Witt v. Walker

[Cite as Witt v. Walker, 2013-Ohio-714.]

IN THE COURT OF APPEALS OF OHIO
SECOND APPELLATE DISTRICT
CLARK COUNTY

JASON R. WITT

Plaintiff-Appellant

v.

PAULA WALKER

Defendant-Appellee

Appellate Case No. 2012-CA-58

Trial Court Case No. 2011-JUV-0261

(Civil Appeal from Common Pleas
(Court, Juvenile Division)
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OPINION

Rendered on the 1st day of March, 2013.

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ADRIENNE D. BROOKS, Atty. Reg. #0078152, 36 N. Detroit Street, Suite 102, Xenia, Ohio 45385
Attorney for Plaintiff-Appellant

LAURA L. KENDELL, Atty. Reg. #0072490, 262 James E. Bohanan Memorial Drive, Vandalia,
Ohio 45377
Attorney for Defendant-Appellee

.............
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WELBAUM, J.

{¶ 1} Plaintiff-appellant, Jason Witt, appeals from a judgment of the Clark County

Common Pleas Court, Domestic Relations Division, Juvenile Section, which granted a motion to

dismiss the complaint for lack of jurisdiction and improper venue. For the reasons that follow,

the judgment of the trial court will be reversed and this cause will be remanded for further

proceedings.

I. Facts and Course of Proceedings

{¶ 2} In May 2011, Jason Witt filed a complaint for legal custody, seeking an order

granting him legal custody of C.W. and H.W., who were ten and six years of age at the time.

Jason alleged that he was the children’s natural father, and that they spent the majority of their

time with him.1 The natural mother, Paula Walker, filed a complaint and counterclaim, denying

that the parties had shared parenting. At a pretrial, the parties stipulated that Jason was the

biological father of the children and that genetic testing would be waived. The trial court filed

an entry to that effect in July 2011.

{¶ 3} When the complaint was filed, Paula lived in Huber Heights, Ohio, which is

located in Montgomery County. The children’s babysitter, Angela Harden, also lived in Huber

Heights. Jason lived in New Carlisle, Ohio, which is located in Clark County. The children

attended school in Huber Heights.

{¶ 4} Paula worked for General Motors (GM), and was transferred to Ft. Wayne,

Indiana, in early May 2011. She asked Angela to keep the children for the rest of the school year

1
For purposes of convenience, we will use the parties’ first names.
 3

so that they could finish school. Paula lived in a hotel in Ft. Wayne until June 19, 2011, when

she leased a house and moved the children to Ft. Wayne.

{¶ 5} In the July 2011 entry, the trial court also granted Jason visitation with the

children on three consecutive weekends every month. The court additionally appointed a

guardian ad litem and scheduled a final evidentiary hearing in October 2011. However, neither

party appeared for the hearing, and no motion for continuance was filed. Paula was in the process

of firing her attorney, and the parties apparently assumed the hearing would be continued.

Instead, the trial court dismissed the case without prejudice, for lack of prosecution.

{¶ 6} Two days later, Jason filed another complaint with the same allegations, and the

complaint was given the same case number as the original case. This time, the court did not

issue interim orders regarding paternity and visitation, but did again appoint a guardian ad litem.2

After granting a number of continuances, the court scheduled a final evidentiary hearing for

mid-June 2012. At that time, however, instead of hearing evidence on custody, the court raised

the issue of whether it had jurisdiction, since Paula had moved to Indiana with the children before

the second complaint was filed. Accordingly, the court decided to hear testimony only on

jurisdictional issues, and allowed the parties to file memoranda on the matter after the hearing.

{¶ 7} Conflicting testimony was adduced at the hearing. Angela, the babysitter,

testified that she had baby-sat for the family for about six years, before Paula and the children

moved. Angela indicated that the children spent half their time with her (Angela) and that when

the children were not with her, they were with Jason and his mother. Angela further stated that

she did not know why the children went to school in Huber Heights rather than Clark County, but

2
Visitation did continue, however, on the same basis as had been originally ordered.
 4

this was a matter agreed upon by the parents.

{¶ 8} Jason testified that during the six-year period that Angela babysat, the children

were with him fifty percent or more of the time. Most of the time, he was the one who picked

the children up from Angela’s house. The children sometimes slept at Angela’s house on school

nights, but most of the time, he dropped the children off at Angela’s house before the start of the

school day. Jason also indicated that he had been seeing the children three weekends out of the

month since they had moved to Ft. Wayne. The younger child, H.W., is in remission from

leukemia, and most of the time Paula took her to appointments. Jason stated that this was

because Paula would not tell him when the appointments were. He also said that Paula did not

tell him about the move until after she and the children were in Indiana.

