[Cite as State v. Cook, 2010-Ohio-4814.]
IN THE COURT OF APPEALS OF OHIO
THIRD APPELLATE DISTRICT
UNION COUNTY
STATE OF OHIO,
PLAINTIFF-APPELLEE, CASE NO. 14-10-05
v.
PHILLIP COOK, OPINION
DEFENDANT-APPELLANT.
Appeal from Union County Common Pleas Court
Trial Court No. 2009-CR-0200
Judgment Affirmed
Date of Decision: October 4, 2010
APPEARANCES:
Alison Boggs for Appellant
Terry L. Hord for Appellee
Case No. 14-10-05
ROGERS, J.
{¶1} Defendant-Appellant, Phillip Cook, appeals the judgment of the
Court of Common Pleas of Union County convicting him of six counts of
trafficking in heroin and one count of engaging in a pattern of corrupt activity, and
sentencing him to an aggregate sixteen-year and three-month prison term. On
appeal, Cook argues that the trial court erred when it failed to conduct a hearing on
his request to remove his court-appointed counsel; that he received prejudicially
ineffective assistance of counsel in violation of his constitutional rights; and, that
the trial court erred when it imposed consecutive sentences. Based upon the
following, we affirm the judgment of the trial court.
{¶2} In October 2009, the Union County Grand Jury indicted Cook on
Count One, trafficking in heroin in the vicinity of a school in violation of R.C.
2925.03(A)(1),(C)(6)(b), a felony of the fourth degree; Count Two, possession of
heroin in violation of R.C. 2925.11(A),(C)(6)(a), a felony of the fifth degree;
Count Three, trafficking in heroin in the vicinity of a school in violation of R.C.
2925.03(A)(1),(C)(6)(b), a felony of the fourth degree; Count Four, possession of
heroin in violation of R.C. 2925.11(A),(C)(6)(a), a felony of the fifth degree;
Count Five, trafficking in heroin in the vicinity of a school in violation of R.C.
2925.03(A)(1),(C)(6)(b), a felony of the fourth degree; Count Six, possession of
heroin in violation of R.C. 2925.11(A),(C)(6)(a), a felony of the fifth degree;
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Count Seven, trafficking in heroin in the vicinity of a school in violation of R.C.
2925.03(A)(1),(C)(6)(b), a felony of the fourth degree; Count Eight, trafficking in
heroin in the vicinity of a school in violation of R.C. 2925.03(A)(1),(C)(6)(c), a
felony of the third degree; Count Nine, possession of heroin in violation of R.C.
2925.11(A),(C)(6)(b), a felony of the fourth degree; Count Ten, trafficking in
heroin in violation of R.C. 2925.03(A)(1),(C)(6)(b), a felony of the fourth degree;
Count Eleven, possession of heroin committed within the vicinity of a school in
violation of R.C. 2925.11(A),(C)(6)(a), a felony of the fifth degree; and, Count
Twelve, engaging in a pattern of corrupt activity in violation of R.C.
2923.32(A)(1),(B)(1), a felony of the first degree.
{¶3} In November 2009, Cook entered a plea of not guilty to all counts in
the indictment. Additionally, the trial court appointed Cook counsel.
{¶4} In December 2009, Cook filed a letter with the trial court requesting
representation from the Ohio Public Defender’s Office. In the letter, Cook
contended that he believed his current court-appointed attorney was neglecting his
case because he had cancelled scheduled appointments and failed to return his
phone calls. Additionally, Cook stated that he felt intimidated because his
attorney and an assistant county prosecutor shared office space; that some of his
family members had been prosecuted by that assistant county prosecutor; and,
that, consequently, he felt he would not receive a fair trial. Thereafter, Cook
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withdrew his pleas of not guilty and, pursuant to a plea agreement, entered a plea
of guilty to Counts One, Three, Five, Seven, Eight, Ten, and Twelve. The trial
court dismissed Counts Two, Four, Six, Nine, and Eleven at the behest of the
State. At the change of plea hearing, the following dialogue took place, in
pertinent part:
[TRIAL COURT]: * * * Mr. Cook, have you discussed the
matter of your plea and the present charges fully and completely
with your attorney Mr. Valentine?
