
Circuit Court for Prince George’s County
Case No. CAL-07-11137
Argued: February 7, 2014
IN THE COURT OF APPEALS OF
MARYLAND
No. 57
September Term, 2013
KEVIN J. SHANNON, et al.
v.
MAFALDA FUSCO, et al.
Barbera, C.J.
Harrell
Battaglia
Greene
Adkins
McDonald
Eldridge, John C. (Retired,
Specially Assigned),
JJ.
Opinion by Battaglia, J.
Eldridge, J., dissents.
Filed: April 24, 2014
We are called upon to decide whether a trial judge abused his discretion in
excluding the testimony of a pharmacist in a case in which it was alleged that a physician
failed to obtain informed consent for the administration of radiation therapy and a drug,
Amifostine, 1 to a patient, Anthony Fusco.
The Petitioners herein, Dr. Kevin Shannon and his medical practice,
Hematology-Oncology Consultants, P.A. (hereinafter, “Dr. Shannon”), were sued in the
Circuit Court for Prince George’s County by the Estate of Anthony Fusco and Mr. Fusco’s
surviving children and widow, Respondents, in survival and wrongful death actions,
sounding in informed consent. 2 In relevant part, the Complaint alleged:
17. On or about March 12, 2003, Fusco met with Dr. Kevin Shannon to
discuss Amifostine as a cytoprotective agent.[3]
18. Between the dates of April 15, 2003 and May 15, 2003, Fusco received
both radiotherapy and approximately 16 injections of 500mg of Amifostine
and was monitored by Dr. Shannon. Dr. Shannon recorded in his
follow-ups on Fusco’s prostate carcinoma that he is tolerating the radiation
and Amifostine during the external beam portion of his treatment well,
having no nausea, dizziness or other symptoms, aside from some mild
orthostatic symptoms if he does not change positions slowly.
****
51. Dr. Kevin Shannon owed to Deceased, Fusco a clear and adequate
explanation of the nature, benefits and risks of, and alternatives to the
administration of the drug, Amifostine and the administration of radiation in
order to enable him to make an intelligent decision as to whether to proceed.
1
Amifostine “works by protecting against the harmful effects of chemotherapy
medications and radiation treatment.” Amifostine Injection, MedlinePlus,
http://www.nlm.nih.gov/medlineplus/druginfo/meds/a696014.html (last visited April 23,
2014).
2
Two other physicians were joined in the Complaint, but claims against them did
not survive, and no appeal was taken. They are not a part of the instant action.
3
Cytoprotective is a “descriptive of a drug or agent protecting cells from damage
expected to occur.” Stedman’s Medical Dictionary 490 (28th ed. 2006).
52. Dr. Kevin Shannon failed to inform Fusco of the risks that accompany
the administration of the drug, Amifostine and the administration of
radiation and therefore did not provide an adequate explanation.
53. The adequacy of the explanation must be measured by the patient’s
need, and that need is whatever is material to the decision. A material risk is
one which a physician knows or ought to know would be significant to a
reasonable person in the patients position in deciding whether or not to
submit to a particular medical treatment or procedure.
54. In the situation at hand, a patient under the same or similar
circumstances as Fusco would most commonly have objected to the
administration of Amifostine.
55. Deceased, Fusco would not have given his consent to the proposed
administration of the drug, Amifostine and the administration of radiation,
had full and adequate disclosure been made at the time consent was
originally given.
56. As the direct and proximate result of Dr. Kevin Shannon’s failure to
obtain informed consent, Deceased Fusco was caused to sustain severe and
conscious pain, permanent bodily injuries, substantial emotional pain and
suffering and mental anguish and ultimately death which caused him to incur
medical expenses, funeral expenses and other related expenses.
During the course of discovery, the Fuscos designated Dr. James Trovato, a pharmacist, as
an expert witness, but the trial judge excluded Dr. Trovato’s testimony based upon his
deposition and proffer. Dr. Shannon and his practice group prevailed after a jury trial,
and the Fuscos appealed, alleging, inter alia, error in the exclusion of Dr. Trovato’s
testimony. 4 In a reported opinion, the Court of Special Appeals reversed the judgment
4
The questions presented to the Court of Special Appeals were:
1. Did the trial court improperly grant the appellees’ motion to
exclude the testimony of James Trovato, Pharm.D. on the basis
that he was not able to testify as to the five elements of an
informed consent case as outlined in Sard v. Hardy?
2. Did the trial court’s consistent misapplication and
misinterpretation of the holding in University of Maryland
Medical System Corporation v. Waldt lead to the repeated
erroneous denial of appellants’ admission of evidence relating
2
and remanded the case for a new trial, having determined that Dr. Trovato may have been
qualified to offer an opinion because he had substantial experience studying and advising
patients regarding oncology medications, including Amifostine, and therefore, should have
been permitted to testify. Fusco v. Shannon, 210 Md. App. 399, 428, 63 A.3d 145, 162
(2013). Dr. Shannon and Hematology-Oncology Consultants, thereafter, filed a petition
for certiorari, which we granted, to consider the following questions: 5
1. Whether the trial court properly exercised its broad discretion in
granting Petitioners’ Motion in Limine to preclude James Trovato’s
testimony at trial, and whether the Court of Special Appeals decision holding
otherwise was error.
2. Whether the trial court properly exercised its broad discretion in
precluding the use of, or reference to, the drug insert and FDA approval, and
to the approved uses of Amifostine?
5
We use the questions submitted in the Petitioner’s brief, because they provide
greater clarity than those submitted in the Petition for Certiorari, which were:
1. Whether the Court of Special Appeals erred in vacating the jury’s
verdict in favor of Petitioners in a medical lack of informed consent case
when Respondents’ case was void of any evidence that Dr. Shannon failed to
disclose the “material risks, benefits, and alternatives” to the proposed
treatment plan, and even on remand, will continue to be void of such
evidence.
2. Whether summary judgment and/or judgment in Petitioners’ favor
was mandated as a matter of law on the informed consent claim.
2. Whether the Court of Special Appeals erred in vacating the judgment
in Petitioners’ favor by relying exclusively on an untimely “proffer” by
Respondents’ counsel which was provided in violation of discovery
deadlines, rather than the witness’ actual discovery and trial testimony.
4. Whether the Court of Special Appeals erred in vacating the judgment
in Petitioners’ favor when it failed to consider the question of relevance
and/or prejudicial effect of the Pharmacist’s limited testimony on remand.
3
whether the Court of Special Appeals’ decision holding otherwise was error.
3. Whether the trial court erred in denying Petitioners’ Motion for
Summary Judgment and/or whether the trial court erred in denying
Petitioners’ Motion for Judgment given that Respondents’ did not adduce
evidence that Dr. Shannon failed to advise Mr. Fusco of “material risks” to
Amifostine, either in discovery or at trial.[6]
Shannon v. Fusco, 432 Md. 466, 69 A.3d 474 (2013).
After Anthony Fusco had been diagnosed with prostate cancer he consulted with a
radiation oncologist and decided to undergo treatment, which involved a combination of
hormone therapy and radiation. The radiation oncologist referred Mr. Fusco to Dr. Kevin
Shannon, a physician who specialized in hematology 7 and oncology, 8 to administer
Amifostine, a drug which, according to Dr. Shannon’s trial testimony, was designed to
protect the bladder and rectum from inflammation caused by radiation therapy. Mr. Fusco
was later diagnosed with Stevens-Johnson Syndrome, a disease involving skin irritations
and blisters, which ultimately causes the top layer of skin to die and shed, 9 and died shortly
thereafter from pneumonia.
6
Because of our disposition of the first two questions, we need not address
Petitioner’s third question.
7
Hematology is “[t]he medical specialty that pertains to the anatomy, physiology,
pathology, symptomatology, and therapeutics related to the blood and blood-forming
tissues.” Stedman’s Medical Dictionary 862 (28th ed. 2006).
8
Oncology is “[t]he study or science dealing with the physical, chemical, and
biologic properties and features of neoplasms, including causation, pathogenesis, and
treatment.” Stedman’s Medical Dictionary, 1365 (28th ed. 2006).
9
Diseases and Conditions, Stevens-Johnson syndrome, The Mayo Clinic,
http://www.mayoclinic.org/diseases-conditions/stevens-johnson-syndrome/basics/definiti
on/con-20029623 (last visited April 23, 2014).
4
The Estate of Anthony Fusco, Mr. Fusco’s surviving children, Carmela Dent,
Anthony J. Fusco Jr., and Michael A. Fusco; and Mr. Fusco’s widow, Malfada Fusco
(collectively, “the Fuscos”), 10 filed wrongful death and survival actions against Dr.
Shannon and the medical group of which Dr. Shannon was a member at the time. The
thrust of the informed consent action was that Dr. Shannon failed to disclose the material
risks of administering radiation therapy as well as Amifostine before obtaining Mr. Fusco’s
consent to the treatment plan.
After the case was joined, a scheduling order was issued requiring the parties to
identify any expert witness expected to be called at trial. In response 11 the Fuscos
designated a pharmacist, Dr. James Trovato, in addition to a physician, 12 as an expert.
Dr. Trovato was offered, in his deposition, as “an expert in drug therapy, generally and
10
The Complaint also named two of Mr. Fusco’s other children, John and Paul
Fusco, as plaintiffs. Their claims, however, were voluntarily dismissed and they are not
parties to this appeal.
11
In their “Plaintiffs’ Designation of Experts”, the Fuscos also indicated that they
were designating experts pursuant to Rule 2-402(f) (2007), which provided:
(f) Trial preparation—Experts. (1) Expected to be called at trial.
