[Cite as State ex rel. Anderson v. Vermilion, 134 Ohio St.3d 120, 2012-Ohio-5320.]
THE STATE EX REL. ANDERSON, APPELLANT, v. THE CITY OF VERMILION,
APPELLEE.
[Cite as State ex rel. Anderson v. Vermilion,
134 Ohio St.3d 120, 2012-Ohio-5320.]
Public records—R.C. 149.43(A)(1)(v)—Information on itemized attorney-billing
statements that was not protected by the attorney-client privilege should
have been disclosed.
(No. 2012-0943—Submitted November 14, 2012—Decided November 21, 2012.)
APPEAL from the Court of Appeals for Erie County,
No. E-10-040, 2012-Ohio-1868.
__________________
Per Curiam.
{¶ 1} Appellant, Jean A. Anderson, appeals from a judgment denying her
request for a writ of mandamus to compel appellee, the city of Vermilion, Ohio,
to provide copies of certain itemized billing statements for attorney services
rendered to the city. Because the city did not establish that the entirety of the
requested statements are exempt from disclosure under the Public Records Act,
we reverse that portion of the judgment of the court of appeals and remand the
cause for further proceedings. We affirm the portion of the judgment denying
Anderson’s request for an award of statutory damages and attorney fees.
Facts
{¶ 2} Anderson served as the mayor of Vermilion from January 2006
through December 2009. During her administration, the law firm of Marcie &
Butler, L.P.A. (“Marcie & Butler”) provided legal services to the city, and the
firm’s provision of services extended into the next mayor’s term. The new
mayor, Eileen Bulan, appointed Kenneth Stumphauzer as the city’s director of
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law. Stumphauzer’s law firm, Stumphauzer, O’Toole, McLaughlin, McGlamery
& Loughman Co., L.P.A. (“Stumphauzer & O’Toole”), billed the city over
$27,000 for legal services provided during the first six weeks of the new mayor’s
administration.
{¶ 3} Because she thought that the annual legal fees expended by the
new administration would far exceed the fees incurred during her administration,
Anderson made several records requests to permit public scrutiny of the city’s
expenditure of funds for legal services. On May 25, 2010, Anderson personally
delivered a written public-records request to the city’s finance director for copies
of certain records, including “all itemized billing statements received from
Kenneth Stumphauzer, Stumphauzer & O’Toole, [and] Marcie & Butler, for
January, February, March and April 2010.”
{¶ 4} The city acknowledged its receipt of Anderson’s request but
denied it on the basis that the requested legal bills are exempted from disclosure
by the attorney-client privilege:
[T]he detailed billing statements, describing the specific work
performed for and advice rendered to the City by Stumphauzer
O’Toole and any other lawyers rendering services to the City are
covered by the attorney-client privilege. In particular, bills
submitted by Stumphauzer O’Toole to the City describe each
matter with respect to which legal services were rendered, the
dates on which such legal services were rendered and the specific
tasks performed. As a result, we cannot agree to provide you with
those detailed itemized billing statements.
{¶ 5} In September 2010, Anderson filed a petition in the court of
appeals. Anderson sought a writ of mandamus to compel Vermilion to provide
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copies of the nonexempt portions of the requested itemized attorney-billing
statements. Anderson also requested an award of statutory damages and attorney
fees. The court granted an alternative writ, and the city submitted an answer to
the petition. Anderson filed a motion for summary judgment, and the city filed a
brief in opposition. The court of appeals granted Anderson’s motion for an in
camera review of the requested attorney-billing statements, and the city filed the
statements under seal.
{¶ 6} On April 25, 2012, the court of appeals denied Anderson’s motion
for summary judgment, granted summary judgment in favor of Vermilion, and
denied the writ.
{¶ 7} This cause is now before the court on Anderson’s appeal as of
right.