[COOK]: Yes, sir.
[TRIAL COURT]: Are you now satisfied with the service and
advice of your attorney up to the present time?
[COOK]: Yes, sir.
[TRIAL COURT]: You understand that no one can compel you
to plead guilty?
[COOK]: Yes, sir.
[TRIAL COURT]: Are you changing this plea freely and
voluntarily?
[COOK]: Yes, sir.
(Dec. 2009 Hearing Tr., pp. 17-18).
{¶5} In February 2010, Cook’s trial counsel filed a sentencing
memorandum averring that Cook had been addicted to heroin and that, but for his
addiction, it was unlikely he would have engaged in the activity giving rise to his
indictment. Trial counsel further requested an aggregate sentence not exceeding
four years and eleven months so that Cook would be eligible for judicial release.
To the memorandum, trial counsel attached twenty-three letters from Cook’s
friends and family attesting to his character and asking for counseling and
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treatment in lieu of incarceration. Additionally, the trial court held a sentencing
hearing at which the following testimony was heard.
{¶6} Detective Don McGlenn of the Marysville Police Department
testified that Cook had juvenile delinquency problems that continued into his adult
life; that Cook was “very well known” at the police department (hearing tr., p. 8);
that, in relation to other drug dealers in the community, he “would have to put Mr.
Cook right at the top for the simple reason of [sic] Mr. Cook is very mobile” (id. at
9); that he believed Cook had been selling heroin for a longer period of time than
the period during which the confidential informants purchased from him; and, that
he believed many underage or high school-aged persons purchased heroin from
Cook based on his surveillance of hotels Cook frequented. On cross-examination,
Detective McGlenn admitted that he did not have first-hand knowledge that Cook
supplied heroin to any middle-school aged person, and that the youngest
individuals he had direct knowledge that Cook sold heroin to were eighteen or
nineteen years of age.
{¶7} Agent Scott Sunquest of the United States Drug Enforcement
Administration testified that he worked with the Marysville Police Department on
an ongoing heroin investigation; that he learned of Cook during the course of the
investigation; that he had observed Cook sell heroin to a purchaser in the
Columbus area; that Cook returned to Marysville and he and the narcotics team
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followed the purchaser and recovered sixty-five unit doses of heroin from that
individual; that Columbus was the main distribution point for heroin in Ohio. On
cross-examination, Agent Sunquest stated that nothing was recovered from Cook
upon a stop of his vehicle following the transaction.
{¶8} Detective Tony Brooks of the Marysville Police Department testified
that he participated in the drug interdiction program with Detective McGlenn; that
he used three confidential informants who conducted six transactions with Cook;
that he consequently considered Cook to be a heroin dealer; that he believed Cook
was the number one heroin trafficker in the Marysville area; that he learned from a
confidential informant that, during one traffic stop, Cook wadded up a napkin
containing heroin and threw it on the ground and later retrieved it, and that, during
another traffic stop, a female passenger put the heroin inside her vagina; that he
monitored Cook for approximately two months and observed approximately six or
seven transactions during that time frame; and, that his investigation revealed that
Cook used Columbus as a conduit to bring heroin into the Marysville area. On
cross-examination, Detective Brooks testified that he based his ranking of Cook as
the “number one” heroin trafficker based on the amounts of transactions he
observed and based on information he received from the community.
