UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
_________________________
No. 01-50621
SUMMARY CALENDAR
_________________________
UNITED STATES OF AMERICA
Plaintiff - Appellee
v.
KARINA MANRIQUEZ-ZAPIEN,
Defendant - Appellant.
______________________________________________________________________________
Appeal from the United States District Court for the
Western District of Texas
(DR-01-CR-100-5)
______________________________________________________________________________
February 21, 2002
Before REYNALDO G. GARZA, JOLLY, and WIENER, Circuit Judges.
REYNALDO G. GARZA, Circuit Judge:1
Karina Manriquez-Zapien ("Manriquez") pled guilty to conspiring to possess with intent to
distribute more than five kilograms of cocaine. Her plea agreement incorporated an agreed
factual basis in support of the agreement. Manriquez also agreed to cooperate fully and truthfully
with the Government, and the Government, in turn, agreed not to use against Manriquez anything
that she said during questioning by law enforcement agents or attorneys unless she committed
1
Pursuant to 5th Cir. R. 47.5, the Court has determined that this opinion should not be
published and is not precedent except under the limited circumstances set forth in 5th Cir. R.
47.5.4.
perjury or made false or intentionally misleading statements. The plea agreement further provided
that, pursuant to the U.S. Sentencing Guidelines Manual § 1B1.8, no information that Manriquez
provided pursuant to the agreement would be used to enhance her guideline range. However,
nothing in the plea agreement restricted the probation office's or the court's access to the
information and records in the Government's possession.
Manriquez's presentence report identified her total offense level as 31, her criminal history
category as I, and her guideline imprisonment range as 108–135 months. The report further
noted that Manriquez had satisfied the objective criteria for a downward departure for aberrant
behavior pursuant to U.S.S.G. § 5K2.20.
In her motion for the downward departure for aberrant behavior, Manriquez made several
statements to the court concerning her lack of a criminal history. For example, she stated that
"[t]his escapade was the first and only criminal activity in which she has been involved . . . ." R. at
55. She also noted that "[s]he had never been involved in drug smuggling activities," R. at 55,
and that her involvement here "clearly represents a deviation from an otherwise law-abiding if not
an exemplary life . . . . " R. at 59.
At sentencing, the Government consented to a downward departure of one offense level
for aberrant behavior, but it would agree to no more than one. The district court wished to see
the parties agree to more than a one-level departure based on Manriquez's apparent lack of a
criminal past. After a recess, the court again pressed for a more generous departure, and the
Government informed the court that Manriquez had admitted in debriefings that she had moved
drugs for the same organization on at least one other occasion. When questioned by the court,
counsel for Manriquez conceded the statement. They did not object to the Government's
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disclosure at that time.
Noting that it had been prepared to consider Manriquez's criminal activity as aberrant
behavior, the district court found that Manriquez's admission foreclosed that possibility. The
court then sentenced her to 97 months in prison.
In her appeal, Manriquez argues that the Government violated the plea agreement by
disclosing at the sentencing hearing information obtained during a debriefing session. She further
argues that the Government's violation requires this Court to vacate her sentence and remand her
case to the district court for re-sentencing. For the following reasons, we affirm the sentence
imposed by the district court.
Whether the government's conduct violated a plea agreement is a question of law and
generally subject to de novo review. United States v. Aderholt, 87 F.3d 740, 742 (5th Cir. 1996).
Nevertheless, Manriquez failed to object to the alleged breach before the district court. Thus, the
review is for plain error only. See United States v. Branam, 231 F.3d 931, 933 (5th Cir. 2000).
"Although the Government's breach of a plea agreement can constitute plain error, we will not
exercise our discretion to correct a forfeited error unless it seriously affects the fairness, integrity,
or public reputation of judicial proceedings." United States v. Reeves, 255 F.3d 208, 210 (5th Cir.
2001) (internal quotations and citations omitted).
The Government's disclosure did not violate its promise not to use against Manriquez
information she provided to law enforcement agents or attorneys. That promise was conditioned
on Manriquez not making any false or intentionally misleading statements. In her motion for
downward departure, Manriquez made several statements that intentionally misled the court into
believing that she had never before been involved in drug smuggling. Thus, the Government was
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no longer bound to its promise.
Further, the fact that Government's disclosure provided the court with facts beyond the
agreed factual basis in support of the plea agreement is of no consequence. The factual basis is
simply a statement of facts that the Government would have proven had the case gone to trial; it
does not constitute the universe of information available to the court. In fact, the plea agreement
itself expressly stated that it did not restrict the court's access to information possessed by the
Government.
Finally, the Government's disclosure did not breach its promise made pursuant to U.S.S.G.
§ 1B1.8 not to use information provided in accordance with the plea agreement to enhance
Manriquez's guideline range. Section 1B1.8(a) provides that:
[w]here a defendant agrees to cooperate with the government by providing
information concerning unlawful activities of others, and as part of that
cooperation agreement the government agrees that self-incriminating information
provided pursuant to the agreement will not be used against the defendant, then
such information shall not be used in determining the applicable guideline range,
except to the extent provided in the agreement.
The court did not use the information disclosed by the Government to determine or enhance
Manriquez's applicable guideline range. Rather, the court used the information to decide whether
she should receive more than the agreed one-level downward departure for aberrant behavior.
We find that the Government did not violate its plea agreement with Manriquez. Thus, we
find no error, clear or otherwise, in the proceedings below.
AFFIRMED.
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