(A) Generally. A party by interrogatories may require any
other party to identify each person, other than a party, whom
the other party expects to call as an expert witness at trial; to
state the subject matter on which the expert is expected to
testify; to state the substance of the findings and the opinions to
which the expert is expected to testify and a summary of the
grounds for each opinion; and to produce any written report
made by the expert concerning those findings and opinions. A
party also may take the deposition of the expert.
12
The other expert designated to testify at trial was Mohamed Al-Ibrahim, M.D.,
identified as an infectious disease specialist.
5
specifically in drug therapy as it applies to oncology.”
Dr. Shannon, thereafter, moved for summary judgment, alleging that he was entitled
to judgment as a matter of law because the Fuscos had failed to produce expert testimony to
establish that Dr. Shannon had breached his duty to obtain Mr. Fusco’s informed consent.
In this first motion, Dr. Shannon alleged that Dr. Trovato was not qualified to offer an
opinion on the standard of care a physician must exercise in obtaining the informed consent
of a patient, because he was a pharmacist and had never obtained a patient’s informed
consent. The Fuscos opposed the motion, arguing that Dr. Trovato was not offered to
testify about the standard of care in this case; he was offered, rather, to testify about
Amifostine, including its risks and alternative treatments. They contended, moreover,
that expert testimony is not required to establish a breach of the standard of care in an
informed consent case. The motion was denied.
The Fuscos elected, pursuant to Rule 2-419(a)(4), 13 to take a video or de bene esse14
deposition of Dr. Trovato, in lieu of having him appear at trial. During this deposition, Dr.
Trovato offered his opinion that, “amifostine was inappropriately used or should not have
13
Rule 2-419(a)(4) provides:
Videotape deposition of expert. A videotape deposition of a
treating or consulting physician or of any expert witness may
be used for any purpose even though the witness is available to
testify if the notice of that deposition specified that it was to be
taken for use at trial.
14
De bene esse is defined: “[a]s conditionally allowed for the present; in
anticipation of a future need .” Black’s Law
Dictionary 430 (8th ed. 2009).
6
been used for the reason of a patient getting radiation therapy for prostate cancer.” To
support his opinion, Dr. Trovato testified that the Food and Drug Administration had not
approved Amifostine to supplement radiation treatment in prostate cancer patients, but
rather, only for two uses not applicable to Mr. Fusco’s condition. 15 Likewise, Dr. Trovato
explained that an insert contained in the Amifostine packaging provided by the
manufacturer advised against its use in elderly patients, because its effects on an older
population were not yet known. Additionally, he also testified that common side effects
included nausea, vomiting, hypertension, dizziness, respiratory affects, and “various skin
reactions,” including Steven-Johnson’s Syndrome. He did not testify about radiation
therapy.
After the video deposition, Dr. Shannon filed a motion in limine to exclude Dr.
Trovato’s testimony, arguing, again, that Dr. Trovato was not qualified to render an
opinion, because “he had no experience as a medical doctor, and has never diagnosed a
patient; admitted a patient to a hospital; . . . prescribed medication to a patient” and because
he had never obtained a patient’s informed consent. In addition, Dr. Shannon alleged that
Dr. Trovato’s testimony addressed negligence, rather than informed consent and was,
therefore, irrelevant. The Fuscos opposed the motion, contending that Dr. Trovato’s
status as a pharmacist did not disqualify him from offering an opinion in this matter:
“Precisely because he is a pharmacist . . . Dr. Trovato, is eminently qualified and perhaps
15
Dr. Trovato testified that approved FDA uses included: to decrease the toxicity
in kidneys for patients being treated for ovarian cancer, and for head and neck cancer
patients to prevent dry mouth.
7
more so than the defendant doctors themselves, to discuss the risks, benefits, and
alternatives of Mr. Fusco’s proposed course of treatment”, Amifostine.
Dr. Shannon also renewed his earlier motion for summary judgment, 16 arguing that
the Fuscos had failed to prove by expert testimony the material risks of Amifostine,
reiterating many of the arguments set forth in the motion in limine, namely that Dr. Trovato
was not qualified to offer an opinion in this matter. Additionally, Dr. Shannon argued that
Dr. Trovato had not testified to the nature of the risks of Amifostine, the probability of
success of Amifostine; the frequency of occurrence of risks of Amifostine, and the
availability of alternatives to Amifostine, which Dr. Shannon asserted was required by this
Court’s decision in Sard v. Hardy, 281 Md. 432, 379 A.2d 1014 (1977).
The Fuscos countered, arguing that Dr. Trovato’s testimony did meet Sard’s
criteria, and moreover, the “lack of clinical evidence regarding the use of Amifostine . . . in
the treatment of prostate cancer in elderly patients . . . , the fact that Amifostine was not
FDA-approved . . . and the knowledge of the then-known side effects of Amifostine
amounted to a material risk such that a reasonable person in Mr. Fusco’s position, having
been fully informed, would have withheld consent to this form of treatment.” They
alleged, therefore, that a material dispute of fact existed as to whether Dr. Shannon had
disclosed all material risks that rendered summary judgment inappropriate.
Judge Leo E. Green Jr. of the Circuit Court for Prince George’s County decided
16
The renewed motion for summary judgment was originally filed by the other
two physicians that are not parties to this appeal. In a subsequent filing with the court,
however, Dr. Shannon indicated that he was joining in the motion.
8
both motions and initially denied Dr. Shannon’s renewed motion for summary judgment,
but granted the motion in limine to exclude Dr. Trovato’s de bene essee testimony. With
respect to the latter, however, he left open the issue of whether Dr. Trovato could testify at
trial. In so concluding, Judge Green reasoned that significant portions of Dr. Trovato’s
deposition were irrelevant and prejudicial in an informed consent case, because Dr.
Trovato is not a medical doctor, did not address the standards of Sard, and his deposition
addressed negligence rather than informed consent:
The Court grants the motion for the following reasons. That’s not to
say I would exclude him at trial, okay. But the testimony as given gives a
great indifference to relevance to the issue at hand. That is informed
consent. Secondly, he doesn’t testify as to the standard of an expert in an
informed consent case. Third, there’s no testimony in the transcript that’s
consistent with these standards. Four, his testimony is more in line in the
totality when you take out all of the objections and everything else,
testimony is more in line with negligence than that of informed consent.
And as a result of this, it is more prejudicial than probative to the issue at
hand. Lastly, but not - - and I use it as a last situation, is that he’s a
pharmacist, he’s not a medical doctor. And he’s not testifying with the five
standards that are found in Sard. Information that must be communicated.
The nature of the ailment. The nature of risk of a treatment. The
probability of success. The frequency of occurrence of the risk. He never
gets into that. Is it a Risk? Yes. But he doesn’t give it and he doesn’t
testify as to what the available alternatives to the treatment are. He testifies
as to the risk but he doesn’t give a whole thing.
Now would he be - - he wouldn’t be my choice of my main expert.
And then again I’m not a Plaintiffs lawyer any more. But this is a tough
call. As it in a totality counsel, right now, I’m not precluding you from
calling him at trial, live and not memorex, so to speak.
With the possibility remaining that Dr. Trovato could testify at trial, Dr. Shannon requested
his proffer, arguing “if he is going to remain consistent with his deposition testimony and
his de bene esse deposition and there are no new opinions, then we would again move in
9
limine for him testifying at trial.” Judge Green granted the request for a proffer, and
thereafter, the Fuscos submitted a written proffer, stating Dr. Trovato would testify to, inter
alia, the risk factors associated with Amifostine; that Amifostine has only been proven to
benefit patients suffering from head, neck and kidney cancer; that the efficacy of
Amifostine in treating prostate cancer was unknown; that the package insert cautions
against use in elderly patients; that there are no other known alternatives to Amifostine, and
that Amifostine was not approved by the Food and Drug Administration for the treatment
of prostate cancer:
1. Dr. Trovato is an associate professor with the Department of Pharmacy
Practice & Science at the University of Maryland School of Pharmacy and is
the Director of the University’s Residency program. Dr. Trovato is board
certified in oncology pharmacy practice.
2. In addition to his teaching responsibilities, Dr. Trovato has a clinical
practice which focuses on “insur(ing) appropriate or safe use of medication
in oncology patients.”
3. As a part of his teaching and clinical responsibilities, Dr. Trovato educates
and advises patients on the appropriate and safe use of oncology
medications, including the use of Amifostine. Dr. Trovato plays a pivotal
role in educating patients and physicians about the risks and side effects of
particular modes of treatment as well as the potential benefits of the
treatment and, ultimately, in selecting said treatment. Dr. Trovato makes
recommendations to the physicians and patients as to what drug therapy is
best for each patient, and plays a direct role in obtaining informed consent
from a patient.
4. Dr. Trovato will testify that the risk factors associated with Amifostine
include nausea, vomiting, low blood pressure or hypotension, skin changes,
allergic or immunologic reactions including a rash, hives, toxic necrolysis,
and Stevens-Johnson Syndrome, fever, shortness of breath, and dizziness.
5. Dr. Trovato will testify that the most common risks of Amifostine are
hypotension, nausea, vomiting and skin changes.
6. Dr. Trovato will explain the properties of Amifostine as a cytoprotective
agent and how it is used to protect certain normal tissues from damage either
from chemotherapy or from radiation therapy. Dr. Trovato will testify that
10
Amifostine has been proven to provide this type of benefit to normal tissues
in patients only with head and neck cancer and kidney cancer.
7. Dr. Trovato will testify that it is unknown whether or not Amifostine
protects the normal cells of a patient with prostate cancer.
8. Dr. Trovato will explain that there have only been phase I and phase II
clinical trials relative to the administration of Amifostine in patients with
prostate cancer. Therefore, he will testify that there is no medical literature
or clinical trials that demonstrate the efficacy of Amifostine for treatment in
prostate cancer, only its toxicity.