{¶9} In March 2010, the trial court sentenced Cook to a fifteen-month
prison term on each of Counts One, Three, Five, Seven, and Ten; to a four-year
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prison term on Count Eight; and, to a six-year prison term on Count Twelve. The
trial court ordered all terms to be served consecutively for an aggregate sixteen-
year and three-month prison term, and also ordered Cook to pay a $6,000 fine. In
the judgment entry, the trial court specifically stated that it had “considered the
presentence investigation, information presented at the hearing and the record; and
the Court further having considered the factors pertaining to the seriousness of the
offense and pertaining to recidivism, and further having considered the factors
contained in R.C. 2929.13(B), the Court finds the offender is not amendable to
community control, and that prison is consistent with the purposes and principles
of sentencing set forth in R.C. 2929.11.” (Mar. 2010 Judgment Entry, p. 2).
{¶10} It is from this judgment that Cook appeals, presenting the following
assignments of error for our review.
Assignment of Error No. I
THE TRIAL COURT ERRED WHEN IT FAILED TO
CONDUCT A HEARING TO INQUIRE INTO THE
DEFENDANT-APPELLANT’S REASONS FOR WANTING TO
REMOVE HIS COURT-APPOINTED COUNSEL, THEREBY
VIOLATING DEFENDANT’S CONSTITUTIONAL RIGHT
TO COUNSEL.
Assignment of Error No. II
DEFENDANT-APPELLANT RECEIVED PREJUDICIALLY
INEFFECTIVE ASSISTANCE OF COUNSEL IN VIOLATION
OF HIS SIXTH AND FOURTEENTH AMENDMENT
RIGHTS, AS WELL AS HIS RIGHTS UNDER SECTION 10,
ARTICLE I, OF THE OHIO CONSTITUTION.
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Assignment of Error No. III
THE TRIAL COURT ERRED WHEN IT SENTENCED
APPELLANT TO CONSECUTIVE SENTENCES.
Assignment of Error No. I
{¶11} In his first assignment of error, Cook argues that the trial court erred
when it failed to conduct a hearing on his request to remove his court-appointed
counsel. Specifically, Cook contends that he demonstrated a conflict with counsel
by sending a letter to the court expressing that he did not have enough contact with
his attorney to adequately prepare for his case and by raising a concern about his
attorney’s office-sharing relationship with a Union County assistant prosecutor.
{¶12} The Supreme Court of Ohio has held that “‘[a]n indigent defendant
has no right to have a particular attorney represent him and therefore must
demonstrate “good cause” to warrant substitution of counsel.’” State v. Cowans
(1999), 87 Ohio St.3d 68, 72, quoting United States v. Iles (C.A.6, 1990), 906 F.2d
1122, 1130. “The trial court may deny the request to substitute counsel if the
complaint is unreasonable.” State v. Conway, 108 Ohio St.3d 214, 2006-Ohio-
791, ¶148, citing State v. Deal (1969), 17 Ohio St.2d 17, syllabus. In order to
discharge a court-appointed attorney, the Supreme Court has further held that the
defendant must show “‘a breakdown in the attorney-client relationship of such
magnitude as to jeopardize the defendant’s right to effective assistance of
counsel.’” State v. Coleman (1988), 37 Ohio St.3d 286, 292, quoting People v.
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Robles (1970), 2 Cal.3d 205, 215, 466 P.2d 710, 717. The trial court’s decision is
reviewed under an abuse-of-discretion standard. Id., citing Cowans, 87 Ohio St.3d
at 73.
{¶13} Here, despite the averments made concerning counsel in his letter to
the trial court, we find that Cook has failed to demonstrate a breakdown in the
attorney-client relationship of the magnitude contemplated by the Supreme Court
in Coleman. The trial court conducted a very through Crim.R. 11 colloquy at the
sentencing hearing, and specifically inquired whether Cook had fully and
completely discussed the matters of his plea and the charges with his attorney,
whether he was satisfied with the service and advice of his attorney, whether he
understood no one could compel him to plead guilty, and whether he was freely
and voluntarily changing his plea to guilty. Cook answered all of these inquiries
in the affirmative. Consequently, we do not find that the trial court abused its
discretion in declining to hold a hearing concerning Cook’s letter discussing
removal of his counsel.
