Filed 7/1/14 P. v. Grubb CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent, E057441
v. (Super.Ct.No. BAF005730)
PAMELA JEAN GRUBB, OPINION
Defendant and Appellant.
APPEAL from the Superior Court of Riverside County. Jeffrey J. Prevost, Judge.
Affirmed.
Thomas Owen, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, A. Natasha Cortina and Sean M.
Rodriquez, Deputy Attorneys General, for Plaintiff and Respondent.
1
A jury convicted defendant, Pamela Grubb, of four counts of committing lewd and
lascivious acts on a minor (Pen. Code, § 288, subd. (a))1 and one count of penetration of
a victim’s genital opening with a foreign object (§ 289, subd. (d)). The jury further found
that defendant had committed offenses against more than one victim (§ 667.61, subd.
(e)(5)). She was sentenced to prison for four consecutive terms of 15 years to life, plus
two years. She appeals, claiming her numerous requests for evaluation of her ability to
stand trial should have been granted, insufficient evidence supports her conviction of
some of the offenses, evidence was improperly admitted and excluded and cumulative
error resulted from the latter. We reject her contentions and affirm.
FACTS
Defendant’s oldest daughter, the victim of two counts of lewd and lascivious
conduct and the penetration charge, who was 22 at the time of trial, testified that when
she was under the age of 13, defendant got angry with her when she refused defendant’s
request to play with defendant’s sex toys (dildos and vibrators) with defendant and
defendant punished her by placing them in herself or in the oldest daughter’s mouth, or
by hitting the daughter, throwing things or telling her to leave. Defendant forced the
daughter to clean the dildos defendant used with cleanser or soap and hot water. Also
when the oldest daughter was under the age of 13, defendant would have her massage her
while defendant was naked, and defendant would moan in a sexual manner during such
1 All further statutory references are to the Penal Code unless otherwise indicated.
2
massages and tell the daughter to rub lower, meaning near defendant’s derriere. If the
daughter refused the latter, defendant would get angry and tell the daughter to get out or
defendant would hit her. During one such massage, defendant asked the daughter to
insert a sex toy in defendant’s vagina and when the daughter refused, defendant told her
to get out. During another massage, defendant grabbed a sex toy and jammed it into the
back of the oldest daughter’s throat, while saying derogatory things to her. When this
daughter was less than seven years old, defendant touched her vagina. When she was
about 11, but before she turned 13, she was asleep in her bed when defendant entered her
room and shoved a tampon into her vagina, then walked away, laughing. Defendant took
the oldest daughter to sex shops and when the daughter was 9 years old, defendant bought
her a chocolate penis. Defendant, who was married to her daughters’ father, brought
other men to the family home when her oldest daughter was five years old. If defendant
was unable to please these men, they would come after the daughter.2 They would touch
and carress her, and at times, she would find them on top of her when she was asleep.3
Sometimes, defendant would be in the daughter’s room while this was going on.4 On one
occasion, the oldest daughter awoke in her bed to find one such man on top of her.
2 This testimony was solicited by defense counsel.
3 See footnote 2, ante, page 3.
4 See footnote 2, ante, page 3.
3
Defendant encouraged her oldest daughter to be friendly with these men, assuring the
daughter that the men were not going to hurt the daughter. Upon solicitation by defense
counsel, the daughter described how defendant had gone from being normal, when the
daughter was under five years old, to stopping interacting with her family, and
increasingly staring into space or spontaneously laughing for no apparent reason, refusing
to talk to anyone and saying that she thought people were trying to kill her. Under
questioning by defense counsel, this daughter testified that episodes of bizarre behavior
by defendant became increasingly worse over time, the police had to be called, defendant
underwent emergency mental health placements and defendant was never normal after
the daughter was five years old. Defense counsel had the daughter report that defendant
believed, when this daughter was six years old, that John Walsh, of television fame, had
fathered defendant’s middle daughter and defendant wondered if he had also fathered the
oldest daughter and got angry when the daughter denied this.
Defendant’s youngest daughter, who was the victim of two of the lewd and
lascivious counts, was 15 years old at the time of trial. She testified that defendant made
her wash defendant’s sex toys three to four times. When the youngest daughter was less
than 10 years old, defendant took her and defendant’s middle daughter into defendant’s
bedroom and one man held the two girls against the wall at knife point and made them
watch while another man had sex with defendant. On another occasion, defendant took
another man up on the roof of the family home and had sex with him there while the
youngest and middle daughters watched television inside the home. When the youngest
4
daughter was about five years old, defendant put her mouth on the former’s breasts.
When the youngest daughter was about six, defendant touched her genitals over her
clothing. When the daughter was five or six, defendant took her to a sex shop and bought
her a chocolate penis. Upon questioning by defense counsel, the youngest daughter
testified that as long as she could remember, defendant did weird things almost daily, like
talking to the wall, talking to people who were not present, thinking that the wall was
John Walsh and mentioning John Walsh.
Defendant’s middle daughter was 17 years old at the time of trial. She testified
that defendant acted strangely. Acts of physical abuse of her by defendant to which she
testified will be described elsewhere in this opinion. She testified that defendant kept sex
toys on her bed where she and her sisters could see them. She corroborated the youngest
daughter’s account of being forced to watch defendant having sex with another man
while yet another man held her and her sister to the wall with a knife. Defense counsel
had her testify that when she was five years old, defendant began acting abnormally, like
sitting in a chair mumbling and laughing, and telling the daughters that John Walsh, and
not their actual father, was their father.
Other evidence will be disclosed as it is relevant to the issues discussed.
