State v. Black

[Cite as State v. Black, 2012-Ohio-2874.]

COURT OF APPEALS
STARK COUNTY, OHIO
FIFTH APPELLATE DISTRICT

STATE OF OHIO JUDGES:
Hon. W. Scott Gwin, P. J.
Plaintiff-Appellee Hon. Sheila G. Farmer, J.
Hon. John W. Wise, J.
-vs-
Case No. 2011 CA 00175
KIM BLACK

Defendant-Appellant OPINION

CHARACTER OF PROCEEDING: Criminal Appeal from the Court of Common
Pleas, Case No. 2010 CR 01902

JUDGMENT: Affirmed

DATE OF JUDGMENT ENTRY: June 25, 2012

APPEARANCES:

For Plaintiff-Appellee For Defendant-Appellant

JOHN D. FERRERO KRISTINE W. BEARD
PROSECUTING ATTORNEY 4450 Belden Village Street, NW
RENEE M. WATSON Suite 703
ASSISTANT PROSECUTOR Canton, Ohio 44718
110 Central Plaza South, Suite 510
Canton, Ohio 44702-1413
Stark County, Case No. 2011 CA 00175 2

Wise, J.

{¶1} Appellant Kim Black appeals his conviction, in the Stark County Court of

Common Pleas, for aggravated assault. Appellee is the State of Ohio. The relevant

facts leading to this appeal are as follows.

{¶2} On November 22, 2010, appellant invited Donald Jones, Jay Miller, and

Christopher Hollis to his residence on East High Street in Alliance, Ohio, to hang out

and drink in the basement. After a couple of hours had passed, Mike Linder arrived,

having been invited by Donald Jones, a distant cousin. Tr. at 113. Soon, “everyone

was intoxicated,” and Linder joined in the drinking. Tr. at 124, 144. Later, when

appellant received a telephone call and went upstairs, Linder took it upon himself to go

into appellant’s liquor cabinet without permission. When appellant came back to the

basement, he decided to end the party and asked everyone to leave. According to

Christopher Hollis, appellant “wasn’t really mad” when he ended the party. Tr. at 146.

{¶3} As the men exited the house, Jones, Miller, and Linder started toward

Miller’s SUV parked across the street. Hollis stayed behind to talk to appellant, who

stood on his property in front of the house.1 Linder suddenly turned around and began

verbally insulting appellant, using several homosexual slurs. Linder then came back

across the street onto the property and suddenly punched appellant in the face. As

Miller sought to restrain Linder, appellant walked over to his truck, which was parked in

an alley next to the house. Appellant grabbed a tire iron from the truck and went back

to the sidewalk in front of the house.

1
Appellant’s house is very close to the road. According to Hollis, one “could step right
into the street off his porch.” Tr. at 148.
Stark County, Case No. 2011 CA 00175 3

{¶4} Linder looked over at appellant and told him he would make him “eat that

pipe.” Tr. at 151. Linder broke free of Miller and charged at appellant. Linder’s

subsequent tackle knocked appellant on his back, while Linder fell forward, off to the

side. Appellant then jumped back up and, as Linder was trying to get up, he struck

Linder in the face with the tire iron.

{¶5} Linder was taken to Alliance Community Hospital. As a result of the fight,

Linder suffered a detached retina and damage to his optic nerve, as well as other facial

injuries.

{¶6} On January 24, 2011, the Stark County Grand Jury indicted appellant on

one count of felonious assault, R.C. 2903.11(A)(1).

{¶7} The case proceeded to a jury trial on July 12 and 13, 2011. The State

called three witnesses: Linder, Hollis, and Alliance Police Officer Anthony Palozzi. No

defense witnesses were called. After hearing the evidence, the jury found appellant

not guilty of felonious assault, but guilty to the inferior offense of aggravated assault

(R.C. 2903.12). Via a judgment entry filed on July 20, 2011, appellant was sentenced

to a prison term of eighteen months.