{¶14} Accordingly, we overrule Cook’s first assignment of error.
Assignment of Error No. II
{¶15} In his second assignment of error, Cook argues that he received
prejudicially ineffective assistance of counsel in violation of his constitutional
rights. Specifically, Cook contends that he felt intimidated by the fact that his
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attorney shared office space with an assistant prosecutor, and, that his attorney was
ineffective by failing to put any evidence in his sentencing memorandum and by
failing to object to certain testimony by police officers that was outside the scope
of the charges at issue.
{¶16} An ineffective assistance of counsel claim requires proof that trial
counsel’s performance fell below objective standards of reasonable representation
and that the defendant was prejudiced as a result. State v. Bradley (1989), 42 Ohio
St.3d 136, paragraph two of the syllabus. To show that a defendant has been
prejudiced by counsel’s deficient performance, the defendant must prove that there
exists a reasonable probability that, but for counsel’s errors, the outcome at trial
would have been different. Id. at paragraph three of syllabus. “Reasonable
probability” is a probability sufficient to undermine confidence in the outcome of
the trial. State v. Waddy (1992), 63 Ohio St.3d 424, 433, superseded by
constitutional amendment on other grounds as recognized by State v. Smith, 80
Ohio St.3d 89, 103, 1997-Ohio-355.
{¶17} Additionally, the court must look to the totality of the circumstances
and not isolated instances of an allegedly deficient performance. State v. Malone
(1989), 2d Dist. No. 10564, 1989 WL 150798. Furthermore, attorneys licensed by
the State of Ohio are presumed to provide competent representation. State v.
Pierce, 3d Dist. No. 11-09-05, 2010-Ohio-478, citing State v. Hoffman (1998), 129
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Ohio App.3d 403, 407. Accordingly, we must afford a high level of deference to
the performance of trial counsel. Bradley, 42 Ohio St.3d at 142.
{¶18} Further, the Supreme Court of Ohio has held that a guilty plea
waives a defendant’s right to allege ineffective assistance of counsel, except to the
extent counsel’s errors caused the guilty plea to be less than knowing and
voluntary. State v. Spates (1992), 64 Ohio St.3d 269. The trial court’s judgment
will not be reversed unless the defendant can demonstrate a reasonable probability
that, but for counsel’s errors, he would not have pleaded guilty but would have
insisted on continuing to trial. Hill v. Lockhart (1985), 474 U.S. 52, 52-53; State
v. Xie (1992), 62 Ohio St.3d 521, 524; State v. Davis, 12th Dist. No. CA98-06-
134, 2000 WL 1086723.
{¶19} First, Cook contends that he felt intimidated by the fact that his
attorney shared office space with an assistant prosecutor. The Supreme Court has
held that, “[i]n order to satisfy a Sixth Amendment claim of ineffective assistance
of counsel, appellant must demonstrate that an actual conflict of interest adversely
affected his counsel’s performance.” (Emphasis added.) State v. Keith, 79 Ohio
St.3d 514, 535, 1997-Ohio-367. Here, Cook admitted that the record did not
indicate if the assistant prosecutor was involved in any part of his case or whether
the office-sharing arrangement prejudiced him in any way. Consequently, Cook
has failed to demonstrate an actual conflict of interest and has not averred that,
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absent the office-sharing arrangement, he would not have pleaded guilty but would
have gone to trial.
{¶20} Next, although Cook contends that his counsel was ineffective for
failing to put any evidence in the sentencing memorandum, he ignores the fact that
trial counsel attached to the memorandum twenty-three letters from Cook’s friends
and family attesting to his character and asking for counseling and treatment in
lieu of incarceration. Further, Cook offers no proposals as to what evidence could
have been included on his behalf in the sentencing memorandum, and none is
apparent from the record. State v. Bowens (1991), 11th Dist. No. 89-A-1463, 1991
WL 155228.
