[Cite as State v. Parker, 2011-Ohio-595.]
COURT OF APPEALS
STARK COUNTY, OHIO
FIFTH APPELLATE DISTRICT
STATE OF OHIO JUDGES:
Hon. W. Scott Gwin, P. J.
Plaintiff-Appellee Hon. Sheila G. Farmer, J.
Hon. John W. Wise, J.
-vs- Case Nos. 2010 CA 00148 and
2010 CA 00149
DEBORAH PARKER
Defendant-Appellant OPINION
CHARACTER OF PROCEEDING: Criminal Appeal from the Court of Common
Pleas, Case No. 2008 CR 00096
JUDGMENT: Affirmed
DATE OF JUDGMENT ENTRY: February 7, 2011
APPEARANCES:
For Plaintiff-Appellee For Defendant-Appellant
JOHN D. FERRERO RODNEY A. BACA
PROSECUTING ATTORNEY 610 Market Avenue North
RENEE M. WATSON Canton, Ohio 44702
ASSISTANT PROSECUTOR
110 Central Plaza South, Suite 510
Canton, Ohio 44702-1413
Stark County, Case Nos. 2010 CA 00148 and 2010 CA 00194 2
Wise, J.
{¶1} Appellant Deborah Parker appeals the May 18, 2010, decision of the Stark
County Court of Common Pleas revoking her community control sanctions and
imposing a modified sentence of nine (9) months.
{¶2} Appellee is State of Ohio.
STATEMENT OF THE FACTS AND CASE
{¶3} In September, 2008, following a trial by jury, Appellant Deborah Parker
was found guilty of one count of theft from an elderly person or disabled adult in
violation of R.C. §2913.02(A)(2).
{¶4} Following a pre-sentence investigation, Appellant was sentenced to three
(3) years community control. Conditions of Appellant’s community control included
supervision by and compliance with Intensive Supervision Probation Program (ISP),
mental health track.
{¶5} On September 21, 2009, within one month of being placed under
supervision, Appellant’s probation officer filed a motion to revoke or modify because
Appellant refused to sign the terms and conditions of her community control. Appellant
also habitually failed to report.
{¶6} Appellant failed to appear at the scheduled hearing in his matter and a
warrant was issued for her arrest.
{¶7} Appellant was eventually located at St. Thomas Hospital, where Appellant
had admitted herself and was taken into custody. Appellant’s probation was ultimately
continued with Appellant signing the terms and conditions of her community control and
acknowledging her understanding of same. (T. at 7-10).
Stark County, Case Nos. 2010 CA 00148 and 2010 CA 00149 3
{¶8} While in the ISP program, Appellant failed to take her medications as
directed, failed to attend seven (7) mental health counseling sessions in a three week
period, failed to comply with services at the Crisis Center and the H.O.P.E. program,
refused to permit her probation officer to have access to her information at St. Thomas
Hospital’s outpatient psychiatric services to monitor her progress, and displayed hostile
and irrational behavior toward her probation officer when questioned about her lack of
compliance with the conditions of probation. Additionally, Appellant failed to produce
documentation from a physician with regard to her employment limitations.
{¶9} Based on the above, motions to revoke or modify Appellant’s probation
were filed on February 25, 2010 and March 5, 2010.
{¶10} A revocation hearing was held on March 8, 2010.
{¶11} Appellant failed to appear at the revocation resulting in a capias being
issued for her arrest.
{¶12} Appellant’s revocation hearing was rescheduled for May 10, 2010. At said
hearing, the State presented testimony from Probation Officer Danielle Smith.
{¶13} Appellant presented testimony from her aunt, Connie Williams, who stated
that she transported Appellant to two doctor appointments and six or seven reporting
appointments with Smith. Williams further elaborated that she was “sick” of the way her
niece was treated, and that she was not being treated “like a lady”. (T. at 32-33). As
Williams was leaving the courtroom, she called Smith an expletive, which resulted in the
trial court finding her in contempt and having her taken into custody. (T. at 36-40).
{¶14} The trial court found that Appellant had violated the terms and conditions
of her probation and proceeded to sentence her to nine (9) months incarceration.
Stark County, Case Nos. 2010 CA 00148 and 2010 CA 00149 4
{¶15} Following sentencing, Appellant asked the trial court why she had not
been permitted to testify. The trial court responded that such a decision was a matter to
be decided by her and her attorney. Appellant replied that she had never discussed the
issue with her attorney. She then proceeded to advise the court that she had been
falsely arrested and that she was not supposed to be on probation. (T. at 41-46).