9. Dr. Trovato will testify that “the risks of using Amifostine in this
particular patient (Mr. Fusco) outweigh the potential benefits ...” and “there
is no evidence to support the benefit of Amifostine in this patient, but we do
have evidence of the toxicities or adverse effects of this agent”.
10. Dr. Trovato will testify that the package insert of Am.ifostine gives a
precaution as to the administration of the drug to an elderly patient, like
Plaintiff, because the toxic effects of the drug have not been tested on an
elderly population.
11. Dr. Trovato will testify that the alternative to the administration of
Amifostine is to refrain from its administration and treat solely with radiation
therapy. He will further testify, based upon his experience in making
treatment recommendations and engaging in the informed consent process
with patients, that there is no detriment to advising the patient fully about the
risks associated with this medication.
12. Dr. Trovato will testify that there are no known alternative
cytoprotective agents for prostate cancer.
13. Dr. Trovato will testify about the approved FDA uses at the time that
Amifostine was administered to Anthony Fusco.
(emphasis in original) (citations omitted).
After receiving the proffer, Judge Green notified the parties that he would not
permit Dr. Trovato to testify at trial. Dr. Shannon then filed a second motion for summary
judgment, arguing that, pursuant to Sard, expert testimony was required to establish the
nature of the risks inherent in a particular treatment, the probabilities of therapeutic
success, the frequency of the occurrence of the particular risks, and available alternatives,
which were no longer available. At the hearing, the Fuscos opposed the motion,
11
contending that their claims could survive summary judgment because “there’s really one
person . . . , one doctor, who talks about the five factors more than anybody else and that’s
Dr. Shannon,” and thus, they could read to the jury portions of Dr. Shannon’s deposition in
which he discussed, among other things, the risks of Amifostine and their likelihood of
occurrence. Judge Green agreed that Dr. Shannon’s deposition testimony did create a
genuine dispute of material fact as to the materiality of the risks of Amifostine, stating “at
this stage of the proceeding I do have some, there is in my view a dispute as to a material
fact, i.e. is whether or not that’s a material risk or not.”
At the hearing, Judge Green also explained his reasons for precluding Dr. Trovato
from testifying at trial. Initially, he referred to the Fuscos’ allegation regarding the lack of
informed consent regarding the “complete treatment plan” of radiation and Amifostine,
about which Dr. Trovato, as a pharmacist, was not qualified to offer an opinion.
Additionally, Judge Green noted that Dr. Trovato’s testimony was not consistent with our
opinion in Sard. He also noted that the proffered testimony of Dr. Trovato sounded in
negligence and would, therefore, confuse the jury:
And first and foremost, we must remember that this is a trial that does not
have a negligence count. It has a simple count of a lack of informed
consent. This is important in the Courts consideration. And the Court
looks very carefully and has already given one opinion on this matter
already.
And I adopt what I said earlier and will add to it today as for my
reasons. I don’t want to belabor the point but when I ended my opinion
before, I looked at the question of what the status of Dr. Trovato was as to
what he was. And he quite frankly, he’s a pharmacist. He’s not a medical
doctor. And as such, when you look and you review of what, under
Maryland Rule 5-701 and 5-702, what an expert is.
12
In this matter it is not just the sole issue of the medicines that were
used. But it is a sole and complete treatment plan that is before the Court.
It is not just that sole issue that we have before us. And remember is that the
pharmacist is dealing only with a small part of the treatment plan, the
medications. And that is where his expertise is. It’s not in the complete
treatment plan. So he only deals with medication.
There is an entirety to the informed consent and that is not just the
medications, but the entire treatment. And as such, a pharmacist does not,
in the Courts opinion, have the ability to give the full demarcation of what is
involved in informed consent.
Quite frankly, he’s never given an informed consent. He’s not
trained in informed consent. And he, quite frankly, he is very limited in
what he does with patients. And the final call is not his. It is always the
doctor. That’s the way the medical system is set up.
***
In these matters we have to look at what exactly it is that has to be
testified to. And it said in the Sard case at page 447 “We are not to be
holding as understood as holding however, that expert medical testimony can
be dispensed with entirely in cases of informed consent. Such expert
testimony would be required, one to establish the nature of the risk inherent
in a particular treatment.”
And that’s key to me is treatment because it has to do with material
risks that are involved. Two, “The probabilities of the therapeutic success.”
Again, the pharmacist is really only dealing with a small part of that.
***
Further I go back to the same things that I would say that I said before.
And not in particular order is that testimony is more in line, after I read it, in
negligence rather than informed consent. And therefore, would be
prejudicial rather than probative to the trier of fact.
It would not - - I think in other ways it would confuse and disenchant
the jury in their ability to determine what the doctrine of informed consent
really is if they listen to this sole expert on pharmacology. The testimony
that Dr. Trovato both in the proffer and in the de bene esse deposition
touches upon the five criteria that I listed in Sard but doesn’t completely
analyze, completely give a completeness to what has to be done to this
patient. That’s another reason why I’m disallowing him.
And again I go back to the relevance of where that particular experts
expertise is relevant but not material to the material risks that involved in this
matter. So for these reasons and the reasons that I gave when we were
before the Court on December 21, 2010, Court will disallow the testimony of
James Trovato, a doctor of pharmacology, at trial for those reasons.
13
Just prior to opening statements, Dr. Shannon moved in limine to exclude the
introduction into evidence of a package insert included with Amifostine, as well as any
reference to the fact that the Food and Drug Administration had not approved Amifostine
for treatment of prostate cancer patients, relying on our decision in University of Maryland
Medical System Corp. v. Waldt, 411 Md. 207, 983 A.2d 112 (2009), to claim that, “to the
extent that counsel intends to articulate what the approved FDA uses were for
[A]mifostine, we would argue and ask that they be excluded in opening statements as
irrelevant.” Judge Green granted the motion in limine, but the two issues were resurrected
when the Fuscos offered portions of Dr. Shannon’s deposition in which he had responded
to questions regarding the use of Amifostine for treatment of prostate cancer and its
efficacy in an elderly population. 17 Dr. Shannon objected again and argued that Waldt
17
The specific portions of Dr. Shannon’s deposition pertaining to approved uses of
Amifostine that Dr. Shannon objected to were:
[COUNSEL FOR THE FUSCOS]: Do you know whether or not the FDA has
approved Amifostine in the treatment of prostate cancer?
[DR. SHANNON]: I do know.
[COUNSEL FOR THE FUSCOS]: What is the answer to that question?
[DR. SHANNON]: The indications are for conditions that don’t include
prostate cancer.
[COUNSEL FOR THE FUSCOS]: Okay. So the FDA has not approved
Amifostine as a drug for prostate cancer. I’m not saying it can’t be used off
label, but it’s not a drug that the FDA has approved for that use, is that
correct?
[DR. SHANNON]: That’s correct.
The relevant portions of Dr. Shannon’s deposition related to the package insert were:
[COUNSEL FOR THE FUSCOS]: Does the drug insert . . . indicate that this drug
14
precluded such evidence, with which Judge Green agreed. The jury returned a verdict in
favor of Dr. Shannon, by answering that a reasonable person, having been informed of the
material risks of Amifostine, would not have refused treatment. 18 The Fuscos filed a
timely notice of appeal to the Court of Special Appeals, challenging the exclusion of Dr.
Trovato’s testimony, as well as evidence related to FDA approved uses of Amifostine and
should not be used on elderly patients because there has been inadequate clinical
studies?
[DR. SHANNON]: The drug insert indicates that there are several shoulds.
Shoulds are not musts. We should run six times a day. That doesn’t mean
we’re going to.
***
[COUNSEL FOR THE FUSCOS]: [D]id you advise him . . . [t]hat the drug
manufacturer recommended that it not be used because it hasn’t been fully
tested on elderly patients yet?
***
[DR. SHANNON]: No, I didn’t and there is additional reason why I don’t.
We are giving in terms of a dosage spectrum as we just spoke of we’re really
on the low end. . . .
18
The jury answered “no” to the following question:
Do you find by preponderance of the evidence that a
reasonable patient, having been informed of the material risks
and complications associated with Amifostine therapy, would
have refused to consent to its use.
Other questions presented to the jury on the verdict sheet, that were not answered, were:
Do you find by a preponderance of the evidence that Kevin Shannon, MD
failed to obtain Anthony Fusco, Sr.’s informed consent as to Amifostine
therapy?
Do you find by preponderance of the evidence that Amifostine was a cause
of injury to Anthony Fusco, Sr.?
15
the package insert.
In a reported opinion, the Court of Special Appeals reversed, concluding that the
trial judge erred in excluding not only Dr. Trovato’s testimony, but also references to the
FDA-approved uses of Amifostine and the package insert. With respect to the issue of
whether Dr. Trovato should have been permitted to testify, the intermediate appellate court
opined that, “the issue is not whether Dr. Trovato was qualified to opine about Dr.
Shannon’s advisement to obtain informed consent, but whether he, as a pharmacist, was
qualified to testify regarding Amifostine,” Fusco, 210 Md. App. at 427, 63 A.3d at
161-62, and reasoned that Dr. Trovato was, because he had prior experience teaching and
counseling patients regarding oncology medications, including Amifostine:
Dr. Trovato testified that he had “counselled [sic] some patients on
Amifostine. It was like a handful of cases . . . .” In appellants’ proffer, they
indicated that Dr. Trovato would have testified that “as part of his teaching
and clinical responsibilities, [he] educate[d] and advise[d] patients on the
appropriate and safe use of oncology medications, including the use of
Amifostine.” Although Dr. Trovato was not a medical doctor, he proffered
that he was familiar with Amifostine therapy. Thus, we hold that the trial
court abused its discretion in ruling that Dr. Trovato did not qualify as an
expert witness on the issue.