{¶21} Finally, Cook contends that counsel was ineffective for failing to
object to testimony of law enforcement officers at his sentencing hearing which he
alleges was outside the scope of the charges at issue. Cook does not identify what
specific testimony to which he believes counsel should have objected. Assuming
that Cook challenges the officers’ testimony concerning uncharged drug offenses
involving minors, we cannot find that this evidence was improper. Evid.R. 101(C)
provides that the rules of evidence do not apply to certain criminal proceedings,
and specifically enumerates “sentencing” as an excluded proceeding. Courts have
recognized that “[t]he evidence the court may consider [at sentencing] is not
confined to the evidence that strictly relates to the conviction offense because the
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court is no longer concerned * * * with the narrow issue of guilt.” State v.
Bowser, 2d Dist. No. 08-CR-1203, 2010-Ohio-951, ¶14. On the contrary, the trial
court at sentencing may consider “facts that support a charge of which the
offender is ultimately acquitted,” “allegations of crimes for which the offender is
never prosecuted,” or facts supporting a charge that has been dismissed pursuant
to a plea agreement. Bowser, 2010-Ohio-951, at ¶¶16-17. Consequently, as the
trial court was permitted to consider the uncharged drug offenses allegedly
involving minors, trial counsel was not ineffective in failing to object to this
evidence.
{¶22} Accordingly, we overrule Cook’s second assignment of error.
Assignment of Error No. III
{¶23} In his third assignment of error, Cook argues that the trial court erred
when it imposed consecutive sentences. Specifically, Cook contends that the
aggregate sentence exceeded the maximum permitted for the highest degree
felony. The State responds that Cook was required pursuant to R.C.
2953.08(C)(1) to seek leave to appeal his consecutive sentences, which he did not.
{¶24} Initially, we address the State’s argument that Cook was required to
seek leave to appeal. Several Ohio Appellate Courts have determined that App.R.
5(D) supersedes the prior leave requirement of R.C. 2953.08(C) and merges the
motion for leave into the error(s) assigned in the appeal as of right. State v.
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Furrow, 2d Dist. No. Civ.A. 03CA19, 2004-Ohio-5272, ¶8, citing App.R. 5(D);
State v. Ballard, 6th Dist. Nos. L-04-1070, L-05-1027, 2006-Ohio-1863, ¶21.
Consequently, because R.C. 2953.08(C) and App.R. 5(D) conflict, the statutory
leave requirement is “void and of no effect.” Furrow, 2004-Ohio-5272, at ¶8,
citing Article IV, Section 5(B), Ohio Constitution. Accordingly, we will address
Cook’s argument.
{¶25} An appellate court must conduct a meaningful review of the trial
court’s sentencing decision. State v. Daughenbaugh, 3d Dist. No. 16-07-07, 2007-
Ohio-5774, ¶8, citing State v. Carter, 11th Dist. No. 2003-P-0007, 2004-Ohio-
1181. A meaningful review means “that an appellate court hearing an appeal of a
felony sentence may modify or vacate the sentence and remand the matter to the
trial court for re-sentencing if the court clearly and convincingly finds that the
record does not support the sentence or that the sentence is otherwise contrary to
law.”1 Daughenbaugh, 2007-Ohio-5774, at ¶8, citing Carter, 2004-Ohio-1181, at
¶44; R.C. 2953.08(G).
{¶26} The Supreme Court of Ohio, in State v. Foster, 109 Ohio St.3d 1,
2006-Ohio-856, declared portions of the felony sentencing statutes to be
1
We note that the Supreme Court of Ohio’s plurality opinion in State v. Kalish, 120 Ohio St.3d 23, 2008-
Ohio-4912, established a two-part test utilizing an abuse of discretion standard for appellate review of
felony sentencing decisions under R.C. 2953.08(G). While we cite to this Court’s precedential clear and
convincing review standard adopted by three dissenting Justices in Kalish, we note that our decision in this
case would be identical under the Kalish plurality’s two-part test.