{¶ 9} Paula testified that she had been transferred to Ft. Wayne by her employer on

May 9, 2011. Before the move, the children were primarily with her, but she permitted Jason to

take the children most weekends. Jason did not usually pick up the children during the week.

The children also spent most holidays with Jason, because he had a large family, and she did not.

{¶ 10} When Paula found out she was being transferred to Ft. Wayne, she asked Angela

and her husband if they could keep the children so that they could finish the school year in Huber

Heights. Because everything with her job had happened so quickly, she told Angela that she

would talk to Jason when she got back from Indiana the following weekend. She obtained

housing and moved the girls with her to Ft. Wayne on June 19, 2011, and since that time, their

primary residence has been in Ft. Wayne. The children had also attended school in Ft. Wayne

after the move.
 5

{¶ 11} After the hearing, Jason filed a memorandum and affidavit. He stated in the

affidavit that H.W.’s leukemia is in remission and that her attending physician is in Ohio. H.W.

last had a visit with the doctor in April 2012, and was scheduled to see the doctor again in August

2012. Jason also stated that both the maternal and paternal grandparents live in Ohio, and until

the children moved in June 2011, their care, protection, training, personal relationships, and

schooling were all in Ohio.

{¶ 12} After the hearing, Paula filed a motion to dismiss the case for lack of

jurisdiction or to transfer it to Indiana. In the alternative, Paula asked the court to stay the

proceedings until a custody action could be commenced in Indiana.

{¶ 13} In August 2012, the trial court filed an entry granting the motion to dismiss for

lack of jurisdiction and improper venue. The court concluded that Jason was a person “acting as

a parent” under R.C. 3127.15, and that Ohio was the “home state” at the time the complaint was

filed. However, the court concluded that Ohio is an inconvenient forum and that Indiana is the

appropriate state because the children had been in Indiana for more than a year and had a

significant connection with that state. The court, therefore, declined to exercise jurisdiction.

{¶ 14} In addition, the court held that even if Ohio were an appropriate forum, the case

should have been commenced in Montgomery County, Ohio, since the minor children and their

presumed custodial parent, Paula, primarily resided in Montgomery County before the

complaint for custody was filed. The court then dismissed the case for lack of jurisdiction and

improper venue. Jason appeals from the judgment dismissing the complaint.

II. Did the Trial Court Err in Declining to Exercise Jurisdiction?
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{¶ 15} Jason has asserted two assignments of error, and for purposes of convenience, we

will consider them together. The first assignment of error states that:

The trial court erred and abused its discretion in declining to exercise

jurisdiction over the matter, as the trial court found Ohio to be the home state of

the children, [and] that the appellant was serving as a “person acting as a parent”

pursuant to R.C. 3127.15.

{¶ 16} Jason’s second assignment of error states as follows:

The trial court erred and abused its discretion in declaring the State of

Ohio an inconvenient forum to determine the issues raised by Mr. Witt, as there

was no analysis of R.C. 3127.21 performed by the trial court, and the majority of

the information relating to the children’s care, protection, training and personal

relationships rests in Ohio, and father had established paternity by signing the

birth certificates of the minor children, thus forcing the court to consider [sic] one

of the parents has a “significant connection to the state other than a “mere

presence” pursuant to R.C. 3127.15.

{¶ 17} Under these assignments of error, Jason contends that the trial court abused its

discretion because Ohio has jurisdictional priority as the home state, and because Jason was

deemed a person acting as a parent for purposes of R.C. 3127.15(A)(1). According to Jason,

these factors should have been more than enough to require the trial court to accept the matter for

further hearing. Jason also contends that he had established paternity by signing the children’s

birth certificates and the court was, therefore required to consider whether one of the parents had

a significant connection to the state, rather than a mere presence. Finally, Jason argues that the
 7

trial court failed to consider the statutory factors in R.C. 3127.21(B).

{¶ 18} R.C. 3127.15(A) provides, in pertinent part, as follows:

Except as otherwise provided in section 3127.18 of the Revised Code, a

court of this state has jurisdiction to make an initial determination in a child

custody proceeding only if one of the following applies:

(1) This state is the home state of the child on the date of the

commencement of the proceeding, or was the home state of the child within six

months before the commencement of the proceeding and the child is absent from

this state but a parent or person acting as a parent continues to live in this state.