Analysis
Summary Judgment
{¶ 8} The court of appeals denied Anderson’s motion for summary
judgment and, in essence, granted summary judgment in favor of Vermilion by
determining that “there remains no genuine issue of material fact and [the city] is
entitled to judgment as a matter of law.” 6th Dist. No. E-10-040, 2012-Ohio-
1868, ¶ 13. See also Todd Dev. Co., Inc. v. Morgan, 116 Ohio St.3d 461, 2008-
Ohio-87, 880 N.E.2d 88, ¶ 17 (“When a party moves for summary judgment, the
nonmovant has an opportunity to respond, and the court has considered all the
relevant evidence, the court may enter summary judgment against the moving
party, despite the nonmoving party’s failure to file its own motion for summary
judgment”).
{¶ 9} “Summary judgment is appropriate when an examination of all
relevant materials filed in the action reveals that ‘there is no genuine issue as to
any material fact and that the moving party is entitled to judgment as a matter of
law.’ ” Smith v. McBride, 130 Ohio St.3d 51, 2011-Ohio-4674, 955 N.E.2d 954,
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¶ 12, quoting Civ.R. 56(C). “In reviewing whether the trial court’s granting of
summary judgment was proper, we apply a de novo review.” Troyer v. Janis, 132
Ohio St.3d 229, 2012-Ohio-2406, 971 N.E.2d 862, ¶ 6.
Mandamus
{¶ 10} The court of appeals entered summary judgment in favor of
Vermilion on Anderson’s mandamus claim for itemized attorney-billing
statements. “Mandamus is the appropriate remedy to compel compliance with
R.C. 149.43, Ohio’s Public Records Act.” State ex rel. Physicians Commt. for
Responsible Medicine v. Ohio State Univ. Bd. of Trustees, 108 Ohio St.3d 288,
2006-Ohio-903, 843 N.E.2d 174, ¶ 6. “We construe the Public Records Act
liberally in favor of broad access and resolve any doubt in favor of disclosure of
public records.” State ex rel. Rocker v. Guernsey Cty. Sheriff’s Office, 126 Ohio
St.3d 224, 2010-Ohio-3288, 932 N.E.2d 327, ¶ 6.
{¶ 11} Vermilion claims—and the court of appeals found—that the
requested itemized attorney-billing statements are exempt from disclosure based
on the attorney-client privilege. “Exceptions to disclosure under the Public
Records Act, R.C. 149.43, are strictly construed against the public-records
custodian, and the custodian has the burden to establish the applicability of an
exception.” State ex rel. Cincinnati Enquirer v. Jones-Kelley, 118 Ohio St.3d 81,
2008-Ohio-1770, 886 N.E.2d 206, paragraph two of the syllabus.
Attorney-Client Privilege
{¶ 12} R.C. 149.43(A)(1)(v) excludes “[r]ecords the release of which is
prohibited by state or federal law” from the definition of “public record” for
purposes of the Public Records Act. “The attorney-client privilege, which covers
records of communications between attorneys and their government clients
pertaining to the attorneys’ legal advice, is a state law prohibiting release of
[those] records.” State ex rel. Besser v. Ohio State Univ., 87 Ohio St.3d 535, 542,
721 N.E.2d 1044 (2000).
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{¶ 13} More specifically, we have held that the narrative portions of
itemized attorney-billing statements containing descriptions of legal services
performed by counsel for a client are protected by the attorney-client privilege.
State ex rel. Dawson v. Bloom-Carroll Local School Dist., 131 Ohio St.3d 10,
2011-Ohio-6009, 959 N.E.2d 524, ¶ 28-29; see also State ex rel. McCaffrey v.
Mahoning Cty. Prosecutor’s Office, 133 Ohio St.3d 139, 2012-Ohio-4246, 976
N.E.2d 877, ¶ 36.