{¶8} Appellant filed a notice of appeal on August 5, 2011. He herein raises the

following three Assignments of Error:

{¶9} “I. APPELLANT'S CONVICTION FOR AGGRAVATED ASSAULT IS

AGAINST THE SUFFICIENCY AND MANIFEST WEIGHT OF THE EVIDENCE

WHERE APPELLANT PROVED BY A PREPONDERANCE OF THE EVIDENCE THE

ELEMENTS OF THE AFFIRMATIVE DEFENSE OF SELF-DEFENSE.
Stark County, Case No. 2011 CA 00175 4

{¶10} “II. THE TRIAL COURT COMMITTED PLAIN ERROR IN FAILING TO

GIVE AN INSTRUCTIONS (SIC) ON THE DEFINITION OF PERPONDERANCE (SIC)

OF THE EVIDENCE AND DUTY TO RETREAT AND IN FAILING TO INCLUDE A

SEPARATE FINDING OF SELF-DEFENSE ON THE VERDICT FORM; AND,

COUNSEL WAS INEFFECTIVE FOR IN (SIC) FAILING TO REQUEST A SPECIFIC

INSTRUCTION ON THE DEFINITION OF PERPONDERANCE (SIC) OF THE

EVIDENCE AND THE DUTY TO RETREAT AND FAILING TO REQUEST A

SEPARATE SELF-DEFENSE FINDING ON THE VERDICT FORM.

{¶11} “III. THE TRIAL COURT ABUSED ITS DISCRETION IN FAILING TO

GIVE THE JURY AN INSTRUCTION ON THE OFFENSE OF ASSAULT.”

I.

{¶12} In his First Assignment of Error, appellant contends his conviction for

aggravated assault was against the sufficiency and manifest weight of the evidence.

We disagree.

{¶13} As an initial matter, in regard to appellant’s “sufficiency of the evidence”

argument as to self-defense, we note the Ohio Supreme Court has recognized: “[T]he

due process ‘sufficient evidence’ guarantee does not implicate affirmative defenses,

because proof supportive of an affirmative defense cannot detract from proof beyond a

reasonable doubt that the accused had committed the requisite elements of the crime.”

State v. Hancock, 108 Ohio St.3d 57, 2006-Ohio-160, ¶ 37, citing Caldwell v. Russell

(C.A.6, 1999), 181 F.3d 731, 740, abrogated on other grounds(internal quotations

omitted). In light of Hancock, we are restrained from addressing appellant’s

“sufficiency” argument and will instead focus on his “manifest weight” claim.
Stark County, Case No. 2011 CA 00175 5

{¶14} Our standard of review on a manifest weight challenge to a criminal

conviction is stated as follows: “The court, reviewing the entire record, weighs the

evidence and all reasonable inferences, considers the credibility of witnesses and

determines whether in resolving conflicts in the evidence, the jury clearly lost its way

and created such a manifest miscarriage of justice that the conviction must be reversed

and a new trial ordered.” State v. Martin (1983), 20 Ohio App.3d 172, 175, 485 N.E.2d

717. See also, State v. Thompkins (1997), 78 Ohio St.3d 380, 678 N.E.2d 541. The

granting of a new trial “should be exercised only in the exceptional case in which the

evidence weighs heavily against the conviction.” Martin at 175, 485 N.E.2d 717.

{¶15} Ohio's aggravated assault statute, R.C. 2903.12, states in pertinent part

as follows:

{¶16} “(A) No person, while under the influence of sudden passion or in a

sudden fit of rage, either of which is brought on by serious provocation occasioned by

the victim that is reasonably sufficient to incite the person into using deadly force, shall

knowingly:

{¶17} “(1) Cause serious physical harm to another or to another's unborn;

{¶18} “(2) Cause or attempt to cause physical harm to another or to another's

unborn by means of a deadly weapon or dangerous ordnance, as defined in section

2923.11 of the Revised Code.”