(2) A court of another state does not have jurisdiction under division

(A)(1) of this section or a court of the home state of the child has declined to

exercise jurisdiction on the basis that this state is the more appropriate forum

under section 3127.21 or 3127.22 of the Revised Code, or a similar statute of the

other state, and both of the following are the case:

(a) The child and the child's parents, or the child and at least one

parent or a person acting as a parent, have a significant connection with

this state other than mere physical presence.

(b) Substantial evidence is available in this state concerning the

child's care, protection, training, and personal relationships.

(3) All courts having jurisdiction under division (A)(1) or (2) of this

section have declined to exercise jurisdiction on the ground that a court of this

state is the more appropriate forum to determine the custody of the child under
 8

section 3127.21 or 3127.22 of the Revised Code or a similar statute enacted by

another state.

(4) No court of any other state would have jurisdiction under the criteria

specified in division (A)(1), (2), or (3) of this section.

{¶ 19} There appears to be no dispute that Ohio was the home state of the children

under R.C. 3127.15(A)(1). In addition, there is no dispute regarding the fact that Indiana law

contains provisions similar to those in Ohio.

{¶ 20} The children left Ohio on June 19, 2011, less than four months before Jason

filed his complaint in October 2011. In addition, Jason was a person acting as a parent, or, in

fact, was a parent, depending on the effect of the trial court order adjudicating him to be the legal

father in the action that was dismissed without prejudice and then “revived” under the same case

number. Jason need only have been a person acting as a parent, however, in order to qualify

under R.C. 3127.15(A)(1).

{¶ 21} Accordingly, Ohio had home state jurisdiction over the child custody action.

R.C. 3127.21 provides that a court that has jurisdiction, however, may decline to exercise it, by

finding that the court is an inconvenient forum. In this regard, R.C. 3127.21(B) provides that:

Before determining whether it is an inconvenient forum, a court of this

state shall consider whether it is appropriate for a court of another state to exercise

jurisdiction. For this purpose, the court shall allow the parties to submit

information and shall consider all relevant factors, including the following:

(1) Whether domestic violence has occurred and is likely to continue in the

future and which state could best protect the parties and the child;
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(2) The length of time the child has resided outside this state;

(3) The distance between the court in this state and the court in the state

that would assume jurisdiction;

(4) The relative financial circumstances of the parties;

(5) Any agreement of the parties as to which state should assume

jurisdiction;

(6) The nature and location of the evidence required to resolve the pending

litigation, including the testimony of the child;

(7) The ability of the court of each state to decide the issue expeditiously

and the procedures necessary to present the evidence;

(8) The familiarity of the court of each state with the facts and issues in the

pending litigation.

{¶ 22} The current version of the statute, R.C. 3127.21, was enacted in 2004, and the

former statute, R.C. 3109.25, was repealed. The current version differs from the former statute

in various respects. For example, R.C. 3109.25(C) based the determination on the interest of the

child, whereas the current statute focuses on whether it is appropriate for another state to assume

jurisdiction. R.C. 3109.25(C) was also permissive, in that it stated that a court “may” take the

listed factors into account. In contrast, R.C. 3127.21(B) is mandatory, because it states that the

court “shall” consider all relevant factors, including the listed factors. This is not permissive,

and the court must consider the factors listed in the statute.

{¶ 23} In a case involving a transfer under R.C. 3127.21(B), we noted that “[a]

reviewing court will presume that the trial court considered relevant statutory factors in the
 10

absence of evidence to the contrary.” In re N.A.E., 2d Dist. Montgomery No. 21596, 2006-

Ohio-5395, ¶ 7, citing Quint v. Lomakoski, 167 Ohio App.3d 124, 2006-Ohio-3041, 854 N.E.2d

225, ¶ 12 (2d Dist.).3 In N.A.E., we noted that the trial court had referred to the requirement in

R.C. 3127.21 of considering the statutory factors, and had then listed more specific factors. Id.

We also noted that the trial court had observed that the specific factors provided little guidance,

and had discussed its reasoning, which was based on these facts: the child and its legal guardian

had lived in Missouri most of the child’s life; the child’s teachers, school, and medical and

psychological providers were all in Missouri; and both parents had retained counsel in Missouri.

Id. Because the trial court noted that the statutory factors gave little guidance, and had

mentioned multiple factors in its decision, we concluded that the trial court did not abuse its

discretion by failing to specifically address each listed factor. Id.