Id. at 428, 63 A.3d at 162 (alterations in original). The intermediate appellate court,
however, stated that, on remand, Dr. Trovato could not testify as to material risks and
alternative treatment plans, because it would exceed the extent of his expertise:
On remand, although Dr. Trovato indicated that he counseled and educated
patients on the use of oncology medications, including Amifostine, informed
consent encompasses more than the potential benefits and risks of
Amifostine. There is an overall treatment plan, which the record indicated,
including the patient’s past medical, social, and family history, tobacco and
16
alcohol intake, physical examinations, laboratory studies, anatomy
demonstrations via diagrams and pictures, x-ray films, and lifestyle
management, all of which are a part of a recommended course of treatment.
Hence, we note that portions of Dr. Trovato’s proffered testimony regarding
informed consent were not admissible, as exceeding the scope of his
expertise in an informed consent case. In that regard, Dr. Trovato’s
testimony regarding the nature of the material risks associated with the
particular regimen of treatment provided to Mr. Fusco, and any alternative
treatment options, would exceed the extent of Dr. Trovato’s expertise
relative to informed consent.
Id. at 437-38, 63 A.3d at 168.
The trial judge also erred, according to the Court of Special Appeals, in excluding
evidence relating to the FDA’s approved uses of Amifostine as well as the package insert
that contained information regarding the use of Amifostine in elderly patients, explaining
that, “this information could have been a material consideration regarding Mr. Fusco’s
decision whether to consent to the use of Amifostine.” Id. at 436, 63 A.3d at 167.
Before us, Dr. Shannon contends that because Dr. Trovato is not a medical doctor
and has never obtained a patient’s informed consent, he is unable to offer an opinion as to
whether Dr. Shannon breached his duty to warn Mr. Fusco about the material risks of
Amifostine; even assuming Dr. Trovato was qualified to offer an opinion, he alternatively
argues that Dr. Trovato’s testimony focused on an inappropriate use of the drug, which,
they contend, may be relevant in a negligence action, but not in an informed consent case.
Dr. Shannon argues, moreover, that Judge Green properly excluded evidence pertaining to
the package insert and FDA-approval status of Amifostine, because such evidence is not
relevant in an informed consent cause of action.
17
The Fuscos disagree, contending that although Dr. Trovato is not qualified to offer
an opinion as to whether Dr. Shannon breached his duty to inform Mr. Fusco of the
material risks inherent in Amifostine therapy, he is qualified, as a pharmacist, to testify
about the nature and frequency of the risks of Amifostine, probabilities of its success, and
the available alternatives to the use of the drug, all of which, they argue, are relevant in an
informed consent action. They assert, also, that Judge Green erred in excluding evidence
pertaining to the package insert and the FDA-approval status of Amifostine, reasoning that
such information is a necessary component of an informed consent discussion, because it is
information that a reasonable person in Mr. Fusco’s position would want to know.
We considered the doctrine of informed consent in the seminal case of Sard, 281
Md. 432, 379 A.2d 1014, in which a patient alleged that her surgeon failed to disclose to
her the potential failure rate and alternative treatment options to a surgical sterilization
procedure called a tubal ligation. The trial court had granted a motion for judgment at the
end of the plaintiff’s case, because it had concluded that a written consent form signed by
the patient barred her recovery. In considering the propriety of the trial judge’s decision,
we elucidated the various elements of an informed consent cause of action, which,
generally, include the duty to disclose to the patient material information that “a physician
knows or ought to know would be significant to a reasonable person in the patient’s
position in deciding whether or not to submit to a particular medical treatment or
procedure”; breach of that duty by failing to make an adequate disclosure; and that the
breach was the proximate cause of the patient’s injuries. Sard, 281 Md. at 444, 379 A.2d
18
at 1022.
In Sard we opined that informed consent is predicated on the notion that a patient
has a right to exercise control over her own body. Because a patient, however, generally
does not possess the expertise necessary to understand the consequences of submitting to a
particular medical treatment, she, necessarily, relies on the physician for such information.
Accordingly, the doctrine of informed consent imposes on a physician a duty to disclose
material information that “a physician knows or ought to know would be significant to a
reasonable person in the patient’s position in deciding whether or not to submit to a
particular medical treatment or procedure,” id. at 444, 379 A.2d at 1022, including “the
nature of the ailment, the nature of the proposed treatment, the probability of success of the
contemplated therapy and its alternatives, and the risk of unfortunate consequences
associated with such treatment.” Id. at 440, 379 A.2d at 1020.
We then adduced the scope of a physician’s duty, rejecting a standard embraced by
some of our sister courts by which a physician must disclose information that is
customarily disclosed by other physicians. 19 We, rather, adopted a more patient-oriented
standard by which a physician must disclose “material risks”, those risks “which a
physician knows or ought to know would be significant to a reasonable person in the
patient’s position in deciding whether or not to submit to a particular medical treatment or
procedure.” Id. at 444, 379 A.2d at 1022. We further explained that, under the material
risk standard, a physician is not “burdened with the duty of divulging all risks” of which he
19
See, e.g., Roberts v. Young, 119 N.W.2d 627, 630 (Mich. 1963).
19
knew or should have known, but rather, only those that are necessary to the rendering of an
intelligent decision by a reasonable patient. Id. at 444, 379 A.2d at 1022 (emphasis in
original).
In Wilkinson v. Vesey, 295 A.2d 676 (R.I. 1972), a case upon which we relied in
Sard to define material risks, the Rhode Island Supreme Court identified two factors of
significance in the discernment of what is a material risk, those being “the severity of the
risk and the likelihood of its occurrence.” Id. at 689. In Sard, we also consulted Jon R.
Waltz & Thomas W. Scheuneman, Informed Consent to Therapy, 64 NW. L. Rev. 628,
640-41 (1970), which described the material risk factors, stating:
[T]he basic factors to be considered are the nature of the overall risk, its
severity and its likelihood of occurrence. Each factor must be weighed in
combination with the others to determine whether a particular risk is material
and therefore subject to disclosure . . . .
Id. at 640-41. Many of our sister courts with the same patient-centric view of informed
consent have embraced the same factors. See, e.g., Flatt v. Kantak, 687 N.W.2d 208, 213
(N.D. 2004) (“The materiality of information about the risk of a potential injury is a
function of the severity of the potential injury and of the likelihood it will occur.”); Feeley
v. Baer, 679 N.E.2d 180, 181 (Mass. 1997) (“The materiality of information about a
potential injury is a function not only of the severity of the injury, but also of the
likelihood that it will occur.”, quoting Precourt v. Frederick, 481 N.E.2d 1144 (Mass.
1985)).
Since Sard, we have opined that, while a cause of action for informed consent
20
sounds in negligence, it is distinct from a medical negligence claim:
In a count alleging medical malpractice, a patient asserts that a healthcare
provider breached a duty to exercise ordinary medical care and skill based
upon the standard of care in the profession, . . . while in a breach of informed
consent count, a patient complains that a healthcare provider breached a duty
to obtain effective consent to a treatment or procedure by failing to divulge
information that would be material to his/her decision about whether to
submit to, or to continue with, that treatment or procedure.
McQuitty v. Spangler, 410 Md. 1, 18-19, 976 A.2d 1020, 1030 (2009). Because the two
causes of action are distinct, we have also opined, in dicta, that evidence that a medical
procedure or treatment is contraindicated for a patient is not relevant in an informed
consent action. In Waldt, the patient underwent a procedure to treat an aneurysm in her
brain in which a device called a neuroform stent was used, which caused Mrs. Waldt to
suffer a stroke. Mrs. Waldt and her husband filed an action against the surgeon based
upon a lack of informed consent. In support of their claim, the Waldts offered a
neuroradiologist as an expert witness, but the trial judge excluded him from testifying,
because the neuroradiologist lacked sufficient evidence. On appeal, the Court of Special
Appeals concluded that the propriety of the trial judge’s decision to exclude the
neuroradiologist from testifying was not preserved for appellate review pursuant to Rule
5-103, 20 because the only proffered testimony was that the stent had not been approved by
20
Rule 5-103 provides in relevant part:
Rulings in evidence.
(a) Effect of erroneous ruling. Error may not be predicated
upon a ruling that admits or excludes evidence unless the party
is prejudiced by the ruling, and . . . (2) Offer of proof. In case
the ruling is one excluding evidence, the substance of the
21
the Food and Drug Administration for the treatment of the type of aneurysm from which
Mrs. Waldt had suffered. Waldt v. Univ. of Maryland Med. Sys. Corp., 181 Md. App.
217, 261, 956 A.2d 223, 248 (2008).
We granted certiorari to consider, among other issues, whether the issue had
properly been preserved for appeal. We then quoted with approval the Court of Special
Appeals’s opinion, in which our brethren had stated whether a procedure is contraindicated
may be relevant in a negligence action to establish that a physician’s conduct fell below the
standard of care, but not relevant to a cause of action in informed consent:
The Waldts’ proffer was that Dr. Debrun would testify about the approved
uses of the neuroform stent. The intermediate appellate court explained,
The excerpts from the record the Waldts argue
constituted a proffer reveal that the only proffered (albeit
vaguely) substantive testimony of Dr. Debrun was that the
neuroform stent device was not approved for use on Mrs.
Waldt’s type of aneurysm. This is not a proffer of a risk
inherent to the procedure that Mrs. Waldt underwent. It is a
proffer of expert testimony that the procedure was
contraindicated for Mrs. Waldt, and therefore should not have
been performed on her. That expert testimony would be
relevant to an ordinary negligence claim, i.e., that the doctors
breached the standard of care in their treatment of Mrs. Waldt
by performing a contraindicated procedure on her. It is not
relevant to an informed consent claim.
evidence was made known to the court by offer on the record
or was apparent from the context within which the evidence
was offered.
