In re D.S. CA1/2

Filed 7/16/14 In re D.S. CA1/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FIRST APPELLATE DISTRICT

DIVISION TWO

In re D.S., a Person Coming Under the
Juvenile Court Law.

R.S.,
Petitioner,
v.
THE SUPERIOR COURT OF ALAMEDA A141677
COUNTY,
Respondent; (Alameda County
ALAMEDA COUNTY SOCIAL Super. Ct. No. OJ13022074)
SERVICES AGENCY,
Real Party in Interest.

Petitioner R.S. (Mother), mother of six-month-old D.S., seeks review by
extraordinary writ, pursuant to California Rules of Court, rule 8.452,1 of the juvenile
court’s findings and orders, in which the court bypassed reunification services and set the
matter for a permanency planning hearing, pursuant to Welfare and Institutions Code
section 366.26.2 Mother contends (1) substantial evidence does not support the juvenile
court’s finding that she failed to make reasonable efforts to alleviate the problems that led
to the removal of D.S.’s siblings, and (2) the juvenile court erred when it found that the

1
All further rule references are to the California Rules of Court.
2
All further statutory references are to the Welfare and Institutions Code unless
otherwise indicated.

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Alameda County Social Services Agency (Agency) had complied with the notice
requirements of the Indian Child Welfare Act (ICWA). We shall affirm the juvenile
court’s orders.
FACTUAL AND PROCEDURAL BACKGROUND
On December 10, 2013, the Agency filed an original petition alleging that D.S.
came within the provisions of section 300, subdivisions (b), (g), and (j). Specifically, the
petition alleged that D.S. was at risk of harm due to mother’s mental illness. Mother had
been placed on a “5250 hold”3 at a hospital in Berkeley, where she gave birth to D.S.
Mother was psychotic and had disorganized thinking, and was given Haldol, a
psychotropic medication. The petition further alleged that the identity of D.S.’s father
was unknown, and that her two siblings had been permanently planned after the parents
failed to reunify. One sibling had been adopted and the other was in a legal guardianship.
In the December 11, 2013 detention report, the social worker related that Mother
remained on a 5250 hold at the hospital, and the social worker had trouble
communicating with her “since she was very incoherent and disorganized in her thought
process.” A doctor had reported that Mother, who had a history of psychosis and
schizophrenia, was “grossly psychotic” and remained “extremely psychotic and
disorganized.” The social worker also stated that “[t]he Indian Child Welfare Act may
apply[;] the mother was not cognitively able to provide information regarding ICWA.”
The Agency recommended that D.S. be detained. On December 11, the juvenile court
ordered D.S. detained.
In the December 27, 2013 jurisdiction/disposition report, the social worker related
that she had spoken with Mother’s case manager, who said that Mother was receiving
supplemental security income (SSI) and had stable housing. Mother had been in contact
with the case manager, but had missed an appointment the previous month with her

3
Section 5250 permits the involuntary confinement of a person who was already
detained for 72 hours under section 5150 for up to 14 additional days of intensive
treatment related to, inter alia, a mental disorder, if that person is “a danger to others, or
to himself or herself, or gravely disabled.” (§ 5250, subd. (a).)

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psychiatrist. The social worker again related that she was unable to obtain information
about the applicability of ICWA due to Mother’s cognitive state. The report included
copies of minute orders from 2007 and 2008, reflecting that Mother’s parental rights were
terminated with respect to D.S.’s siblings and that one of the two siblings was an Indian
child. The order for the other sibling stated that ICWA notice had been provided in that
case.
The social worker recommended that reunification services be bypassed due to
Mother’s failure to reunify with her other children. He explained that Mother’s history of
mental illness, which had not been successfully treated, prevented her from being able to
care for D.S., and that one of D.S.’s siblings was removed for “almost identical” reasons.
In an addendum report filed on January 29, 2014, the social worker reported that
Mother was residing at a rehabilitation center and that D.S. was doing well in his new
foster home. Mother had had a supervised visit with D.S., during which she was
appropriate and appeared to be heavily medicated. The report also indicated that, on
January 28, 2014, Mother had stated that “she had no Indian Ancestry.”
Also on January 29, 2014, at the request of Mother’s counsel, the court conducted
a hearing to determine whether a guardian ad litem should be appointed. The court
determined that Mother lacked the ability to understand the proceedings and would be
ineffective in assisting her attorney, and therefore appointed a guardian ad litem.
In a memorandum prepared for the pending jurisdiction/disposition hearing and
filed on March 13, 2014, the social worker related that Mother had attended another visit
with D.S.; she was appropriate during the visit, but “was highly sedated.” Mother had
said that she would be leaving the rehabilitation center and moving back to her old
apartment on March 14. The social worker also stated that ICWA “does not apply.”
At the March 13, 2014 jurisdiction/disposition hearing, William Hayes, the social
worker assigned to the case, testified that Mother had received reunification services in
both of the cases involving D.S.’s siblings, and that her parental rights were ultimately
terminated as to both children. Hayes also testified that Mother had been diagnosed with
paranoid schizophrenia. Her most recent hospitalization resulted from her being