{¶ 24} In Simon v. Simon, 9th Dist. Summit No. 25933, 2012-Ohio-3443, the Ninth

District Court of Appeals noted the same presumption about a trial court having considered

statutory factors. Nonetheless, the Ninth District concluded that, based on the record, the trial

court may not have considered all the relevant factors. Id. at ¶ 8. Among the matters found

relevant were the trial court’s failure to mention R.C. 3127.21, and the fact that the court’s order

exceeded the bounds of the statute. Id. at ¶ 9. The Ninth District Court of Appeals, therefore,

reversed the order transferring the case to Kentucky. Id. at ¶ 10.

{¶ 25} In the case before us, the record fails to reveal any evidence presented by Paula

regarding the factors in R.C. 3127.21(B). The only evidence in the record is that the children

3
Quint involved a decision on modification of parenting time rights under R.C. 3109.051(D), not R.C. 3127.21(B), but both
statutes require courts to consider all the listed factors. Quint v. Lomakoski, 167 Ohio App.3d 124,
2006-Ohio-3041, 854 N.E.2d 225, ¶ 13 (2d Dist.).
 11

had lived in Ohio for many years, that they lived in Indiana for about a year before the hearing,

that they had some close connections with Ohio, including both sets of grandparents and the

father, and that one child still returned to Ohio on occasion for significant medical treatment.

{¶ 26} The trial court cannot be blamed for failing to consider evidence that a moving

party does not submit. Nonetheless, the record does not permit us to apply the presumption

noted in the cited cases, because the court’s entry states only that “Ms. Walker and the minor

children herein have resided in the state of Indiana now for a period in excess of one year and that

they have a significant connection with that state. To this end, the substantial evidence that is

currently available relating to the children’s care, protection, training and personal relationship all

rests in the state of Indiana * * *.” August 1, 2012 Entry, p. 4.

{¶ 27} As an additional matter, we note that the trial court dismissed the case for lack

of jurisdiction. However, R.C. 3127.21(C) states that: “If a court of this state determines that it

is an inconvenient forum and that a court of another state is a more appropriate forum, it shall

stay the proceedings upon condition that a child custody proceeding be promptly commenced in

another designated state and may impose any other condition the court considers just and proper.”

Dismissal, therefore, is not the appropriate remedy under the statute.

{¶ 28} Typically, “[t]he trial court's decision whether to exercise jurisdiction is

reviewed upon an abuse-of-discretion standard.” Walter v. Liu, 193 Ohio App.3d 185,

2011-Ohio-933, 951 N.E.2d 457, ¶ 12 (8th Dist.). “[A]n abuse of discretion most commonly

arises from a decision that was unreasonable.” Wilson v. Lee, 172 Ohio App.3d 791,

2007-Ohio-4542, 876 N.E.2d 1312, ¶11 (2d Dist.). “Decisions are unreasonable if they are not

supported by a sound reasoning process.” AAAA Ents., Inc. v. River Place Community Urban
 12

Redevelopment Corp., 50 Ohio St.3d 157, 161, 553 N.E.2d 597 (1990). Accord, e.g., State v.

Hipshire, 2d Dist. Darke No. 2010–CA–07, 2011-Ohio- 3863, ¶ 41 (noting that a decision is

unreasonable, and is not entitled to the normal degree of deference, where the decision is based

on “incorrect legal grounds, not on factual conclusions relating to the state of the evidence.”).

{¶ 29} Accordingly, the trial court abused its discretion by dismissing the action rather

than staying the proceedings, and by failing to consider the statutory factors in R.C. 3127.21(B).

The first and second assignments of error are sustained.

III. Did the Trial Court Err in Dismissing the Action Based on Improper Venue?

{¶ 30} As a further matter, we note that the trial court also dismissed the action based

on “improper venue,” because the presumed custodial parent, Paula, and the children, primarily

resided in Montgomery County, Ohio, when the complaint was filed.

{¶ 31} Neither party has raised the venue issue on appeal. Notably, Paula also did not

raise the issue of “improper venue” in the trial court. Instead, she asked that the action be

dismissed for lack of an inconvenient forum or be stayed pending commencement of an action in

Indiana. However, we are compelled to consider venue because the trial court dismissed the

action on both jurisdictional and venue grounds, thus intertwining the matters.

{¶ 32} As was noted previously, this action was originally filed in May 2011, before the

minor children moved to Indiana. Paternity was stipulated in July 2011, and visitation was

established. The trial court then dismissed the action for lack of prosecution in October 2011.

Jason refiled the action a few days later, after the children had moved to Indiana. However, the

refiling was still within six months of the move, as is required for “home state” jurisdiction under
 13

R.C. 3127.15.