{¶16} The trial court sentencing entry was journalized on May 18, 2010.
{¶17} Appellant now appeals to this Court, assigning the following errors for
review:
ASSIGNMENTS OF ERROR
{¶18} “I. THE COURT VIOLATED THE MINIMUM DUE PROCESS
REQUIREMENTS FOR REVOCATION OF COMMUNITY CONTROL SANCTIONS IN
THAT APPELLANT WAS NOT IDENTIFIED DURING THE HEARING, THE TRIAL
COURT DID NOT PROPERLY INFORM HER OF HER PRISON SENTENCE, AND
THERE WAS INSUFFICIENT EVIDENCE TO REVOKE HER COMMUNITY CONTROL.
{¶19} “II. THE APPELLANT WAS DENIED HER RIGHT TO EFFECTIVE
ASSISTANCE OF COUNSEL.”
I.
{¶20} In her first assignment of error, Appellant claims that the trial court violated
her “minimum due process requirements” for revocation of community control sanctions.
We disagree.
{¶21} Appellant initially argues that it was error for the trial court to revoke her
community control sanctions because she was not identified during the revocation
hearing.
Stark County, Case Nos. 2010 CA 00148 and 2010 CA 00149 5
{¶22} In Gagnon v. Scarpelli (1973), 411 U.S. 778, 786, 93 S.Ct. 1756, 36
L.Ed.2d 656, the Supreme Court stated that a trial court is to provide the following due
process requirement for revocations hearings: 1) written notice of the claimed violations;
2) disclosure of evidence against him; 3) opportunity to be heard and to present
witnesses and documentary evidence; 4) the right to confront and cross-examine
adverse witnesses; 5) a “neutral and detached” hearing body; and 6) a written
statement by the factfinder of the evidence relied upon and reasons for revocation.
{¶23} Upon review of the record, we find that Appellant received all of the above
and therefore received due process at her community control violation hearing.
{¶24} Appellant argues that the State failed to specifically identify Appellant
during the revocation hearing and claims that this is a due process violation. Appellant
fails to cite any authority in support of this argument.
{¶25} Evid.R. 101(C)(3) provides that the rules of evidence are not applicable to
“proceedings with respect to community control sanctions[.]”
{¶26} A community control revocation hearing is not a criminal trial; therefore,
the State does not have to establish a violation with proof beyond a reasonable doubt.
State v. Henry, Richland App. No. 2007-CA-0047, 2008-Ohio-2474,citing State v.
Payne, Warren App. No. CA2001-09-081, 2002-Ohio-1916, citing State v. Hylton
(1991), 75 Ohio App.3d 778, 782, 600 N.E.2d 821. Instead, the prosecution must
present “substantial” proof that a defendant violated the terms of his community control
sanctions. Id., citing Hylton at 782, 600 N.E.2d 821. Accordingly, we apply the “some
competent, credible evidence” standard set forth in C.E. Morris Co. v. Foley Constr. Co.
(1978), 54 Ohio St.2d 279, 376 N.E.2d 578, to determine whether a court's finding that a
Stark County, Case Nos. 2010 CA 00148 and 2010 CA 00149 6
defendant violated the terms of his community control sanction is supported by the
evidence. See State v. Umphries (July 9, 1998), Pickaway App. No. 97CA45; State v.
Puckett (Nov. 12, 1996), Athens App. No. 96CA1712. This highly deferential standard is
akin to a preponderance of the evidence burden of proof. See State v. Kehoe (May 18,
1994), Medina App. No. 2284-M. We further note that evidentiary rules are inapplicable
at community control revocation hearings. Evid.R. 101(C)(3).
{¶27} Further, even if such failure to identify Appellant amounted to error, we
find that Appellant waived any alleged due process errors by failing to object in the trial
court. “The failure to timely object to a due process violation during a probation
revocation proceeding waives any error.” State v. Simpkins, 8th Dist. No. 87131, 2006-
Ohio-3496, ¶ 12, citing State v. Henderson (1989), 62 Ohio App.3d 848, 853, 577
N.E.2d 710.
{¶28} Next, Appellant argues that the trial court failed to inform her as to post-
release control.