5
ISSUES AND DISCUSSION
1. Competency Proceedings
a. Defendant’s September 11, 2012 Request to be Evaluated for Competency
“Defendant was arrested on October 11, 2007 . . . . On February 29, 2008, she
was found incompetent to stand trial and she was ordered committed to Patton State
Hospital on March 28, 2008. . . . She was found competent to stand trial and criminal
proceedings were reinstated on February 13, 2009. . . . On October 13, 2009, she was
found, for a second time, to be incompetent to stand trial. Defendant was committed to
Patton State Hospital a second time on November 10, 2009. . . . On November 9, 2010,
she was found competent to stand trial and criminal proceedings were reinstated for a
second time. . . . Defendant was found, for a third time, to be incompetent to stand trial
on February 28, 2011.” (People v. Grubb, E054411, filed 8/17/12, pp. 2-3) On April 13,
2012, the judge determined, for a third time, that defendant’s competency had been
restored. In her opening brief, defendant concedes that during this hearing, she agreed
that she was competent to stand trial.
On September 10, 2012, while defendant was represented by an attorney who had
recently been appointed to represent her,5 she said she wanted to dismiss that lawyer,
because defendant wanted to pursue an alibi defense, but her attorney concluded that this
5 At the beginning of trial, defense counsel represented to the trial court that she
was defendant’s seventh attorney. However, the records before this court show that
defendant was represented by five different Deputy Public Defenders, by herself, and by
three different attorneys from a conflicts panel law firm.
6
would be an ineffective tactic and wanted to pursue something else. The court below
noted that defendant had had disagreements with all her prior attorneys over trial tactics,
but that the court declared this was a matter for counsel to determine and not defendant.
The court said, “It’s fairly clear to the Court that there’s no one that would otherwise
satisfy [defendant] . . . and . . . most of [defendant’s prior attorneys] have actually asked
to be relieved . . . and have not been willing to . . . stick it out . . . .” The court below
denied defendant’s request to have her attorney dismissed, finding that counsel’s choice
in trial tactics was more prudent than defendant’s.6
On September 11, 2012, having already declared that she was ready for trial,
counsel for defendant reported to the court below that defendant could not assist her, in a
rational manner, in presenting her defense, therefore, she was declaring a doubt about
defendant’s competency pursuant to section 1368. This belief was based on a letter
defendant had written on August, 14, 2012, in which she represented that things had
happened that had not, which things defendant wanted counsel to present as part of her
defense.7 The prosecutor asserted that there had to be a finding of a change in
6 Defendant’s assertion that her attempt to dismiss her attorney somehow
demonstrated that she was incompetent is meritless. If every defendant who brought a
Marsden motion was evaluated for incompetency, the criminal justice system would
grind to a halt.
7 The court below concluded the defendant, “makes various statements in this
letter which are incorrect at best, delusional, I guess, at worst with respect to things that
are . . . communicated here that simply don’t have any . . . basis that the Court can see
in . . . any type of fact.”
7
circumstances for section 1368 proceedings to once again commence. Defense counsel
pointed to defendant’s letter, the fact that she was on antipsychotic medication in 2008
while at Patton State Hospital (Patton), but no longer was8 and the fact that five months
had elapsed since that finding as the requisite change in circumstances or new evidence
that called into question the validity of the April 2012 competency finding.
After reviewing the reports of psychologists who had evaluated defendant in the
past, including for the April 2012 competency determination, the court below observed
that, according to those reports, defendant had a mental illness, most recently described
as schizophrenia,9 but, nevertheless, was able to understand the proceedings against her.
Additionally, the court reported that the psychologists who had submitted reports for the
April 2012 determination differed as to whether defendant was able to cooperate
rationally with counsel. In fact, two of the psychologists who evaluated her concluded
that she was competent to stand trial, while the other two concluded otherwise. The court
observed that the judge who had determined in April 2012, that defendant was competent
to stand trial had read in the reports statements defendant had made during her interviews
by the psychologists that were bizarre10 and, therefore, similar to the statements she made
8 Defendant, herself, represented to the court below on September 7, 2012 that
she was not taking any medication for her mental health.
9 The same psychologist also opined defendant could have a delusional disorder.
10 For example, she told one of the doctors who examined her on March 6, 2012
that she was a Navy Seal, that she was still, at that date, in the Army, that she had been
[footnote continued on next page]
8
in the August 14, 2012 letter. Due to this similarity, the court below concluded that the
letter did not constitute “new evidence that called into question the validity of the
competency finding,” but, rather “more of the same.” The court further observed that the
judge who had concluded in April 2012, that defendant was competent had been aware
that the psychologists believed she had a mental illness, but, nonetheless, was competent
to stand trial. Finally, the court noted that one of the psychologists had reported that
defendant had not been prescribed any psychiatric medications, although it was the
latter’s opinion that she could benefit from them.11 Therefore, at the time of the April
2012 competency determination, defendant was not on medication, but was still found to
be competent. The court below concluded that defendant had failed to meet her burden
of showing a substantial change of circumstances or new evidence that called into
question the validity of the April 2012 competency determination. However, the court
did want to determine whether defendant could better assist her attorney by being put on
medication, therefore it ordered defendant to be seen by a psychiatrist at the County
Department of Mental Health to determine if medication was in order or if she had been
returned to the jail from Patton with a prescription for medication. Following this ruling,
defense counsel restated, for the record, her belief that defendant could not assist her in a
stationed at March Air Force Base and that she was twice married to John Walsh of
television fame, once when she was 13 years old.
11 Defendant had been taking medication while at Patton State Hospital, where
she regained her competency.
9
rational way in her defense of defendant, therefore, counsel said that she was proceeding
to trial without defendant’s assistance. Counsel asserted that under section 1368, the
court had an obligation, “at minimum” to have defendant evaluated by one doctor “to
make sure that she is competent” before trial began. The court noted that the concern
defendant’s present counsel had, about her and defendant disagreeing about trial tactics
and defendant possibly sabotaging counsel’s tactics, “is what ultimately caused the
conflict [between defendant and three of her prior attorneys, all of whom were removed
from representing her]” therefore this conflict was “nothing new.” The court added that
“while I may have reviewed [the reports of the psychologists] differently than [the j]udge
[who determined in April, 2012 that defendant was competent], I . . . can’t substitute my
opinion for his when there’s nothing new that I see from this [August 14, 2012] letter that
was contrary to what was already . . . noted in the reports [of the psychologists].” The
court noted that around the same time defendant was saying bizarre things, she also “has
been responsive to the Court . . . [and] has obviously behaved in an appropriate
fashion . . . .” The following day, the case was assigned out to the trial court for trial, and
hearings on 402 motions and motions in limine and voir dire took place.