{¶ 33} When the trial court dismissed the action in August 2012, it concluded in its

entry that venue was improper because the mother and children lived primarily in Montgomery

County, Ohio, when the complaint was filed. However, the court’s reference in this regard was

to May 2011, when the original complaint was filed. The court did not rely on the residence or

status of the parties as of October 2011, when the complaint was refiled after the dismissal for

lack of prosecution. At that time, the mother and children lived primarily in Indiana, and did not

reside in Montgomery County, Ohio.

{¶ 34} Conversely, in the same entry, the trial court relied on the later date of filing,

i.e., October 2011, in discussing the effect of certain parts of the earlier-filed action.

Specifically, the trial court noted that the paternity of the minor children had not been established

because the action was dismissed for lack of prosecution before the July 2011 stipulated order of

paternity became “final.” August 1, 2012 Entry, pp. 2-3. Thus, the court concluded that the

prior case was of no effect, and did not establish paternity. This is inconsistent with using the

earlier filing date to determine venue.

{¶ 35} If the trial court intended to use May 2011 as the filing date for purposes of

analyzing venue, it should have used the same case for purposes of the paternity stipulation as

well. The trial court should have applied a consistent filing date for purposes of its analysis,

regardless of the issue under consideration.

{¶ 36} If the trial court concluded that venue was improper based on residence as of the

original filing date in May 2011, the court could have transferred the action to an appropriate

county, rather than dismissing the case. This would have been consistent with Juv.R.10(A),
 14

which provides that:

Any person may file a complaint to have determined the custody of a child

not a ward of another court of this state, and any person entitled to the custody of a

child and unlawfully deprived of such custody may file a complaint requesting a

writ of habeas corpus. Complaints concerning custody shall be filed in the county

where the child is found or was last known to be.

{¶ 37} The rule does not require that a child must primarily be a resident of a county in

order for venue to be appropriate; it only requires that the child can be “found” in the country, or

was “last known to be” in the county. When the action was originally filed in May 2011, the

children could have been found in or could have been “last known to be” either in Clark County

or Montgomery County, because they could have been with either parent. The trial court did not

make a finding on this point, but concluded that venue was improper because the mother and

children “primarily” resided in Montgomery County.

{¶ 38} More importantly, even if venue were more appropriate in Montgomery County

in May 2011, the trial court did not have authority to dismiss the action based on improper venue.

“In juvenile matters, the issue of improper venue is governed by Juv.R. 11. Juv.R. 11(A)

provides that if a child resides in a county of this state and the proceeding is commenced in a

court of another county, that court, on its own motion or a motion of a party, may transfer the

proceeding to the county of the child's residence. The rule does not provide for the dismissal of

a case for improper venue.” In re W.W., 190 Ohio App.3d 653, 2010-Ohio-5305, 943 N.E.2d

1055, ¶ 21 (11th Dist.).

{¶ 39} Of course, in October 2011, the mother and children were no longer residing in
 15

Montgomery County. The trial court might still have concluded at that point that the children

were “last known to be” in Montgomery County, but Montgomery County had virtually no

connection with the action at that point. Juv.R.11(A) does not address this specific point.

However, the staff notes to Juv.R.10 note that situations may arise where a child is no longer a

resident of any Ohio county. In this regard, the notes state that:

Venue in the custody and habeas corpus situation differs from the more

typical delinquency, unruly, neglect, dependency, abuse, or juvenile traffic

offender case because the matter does not involve conduct by a child. Rather, the

concern is to find a proper place for a child who may be found without a legal

custodian. Hence, the reference in this rule to venue being “where the child is

found or was last known to be.” When considering a child custody case in which

a child from an Ohio county is removed to another state, the venue provisions of

Juv R 10 should be read in conjunction with the Uniform Child Custody

Jurisdiction Act (3109.21 et seq.) which, under certain circumstances, permits an

Ohio court to assume jurisdiction even though the child is absent from this state.

{¶ 40} Accordingly, if the filing date of October 2011 were used as the benchmark,

Ohio had jurisdiction over the action as the “home state,” even though the children were then

absent from the state. The proper method of declining to assert jurisdiction would be to find that

Ohio is an inconvenient forum under R.C. 3127.21(B), and to stay the proceedings pending

initiation of an action in the proper state. See R.C. 3127.21(C). Dismissal on the basis of

improper venue would not be appropriate.
 16

IV. Conclusion

{¶ 41} All of Jason’s assignments of error having been sustained, the judgment of the

trial court is reversed, and this cause is remanded for further proceedings.

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DONOVAN and HALL, JJ., concur.

Copies mailed to:

Adrienne D. Brooks
Laura L. Kendell
Hon. Thomas J. Capper