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“delusional and grossly psychotic” around the time she gave birth to D.S. Over the past
six years, since termination of her parental rights with respect to her other two children,
Mother had been hospitalized “a significant number of times.” Mother had received
psychiatric care over the years, and at one time had been taking Haldol, which she was
currently taking again. Hayes had not spoken to Mother’s psychiatrist, but had learned
from her case manager that Mother had missed an appointment with the psychiatrist the
previous month. The case manager had helped Mother keep up with her appointments
and obtain housing. Mother had an apartment and was receiving SSI.
At the conclusion of the hearing, the juvenile court took jurisdiction over D.S. and
adopted the Agency’s recommendations regarding disposition. The court, however,
continued disposition for 30 days because, on the day of the hearing, Mother had
submitted an ICWA-020 form, “Parental Notification of Indian Status,” in which she
indicated possible Native American heritage. The court directed the Agency to provide
ICWA notice, as required.
At the April 21, 2014 continued disposition hearing, after the Agency confirmed
that it had completed the required ICWA noticing, the court found that notice had been
given as required by law and adopted the Agency’s recommendations, declaring D.S. a
dependent of the court, denying reunification services to Mother, and setting the matter
for a section 366.26 hearing on August 14, 2014.
On April 24, 2014, Mother filed a notice of intent to file writ petition.4
DISCUSSION
I. Order Bypassing Reunification Services
Appellant contends substantial evidence does not support the juvenile court’s
finding that Mother failed to make reasonable efforts to alleviate the problems that led to
the removal of D.S.’s siblings.

4
On June 2, 2104, Mother filed a petition seeking review of the juvenile court’s
orders and requesting a stay of the section 366.26 hearing. On June 4, 2014, we denied
Mother’s request for a stay pending determination of this petition.

4
 A. Trial Court Background
At the conclusion of the March 13, 2014 jurisdiction/disposition hearing, before it
ordered disposition continued pending the Agency’s compliance with ICWA notice
requirements, the court explained the reasons it intended to deny Mother reunification
services: “As to the allegation pursuant to section 361.5[, subdivision] (b)(10) and
(b)(11) [authorizing bypass of reunification services when parent failed to reunify with
child’s sibling and parent “has subsequently not made a reasonable effort to treat the
problems that led to the removal of the sibling”], I want the record to specifically reflect
that I’ve considered the mother’s multiple hospitalizations, the psychotic state she
experienced even at Herrick Hospital at or around the time of [D.S.’s] birth, evidence of
parallel circumstances between the instant case and that of the sibling closest in age, as
well as the pattern that appears to exist[] over extended periods of time in that parental
rights were terminated for the siblings in 2005 [sic] and 2008 respectively.
“I’ve weighed these circumstances and others against evidence that the mother
does receive SSI and has a source of income and pays I believe . . . $300 for an apartment
that she has been able to maintain.”
At the continued disposition on April 21, 2014, the court further explained the
basis for its decision to bypass reunification services for Mother: “I find that there is
clear and convincing evidence that reunification services should be denied to the mother.
[¶] Pursuant to section 361.5, subdivision (b)(10), the court terminated reunification
services for siblings of [D.S.] because the mother failed to reunify with those siblings
after having been removed from the mother’s custody [sic] and the mother has not
subsequently made a reasonable effort to treat the problems that led to that removal.
“Also, pursuant to section 361.5, subdivision (b)(11), the parental rights of this
same mother as to those same siblings were terminated and the mother has not
subsequently made a reasonable effort to treat the problems that led to the removal of
those siblings . . . or as to one sibling. Parental rights were only terminated as to one of
the siblings. It was a legal guardianship for the other.”