Self-Defense

{¶19} Appellant first maintains that the manifest evidence at trial established that

he lawfully engaged in self-defense during the events of November 22, 2010. To

establish the legal defense of self-defense, the following elements must be shown: (1)
Stark County, Case No. 2011 CA 00175 6

The defendant was not at fault in creating the situation giving rise to the affray; (2) the

defendant has a bona fide belief that he was in imminent danger of death or great

bodily harm and that his only means of escape from such danger was in the use of

such force; and (3) the defendant must not have violated any duty to retreat or avoid

the danger. State v. Jones, Stark App.Nos.2007–CA–00041, 2007–CA–00077, 2008–

Ohio–1068, ¶ 32, citing State v. Robbins (1979), 58 Ohio St.2d 74, 388 N.E.2d 755,

paragraph two of the syllabus. If the defendant fails to prove any one of these elements

by a preponderance of the evidence, then the defendant has failed to demonstrate that

he acted in self-defense. State v. Cassano (1996), 96 Ohio St.3d 94, 107.

{¶20} Upon review, we find the jurors could properly conclude that the evidence

did not support, by a preponderance of the evidence, that appellant had no alternative

means of escape. Appellant could have returned to his house and contacted police;

instead, he escalated the situation by walking to his truck and grabbing a tire iron to

use as a weapon. Although appellant places a great deal of emphasis on the facts that

Linder is 6’3” – 245 lbs., while appellant is 5’8” – 190 lbs. (see Tr. at 123, 192), the

testimony reveals that appellant got up after being tackled and struck Linder with the

metal weapon while Linder was trying to get on his feet. The jurors, as the firsthand

triers of fact, were patently in the best position to gauge the truth. Upon review, we find

the jury did not clearly lose its way and create a manifest miscarriage of justice

requiring that appellant's conviction be reversed and a new trial ordered.

Castle Doctrine

{¶21} Appellant secondly proposes that the evidence at trial established that he

lawfully engaged in self-defense under the Castle Doctrine pursuant to S.B. 184. The
Stark County, Case No. 2011 CA 00175 7

Castle Doctrine is presently codified in part under R.C. 2901.05(B), which states in

pertinent part as follows:

{¶22} “(B)(1) Subject to division (B)(2) of this section, a person is presumed to

have acted in self defense or defense of another when using defensive force that is

intended or likely to cause death or great bodily harm to another if the person against

whom the defensive force is used is in the process of unlawfully and without privilege

to do so entering, or has unlawfully and without privilege to do so entered, the

residence or vehicle occupied by the person using the defensive force.

{¶23} “ * * *.

{¶24} “(B)(3) The presumption set forth in division (B)(1) of this section is a

rebuttable presumption and may be rebutted by a preponderance of the evidence.”

{¶25} In State v. Johnson, Cuyahoga App.No. 92310, 2010–Ohio–145, the court

summarized as follows: “Under the Castle Doctrine, a person is presumed to have

acted in self-defense when attempting to expel or expelling another from their home

who is unlawfully present. Further, under the Castle Doctrine, a person attempting to

expel or expelling another is allowed to use deadly force or force great enough to

cause serious bodily harm.” Id. at ¶ 18. There is also no duty to retreat when inside

one's home. Id.

{¶26} In the case sub judice, the altercation in question did not take place inside

appellant’s home, nor did it involve appellant attempting to expel Linder from his home.

Furthermore, although appellant’s truck was near the scene and supplied the tire iron

used in the assault, appellant was not seeking to defend himself against someone

entering into said vehicle. Upon review, we hold the Castle Doctrine would not have
Stark County, Case No. 2011 CA 00175 8

applied under the facts and circumstances presented to the jury in the case sub judice,

as appellant was not inside of or trying to expel an unlawful intruder from his residence

or occupied vehicle when the assault actions took place.

{¶27} Appellant's First Assignment of Error is therefore overruled.

II.

{¶28} In his Second Assignment of Error, appellant argues that the trial court

erred in declining to give the jury an instruction concerning the issues of

preponderance of the evidence and duty to retreat and in failing to include a self-

defense finding on the verdict form, and that trial counsel was ineffective for failing to

request same. We disagree on all counts.

Standards of Review

{¶29} Appellant herein concedes his defense counsel did not object to the

pertinent jury instructions regarding self-defense or to the verdict forms. However,

under Crim.R. 52(B), “[p]lain errors or defects affecting substantial rights may be

noticed although they were not brought to the attention of the court.” In State v.