Defendant concedes that a court need not suspend proceedings and conduct a
competency hearing, subsequent to a competency determination having been made,
unless it “is presented with a substantial change of circumstances or with new evidence’
casting a serious doubt on the validity of that finding.” (People v. Zatko [(1978)] 80
Cal.App.3d [534,] 548; People v. Kaplan (2007) 149 Cal.App.4th 372 [(Kaplan)]; and
10
People v. Melissakis [(1976)] 56 Cal.App.3d [52,] 62 [(Melissakis)].) The trial court may
appropriately take its personal observations into account to determine whether there has
been some significant change in the defendant’s mental state. (People v. Jones (1991) 53
Cal.3d 1115, 1153.) However, defendant asserts that the court below “should have
ordered a doctor to evaluate [defendant] to determine if there had been any change in
circumstance or any new evidence that showed [defendant’s] mental state had
decompensated since” the April 2012 determination that she was competent.12 She
asserts that the court below had such an obligation based on “defense counsel’s adamant
pleas . . . that [defendant] was unable to assist in her defense, couple with the
[psycholgists’] evaluations [for the April 2012 competency determination], two of which
stated she was not competent, and one of which indicated [defendant’s] mental state was
fluid and that her symptoms could likely increase in severity over time, and the fact that
[defendant] had been found incompetent on three prior occasions.” However, defendant
did not assert any but one of these bases below, arguing, instead, that she had shown a
change in circumstances and new evidence undermining the prior competency finding
based on the August 2012 letter. Additionally, defendant, cites no authority to support
12 In her reply brief, she expands this to include the court below “further
inquir[ing] into [defendant’s] mental state and afford[ing defendant] the opportunity to
present the necessary evidence that would show that a second competency hearing was
warranted.” The proceedings we have outlined above were extensive. The court below
took great care and time to listen to whatever defense counsel had to say about
defendant’s mental state. The court conducted a thorough inquiry into defendant’s then
present mental state and gave defense counsel every opportunity to present whatever
evidence she had.
11
her position that the court below had an obligation to order this hybrid, not-quite-a-
section-1368 proceeding. The authority she does cite does not support it.
In Kaplan, supra, 149 Cal.App.4th 372, the defendant had been found competent
to stand trial nine months before trial began. (Id. at p. 375.) At the beginning of trial,
defendant jumped from the second tier of the jail, defense counsel expressed a doubt
about the defendant’s competency and the court appointed a psychiatrist and a
psychologist, who had previously evaluated the defendant, to examine him once again.
(Id. at pp. 378-379.) The psychologist reported that defendant’s psychotropic
medications had been changed within the two weeks before trial began and, as a result of
that change, defendant’s mental condition had decompensated. (Id. at pp. 376, 379.) The
psychologist’s report “showed [that] defendant was unable to assist counsel in conducting
the defense.” (Id. at pp. 376, 379-380.) The psychiatrist reached a contrary conclusion.
(Id. at pp. 379-380.) Relying on the holding of People v. Lewis and Oliver (2006) 39
Cal.4th 970, 1047, that “ the substantial evidence standard ‘is satisfied if at least one
expert . . . [opines that] the accused is incapable of understanding the proceedings or
assisting in his defense[,]’” (Kaplan, at p. 385) the appellate court concluded that the
psychologist’s report constituted “substantial evidence showing . . . a substantial change
in circumstances since the trial court’s earlier finding of competency that gave rise to
serious doubt about defendant’s competency . . . . [T]herefore[,] . . . [t]he trial
court . . . should have conducted a second competency hearing.” (Kaplan, at p. 387.)
12
This was despite the existence of contrary evidence, i.e., the psychiatrist’s opinion or the
trial court’s own observations. (Id. at pp. 384, 386.)
Here, in contrast to Kaplan, there was no opinion by an expert that there was a
substantial change in circumstances since defendant’s April 2012 competency
determination that gave rise to serious doubt about the continuing validity of that
determination. There was only the August 2012 letter and defense counsel’s assertion
that defendant was unable to cooperate with her in mounting a defense. Kaplan cannot
be relied upon as support for defendant’s position that such evidence constitutes
substantial evidence of the requisite change in circumstances or new evidence.
Moreover, Kaplan involved a regular section 1368 competency proceeding—not the
hybrid “lets-have-one-more-doctor-examine-defendant-to-make-sure-she’s-still-
competent” proceeding that defendant proposed below and here. Defendant cites NO
authority for such a proceeding. Moreover, if this proposed doctor concluded that
defendant was competent to stand trial, would defense counsel have then asked for a
second opinion? And, if so, would the proceedings not then morph into a full-blown
section 1368 proceeding, which, of course, would require a demonstration of change of
circumstances or new evidence that undermined the April 2012 competency finding?
Additionally, what would become of defendant’s insistence on not waiving time for trial,
which was due to begin the following day?
The fact, as defendant points out, that there was a difference of opinion amongst
the psychologists who evaluated defendant for her April 2012 competency determination
13
does nothing to warrant a finding of substantial evidence to mandate proceedings under
section 1368 or even defendant’s proposed hybrid procedure. Their examinations of
defendant dated from August, September, October and December 2011 and March 2012,
which predated the competency determination. Their reports could not possibly contain
information that would constitute substantial evidence of a change in circumstances or
new evidence that would undermine the subsequent competency determination.