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 B. Legal Analysis
“Ordinarily, when a child is removed from parental custody, the juvenile court
must order services to facilitate the reunification of the family. (§ 361.5, subd. (a).)
‘ “Nevertheless, as evidenced by section 361.5, subdivision (b), the Legislature
recognizes that it may be fruitless to provide reunification services under certain
circumstances. [Citation.] Once it is determined one of the situations outlined in
subdivision (b) applies, the general rule favoring reunification is replaced by a legislative
assumption that offering services would be an unwise use of governmental resources.” ’
[Citation.] An order denying reunification services is reviewed for substantial evidence.
[Citation.]” (R.T. v. Superior Court (2012) 202 Cal.App.4th 908, 914.)
Pursuant to section 361.5, subdivision (b)(10) and (b)(11), reunification services
need not be provided to a parent who has failed to reunify with another child or whose
parental rights were terminated if the juvenile court finds, by clear and convincing
evidence, that the parent “has not subsequently made a reasonable effort to treat the
problems that led to the removal of the sibling or half sibling of that child” from the
parent.
“The reasonable effort requirement focuses on the extent of a parent’s efforts, not
whether he or she has attained ‘a certain level of progress.’ [Citation.] ‘To be
reasonable, the parent’s efforts must be more than “lackadaisical or half-hearted.” ’
[Citations.] However, ‘[t]he “reasonable effort to treat” standard “is not synonymous
with ‘cure.’ ” ’ [Citation.]” (R.T. v. Superior Court, supra, 202 Cal.App.4th at p. 914.)
As the appellate court in R.T. v. Superior Court, supra, 202 Cal.App.4th at pages
914-915 explained: “We do not read the ‘reasonable effort’ language in the bypass
provisions to mean that any effort by a parent, even if clearly genuine, to address the
problems leading to removal will constitute a reasonable effort and as such render these
provisions inapplicable. It is certainly appropriate for the juvenile court to consider the
duration, extent and context of the parent’s efforts, as well as any other factors relating to
the quality and quantity of those efforts, when evaluating the effort for reasonableness.
And while the degree of progress is not the focus of the inquiry, a parent's progress, or

6
lack of progress, both in the short and long term, may be considered to the extent it bears
on the reasonableness of the effort made. [¶] Simply stated, although success alone is
not the sole measure of reasonableness, the measure of success achieved is properly
considered a factor in the juvenile court’s determination of whether an effort qualifies as
reasonable.”
Here, Mother does not dispute that she failed to reunify with D.S.’s two older
siblings or that her parental rights were terminated as to both children. (See § 361.5,
subd. (b)(10) & (b)(11).) She argues, however, that the second prong of the analysis is
not satisfied (see ibid.), asserting that the juvenile court improperly focused on her
“apparent failure to successfully eradicate her mental health issues,” rather than on “the
reasonableness of her efforts.” We disagree.
The evidence the court considered in finding a lack of reasonable efforts to treat
the problems leading to D.S.’s removal includes the removal of D.S.’ two siblings, in
2004 and 2007, respectively, from Mother’s custody due to her inability to care for them.
Shortly after each of their births, she was placed on an involuntary psychiatric hold,
pursuant to section 5150, based on her symptoms of psychosis, delusions, and paranoia
related to her paranoid schizophrenia. Though Mother was aware of her diagnosis of
paranoid schizophrenia, she required involuntary psychiatric treatment after each child’s
birth because she had not been taking her psychotropic medication or receiving
appropriate treatment. Mother received reunification services, but failed to reunify with
either of D.S.’s older siblings.
Moreover, as Social Worker William Hayes testified at the disposition hearing, in
the six years since Mother’s parental rights had been terminated with respect to the
second sibling, she had been hospitalized “a significant number of times,” and was
involuntarily hospitalized shortly before D.S.’s birth due to her “delusional and grossly
psychotic” behavior. After D.S. was born, Mother’s psychotic state led an examining
psychiatrist to conclude that it was “quite impossible to imagine her providing for
appropriate food, clothing, shelter for herself, let alone an infant.” In addition, the
evidence showed that Mother “had not been compliant with medication or counseling” to