Cooperrider (1983), 4 Ohio St.3d 226, 448 N.E.2d 452, the Ohio Supreme Court

discussed the application of the plain error doctrine in the context of an allegedly

erroneous jury instruction. The Court stated: “ * * * [A]n erroneous jury instruction ‘does

not constitute a plain error or defect under Crim.R. 52(B) unless, but for the error, the

outcome of the trial clearly would have been otherwise.’ State v. Long (1978), 53 Ohio

St.2d 91, 97, 372 N.E.2d 804. Additionally, the plain error rule is to be applied with

utmost caution and invoked only under exceptional circumstances, in order to prevent

a manifest miscarriage of justice.” Id. at 227, 372 N.E.2d 804. Finally, “a single jury
Stark County, Case No. 2011 CA 00175 9

instruction should not be judged in isolation but, instead, must be considered in the

context of the overall charge.” State v. Schlee, Lake App.No. 2004-L-070, 2005-Ohio-

5117, ¶ 32 (additional citations omitted).

{¶30} In regard to ineffective assistance issues, our standard of review is set

forth in Strickland v. Washington (1984), 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d

674. Ohio adopted this standard in the case of State v. Bradley (1989), 42 Ohio St.3d

136, 538 N.E.2d 373. These cases require a two-pronged analysis in reviewing a claim

for ineffective assistance of counsel. First, we must determine whether counsel's

assistance was ineffective; whether counsel's performance fell below an objective

standard of reasonable representation and was violative of any of his essential duties

to the client. If we find ineffective assistance of counsel, we must then determine

whether or not the defense was actually prejudiced by counsel's ineffectiveness such

that the reliability of the outcome of the trial is suspect. This requires a showing that

there is a reasonable probability that but for counsel's unprofessional error, the

outcome of the trial would have been different. Id. Trial counsel is entitled to a strong

presumption that all decisions fall within the wide range of reasonable professional

assistance. State v. Sallie (1998), 81 Ohio St.3d 673, 675, 693 N.E.2d 267. Generally,

“[s]peculation is insufficient to demonstrate the required prejudice needed to succeed

on a claim for ineffective assistance of counsel.” State v. Moon, Cuyahoga App.No.

93673, 2010–Ohio–4483, ¶ 9, citing State v. Hale, 119 Ohio St.3d 118, 2008–Ohio–

3426, 892 N.E.2d 864 (additional citations omitted). Furthermore, a reviewing court

“need not determine whether counsel's performance was deficient before examining
Stark County, Case No. 2011 CA 00175 10

the prejudice suffered by the defendant as a result of the alleged deficiencies.” Bradley

at 143, 538 N.E.2d 373, quoting Strickland at 697.

Jury Instructions – Preponderance of the Evidence

{¶31} Appellant first challenges the trial court instructions as to “preponderance

of the evidence” for purposes of appellant’s defense of self-defense. Appellant directs

us to the Ohio Jury Instructions, which state in pertinent part:

{¶32} “ *** Preponderance of the evidence is the greater weight of the evidence;

that is, evidence that you believe because it outweighs or overbalances in your minds

the evidence opposed to it. *** A preponderance means evidence that is more

probable, more persuasive, or of greater probative value. It is the quality of the

evidence that must be weighed. Quality may or may not be identical with (quantity) (the

greater number of witnesses). *** In determining whether or not an (issue) (affirmative

defense) has been proved by a preponderance of the evidence, you should consider all

the evidence bearing upon that (issue) (affirmative defense) regardless of who

produced it. *** If the weight of the evidence is equally balanced or if you are unable to

determine which side of an (issue) (affirmative defense) has the preponderance, then

the defendant has not established such (issue) (affirmative defense). ***.”