22
Waldt, 411 Md. at 235-56, 983 A.2d at 130, quoting Waldt, 181 Md. App. at 261–62, 956
A.2d at 248, 249. Affirming on procedural grounds, we agreed with the intermediate
appellate court that the issue had not been properly preserved for appellate review because
“no testimony was proffered concerning the material risks of the procedure that would
make out a prima facie case for informed consent.” Id. 21
The issue queued up by the instant case is whether Dr. Trovato, a pharmacist, was
qualified to testify in this informed consent action against Dr. Shannon. We begin by
addressing the necessity of expert testimony in an informed consent action, specifically
with respect to material risks, because we have not squarely addressed this issue in the past.
In Sard we opined in dicta that, “[s]uch expert testimony would be required to establish the
nature of the risks inherent in a particular treatment, the probabilities of therapeutic
success, the frequency of the occurrence of particular risks, the nature of available
21
In the wake of Sard, we have also determined that the choice of surgeon, Dingle
v. Belin, 358 Md. 354, 749 A.2d 157 (2000), as well as that a surgeon is infected with the
AIDS virus, Faya v. Almaraz, 329 Md. 435, 620 A.2d 327 (1993), may be material to the
issue of informed consent. We also determined in Goldberg v. Boone, 396 Md. 94,
126-27, 912 A.2d 698, 717 (2006), that the availability of more experienced surgeons to
perform a surgery than the treating physician, at least when the surgery is complex and the
treating physician had only performed it three time previously, may be material
information that needs to be disclosed.
In McQuitty v. Spangler, 410 Md. 1, 976 A.2d 1020 (2009), we held that lack of
informed consent outside of a surgical context could be actionable. We reasoned that the
gravamen of an informed consent claim is a violation of a physician’s duty to communicate
adequately with the patient so as to enable her to make an intelligent decision about
whether to consent to treatment, and therefore, “requiring a physical invasion to sustain an
informed consent claim contravenes the very foundation of the informed consent
doctrine—to promote a patient’s choice.” Id. at 31, 976 A 2d at 1038.
23
alternatives to treatment and whether or not disclosure would be detrimental to a patient.”
Sard, 281 Md. at 448, 379 A.2d at 1024. Likewise, in Waldt, we opined, again in dicta,
that, “[e]xpert testimony is necessary to establish the material risks and other pertinent
information regarding the treatment or procedure”, and observed that the Waldts had relied
on the neurologist to establish the material risks of the neuroform stent procedure. Waldt,
411 Md. at 232, 983 A.2d at 127.
Although our pronouncements in Sard and Wadt were dictum, it is clear,
nevertheless, that expert testimony is necessary to assist the trier of fact in understanding
the severity and the likelihood of a risk so that the trier of fact may assess the material risks
of the proposed treatment. Pursuant to Rule 5-702, 22 “[e]xpert testimony may be
admitted, in the form of an opinion or otherwise, if the court determines that the testimony
will assist the trier of fact to understand the evidence or to determine a fact in issue.”
Likewise, in Blackwell v. Wyeth, 408 Md. 575, 971 A.2d 235 (2009), we opined, when
“‘complex medical issue[s]’” . . . are in question, we have required a specificity of
22
Maryland Rule 5-702 provides in its entirety that:
Testimony by experts.
Expert testimony may be admitted, in the form of an opinion or
otherwise, if the court determines that the testimony will assist
the trier of fact to understand the evidence or to determine a
fact in issue. In making that determination, the court shall
determine (1) whether the witness is qualified as an expert by
knowledge, skill, experience, training, or education, (2) the
appropriateness of the expert testimony on the particular
subject, and (3) whether a sufficient factual basis exists to
support the expert testimony.
24
knowledge, skill, experience, training, or education for qualification.” Id. at 623, 971
A.2d at 264, quoting In re Yve S., 373 Md. 551, 615-16 819 A.2d 1030, 1068 (2003). The
likelihood that certain risks will occur when medicine is administered and the severity of
such risks are complex medical matters that will generally fall outside the scope of lay
knowledge, and thus, expert testimony is necessary to “assist the trier of fact . . . to
determine a fact in issue”, —the material risks of proposed medical treatment. 23 Rule
5-702.
Addressing whether a pharmacist, Dr. Trovato, is “qualified as an expert by
knowledge, skill, experience, training, or education” under Rule 5-702 to opine regarding
material risks of Amifostine, is, of course, our main inquiry. Dr. Shannon asserts that
because Dr. Trovato is not a physician and has never obtained a patient’s informed consent,
he cannot opine as to what information needed to be disclosed before administering
Amifostine. The Fuscos react negatively to this per se argument, alleging that Dr.
Trovato was uniquely qualified to opine about the material risks of Amifostine.
23
Our sister courts utilizing the same patient-centric standard also have opined that
expert testimony is necessary to define a material risk. See, e.g., White v. Leimbach, 959
N.E.2d 1033, 1040 (2011), quoting Univ. of Maryland Sys. Corp. v. Waldt, 411 Md. 207,
232, 983 A.2d 112 (2009) (“[E]xpert testimony is necessary to establish the material risks .
. . regarding the treatment or procedure.”); Thibodeaux v. Jurgelsky, 898 So.2d 299, 314
(La. 2005) (noting that expert testimony is necessary to establish the risks, the harm, and
the likelihood of occurrence); Marsingill v. O’Malley, 58 P.3d 495, 504 (Alaska 2002)
(requiring expert testimony on the existence, nature, and likelihood of the risk to establish
the material risks); Flatt v. Kantak, 687 N.W.2d 208, 213 (N.D. 2004) (“Expert testimony
may be necessary under the lay standard, at least to establish the existence of a risk, its
likelihood of occurrence, and the type of harm in question.” (internal citations and
quotations omitted)).
25
As a basis for excluding Dr. Trovato from testifying at trial, the trial judge opined
that Dr. Trovato’s expertise did not extend to the “complete treatment plan” involved in the
treatment of Mr. Fusco’s cancer:
I looked at the question of what the status of Dr. Trovato was as to what he
was. And he quite frankly, he’s a pharmacist. He’s not a medical doctor.
And as such, when you look and you review of what, under Maryland Rule
5-701 and 5-702, what an expert is.
In this matter it is not just the sole issue of the medicines that were
used. But it is a sole and complete treatment plan that is before the Court.
It is not just that sole issue that we have before us. And remember is that the
pharmacist is dealing only with a small part of the treatment plan, the
medications. And that is where his expertise is. It’s not in the complete
treatment plan. So he only deals with medication.
Apparently, in this determination, the trial court considered that Dr. Trovato would
necessarily have to be qualified with respect to radiation therapy rather than just with the
material risks of the administration of Amifostine, which was the foundation of the
informed consent action against Dr. Shannon who was not responsible for the radiation
therapy.
The Court of Special Appeals, on the other hand, opined that Dr. Trovato could
qualify as an expert regarding the material risks of the administration of Amifostine and
that he did offer such testimony. Fusco, 210 Md. App. at 428, 430, 63 A.3d at 162. We
agree that Dr. Trovato may have been qualified to testify about the material risks of the
administration of Amifostine, but disagree that he rendered such an opinion in his de bene
esse deposition or in the proffer of his trial testimony.
In concluding that Dr. Trovato may have been qualified, we note that he stated in his
26
proffer and in his de bene esse deposition that he had substantial experience and knowledge
pertaining to oncological medications. He testified in his de bene esse deposition that he
taught and lectured to pharmacy students at the University of Maryland and also served as
an “oncology clinical specialist” at the University of Maryland Greenebaum Cancer
Center, in which he provided “direct patient care activities and other clinical services”,
including “rounding with the medical oncology team to help provide appropriate and safe
use of medications, oncology related medications”. He further explained:
I also work with physicians, oncologists at the cancer center in terms of
supportive care issues for oncology patients. So, oncology patients that
develop complications related to oncology related treatments, chemotherapy,
as well as complications related to the cancer itself. I do help to manage
these complications, things, for example, like pain management . . . things
like nausea/vomiting, I also provide a lot of education, patient education,
educating patients on oncology related medications, educating patients on
adverse effects of chemotherapy, I provide education to medical residents,
pharmacy residents, physicians and nursing staff at the cancer center in terms
of new oncology drugs. I also play a role in terms of the development of
guidelines and policies and procedures related to oncology medication at the
cancer center. I also do play a role in formulating addition of oncology
related drugs at cancer center. So, in terms of reviewing literature and
developing drug monographs and helping to develop guidelines for safe,
appropriate use of oncology related medications.[24]
24
Dr. Trovato’s subsequent written proffer similarly stated:
1. Dr. Trovato is an associate professor with the Department
of Pharmacy Practice & Science at the University of Maryland
School of Pharmacy and is the Director of the University’s
Residency program. Dr. Trovato is board certified in
oncology pharmacy practice.
2. In addition to his teaching responsibilities, Dr. Trovato has
a clinical practice which focuses on “insur(ing) appropriate or
safe use of medication in oncology patients.”
3. As a part of his teaching and clinical responsibilities, Dr.
27
Based on his qualifications, he was offered as an expert in “drug therapy, generally and
specifically in drug therapy as it applies to oncology.” Thereby he may have been
qualified to testify about the likelihood and severity of risks caused by the administration
of Amifostine.
In so concluding, we find succor in the decision of Parker v. Harper, 803 So.2d 76,
78 (La. Ct. App. 2001), in which the Louisiana intermediate appellate court reversed a trial
court’s grant of summary judgment in favor of a physician in an action alleging lack of
informed consent for administration of the drug Dilantin for seizures. The plaintiff had
contracted Stevens-Johnson Syndrome and alleged that the treating physician had failed to
warn her of the material risks of Dilantin, including Stevens-Johnson Syndrome. Id. at 79.