Finally, defendant calls our attention to the words of the court below that “while I
may have reviewed the . . . reports of the psychologists differently that [the j]udge [who
determined in April, 2012 that defendant was competent], I . . . can’t substitute my
opinion for his when there’s nothing new that I see from th[e August 14, 2012] letter that
was contrary to what was already . . . noted in the reports [of the psychologists].” The
fact that the court below may have made a determination of defendant’s competency in
April 2012, different from that of the judge who did, in the face of the conflicting
opinions of the four psychologists who examined defendant, has nothing whatsoever to
do with whether there was substantial evidence five months later of a change of
circumstances or new evidence calling that determination into question.
14
b. Defendant’s Subsequent Requests to be Evaluated for Competency/Subsequent
Developments13
Day number one of trial began with defense counsel reporting to the trial court that
defendant had sustained a laceration to her upper lip and she had become combative.
Counsel expressed concern for her own safety, although she noted that defendant
appeared to be calm, and she said she did not know how they were going to proceed as
things then stood and she believed defendant needed to be medicated. Defendant
reported that a sheriff’s deputy had pushed her, after she had been pushed the day before,
and she told him not to and pushed him back, then she was taken down. Defendant
complained that she was not being given insulin as she was supposed to and the trial
court ordered that that be done. Defendant told the trial court that she felt able to go
forward and proceedings resumed.
On day number two of trial (Sept. 17, 2012), defense counsel reported that
defendant had not yet been seen by a psychiatrist from County Mental Health as the court
below had ordered. Counsel reiterated her belief that defendant needed to be put on
medication. Counsel reported that in September 2008, Patton had requested that
defendant be involuntarily medicated, but defendant had received no medication since
13 To the extent defendant asserts that during none of this subsequent period did
she request proceedings under section 1368, but, rather “a psychological evaluation to
determine whether another competency hearing was warranted” and “defense counsel
was not asking for a second competency hearing”, the record belies her claim, as we
demonstrate in the text of this opinion, and, as we have already stated, there is no
precedent for a trial court ordering such an evaluation.
15
being released from Patton because no one had requested an order and defendant had
refused to take medication voluntarily. Counsel also reported that defendant gave a
statement to a police officer pretrial, but on a date not specified, that was “unreal,”
meaning that defendant was delusional during it. Counsel further asserted that defendant
was unable to assist in her defense in that the only thing she said about jury selection was
that she did not want one particular potential juror on the panel because that person
“look[ed] mean.” Counsel also reported that defendant wanted a restraining order against
the deputy, presumably, that gave her the fat lip, and against counsel, herself. Defendant
told the trial court that she was requesting a restraining order against her own attorney for
harassment because the latter wanted to change defendant’s plea from not guilty to not
guilty by reason of insanity and counsel said that defendant had said that she was guilty
but defendant did not say that. Defendant added that her attorney “keeps pursuing this
incompetency plea, but I’m not incompetent . . . .” Defense counsel told the trial court
that she never asked defendant to plead guilty and she did not believe her to be guilty.
The prosecutor pointed out that defendant understood that Patton had treated her for as
long as it could, and if defendant was sent back to Patton, Patton would release her under
a conservatorship.14 The prosecutor pointed out that defendant was insisting that she was
competent while her attorney was insisting that she was not, therefore, he could
14Apparently, the prosecutor did not read our opinion in People v. Grubb,
E054411, filed August 17, 2012.
16
understand why the defendant was frustrated with her attorney. The trial court declined
to institute proceedings under section 1368,15 finding that it did not entertain a doubt
about defendant’s ability to understand the nature of the proceedings against her and to
cooperate with counsel. The court noted that it had reviewed the latest reports of three of
the psychologists concerning her ability to cooperate and there was a difference of
opinion between defendant and her attorney over trial tactics, but that counsel could
proceed with her choice of tactics and could secure defendant’s cooperation in trying the
case. The trial court further found that defendant had not presented a basis upon which
the court could issue a restraining order against her attorney—that defendant’s request for
one was the product of a disagreement over trial tactics. The trial court stated it accepted
at face value counsel’s representation that she had never suggested to defendant that the
latter plead not guilty by reason of insanity and defendant’s belief otherwise was due to
confusion on defendant’s part. Counsel responded that it was not due to confusion—it
was due to the fact that defendant’s “sense of reality is not there. She believes we do
things or something happens that is not actually happening.” The trial court reiterated its
finding that it did not have a doubt about defendant’s competency. The trial court added,
“Based upon [the] . . . previous findings [by the judge on April 13, 2012], I’ll find that
15 Defense counsel asked the trial court “whether [she] needed to again re-request
the [section] 1368, but [she] probably should” and the trial court told her that it took her
request as an indirect request for a section 1368 finding.
17
the defendant may proceed in this matter with an understanding of the nature of the
proceedings and is capable of assisting counsel in the defense of this matter.”
Defendant asserts that in so ruling, the trial court “relied on [the judge’s April 13,
2012] ruling that [defendant’s] competency had been restored.” However, the record
does not support this assertion. The trial court made its own determination that defendant
was competent to stand trial. The fact that defendant may have been suffering delusions
did not render the trial court’s finding an abuse of discretion. (People v. Ramos (2004)
34 Cal.4th 494, 507.) Nor did the fact that she wanted a potential juror not chosen for the
jury because that person “looked mean.” Some defense attorneys employ high-price jury
consultants to tell them the same thing.
On day number three of trial, defense counsel reported that a psychiatrist had seen
defendant the day before and determined that she would benefit from taking medication,
but the county department of mental health could not provide it until it obtained records
from Patton. Counsel said that an additional issue was that defendant would not
voluntarily take medication. The trial court observed that without the records from
Patton, it could not make any further orders. At that point, defense counsel renewed her
request for a competency hearing and said she had records from Patton that she would
share with the trial court and the psychiatrist. The trial court stated that an offer of
medication had been made to defendant, but she refused, and the court felt it could not go
further in ordering her to take the medication. As to the request to proceed under section
1368, the trial court said, “I’m going to stand by the Court’s previous order made . . . on
18
[September 17, 2012], that at this time I do not entertain a doubt with respect to
defendant’s competency to stand trial . . . , and I based that upon [the judge’s April 2012]
findings.” Because nothing had changed in the two days that had elapsed since the trial
court’s previous finding, we reject defendant’s contention that the trial court abused its
discretion in finding that it had no doubt as to defendant’s competency to stand trial.