{¶33} 2 OJI-CR 417.29

{¶34} In the case sub judice, the trial court instructed the jury as follows in

pertinent part:

{¶35} “The Defendant claims to have acted in self-defense. To establish that he

was justified in using force not likely to cause death or great bodily harm, the

Defendant must prove by the greater weight of the evidence that he was not at fault in
Stark County, Case No. 2011 CA 00175 11

creating the situation giving rise to the altercation and he had reasonable grounds to

believe and an honest belief, even if mistaken, that he was in immediate danger of

death or great bodily harm and that his only reasonable means of retreat or escape

from such danger was by the use of deadly force and he had not violated any duty of

retreat or withdrawal to avoid the danger.”

{¶36} Tr. at 264.

{¶37} In State v. Riggs, Licking App.No. 2010 CA 20, 2010-Ohio-5697, we

recognized that strict compliance with the Ohio Jury Instructions is not mandatory;

instead the instructions are “recommended instructions” to assist judges in charging

the jury. Thus, deviation from the model instructions does not necessarily constitute

error by the trial court. Id. at ¶ 53 (additional citations omitted).

{¶38} Upon review, we find the trial court sufficiently equipped the jury with a

“preponderance of the evidence” legal standard for purposes of appellant’s assertion of

self-defense, and we find no plain error or ineffective assistance of trial counsel

regarding this issue.

Jury Instructions – Duty to Retreat

{¶39} Appellant next focuses on the trial court’s failure to instruct the jury on the

definitional parameters of “duty to retreat,” particularly the failure to emphasize that one

does not have a duty to retreat from one’s home, sometimes referred to as the

Peacock Rule.2

{¶40} Appellant’s argument herein presumes that the Peacock Rule extends to

the front yard or sidewalk area of a defendant’s home. However, the case of State v.

2
See State v. Peacock (1883), 40 Ohio St. 333, 334.
Stark County, Case No. 2011 CA 00175 12

Morgan, Shelby App.No. 17-97-22, 1998 WL 323480, is instructive on this issue. The

Third District Court, addressing the issue of self-defense in a fatal shooting case,

stated in pertinent part: “The facts in this case do not implicate [the Peacock] rule since

Appellant was not ‘in his home’ at the time he used deadly force to slay [the victim] nor

was Appellant's ‘home itself attacked.’ *** In this case, Appellant proceeded outside his

house, down the porch steps, and across his front yard before shooting his victim. By

all witness accounts, [the victim] was shot while standing on or immediately about the

area of the public sidewalk outside Appellant's home. These facts demonstrate that

Appellant was not ‘in his home’ nor was his home under attack when he shot [the

victim]. Consequently, an instruction regarding the “no duty to retreat” rule was not

warranted. We find no error in trial counsel's failure to object to the jury instructions

provided in this case.” Id. See, also, State v. McDowell, Franklin App.No. 10-AP-509,

2011-Ohio-6815, ¶ 39, (finding no applicability of the “no duty to retreat” rule where the

evidence demonstrated a shooting had occurred, at best, in the defendant’s front yard).

{¶41} Accordingly, we find no plain error or ineffective assistance of trial counsel

under the facts and circumstances of the case sub judice for want of further

instructions to the jury on the issue of appellant’s duty or non-duty to retreat.

Verdict Forms

{¶42} Appellant lastly contends that the jury should have been provided with a

separate verdict form for the defense of self-defense, and that defense counsel was

ineffective in not requesting such a form. Appellant provides no authority in support of

his argument. However, in State v. Reeds, Lake App.No. 2007-L-120, 2008-Ohio-1781,

¶ 62, the Eleventh District Court of Appeals, while conceding “it may be argued that
Stark County, Case No. 2011 CA 00175 13

inclusion of a separate finding relating to self-defense would ensure clarity”,

nevertheless declined to find plain error where such a verdict form was not given to the

jury. We herein apply the rationale of Reeds and find no plain error or ineffective

assistance of trial counsel in this regard.

{¶43} Appellant's Second Assignment of Error is overruled.

III.

{¶44} In his Third Assignment of Error, appellant contends the trial court erred in

declining to give the jury an instruction on the lesser offense of misdemeanor assault,

and that trial counsel was ineffective for failing to adequately request or renew a

request for same. We disagree.