In opposition to the physician’s motion for summary judgment, the plaintiff attached an
affidavit of a pharmacist, who attested that Stevens-Johnson Syndrome, a potentially fatal
disease, and other skin rashes were risks of Dilantin which occurred in two-to-five percent
of its users. Id. at 84. The pharmacist’s affidavit, the appellate court reasoned, was
sufficient to provide the requisite expert testimony to establish the material risks of the
drug. In addressing the pharmacist’s qualifications under Article 702 of the Louisiana
Trovato educates and advises patients on appropriate and safe
use of oncology medications, including the use of Amifostine.
Dr. Trovato plays a pivotal role in educating patients and
physicians about the risks and side effects of particular modes
of treatment as well as the potential benefits of the treatment
and, ultimately, in selecting said treatment.
28
Code of Evidence, 25 which stated that a witness may be qualified by “knowledge, skill,
experience, training, or education,” the court opined that he was qualified to offer an
opinion about the risks, their nature, and the likelihood with which they occur:
Though we recognize that he is not a neurologist, the potential
development of Stevens-Johnson syndrome is not peculiar to the practice of
neurology. Mr. Stewart does not need to have treated patients with
neurological problems to discuss the frequency of risks associated with
Dilantin. His opinions represent to this court that he is an “other qualified
expert” with regard to drugs and potential reactions thereto and is capable of
judging what risk exists, its nature, and the likelihood of its occurrence.
There would be a serious question as to the sufficiency of Mr. Stewart’s
affidavit if he were opining regarding Dr. Harper’s compliance with a
neurologist’s standard of care. However, we do not view his affidavit as
being employed for this purpose.
Id. 26
25
Louisiana Code of Evidence, Article 702 provides in its entirety:
Testimony experts.
If scientific, technical, or other specialized knowledge will
assist the trier of fact to understand the evidence or to
determine a fact in issue, a witness qualified as an expert by
knowledge, skill, experience, training, or education, may
testify thereto in the form of an opinion or otherwise.
26
Dr. Shannon directs us to a number of cases relied upon by the Court of Special
Appeals in which some of our sister states determined that a pharmacist or a
pharmacologist was not qualified to testify against a physician in a negligence cause of
action. See Hollabaugh v. Arkansas State Med. Bd., 861 S.W.2d 317, 318 (Ark. Ct. App.
1993); Chandler v. Koenig, 417 S.E.2d 715, 716 (Ga. Ct. App. 1992); Bell v. Hart, 516
So.2d 562, 565 (Ala. 1987); Rodriguez v. Jackson, 574 P.2d 481, 486 (Ariz. Ct. App.1977).
In all of these cases, however, our sister courts opined that the pharmacist was not qualified
to testify about the standard of care in a negligence cause of action. As we have
explained, negligence and informed consent are distinct causes of action, and moreover,
Dr. Trovato was not testifying about whether Dr. Shannon’s informed consent discussion
fell below the standard of care. We, therefore, find these cases inapposite.
29
Accordingly, we reject Dr. Shannon’s argument that a pharmacist is per se
unqualified to testify in an informed consent action when a physician has been sued. Dr.
Trovato was never offered as an expert to testify about the types of information Dr.
Shannon had a duty to disclose to effectively obtain Mr. Fusco’s informed consent, and
thus, his lack of experience in obtaining informed consent is not a bar to his testimony in
the instant case. 27 The relevant inquiry, rather, is whether Dr. Trovato had the requisite
expertise to testify about the material risks of the administration of Amifostine; he did.
Despite agreeing with our intermediate appellate court that Dr. Trovato may have
been qualified to testify about the material risks of the administration of Amifostine, we
part ways with our brethren regarding whether Dr. Trovato’s testimony addressed the
material risks of the administration of Amifostine. The intermediate appellate court
The Court of Special Appeals did, however, rely on a number of other negligence
cases in support of its conclusion that Dr. Trovato was qualified to testify in this case. See,
e.g., Sinkfied v. Oh et al., 495 S.E.2d 94, 95-96 (Ga. Ct. App. 1997); Tidwell v. Upjohn Co.,
626 So.2d 1297, 1300 (Ala. 1993). Because negligence and informed consent are two
distinct causes of action, we do not, so as to avoid blurring the line between the two.
27
Dr. Shannon’s assertion that Section 3-2A-02(c)(1) of the Courts and Judicial
Proceedings Article, Maryland Code (1974, 2013 Repl. Vol.), part of the Health Care
Malpractice Claims Act, renders a pharmacist per se unqualified to testify in an informed
consent action against a physician is without merit. Section 3-2A-02(c)(1) provides that
“the health care provider is not liable for the payment of damages unless it is established
that the care given by the health care provider is not in accordance with the standards of
practice among members of the same health care profession”. Dr. Shannon posits,
therefore, that because Dr. Trovato is not a member of the same health care profession as
Dr. Shannon, he is not qualified to testify as an expert. In this, Dr. Shannon conflates
negligence with informed consent, thus blurring the distinction between these two causes
of action.
30
emphasized that the proffer of Dr. Trovato’s testimony expressed his opinion regarding the
material risks of the administration of Amifostine:
Dr. Trovato would testify regarding “the risk factors associated with
Amifostine[,] includ[ing] nausea, vomiting, low blood pressure or
hypotension, skin changes, allergic or immunologic reactions[,] including a
rash, hives, toxic necrolysis, and Stevens–Johnson [S]yndrome, fever,
shortness of breath, and dizziness.” He would have opined concerning the
properties of Amifostine as a cytoprotective agent, and how Amifostine
therapy was only successful regarding patients diagnosed with head, neck,
and kidney cancer, but not prostate cancer. Furthermore, Dr. Trovato
would have asserted that the alternative to Amifostine was radiation therapy;
and “. . . that the package insert of Amifostine [gave] a precaution as to the
administration of the drug to an elderly patient, like [Mr. Fusco], because the
toxic effects of the drug have not been tested on an elderly population.”
Id. at 434-35, 63 A.3d at 166 (alterations in original).
We disagree that Dr. Trovato, in his de benne esse deposition or the proffer of his
trial testimony, addressed the severity and the likelihood of the risks of the administration
of Amifostine; rather, he opined in both only about the existence of risk:
[COUNSEL FOR THE FUSCOS]: What are some of the risk factors that are
- - what are the risk factors that are included in the drug insert that has been
approved by the FDA?
***
[DR. TROVATO]: The most common clinical side effects do include
nausea/vomiting, they include low blood pressure or hypotension, there are
various skin reactions, such as cutaneous reactions associated with
amifostine, some of these could be mild rash to, again, very severe skin
eruptions, things that we mentioned like Stevens-Johnson, TEN, are side
effects of amifostine. There also could be some central effects in terms of
dizziness with amifostine. There could be some respiratory effects,
shortness of breathe, for example. So, there’s a variety of different systems
that could be affected by amifostine. But, again, the more common ones
include the skin changes and the nausea/vomiting and hypotension.
***
[COUNSEL FOR THE FUCSOS]: Could you explain to the ladies and
31
gentlemen of the jury what Stevens-Johnson syndrome is?
***
[DR. TROVATO]:Stevens-Johnson Syndrome is basically a severe rash that
forms on the patient’s skin. So, that basically a skin eruption, presents as
red, it could involve peeling of skin or itching.
[COUNSEL FOR THE FUSCOS]: What is TEN?
***
[DR. TROVATO]: TEN stands for toxic epidermal necrolysis. So, it
implies that the severity of the skin damage can progress to the point that the
patient can experience necrosis, tissue - permanent tissue death of the skin,
sloughing of the skin, and so forth due to that reaction.
In his written proffer, Dr. Trovato simply enumerated the myriad of risks associated
with the drug:
4. Dr. Trovato will testify that the risk factors associated with Amifostine
include nausea, vomiting, low blood pressure or hypotension, skin changes,
allergic or immunologic reactions including a rash, hives, toxic necrolysis,
and Stevens-Johnson Syndrome, fever, shortness of breath, and dizziness.
5. Dr. Trovato will testify that the most common risks of Amifostine are
hypotension, nausea, vomiting and skin changes.
Because Dr. Trovato did not opine about the likelihood and severity of the risks implicated
in the administration of Amifostine, 28 we cannot say that Judge Green abused his
28
Severity and likelihood of risk are defined by the use of empirical data and are
phrased in terms of statistical probability. Severity of illness is defined as “the degree of .
. . risk of disease manifested by patients, based either on clinical data from the medical
records or on hospital discharge/billing data.” Stedman’s Medical Dictionary 947 (28th
ed. 2006). Likelihood, moreover, relates to the chance or probability that an injury or
consequence will occur. See Precourt v. Frederick, 395 Mass. 689, 694-95, 481 N.E.2d
1144, 1148 (Mass. 1985) (“The materiality of information about a potential injury is a
function not only of the severity of the injury, but also of the likelihood that it will occur.