Later the same day, when defendant’s middle daughter was called to the stand to
testify for the prosecution, defense counsel said that defendant was requesting
fingerprints and a DNA test because she did not believe that the girl was her middle
daughter. The trial court denied the request. At the end of this day, defense counsel
reported that defendant had told her that the deputy sheriff downstairs in the courthouse
was harassing defendant on purpose due to the nature of the charges against her, and she
was claiming that her wrist was hurt that morning, blood was currently coming out of her
knee and her restraining order paperwork had been confiscated. Defendant explained that
the restraining order paperwork was for an order against the deputy. The trial court said
it would order defendant to be seen by at least a nurse within six hours and it ordered that
defendant be transported by the use of no greater force than is necessary and that she be
treated with dignity. Counsel reported that defendant said that the deputy told her that if
she steps to one side, it means she wants to go to jail and if she steps to the other side, it
means she does not. Therefore, defendant is afraid to step in the direction of going to jail.
Although counsel said that the foregoing was part of “an issue . . . going back to the same
issue that we’ve been having” she did not declare a doubt as to defendant’s competency,
19
at this point or earlier when defendant questioned the identity of her daughter and counsel
did not ask the trial court to institute proceedings under section 1368. As the trial court
previously found as to other evidence, this was not new evidence calling into question the
prior finding of competency.
During a Marsden16 hearing four days later,17 defendant asserted that certain facts
would provide her with an alibi and her attorney insisted that these facts did not exist.
After the trial court denied defendant’s request to replace her attorney, finding that the
difference of opinion between them was a matter of trial tactics, which defense counsel
controlled, the latter again renewed her request for section 1368 proceedings, citing
defendant’s “[in]accurate . . . sense of reality.” The trial court asked that the prosecutor
be brought back into the courtroom and when he was, defense counsel dropped the
matter. Again, this was not new evidence calling into question the former finding of
competency. We do not agree with defendant’s suggestion that the mere fact that she
brought a Marsden motion, even her second one against this particular attorney, was
grounds for the initiation of proceedings under section 1368.
16 People v. Marsden (1970) 2 Cal.3d 118.
17 Although appellate counsel for defendant refers to this hearing in his brief,
suggesting that he must have read it, he inexplicitly failed to notify this court that it had
been mistakenly included in the (non-confidential) Reporters Transcript, and, thus, was
available to anyone who wanted to read it, in violation of defendant’s attorney/client
confidentiality.
20
The same day, defendant testified in her own behalf. For the most part, defendant
answered all questions asked of her coherently. Defense counsel was able, during her
direct examination of defendant, to get defendant to present the defense, which was that
defendant was falsely accused of sexually abusing two of her daughters in order to get
her removed from the family home so her ex-husband could get it and custody of the
couple’s three daughters in their dissolution proceedings. Defendant denied engaging in
any of the sexual acts her three daughters testified she had committed. However,
defendant also said that her ex-husband had wanted to kill their oldest daughter for
insurance money when the latter was 10 months old. She also said that her ex-husband
had dislocated this child’s arm. She said that a child “had been born” between her first
and second daughters, but she never claimed that this child was hers and she put it up for
adoption. She denied that she had been diagnosed with or having schizophrenia, but
claimed it was post traumatic stress disorder, and she was presently cured through
therapy. She claimed not to recall being diagnosed, while in Patton, with borderline
personality disorder and she said Patton found that she did not have a delusional disorder.
When shown records from Patton stating that she had been diagnosed with a delusional
disorder and borderline personality disorder, she claimed that this was an incorrect
statement. She denied that she was in a mental institution before this case was filed in
2007, but said she had been in one in the early 1990s. Later, she added that she had been
in Patton for a few years since she was incarcerated in this case. She denied being forced
to take medication while in Patton. She contested the accuracy of some of the paperwork
21
related to her divorce from her former husband. She also said she doubted that the girls
who claimed in court to be her youngest and middle daughters were actually hers, saying
it was possible these people could have been substituted for her actual youngest and
middle daughters. She also repeated what she had said before during her examination by
the psychologist—that her middle daughter was the child of John Walsh of television
fame and that she was a test tube baby. She denied slashing her cellmate’s arm, although
she admitted that she had another case pending against her.
After the jury convicted defendant, defense counsel again requested that
proceedings under section 1368 begin due to what defendant had said during her
testimony. The trial court denied the request, finding that it did not “entertain a doubt
with respect to the ability of the defendant to comprehend the nature of the proceedings
and to assist counsel.” The trial court then appointed a psychologist to evaluate
defendant under the authority of section 288.1.18
The psychologist reported facts and opinions that were not new—that defendant
was delusional, schizophrenic and in need of medication to decrease the intensity of her
delusions and improve her thinking process. He concluded that her denial of any
18 That section prohibits the suspending of the sentence of a defendant convicted
of committing lewd and lascivious acts on a minor until the court obtains a report from a
psychiatrist or psychologist as to the mental condition of that defendant.
Although it was not anticipated that defendant would receive probation, defense
counsel requested the report “to see where, if anywhere, [defendant] should be placed.”
Defense counsel anticipated that the psychologist would recommend a specific institution
at which defendant should be placed, however, the expert concluded only that defendant
should be “psychiatrically treated (e.g.[,] medications) in a psychiatric hospital.
22
wrongdoing in regard to these crimes was “a primitive, naïve delusional denial, typical of
people who are mentally ill and are in the midst of their psychosis.” He predicted that
defendant would eventually end up in a psychiatric hospital as a Mentally Disordered
Offender or a Sexually Violent Predator at the time she was became eligible for parole.