{¶45} A party is not entitled to an instruction on a lesser included offense unless

the evidence presented at trial would reasonably support both an acquittal on the crime

charged and a conviction upon the lesser included offense. See State v. Anderson,

Butler App. No. CA 2005-06-156, 2006-Ohio-2714, ¶ 10. In making this determination,

the court must view the evidence in the light most favorable to a defendant. Id. But an

instruction on a lesser included offense is not warranted every time “some evidence” is

presented to support the inferior offense. See State v. Shane (1992), 63 Ohio St.3d

630, 590 N.E.2d 272. There must be “sufficient evidence” to “allow a jury to reasonably

reject the greater offense and find the defendant guilty on a lesser included (or inferior

degree) offense.” (Emphasis sic.) Id. at 632-633, 590 N.E.2d 272.

{¶46} The key factor of misdemeanor assault under R.C. 2903.13(A) is the

element of causing “physical harm” as opposed to “serious physical harm.” R.C.

2901.01(A)(5) defines “serious physical harm to persons” to mean any of the following:
Stark County, Case No. 2011 CA 00175 14

{¶47} “(a) Any mental illness or condition of such gravity as would normally

require hospitalization or prolonged psychiatric treatment;

{¶48} “(b) Any physical harm that carries a substantial risk of death;

{¶49} “(c) Any physical harm that involves some permanent incapacity, whether

partial or total, or that involves some temporary, substantial incapacity;

{¶50} “(d) Any physical harm that involves some permanent disfigurement or

that involves some temporary, serious disfigurement;

{¶51} “(e) Any physical harm that involves acute pain of such duration as to

result in substantial suffering or that involves any degree of prolonged or intractable

pain.”

{¶52} In the case sub judice, the State presented Linder's testimony at trial in

addition to his hospital records and photographs of his injuries. Linder was hospitalized

for more than a week and will likely suffer permanent incapacity and disfigurement. We

find the jurors would have properly found that Linder suffered “serious physical harm”

rather than simply “physical harm” and that appellant striking Linder's face with a tire

iron was the cause of that serious physical harm.

{¶53} We therefore find no error in the trial court’s refusal to give a misdemeanor

assault instruction and we further find no ineffective assistance of trial counsel for

failing to renew the requested instruction after the final presentation of evidence.
Stark County, Case No. 2011 CA 00175 15

{¶54} Appellant's Third Assignment of Error is overruled.

{¶55} For the reasons stated in the foregoing opinion, the decision of the Court

of Common Pleas, Stark County, Ohio, is hereby affirmed.

By: Wise, J.

Gwin, P. J., concurs.

Farmer, J., dissents.

___________________________________

___________________________________

___________________________________

JUDGES
JWW/d 604
Stark County, Case No. 2011 CA 00175 16

Farmer, J., dissents

{¶56} I respectfully dissent from the majority's opinion in Assignment of Error II

relative to the trial court's failure to charge the jury on the definition of preponderance

of the evidence as it relates to the defense of self-defense.

{¶57} When reading the jury instructions as a whole, the emphasis was on the

heightened standard of "beyond a reasonable doubt." T. at 260-265. The instruction

on self-defense only mentioned the "greater weight of the evidence" once and was

devoid of any explanation as to the lessened burden vis-á-vis reasonable doubt. T. at

264.

{¶58} Even in the closing arguments to the jury, there was no mention of the

differences between "beyond a reasonable doubt" and "preponderance of the

evidence."

{¶59} Given the fact that the evidence was disputed as to appellant's reasoning

for hitting the victim, I would find the failure to charge the jury on "preponderance of the

evidence" rises to the level of plain error.

________________________________
HON. SHEILA G. FARMER
 IN THE COURT OF APPEALS FOR STARK COUNTY, OHIO

FIFTH APPELLATE DISTRICT

STATE OF OHIO :
:
Plaintiff-Appellee :
:
-vs- : JUDGMENT ENTRY
:
KIM BLACK :
:
Defendant-Appellant : Case No. 2011 CA 00175

For the reasons stated in our accompanying Memorandum-Opinion, the

judgment of the Court of Common Pleas of Stark County, Ohio, is affirmed.

Costs assessed to appellant.

___________________________________

___________________________________

___________________________________

JUDGES