{¶ 14} Anderson requested itemized attorney-billing statements for
services provided to Vermilion by Stumphauzer, Stumphauzer & O’Toole, and
Marcie & Butler for January, February, March, and April 2010. The Stumphauzer
& O’Toole billing statements include the title of the matter being handled, e.g.,
the case name or general subject, a narrative description of the legal services
provided, the hours expended, and the amount due. The Marcie & Butler
statements include the dates the services were rendered, a narrative description of
the services rendered, the hours and fee rate for the services provided, and the
amount of money billed.
{¶ 15} Under the Public Records Act, insofar as these itemized attorney-
billing statements contain nonexempt information, e.g., the general title of the
matter being handled, the dates the services were performed, and the hours, rate,
and money charged for the services, they should have been disclosed to Anderson.
“If a public record contains information that is exempt from the duty to permit
public inspection or to copy the public record, the public office or the person
responsible for the public record shall make available all of the information within
the public record that is not exempt.” R.C. 149.43(B)(1).
{¶ 16} The parties submitted the requested attorney-billing statements
under seal for the court of appeals’ review. As we have held, the nonexempt
portions of the records submitted under seal in public-records mandamus cases
must be disclosed:
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“[W]hen a governmental body asserts that public records are
excepted from disclosure and such assertion is challenged, the
court must make an individualized scrutiny of the records in
question. If the court finds that these records contain excepted
information, this information must be redacted and any remaining
information must be released.”
(Emphasis added.) State ex rel. Master v. Cleveland, 75 Ohio St.3d 23, 31, 661
N.E.2d 180 (1996), quoting State ex rel. Natl. Broadcasting Co., Inc. v.
Cleveland, 38 Ohio St.3d 79, 526 N.E.2d 786 (1988), paragraph four of the
syllabus.
{¶ 17} Consequently, in McCaffrey, 133 Ohio St.3d 139, 2012-Ohio-
4246, 976 N.E.2d 877, at ¶ 35-37, we held that the respondents in a public-records
mandamus case had complied with a records request by providing copies of civil-
case logs that had been redacted to exclude the narrative portions of the logs that
were covered by attorney-client privilege.
{¶ 18} The city nevertheless makes three separate arguments to support
the court of appeals’ conclusion. Vermilion first claims that Anderson waived her
right to the nonexempt portions of the requested attorney-billing statements
because after the court of appeals’ judgment, she requested summaries of the
information in attorney bills excluding attorney-client information and the city
satisfied that request. It is true that providing the requested records to a relator
generally renders moot a public-records mandamus claim. See State ex rel.
Striker v. Smith, 129 Ohio St.3d 168, 2011-Ohio-2878, 950 N.E.2d 952, ¶ 22. But
Anderson’s postjudgment records request was for records for a different period of
time—June 2010 through May 2012—than the period at issue in this case—
January through April 2010. Therefore, Anderson did not waive her mandamus
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January Term, 2012
claim or appeal by seeking and receiving different records than those at issue in
this case.
{¶ 19} The city next claims that it need not provide copies of the
nonexempt portions of the requested attorney-billing statements because after
redacting the narrative portions that are covered by the attorney-client privilege,
the remainder would be “meaningless.” But there is no indication that the city’s
subjective belief concerning the value of this information is true. The provision
of information concerning the hours expended and rate charged for attorney
services may have some value to the requester. Nor is there any exception to the
explicit duty in R.C. 149.43(B)(1) for public offices to make available all
information that is not exempt after redacting the information that is exempt.
{¶ 20} Finally, the city contends that the statements were either exempt
from disclosure under the attorney-client privilege or so inextricably intertwined
so as to also be privileged. The court of appeals agreed with that assertion based
on our decision in Dawson, 131 Ohio St.3d 10, 2011-Ohio-6009, 959 N.E.2d 524,
where we noted that attorney-billing statements withheld by a school district were
“either covered by the attorney-client privilege or so inextricably intertwined with
the privileged materials as to also be exempt from disclosure.” Id. at ¶ 29.