At the beginning of the sentencing hearing, defense counsel made her final request
for proceedings under section 1368. Although she said she was basing the request on the
probation report, she made no reference to any specific part of it, rather, referring to some
of the matters stated by the psychologist in the section 288.1 report mentioned above.
She repeated that defendant did not assist her in her defense of her and, in fact,
contradicted facts counsel tried to bring out on direct examination of defendant that
would have assisted defense counsel in what she was attempting to assert. The trial
court, for the last time, denied counsel’s request, saying, “I still find that pursuant to the
finding of [the judge who found defendant competent in April 2012], that I do not
entertain a doubt at this time with respect to defendant’s either understanding of the
proceedings or ability to assist counsel in the preparation of her defense . . . .” It is
noteworthy that this psychologist did not opine that defendant was incompetent to be
sentenced. Absent this, the only new information was the psychologist’s opinion that
defendant should be placed in a psychiatric hospital. Defendant cites no authority
holding that this fact, alone, compels the initiation of section 1368 proceedings.
Defendant cites in support of her position that her request to proceed under section
1348 should have been granted Melissakis, supra, 56 Cal.App.3d 52. In Melissakis, two
23
psychiatrists, who had opined during two pretrial section 1368 competency hearings that
defendant had no psychiatric disease, recanted these opinions during the sanity phase of
the trial. (Id. at pp. 55-56, 59.) Additionally, the appellate court concluded that what
occurred during trial gave “validity to [the] opinion” of the third psychiatrist, who had
concluded pretrial that defendant was incompetent, and there was a “material change of
circumstances” that casted doubt on the validity of the pretrial determination of
competency. (Id. at pp. 61-62.)19 The appellate court concluded that in light of this, the
trial court should have made further inquiry into defendant’s competence. (Ibid.) The
facts of Melissakis are distinguishable from those here in that there was no recantation by
the two psychologists who originally concluded that defendant was competent to stand
trial as to any opinions they had reached. Moreover, we have not concluded, as did the
appellate court in Melissakis, that there was a material change in circumstances that
casted doubt on the validity of the competency determination.
2. Insufficiency of the Evidence
The youngest daughter testified that defendant “rub[bed] her hand around” on her
genitals over her clothes when the daughter was about six years old. She also testified
19 The dissent in Melissakis wisely points out that the majority’s conclusion
“involves a determination by th[e appellate ]court that [defendant’s] testimony is
sufficient as a matter of law to require that the trial judge should have entertained a doubt
as to defendant’s present [competence] and ordered a full hearing. No other case has
purported to hold that such a slim showing constitutes, as a matter of law, substantial
evidence requiring the trial judge to declare a doubt.” (Melissakis, supra, 56 Cal.App.3d
at p. 63 (dis. opn. of Brown, G.A., italics added).) Indeed, neither has any case in the 28
years since Melissakis was decided.
24
that when she was about five years old, defendant put her mouth on the daughter’s
breasts. The prosecution relied on these two incidents to urge the jury to convict
defendant of the charged counts of committing lewd and lascivious acts on the youngest
daughter. Defendant here contends that there was insufficient evidence that she
committed this touching with the intent of arousing, appealing to or gratifying the sexual
desires of herself or of her daughter. We disagree.
As already stated, the youngest daughter also testified that defendant forced her to
wash defendant’s plastic penis and vibrator three to four times. When this daughter was
five or six years old, defendant took her to a sex shop and bought her a chocolate penis.
When this daughter was less than 10 years old, defendant took her and her middle
daughter into her bedroom, where a man held the girls to the wall at knife point and
defendant made her daughters watch as she had intercourse with a second man who was
in the room. Another time, defendant took a man up on the roof and had sex with him
while this daughter and her sister watched television. This, combined with evidence of
acts of a sexual nature defendant had engaged in with her oldest daughter, was more than
sufficient evidence that defendant acted with the requisite intent when she rubbed the
youngest daughter’s genitals and put her mouth on her breasts. While it is true that a
mother could have a non-sexual reason for touching her daughter’s genitals20 or putting
20 We, however, doubt, as defendant now asserts, that she may have been
checking the six year old to see if she was wet. Most six year olds are well past potty
training.
25
her mouth on her breasts, the jury was free to adopt the reasonable inference, in light of
the other acts defendant engaged in with this daughter and her older daughter, that these
touchings were done with the requisite intent. People v. Mansell (1964) 227 Cal.App.2d
842, upon which defendant relies, is inapposite as it involved a one-time, arguably
accidental touching with no evidence of other contact of a sexual nature. Additionally,
we were much more aware of the dangers of inappropriately touching children when
these crimes occurred than we were in 1962, when the act in Mansell occurred.
3. Admission of Evidence
The first mention of bad acts perpetrated by defendant against the victims came
during the youngest daughter’s direct testimony, when she testified, without objection
from defense counsel, that bad things had been done to her by her mother.21 When asked
by the prosecutor if she had to describe what bad things were done to her on a scale from
one to ten, what she would say, defense counsel objected only on the basis of the
prosecutor’s use of the word, “bad,” “under Evidence Code 352[.]” The trial court
sustained the objection and the prosecutor asked the youngest daughter to think about the
21 Before trial began, defense counsel requested that she be allowed to introduce
reports from Child Protective Services (CPS) concerning allegations of sexual, physical
and emotional abuse perpetrated by defendant against her daughters. Counsel also said
she intended to call as a witness a defense investigator, who “interviewed [defendant’s
daughters]. In th[e] reports [of their interviews], the [daughters] don’t mention any
sexual acts, only physical abuse . . . .” Therefore, defense counsel must have anticipated,
when defendant’s youngest daughter was asked if any bad things had been done to her by
her mother, that the youngest daughter might well testify to acts of physical abuse by
defendant.