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address her mental illness. Although, after her most recent hospitalization, Mother was
once again taking psychotropic medication at her residential treatment facility, the
evidence of her multiple hospitalizations and non-compliance with treatment support the
juvenile court’s conclusion that “the quality and quantity” of her efforts were not
reasonable. (R.T. v. Superior Court, supra, 202 Cal.App.4th at p. 914.)
The record also reflects that Mother had, with the assistance of a case manager,
obtained housing, was receiving SSI, and had seen a psychiatrist, though she had missed
her most recent appointment. As the juvenile court reasonably found, however, this
evidence is not sufficient to counterbalance the strong evidence that Mother has not made
a reasonable effort to treat the mental health problems that led to the removal of D.S.’s
older siblings in strikingly similar circumstances. (See § 361.5, subd. (b)(10) & (b)(11).)
It was Mother’s mental health condition that led to her failure to reunify and the
termination of her parental rights as to both of D.S.’s siblings, and the evidence simply
does not show that the efforts Mother made in the years since termination were more than
“half-hearted,” i.e., that they amounted to a reasonable effort to treat that condition.
(Ibid.; R.T. v. Superior Court, supra, 202 Cal.App.4th at p. 914; compare In re Albert T.
(2006) 144 Cal.App.4th 207, 220-221 [court incorrectly focused on whether mother had
in fact resolved problem that led to dependency rather than on extensive evidence of
considerable efforts mother had made to resolve problem]; Cheryl P. v. Superior Court
(2006) 139 Cal.App.4th 87, 97 [by focusing on parents’ lack of sufficient progress after
18 months of reunification services with older sibling, court seemingly ignored question
of whether parents’ efforts were reasonable as required by second prong section 361.5,
subdivision (b)(10)].)
Substantial evidence supports the juvenile court’s finding that Mother did not
make a reasonable effort to treat the problems that led to removal of D.S.’s siblings.
(§ 361.5, subd. (b)(10) & (b)(11).) Hence, the court properly denied Mother reunification
services. (Ibid.)

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 II. ICWA Notice
Appellant contends the juvenile court erred when it found that the Agency had
complied with the notice requirements of ICWA.
A. Trial Court Background
Although Mother initially told the social worker that she did not have Native
American heritage, on March 13, 2014, appellant submitted an ICWA-020 form,
“Parental Notification of Indian Status,” in which she had indicated possible Native
American heritage in the Muskogee/Creek tribes. The court therefore continued the
disposition hearing and directed the Agency to provide the required ICWA notice.5
On April 21, 2014, at the continued disposition hearing, county counsel informed
the court that the Agency had filed all required ICWA notices. The record also contains
copies of an ICWA packet, filed on March 21, 2014, in which the Agency provided an
“ICWA-030” form, “Notice of Custody Proceeding for Indian Child,” along with a copy
of the petition and proof of certified mail to the Cherokee Nation, the Muscogee (Creek)
Nation of Oklahoma, the Bureau of Indian Affairs, and the Secretary of the Interior.6 In
its ruling, the court stated that notice of the hearing date had been given as required by
law.

5
As previously discussed (see “Factual and Procedural Background, ante),
minute orders from 2007 and 2008, in which Mother’s parental rights were terminated
with respect to D.S.’s siblings, stated that one of the two siblings was an Indian child.
The order for the other sibling reflected that ICWA notice had been provided in that case.
At the March 13 hearing, D.S.’s counsel stated that she had been counsel for one of
D.S.’s siblings, and she recalled that the sibling had been eligible for enrollment in a
tribe. She did not remember whether the sibling was eligible through Mother or the
father, noting that “[i]t may have been through the father. I do understand that we have
two different fathers in this case.”
6
We have granted the Agency’s request for judicial notice of information
contained in four United States Postal Service tracking confirmation documents
indicating delivery of each of the ICWA notices sent in this case. (See Evidence Code,
§§ 452, subd. (h), 453.) These documents were received by the Agency before the April
21, 2014 hearing but, as the Agency explained in its request for judicial notice, it did not
present them to the court at that hearing because Mother did not then challenge the
adequacy of the ICWA notice.

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 B. Legal Analysis
“Congress passed the ICWA in 1978 to ‘promote the stability and security of
Indian tribes and families by establishing minimum standards for removal of Indian
children from their families and placement of such children “in foster or adoptive homes
which will reflect the unique values of Indian culture . . . .” ’ [Citing, inter alia, 25
U.S.C. § 1902.] [¶] The ICWA’s procedural and substantive requirements must be
followed in involuntary child custody proceedings when an ‘Indian child’ is involved.
An ‘Indian child’ is defined by the ICWA as ‘any unmarried person who is under age
eighteen and is either (a) a member of an Indian tribe or (b) is eligible for membership in
an Indian tribe and is the biological child of a member of an Indian tribe.’ (25 U.S.C.
§ 1903(4).)
“Among the procedural safeguards included in the ICWA is the provision for
notice. The ICWA provides in part: ‘In any involuntary proceeding in a State court,
where the court knows or has reason to know that an Indian child is involved, the party
seeking the foster care placement of, or termination of parental rights to, an Indian child
shall notify the parent or Indian custodian and the Indian child’s tribe, by registered mail
with return receipt requested, of the pending proceedings and of their right of
intervention. If the identity or location of the parent or Indian custodian and the tribe
cannot be determined, such notice shall be given to the Secretary [of the Interior] in like
manner, who shall have fifteen days after receipt to provide the requisite notice to the
parent or Indian custodian and the tribe. . . .’[7] (25 U.S.C. § 1912(a).) ‘Notice shall be
sent whenever there is reason to believe the child may be an Indian child, and for every
hearing thereafter unless and until it is determined that the child is not an Indian child.’