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unconstitutional, specifically those portions requiring judicial fact finding before
imposition of sentences, pursuant to the United States Supreme Court’s decisions
in Apprendi v. New Jersey (2000), 530 U.S. 466; Blakely v. Washington (2004),
542 U.S. 296; and United States v. Booker (2005), 543 U.S. 220. Specifically,
Foster held that “[t]rial courts [now] have full discretion to impose a prison
sentence within the statutory range and are no longer required to make findings or
give their reasons for imposing maximum, consecutive, or more than the minimum
sentences.” 109 Ohio St.3d 1, at paragraph seven of the syllabus.
{¶27} Furthermore, the Supreme Court of Ohio in State v. Bates, 118 Ohio
St.3d 174, 2008-Ohio-1983, ¶18, held that “[t]he severance and excision of former
R.C. 2929.14(E)(4) * * * by Foster * * * leaves no statute * * * to limit [the] trial
court[’s] discretion beyond the basic ‘purposes and principles of sentencing’
provision articulated and set forth in R.C. 2929.11 and 2929.12.”
{¶28} Here, the trial court sentenced Cook to a fifteen-month prison term
on each of Counts One, Three, Five, Seven, and Ten; to a four-year prison term on
Count Eight; and, to a six-year prison term on Count Twelve. Under R.C.
2929.14(A), these prison terms were within the statutory guidelines. Further,
although the trial court ordered Cook to serve his sentences consecutively, under
Foster, this was within the trial court’s discretion, and the trial court was not
required to give its reasons for doing so. Nevertheless, the trial court specifically
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stated that, in sentencing, it had “considered the presentence investigation,
information presented at the hearing and the record[,]* * * the factors pertaining to
the seriousness of the offense and pertaining to recidivism, and * * * that prison is
consistent with the purposes and principles of sentencing set forth in R.C.
2929.11.” (Mar. 2010 Judgment Entry, p. 2). Consequently, we do not find that
the trial court erred in imposing non-minimum and consecutive prison terms.
{¶29} Accordingly, we overrule Cook’s third assignment of error.
{¶30} Having found no error prejudicial to the appellant herein, in the
particulars assigned and argued, we affirm the judgment of the trial court.
Judgment Affirmed
PRESTON, J., concur.
/jlr
WILLAMOWSKI, P.J., Concurring Separately.
{¶31} I concur fully with the majority opinion, however write separately to
emphasize that the appropriate standard of review was applied. The standard of
review for sentences was set forth in the plurality opinion of Kalish, supra. In
Kalish, four panel members noted that R.C. 2953.08(G) requires that appellate
courts require appellants to meet a clearly and convincingly contrary to law
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standard of review when reviewing a sentence.2 For example, if the sentencing
court imposed consecutive sentences, as in this case, the standard of review would
be clearly and convincingly contrary to law. However, if the appeal is based upon
the proper application of the factors in R.C. 2929.12, four panel members in
Kalish would require review using an abuse of discretion standard as specifically
set forth in R.C 2929.12.3
{¶32} In his assignments of error, Cook alleges that the trial court erred
when it sentenced him to consecutive sentences. Cook’s appeal of his felony
sentence did not raise issue with the application of the factors set forth in R.C.
2929.12, which would require an abuse of discretion standard. Thus, the clearly
and convincingly standard used to review this case, as set forth in R.C.
2953.08(G)(2) is the proper standard of review herein.
2
Justices Pfeifer, Lundberg Stratton, Lanzinger, and Judge Willamowski, sitting by assignment, all
reached this conclusion.
3
Justices O’Connor, Moyer, O’Donnell, and Judge Willamowski, sitting by assignment, concurred in this
position, although the first three would use both standards of review in all cases.
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