26
first time in her recollection bad things had happened to her. Again, defense counsel
objected, on the same basis, but this time the trial court overruled the objection and the
youngest daughter testified to an incident of physical abuse by defendant. We do not
consider counsel’s objection, solely on the basis of the prosecutor’s use of the word,
“bad,” as preserving defendant’s current objection that the evidence was inadmissible
under Evidence Code section 1101, subdivision (b)22 or Evidence Code section 352,23
that its admission violated defendant’s right to a fair trial or that it was not admissible
under Evidence Code sections 1108 or 1109.24
22 That subdivision permits the admission of evidence of prior acts to show
common plan, identity of the perpetrator, preparation, knowledge, or absence of mistake
or accident.
23 That section prohibits the admission of evidence that is more prejudicial than
probative.
24 Evidence Code section 1108 permits the admission of evidence of other sexual
offenses perpetrated by the defendant as demonstrating the defendant’s propensity to
engage in such conduct with the victim. Evidence Code section 1109 permits the
admission of evidence of other acts of domestic violence perpetrated by the defendant as
demonstrating the defendant’s propensity to engage in such conduct with the victim.
Because defendant here contests the admission of evidence of acts that do not
constitute sexual offenses, Evidence Code section 1108 does not apply.
Because defendant had not been charged with acts of domestic violence (Evid.
Code, § 1109, subd. (d)(3); § 13700, subd. (b); Fam. Code, § 6211) we disagree with the
People that it was admitted under that section. The People cite no authority holding that
the acts involving the youngest daughter (see discussion, infra) and defendant’s touching
of the oldest daughter’s vagina and having her rub defendant’s back and asking her to
insert a dildo into defendant’s vagina constituted the “willful infliction of cruel or
inhuman corporal punishment or an injury resulting in a traumatic condition” (§ 273d)
required by Evidence Code section 1109, subdivision (d)(2). Moreover, the trial court
did not expressly admit this evidence under that section, nor does the record before this
court demonstrate that the People followed the procedural prerequisites of Evidence Code
[footnote continued on next page]
27
Defense counsel did not object when the prosecutor immediately thereafter asked
the youngest daughter if there was “other stuff” besides the “physical stuff” that
defendant did to her that hurt her. The youngest daughter replied that defendant didn’t
pay as much attention to her as the former would have liked. She went on to testify,
without objection from defense counsel, that defendant engaged in acts of physical,
emotional and sexual abuse of her. The daughter testified, again, without objection, to
other acts of emotional abuse, i.e., defendant saying hurtful things to the daughter and
having conversations with the wall while not having them with the daughter, which hurt
the daughter’s feelings. The prosecutor asked her, again without objection, if there were
other incidents involving physical abuse and she related an incident during which
defendant tried unsuccessfully to hit her with a broom, but then beat the middle daughter
with it. Finally, when asked about any other incidents of physical abuse the youngest
daughter remembered, defense counsel objected on the basis of relevance and Evidence
Code section 352. However, by then, her testimony about the other two incidents of
physical abuse and about the emotional abuse had already come in. The prosecutor
asserted that the evidence was admissible under Evidence Code sections 1108 and 1109
and the trial court overruled the objection.25 While defendant’s point that any further
objection on the basis of relevancy and 352 would have been pointless as to testimony by
section 1109, subdivision (b). Additionally, the jury was not instructed that it could use
this evidence as Evidence Code section 1109 provides.
25 See footnote 24, ante, pages 27-28.
28
the middle and oldest daughters concerning physical or emotional abuse, the same cannot
be said of the youngest daughter’s testimony on these two subjects.26 By then, the “cat
was out of the bag.”
The middle daughter testified to two incidents of physical abuse by defendant, and
she corroborated the younger daughter’s account of the first incident of physical abuse
involving the latter.
The oldest daughter testified that defendant would hit her when she was under the
age of 13 and she corroborated the existence of one of the incidents of physical abuse by
defendant involving the middle daughter, adding that she, too, was a victim in this
incident. She also reported incidents of physical abuse and emotional abuse, but they
were in retaliation for the oldest daughter’s refusal to play with defendant’s sex toys with
defendant. The oldest daughter testified that she feared defendant and that fear caused
her to submit to one of the sexual acts defendant perpetrated on her. She also testified
that her fear of defendant doing something to her or killing her and her sisters prevented
her from telling her father what was going on. Therefore, her testimony about the
physical abuse defendant inflicted on her was relevant.
In her effort to bolster the defense, defense counsel elicited from the oldest
daughter the fact that as part of the divorce proceedings between defendant and the
26 Following defense counsel’s objections on relevancy and Evidence Code
section 352, the youngest daughter did not further testify about acts of physical or
emotional abuse, the latter that were not sexual in nature.
29
daughter’s father in 2005, the daughter had submitted a declaration in which she reported
that defendant had not given her any food and that defendant had forgotten her own
birthday, which hurt the daughter’s feelings. The oldest daughter had also said in the
declaration that she was afraid of defendant “‘only because she only wants us for food
stamps.’” The daughter explained that she had not mentioned the sexual incidents in this
declaration because she was afraid that if she had, “something very, very bad would
happen.” Therefore, the defense, itself, introduced the idea that the oldest daughter was
afraid of defendant and had been emotionally abused by her as part of its trial strategy.
Indeed, during argument to the jury, defense counsel asserted that defendant was “not
well” and, therefore, the jury should “question” what she had said on the stand. At two
separate points, counsel referred to defendant as a “mentally ill person.” Seeming to
concede that the incident involving defendant jamming a tampon into the oldest
daughter’s vagina actually occurred, counsel also argued that “that’s just plain crazy,”
however, there was no evidence that defendant did it to sexually arouse herself. Counsel
went on to argue that defendant wasn’t “fine,” “hasn’t been for years” and there was
reasonable doubt that she had the necessary mental state for the charged offenses. In fact,
counsel said, “I do believe that there was physical abuse here. There was. The
[daughters] rela[ted] that the[y] were hit, that they were beaten. The question is, was
there sexual abuse.”