7
Pursuant to applicable federal regulations, in California, such notice must be
given to the Bureau of Indian Affairs (BIA) in Sacramento. (25 C.F.R. § 23.11(b),
(c)(12).) “The purpose of notice to the BIA is that it ‘presumably has more resources and
skill with which to ferret out the necessary information’ [citation], such as which tribe or
tribes might be entitled to notice.” (In re Antoinette S. (2002) 104 Cal.App.4th 1401,
1406.)

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(Cal. Rules of Court, rule 1439(f)(5).)” (In re Jeffrey A. (2002) 103 Cal.App.4th 1103,
1106-1107, fn. omitted; see also In re Levi U. (2000) 78 Cal.App.4th 191, 195-196.)
Section 224.2, which addresses the notice requirement, provides in relevant part:
“If the court, a social worker, or probation officer knows or has reason to know that an
Indian child is involved, any notice sent in an Indian child custody proceeding under this
code shall be sent to the minor’s parents or legal guardian, Indian custodian, if any, and
the minor’s tribe and comply with all of the following requirements: [¶] . . . [¶] (2)
Notice to the tribe shall be to the tribal chairperson, unless the tribe has designated
another agent for service.” (§ 224.2, subd. (a); accord, rule 5.481(b)(4).)
Here, Mother argues that the Agency failed to comply with the notice
requirements of section 224.2, subdivision (a), and rule 5.481(b)(4), in that the notice was
improperly addressed to the “ICWA Representative” for each tribe, rather than to the
tribal chairperson or another designated agent. She further argues that because there is no
evidence of actual notice to the tribes, the court’s error in finding that the Agency had
complied with ICWA’s notice requirements was prejudicial. (See Nicole K. v. Superior
Court (2007) 146 Cal.App.4th 779, 784 [notice error not harmless in absence of evidence
that tribe received actual notice of proceedings].) Therefore, according to Mother, the
matter must be remanded to the juvenile court with instructions to comply with ICWA.
This case is distinguishable from In re J.T. (2007) 154 Cal.App.4th 986, 994, a
case relied on by Mother, in which Division Five of this District held that sending ICWA
notices to a tribe without specifying a recipient was not harmless error since “[t]he
purpose of the requirement that notice be sent to the designated persons is to ensure that
notice is received by someone trained and authorized to make the necessary ICWA
determinations, including whether the minors are members or eligible for membership
and whether the tribe will elect to participate in the proceedings. Receipt by an
unidentified person at the tribe’s address does not fulfill this purpose.” (See also In re
Alice M. (2008) 161 Cal.App.4th 1189, 1201 [where record contained no verification that
notice actually reached one tribe or appropriate representatives of two other tribes,
appellate court rejected claim of substantial compliance with ICWA]; Nicole K. v.

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Superior Court, supra, 146 Cal.App.4th at p. 784 [where ICWA notice was sent to tribe
at wrong address, fact that record contained signed return receipt for misaddressed notice
did not render error harmless since there was no evidence that signature was that of tribe
member].)
In the present case, although no name was specified, the record reflects that the
tribal notices were sent to the “ICWA Representative” of each tribe at the correct address
and that the tribes received the notices. Thus, unlike in In re J.T., the evidence shows
that the Agency substantially complied with ICWA’s purpose of ensuring “that notice is
received by someone trained and authorized to make the necessary ICWA
determinations.” (In re J.T., supra, 154 Cal.App.4th at p. 994.) The error in failing to
name the ICWA representative was harmless.

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 DISPOSITION
The juvenile court’s orders are affirmed. Our decision is final as to this court
immediately (rule 8.490(b)(2)(A)).

_________________________
Kline, P.J.

We concur:

_________________________
Richman, J.

_________________________
Brick, J.*

* Judge of the Alameda County Superior Court, assigned by the Chief Justice
pursuant to article VI, section 6 of the California Constitution.

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