Regardless of the severity of a potential injury, if the probability that the injury will occur
is so small as to be practically nonexistent, then the possibility of that injury occurring
cannot be considered a material factor in a rational assessment of whether to engage in the
activity that exposes one to the potential injury.”); see also Harbeson v. Parke Davis, Inc.,
746 F.2d 517, 523 (9th Cir. 1984) (opining that testimony about empirical research that
32
discretion in excluding Dr. Trovato’s testimony. 29
We address, next, Judge Green’s decision to exclude evidence pertaining to the
package insert accompanying the Amifostine and evidence regarding the use of Amifostine
in an off-label manner. Evidence pertaining to the package insert was offered three times,
the first of which occurred with Dr. Trovato’s de bene esse testimony in which he testified:
[COUNSEL FOR RESPONDENT]: [D]oes the drug insert . . . speak to the use of
amifostine in elderly patients?
indicated that certain birth defects are two-to-three times more likely to occur in those
taking the drug Dilantin supported the trial court’s conclusion that the birth defect was a
material risk); Barcai v. Betwee, 50 P.3d 946, 962-63 (Haw. 2002) (opining that expert
testimony that the allegedly undisclosed risk manifested itself in one out of every eight
thousand patients provided the necessary expert testimony regarding likelihood to submit
the question of whether the undisclosed risk was material to the jury).
Dr. Trovato’s testimony embraced only the relative terms of “most common,”
when he opined about which adverse effects were “most common,” and “severe,” when he
described certain adverse effects as “very severe skin eruptions.” The terms “most
common” and “severe” are relative terms, lacking foundation in empirical research and
definition in statistical realities. In this regard, we find helpful the Massachusetts
Supreme Court’s decision in Precourt, 481 N.E.2d at 1149, in which the court opined that
expert testimony that the allegedly undisclosed risk of the drug Prednisone, aeseptic
necrosis, was “high,” was “no evidence of the likelihood that a person would develop
aespectic necrosis after taking Prednisone,” because “‘[h]igh’ is a relative word. It could
mean one in ten, but it could just as well mean one in a million.”
29
We also would note that, both Dr. Trovato’s de bene esse testimony and written
proffer pertained, primarily, to his opinion that Amifostine was inappropriately
administered to Mr. Fusco, because of the fact that the FDA had not approved Amifostine
to supplement treatment of undergoing radiation therapy for prostate cancer and that the
package insert warned against use in an elderly population, because its effects were not yet
known. As a basis for excluding Dr. Trovato’s testimony, Judge Green reasoned that the
testimony would confuse the jury because it sounded in negligence. We agree. As we
explained, supra, informed consent and negligence are distinct causes of action and
whether a treatment is contraindicated for a patient may be relevant evidence that the
physician’s actions in treating the patient fell below the standard of care, but it is not
relevant in an informed consent action. See Waldt, 411 Md. at 236, 983 A.2d at 128-29.
33
***
[DR. TROVATO]: Yes, it does speak to that.
[COUNSEL FOR RESPONDENT]: What does it say relative to the use of
amifostine in elderly patients?
***
[DR. TROVATO]: There’s actually - - there’s actually a precaution in the
product package insert people with drug – amifostine studied in elderly
patients who – should use precaution in those patients since we don’t know
what the effects might be in those patients.[30]
At trial, moreover, the Fuscos offered a copy of the package insert itself. In a dialogue
with the judge, Dr. Shannon argued that the package insert was irrelevant, pursuant to our
decision in Waldt, because it listed the approved uses of Amifostine, which, Dr. Shannon
asserted were not relevant pursuant to Waldt. Judge Green agreed that Waldt precluded
admission of the package insert, and the insert was never admitted into evidence.
Finally, the Fuscos sought to introduce Dr. Shannon’s deposition testimony, in
which he stated that he had not advised Mr. Fusco about warnings on the package insert
pertaining to use in an elderly population:
[COUNSEL FOR THE FUSCOS]: Does the drug insert . . . indicate that this
drug should not be used on elderly patients because there has been
inadequate clinical studies?
[DR. SHANNON]: The drug insert indicates that there are several shoulds.
Shoulds are not musts. We should run six times a day. That doesn’t mean
we’re going to.
***
30
The subsequent written proffer similarly stated:
10. Dr. Trovato will testify that the package insert of
Amifostine gives a precaution as to the administration of the
drug to an elderly patient, like Plaintiff, because the toxic effects
of the drug have not been tested on an elderly population.
34
[COUNSEL FOR THE FUSCOS]: [D]id you advise him . . . [t]hat the drug
manufacturer recommended that it not be used because it hasn’t been fully
tested on elderly patients yet?
***
[DR. SHANNON]: No, I didn’t and there is additional reason why I don’t.
We are giving in terms of a dosage spectrum as we just spoke of we’re really
on the low end. . . .
Again, relying on Waldt, Judge Green excluded such testimony.
Dr. Shannon contends that evidence pertaining to the package insert was properly
excluded, because Dr. Trovato testified about the warnings only in support of his ultimate
conclusion that Amifostine was inappropriately used, and thus, the testimony sounded in
negligence, and was, therefore, irrelevant. The Fuscos disagree, arguing that the warnings
in the package insert “could have been a material consideration regarding Mr. Fusco’s
decision whether to consent to the use of Amifostine.” Dr. Shannon counters, arguing that
there was no expert testimony or evidence adduced that the insert’s warning was a
“material risk” of the administration of Amifostine, and therefore, there was no evidentiary
basis from which a jury could conclude that the insert’s warnings required disclosure.
Our intermediate appellate court agreed with the Fuscos, citing our decision in
Nolan v. Dillon, 261 Md. 516, 276 A.2d 36 (1971) and decisions from other courts in
which package inserts have been admitted in negligence cases, to conclude that this
information could have been material to Mr. Fusco’s decision to consent to the use of
Amifostine. See Fusco, 210 Md. App. at 431-32, 63 A.3d at 167.
We disagree with the Court of Special Appeals and agree with Judge Green that,
based on Waldt, evidence regarding the package insert, which pertained solely to the fact
35
that it warned against use in an elderly population, was properly excluded. In Waldt, in
dicta, we cited with approval language from the intermediate appellate court that had
opined that, whether a procedure or treatment is contraindicated is relevant and admissible
evidence in a negligence cause of action, but not in informed consent case. Although it
was dicta, our pronouncement finds support in our jurisprudence. In McQuitty, we
elucidated the distinction between negligence and informed consent; in a negligence cause
of action, the relevant inquiry is whether the physician “breached a duty to exercise
ordinary medical care and skill based upon the standard of care in the profession,” whereas,
in an informed consent cause of action, the focal point is whether the physician made an
adequate disclosure of information regarding the procedure or treatment. McQuitty, 410
Md. at 18-19, 976 A.2d at 1030. With regard to the administration of pharmaceutical
drugs, one commentator has observed, “[a] typical medical malpractice claim in the
prescription drug realm would deal with the administration of the wrong medicine, the
incorrect dosage, or some other similar error. Negligence under informed consent, by
contrast, is based on the theory that the patient was not apprised of all material risks, and
was therefore unable to properly consent to the administration of drugs”. John G. Culhane
et al., Toward a Mature Doctrine of Informed Consent: Lessons From A Comparative Law
Analysis, 1 Brit. J. Am. Legal Stud. 551, 567 (2012). The package insert’s warning,
which suggested that Amifostine should not be administered to an elderly patient, may
have supported a claim of negligence in the administration of the drug to Mr. Fusco. 31
31
We note, in this regard, that the Court of Special Appeals relied only on
36
We address, finally, Judge Green’s decision to exclude evidence regarding the
FDA-approved uses of Amifostine. The issue was first presented in Dr. Trovato’s de bene
esse deposition, in which he testified:
[COUNSEL FOR RESPONDENT]: Let’s go back and clear this up. Did
the FDA approve the use for amifostine in the treatment of cancer?
***
[DR. TROVATO]: Yes, the FDA did do so.
[COUNSEL FOR RESPONDENT]: What is the FDA approved use of
negligence cases to support its conclusion that evidence regarding the package insert was
admissible in an informed consent case. See Fusco v. Shannon, 210 Md. App. 399,
431-33, 63 A.3d 145, 164-65 (2013). In Nolan, the plaintiff filed a negligence cause of
action against a physician after an injection of a drug called Sparine allegedly caused
portions of three of the plaintiff’s fingers to become gangrenous and later amputated. The
trial judge gave a jury instruction that the jury was permitted to consider warnings and
other information contained in the package insert as evidence of whether the treating
physician fell below the standard of care. We granted certiorari, to consider, inter alia,
whether the instruction was proper. We concluded that the package insert of a drug “does
not standing alone establish a standard of care,” but rather, was “prime facie proof of
proper use,” and thus, concluded that the jury instruction was “quite proper.” Nolan v.
Dillon, 261 Md. 516, 540, 276 A.2d 36, 49 (1971). In the other cases cited by the
intermediate appellate court relative to the package insert, many of our sister courts also
opined that the package insert is relevant and admissible in a negligence case as to the
standard of care. See Garvey v. O’Donoghue, 530 A.2d 1141, 1146 (D.C. 1987) (opining
that package inserts of medication “are relevant and probative evidence of the medical
standard of care for selecting, administering, and monitoring the drug”); Thompson v.
Carter, 518 So.2d 609, 613 (Miss. 1987) (“[T]he package insert . . . should not be taken as
conclusive evidence of the physician’s standard of care, nor should a departure from the
directions contained in the package insert be considered to establish a prima facie case of
negligence. However, . . . the package insert contains prima facie proof of the proper
method of use . . . and, for those purposes, was admissible at trial.”); Rodriguez, 574 P.2d at
486 (“While the package insert is admissible into evidence, it does not establish conclusive
evidence of the standard or accepted practice in the use of the drug by physicians and
surgeons, nor that a departure from such directions is negligence.”). As these cases
clearly demonstrate, the package insert’s warnings are relevant evidence as to whether the
treating physician’s conduct fell below the standard of care in prescribing or administering
medication, an issue of no relevance in an informed consent action.
37
amifostine in the treatment of cancer?