{¶ 21} Nevertheless, in the very same paragraph cited by the city and
relied on by the court of appeals, we emphasized that the school district did not
have to provide the nonexempt portions of the statements to the requester in that
case because the district had already provided summaries containing the
nonexempt information:
Therefore, the school district properly responded to Dawson’s
request for itemized invoices of law firms providing legal services
to the district in matters involving Dawson and her children by
providing her with summaries of the invoices including the
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attorney’s name, the fee total, and the general matter involved. No
further access to the detailed narratives contained in the itemized
billing statements was warranted.
Id.
{¶ 22} In essence, the relator in Dawson was not entitled to the
nonexempt portions of the requested itemized attorney-billing statements, because
she had already been provided that information by the school district in the
summaries. This rendered the relator’s claim for that part of the records moot.
Striker, 129 Ohio St.3d 168, 2011-Ohio-2878, 950 N.E.2d 952, at ¶ 22.
{¶ 23} This is the crucial fact that distinguishes this case from Dawson.
Vermilion did not provide Anderson with alternate records that contain the
nonexempt information from the requested attorney-billing statements for January
2010 through April 2010. Therefore, her claim for these records is not moot, and
she is entitled to that portion of the statements after they have been redacted to
prevent disclosure of the narrative portions that are covered by the attorney-client
privilege. R.C. 149.43(B)(1); Natl. Broadcasting Co., 38 Ohio St.3d 79, 526
N.E.2d 786, at paragraph four of the syllabus. By concluding otherwise, the court
of appeals erred.
{¶ 24} Therefore, the court of appeals erred in denying Anderson’s
motion for summary judgment and granting summary judgment in favor of the
city on Anderson’s public-records mandamus claim. Anderson established her
entitlement to a writ of mandamus to compel Vermilion to provide her with
copies of the nonexempt portions of the requested itemized attorney-billing
statements.
Statutory Damages and Attorney Fees
{¶ 25} Anderson claims that the court of appeals also erred in denying her
request for statutory damages and attorney fees. In assessing this claim, we
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review whether the court of appeals abused its discretion in denying the request.
State ex rel. Patton v. Rhodes, 129 Ohio St.3d 182, 2011-Ohio-3093, 950 N.E.2d
965, ¶ 12.
{¶ 26} The court of appeals did not abuse its discretion in denying
Anderson’s request, because a large part of the requested statements are exempt
from disclosure. See State ex rel. Mahajan v. State Med. Bd. of Ohio, 127 Ohio
St.3d 497, 2010-Ohio-5995, 940 N.E.2d 1280, ¶ 64 (denying request for statutory
damages and attorney fees for reasons including that most of the public-records
claims lacked merit). In addition, a well-informed public office could have
reasonably believed, based on our decision in Dawson, 131 Ohio St.3d 10, 2011-
Ohio-6009, 959 N.E.2d 524, at ¶ 29, that the nonexempt portions of the attorney-
billing statements could be withheld from disclosure. See R.C. 149.43(C)(1) and
(2); see also State ex rel. Doe v. Smith, 123 Ohio St.3d 44, 2009-Ohio-4149, 914
N.E.2d 159, ¶ 37 and 40.
Conclusion
{¶ 27} Based on the foregoing, the court of appeals erred in granting
summary judgment in favor of the city and denying Anderson’s claim for a writ of
mandamus. We reverse that portion of the judgment of the court of appeals and
remand the cause for further proceedings consistent with this opinion. We affirm
the portion of the judgment denying Anderson’s request for statutory damages
and attorney fees.
Judgment accordingly.
O’CONNOR, C.J., and PFEIFER, LUNDBERG STRATTON, O’DONNELL,
LANZINGER, CUPP, and MCGEE BROWN, JJ., concur.
__________________
Seeley, Savidge, Ebert & Gourash Co., L.P.A., and Andrew D. Bemer, for
appellant.
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Weston Hurd, L.L.P., Shawn W. Maestle, and Timothy R. Obringer, for
appellee.
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