Given the above and the fact that the incidents involving the sexual abuse of the
youngest and oldest daughters, some of it solicited by defense counsel, were so
30
horrendous to be almost unthinkable, we cannot agree with defendant that even if the
trial court erred in admitting some of the evidence of physical and emotional abuse, i.e.,
that portion actually objected to on the bases claimed here and not corroborated by the
admission of evidence solicited by the defense, itself, there is no reasonable probability
that had it not been admitted, defendant would have enjoyed a better outcome. (See
People v. Watson (1956) 46 Cal.2d 818.) For a similar reason, we also reject defendant’s
assertion that her trial attorney’s failure to object to this evidence on these bases before
she did constitutes incompetency of counsel requiring reversal of her convictions. (See
Strickland v. Washington (1984) 466 U.S. 668, 694.)
4. Exclusion of Evidence
Before trial began, defense counsel told the trial court that she had given some
reports from CPS to the prosecutor. She represented that these reports stated that CPS
had investigated the allegations against defendant, including speaking to defendant’s
daughters, and had concluded that the only abuse that had taken place had been emotional
and allegations of physical abuse had not been substantiated. Counsel requested that
these reports be admitted and she added that she had subpoenaed the “intake specialist at
CPS.” The trial court responded that it was premature to request admission of the reports
until they were proffered. A short time later, the prosecutor voiced his objection to the
admission of the conclusion of “some other fact-finder[.]” The trial court said it believed
that the opinion of a CPS worker that an allegation of abuse was unfounded is
inadmissible opinion evidence unless defense counsel could convince the court
31
otherwise. Defense counsel likened the CPS worker’s conclusion to that of a doctor who
determines that there is no physical abuse because there are no bruises or scars or that an
alleged victim of sexual abuse had not been abused because there was no damage to her
hymen. The trial court disagreed with defense counsel that the conclusion of the CPS
worker was analogous to a doctor’s conclusion about the absence of physical injury. The
court concluded, “[O]pining on the ultimate issue is . . . not one that is appropriate.”
However, the court added, if the CPS worker’s conclusion was based on a lack of
evidence of sexual abuse or if the youngest and/or oldest daughters disclaimed the
allegations, causing the worker to find them to be unfounded, that evidence would be
admissible. Defendant here claims that the trial court abused its discretion in denying
admission of this evidence. We disagree.
Defendant cites a case, Summers v. A.L. Gilbert Co. (1999) 69 Cal.App.4th 1155,
1183, in which the appellate court held, “Expert opinions which invade the province of
the jury are not excluded because they embrace an ultimate issue, but because they are
not helpful (or perhaps too helpful) . . . . In other words, when an expert’s opinion
amounts to nothing more than an expression of his or her belief on how a case should be
decided, it does not aid the jurors, it supplants them.”27 Defendant then attempts to
27 As the People correctly point out, in People v. Bejarano (2009) 180
Cal.App.4th 583, 588, this court ruled that the opinion of a psychologist that defendant’s
disability prevented him from acting willfully or purposefully in failing to register as a
sex offender was inadmissible because it invaded the province of the jury.
32
distinguish what the CPS worker’s proposed testimony would have been from what
Summers addressed.28 She does so with a complete lack of persuasion. Introducing the
CPS worker’s opinion that the allegations of sexual abuse were not substantiated was
precisely the kind of evidence with which Summers concerned itself. The CPS worker’s
opinion that the oldest and youngest daughters were lying about defendant’s sexual abuse
of them would have been no more admissible than the opinion of any other witness that
another witness was lying about what he or she says.29 It was inadmissible, as the trial
court concluded. Contrary to defendant’s assertion, the fact that the CPS worker makes
such determinations for a living does not make her opinion admissible—one only has to
be aware of all the deaths of children who are returned to their parents by CPS workers,
28 Defendant cites no authority holding that such evidence is admissible.
29 Defendant appears to be talking out of both sides of her mouth in regard to the
use of this evidence to imply that the victims are lying about the charges. In her opening
brief, she states, “Defense counsel’s theory of the case was that [defendant’s] daughters
fabricated the allegations of sexual abuse. . . . To support this theory, defense counsel
wanted to introduce [the evidence at issue]. . . . [¶] . . . The evidence was highly relevant
as it spoke directly to the credibility of the victims’ claims that [defendant] sexually
abused them.” “[T]he evidence went to the heart of the case, whether the victims were
telling the truth about the sexual allegations. The CPS worker’s opinion would have
strongly supported [defendant’s] argument that [her] daughters fabricated the sexual
abuse allegations . . . .” “[The CPS worker’s] opinion . . . would aid [the jury] in
assessing the credibility of the girls’ testimony . . . .” However, in her reply brief,
defendant asserts, “[the CPS worker’s] opinion did not tell the jury that the girls’ [sic]
were lying about the abuse . . . .” More importantly, because the trial court ruled that if
the victims told the CPS worker that some or all of the acts of sexual abuse to which they
testified did not occur, this could be introduced into evidence, the only thing that the trial
court excluded of the worker’s disputed testimony was that the victims told her the same
story they told at trial, but the worker concluded that they were lying.
33
making similar conclusions that the children are safe, only to be killed by those parents,
to know that a CPS worker is no expert in determining whether allegations of abuse are
true or not. CPS does the best it can under the circumstances, which is all that it can
do—it is not an infallible or even reliable source of opinion on whether these victims
were sexually abused.
5. Cumulative Error
Having concluded that there was no reversible error in the trial court admitting the
evidence of defendant’s physical abuse of her daughters to the extent it was properly
objected to by defendant below and the trial court did not err in refusing to admit the
opinion of the CPS worker, we necessarily conclude that there was no cumulative error
requiring reversal.
DISPOSITION
The judgment is affirmed.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
RAMIREZ
P. J.
We concur:
HOLLENHORST
J.
KING
J.
34