***
[DR. TROVATO]: There are only two FDA approved indications for
amifostine. One of them is to decrease the risk of nephrotoxicity or kidney
toxicity in patients receiving specifically cisplatin, which is therapy agent,
that was approved in ovarian cancer patients. It’s also approved for use in
head and neck cancer patients receiving radiation therapy to protect their
prod glands, you know, from – basically, the end result is to prevent dry
mouth in patients receiving radiation therapy to their head and neck.
[COUNSEL FOR RESPONDENT]: Is there any FDA approved usage of
amifostine for prostate cancer?
***
[DR. TROVATO]: There is no FDA approved indication for use of
amifostine in prostate cancer.[32]
The issue of FDA-approval then was resurrected when the Fuscos sought to introduce the
deposition testimony of Dr. Shannon at trial, in which he had testified that he was aware
that Amifostine was not approved by the FDA for the treatment of prostate cancer patients:
[COUNSEL FOR THE FUSCOS]: Do you know whether or not the FDA has
approved Amifostine in the treatment of prostate cancer?
[DR. SHANNON]: I do know.
[COUNSEL FOR THE FUSCOS]: What is the answer to that question?
[DR. SHANNON]: The indications are for conditions that don’t include
prostate cancer.
[COUNSEL FOR THE FUSCOS]: Okay. So the FDA has not approved
Amifostine as a drug for prostate cancer. I’m not saying it can’t be used off
label, but it’s not a drug that the FDA has approved for that use, is that
correct?
[DR. SHANNON]: That’s correct.
As with the package insert, Judge Green relied on Waldt to determine that such evidence
was not admissible.
32
Dr. Trovato’s written proffer similarly stated that “Dr. Trovato will testify about
the approved FDA uses at the time that Amifostine was administered to Anthony Fusco.”
38
The parties advance similar arguments pertaining to the admissibility of
Amifostine’s FDA-approval status as they did to the package insert. Dr. Shannon asserts
that the FDA-approval status was only offered in support of Dr. Trovato’s opinion that
Amifostine was inappropriately used, and thus, sounded in negligence and argues,
moreover, that pursuant to our decision in Waldt, FDA-approval status is irrelevant in an
informed consent cause of action. As with the warnings in the package insert, the Fuscos
contend that the regulatory status of a drug may be material information that a reasonable
patient would want to know prior to consenting to treatment. The Court of Special
Appeals agreed that FDA-approval or lack thereof could have been a material
consideration to Mr. Fusco’s decision to consent to treatment involving the administration
of Amifostine. Fusco, 210 Md. App. at 436, 63 A.3d at 167.
As we have explained, our decision in Waldt was based on the procedural
inadequacy of the proffer of expert testimony, and thus, language quoted from our
intermediate appellate court, which opined that the FDA-approval status is not relevant in
an informed consent cause of action, is dicta. In Waldt, we quoted the following language
from our intermediate appellate court:
The excerpts from the record the Waldts argue constituted a proffer
reveal that the only proffered (albeit vaguely) substantive testimony of Dr.
Debrun was that the neuroform stent device was not approved for use on
Mrs. Waldt’s type of aneurysm. This is not a proffer of a risk inherent to the
procedure that Mrs. Waldt underwent. It is a proffer of expert testimony that
the procedure was contraindicated for Mrs. Waldt, and therefore should not
have been performed on her. That expert testimony would be relevant to an
ordinary negligence claim, i.e., that the doctors breached the standard of care
in their treatment of Mrs. Waldt by performing a contraindicated procedure
39
on her. It is not relevant to an informed consent claim.
Waldt, 181 Md. App. at 236, 956 A.2d at 248. Although dicta, as we opined earlier, we
find the language persuasive and consistent with our informed consent jurisprudence.
In the context of medical devices, many of our sister courts have opined that the
FDA-regulatory status is not relevant to an informed consent cause of action. See, e.g.,
Blazoski v. Cook, 787 A.2d 910, 913 (N.J. Super. 2002); Alvarez v. Smith, 714 So.2d 652,
653 (Fla. Dist. Ct. App. 1998). Indeed, in the instant case, although our intermediate
appellate court determined that the FDA-approval status is a pertinent part of an informed
consent discussion, it cited to only one case that considered the relevance of the FDA’s
regulatory status in an informed consent cause of action that came to the opposite
conclusion, Southard v. Temple University Hospital, 781 A.2d 101, 102 (Pa. 2001), in
which the Supreme Court of Pennsylvania considered “the issue of whether the doctrine of
informed consent requires surgeons to advise their patients of the Food and Drug
Administration’s . . . regulatory status of a medical device.” In concluding that no such
obligation exists, the Pennsylvania court reasoned:
The category into which the FDA places the device for marketing and
labeling purposes simply does not enlighten the patient as to the nature or
seriousness of the proposed operation, the organs of the body involved, the
disease sought to be cured, or the possible results. The FDA administrative
label does not constitute a material fact, risk, complication or alternative to a
surgical procedure. It follows that a physician need not disclose a device’s
FDA classification to the patient in order to ensure that the patient has been
fully informed regarding the procedure.
Id. at 107 (citation omitted). Although addressing the regulatory status of a surgical
40
device, the Supreme Court of Pennsylvania’s reasoning is equally applicable to the
regulatory status of a drug; it also is not a “material fact, risk,” or “complication” of a drug.
The Fuscos argue, however, that simply because the FDA-status is not a “risk,” such
as nausea and vomiting, it is nonetheless relevant, because in Maryland, physicians are
required to disclose “other pertinent information regarding the treatment or procedure”.
Likewise, the intermediate appellate court opined:
Although “patients generally do not base their decision to purchase a
prescription medication on the instructions for its consumption or use or any
information contained in the informational pamphlet accompanying the
prescription drug.” Rite Aid Corp. v. Levy–Gray, 391 Md. 608, 640, 894
A.2d 563 (2006) (Harrell, J., dissenting), we disagree with our sister states,
and perceive that this information could have been a material consideration
regarding Mr. Fusco’s decision whether to consent to the use of Amifostine.
See Waldt II, 411 Md. at 241, 983 A.2d 112 (Adkins, J., dissenting) (stating,
“[i]nformation about the lack of FDA approval is something that a patient
could reasonably want to consider in deciding whether to place her
confidence and trust in [his or] her physician about the treatment [he or] she
is about to undertake.”).
Fusco, 210 Md. App. at 436, 63 A.3d at 167 (footnote omitted) (alterations in original).
A review of the “other pertinent information” that we have determined may
require disclosure as part of an informed consent discussion, however, reveals that this
information is limited to that which, in some way, will impact the medical treatment. See,
e.g., Faya v. Almaraz, 329 Md. 435, 448-50, 620 A.2d 327, 334 (1993) (opining that a
surgeon may need to disclose his HIV-status as part of an informed consent discussion,
because, inter alia, it was foreseeable that the physician might transmit the HIV virus to the
patient during surgery); Dingle v. Belin, 358 Md. 354, 370-71, 749 A.2d 157, 165-66
41
(2000) (opining that the identity of the physician who will be performing a surgery may
require disclosure as part of an informed consent discussion); Goldberg v. Boone, 396 Md.
94, 125-27, 912 A.2d 698, 717 (2006) (opining that that the availability of more
experienced surgeons to perform a surgery than the treating physician, at least when the
surgery is complex and the treating physician had only performed it once in the previous
three years, may be material information that needs to be disclosed).
Information pertaining to an “off-label” use provides the patient with no
information about the treatment itself. As the Pennsylvania court recognized in Southard,
“‘[t]he mere fact that the FDA has not cleared a product for a particular use does not mean
that the product is not in fact suitable for that purpose; it simply means that the FDA has not
cleared it.’” Southard, 781 A.2d at 107, quoting Holland v. Smith & Nephew Richards,
Inc., 100 F.Supp.2d 53 (D. Mass. 1999). Because it provides no information regarding the
medical treatment, it cannot, therefore, be considered material information to an informed
consent discussion. 33 We note, finally, with respect to this issue, that the FDA-approval
status does not provide any information regarding the materiality of the risks of the
administration of Amifostine; it does not inform the fact-finder of the likelihood or severity
of any risk.
Having concluded that Judge Green did not abuse his discretion in excluding Dr.
33
Having determined that the FDA-approval status of a drug need not be a
necessary part of an informed consent discussion, we find no merit to the Fuscos’
contention that, because Dr. Shannon testified in his deposition that he advised Mr. Fusco
that the drug was being prescribed in an off-label manner, its FDA-status was necessarily
relevant evidence.
42
Trovato’s testimony nor in excluding evidence related to the package insert or the
FDA-approval status of Amifostine, we reverse the judgment of the Court of Special
Appeals and affirm the judgment of the Circuit Court.
JUDGMENT OF THE COURT OF
SPECIAL APPEALS REVERSED; CASE
REMANDED TO THAT COURT WITH
INSTRUCTIONS TO AFFIRM THE
JUDGMENT OF THE CIRCUIT COURT
FOR PRINCE GEORGE’S COUNTY.
COSTS TO BE PAID BY RESPONDENT.
43
Circuit Court for Prince George’s County IN THE COURT OF APPEALS OF
Case No. CAL-07-11137 MARYLAND
Argued: February 7, 2014
No. 57
September Term, 2013
KEVIN J. SHANNON, et al.
v.
MAFALDA FUSCO, et al.
Barbera, C.J.
Harrell
Battaglia
Greene
Adkins
McDonald
Eldridge, John C. (Retired,
Specially Assigned),
JJ.
Dissenting Opinion by Eldridge, J.
Filed: April 24, 2014
I dissent. See Univ. of Md. Medical Systems Corp. v. Waldt, 411 Md. 207, 238-
242 (Adkins, J., dissenting), 250 (Raker, J., joined by Eldridge, J., dissenting), 983 A.2d
112, 130-133, 138 (2011).