{¶29} For its part, R.C. §2929.15(B) sets forth the options from which the court
may choose for any violations of the conditions of a community control sanction. If a trial
court determines that an offender shall be placed on community control, the trial court is
required to notify the offender of the consequences that may be imposed if the offender
violates the terms of community control. R.C. §2929.19(B)(5). If a prison term is a
consequence of a violation, the trial court must notify the offender of the specific prison
term that may be imposed. Id. In State v. Brooks, 103 Ohio St.3d 134, 814 N.E.2d 837,
2004-Ohio-4746, at paragraph two of the syllabus, the Supreme Court of Ohio held that
the trial court must give the required notification at the sentencing hearing. See, also,
Stark County, Case Nos. 2010 CA 00148 and 2010 CA 00149 7
State v. McWilliams, 9th Dist. No. 22359, 2005-Ohio-2148, at ¶¶ 16-20 (following the
holding of Brooks). The Court further stated that the specific prison term identified at the
sentencing hearing “set[s] a ceiling on the potential prison term, leaving the court with
the discretion to impose a lesser term * * * when a lesser term is appropriate.” Brooks at
¶ 23. Accordingly, if the offender commits a violation and the trial court determines that
a prison term is the appropriate sanction, “the term imposed may not exceed the term
the offender was originally notified of under R.C. 2929.19(B)(5).” Id. at ¶ 22, 814 N.E.2d
837.
{¶30} Absent from the relevant statutes is a requirement that a court that
chooses to impose community control sanctions as an initial sentence must inform the
offender of post-release control. Such a requirement applies, instead, when the trial
court chooses at the original sentencing hearing to impose the sanction of a prison
term. R.C. §2967.28(B) and §2929.19(B)(3).
{¶31} “Nothing in * * * R.C. 2929.19(B)(5) itself requires the court to inform a
defendant who is being sentenced to community control sanctions, at the sentencing
hearing, that if he violates the conditions of his sanctions, and if the court sentences him
to a term of imprisonment for that violation, and if he violates prison rules, the parole
board may extend his prison term. Likewise, there is no requirement that the court
imposing community control sanctions must inform the defendant that if he is later
sentenced to a term of imprisonment for violation of the conditions of his sanctions, then
post-release control may be imposed. These contingencies are not part of the ‘specific
prison term’ that can be imposed in the event of a future violation of the conditions of
Stark County, Case Nos. 2010 CA 00148 and 2010 CA 00149 8
post-release control.” (Emphasis in original.) State v. Harris, Cuyahoga App. No. 89971,
2008-Ohio-2175, at ¶ 7.
{¶32} This Court has reached the same conclusion. See, e.g., State v. Russell,
Richland App. No. 06CA12, 2006-Ohio-4450. Therefore, this Court finds no error with
respect to the trial court's failure to advise Appellant at her initial sentencing hearing
about post-release control.
{¶33} Lastly, Appellant argues that she was denied the opportunity to testify at
the revocation hearing.
{¶34} This Court has reviewed the transcript of the hearing and finds that
Appellant failed to advise the trial court that she wished to testify and further failed to
make any objection when her attorney rested her case without first calling her to testify.
We further find that Appellant has failed to show how the outcome of the revocation
hearing would have been different if she had in fact testified.
{¶35} Accordingly, we find Appellant's first assignment of error not well-taken
and hereby overrule same.
II.
{¶36} In her second assignment of error, Appellant claims that she was denied
the effective assistance of counsel. We disagree.
{¶37} A claim of ineffective assistance of counsel requires a two-prong analysis.
The first inquiry is whether counsel's performance fell below an objective standard of
reasonable representation involving a substantial violation of any of defense counsel's
essential duties to appellant. The second prong is whether Appellant was prejudiced by
counsel's ineffectiveness. Lockhart v. Fretwell (1993), 506 U.S. 364, 113 S.Ct. 838, 122
Stark County, Case Nos. 2010 CA 00148 and 2010 CA 00149 9
L.Ed.2d 180; Strickland v. Washington (1984), 466 U.S. 668, 104 S.Ct. 2052, 80
L.Ed.2d 674; State v. Bradley (1989), 42 Ohio St.3d 136, 538 N.E.2d 373.
{¶38} In order to warrant a finding that trial counsel was ineffective, the petitioner
must meet both the deficient performance and prejudice prongs of Strickland and
Bradley. Knowles v. Mirzayance (2009), --- U.S. ----, 129 S.Ct. 1411, 1419, 173 L.Ed.2d
251.
{¶39} To show deficient performance, appellant must establish that “counsel's
representation fell below an objective standard of reasonableness.” Strickland v.
Washington, 466 U.S. at 688, 104 S.Ct. at 2064. This requires showing that counsel
made errors so serious that counsel was not functioning as the “counsel” guaranteed
the defendant by the Sixth Amendment. Strickland v. Washington 466 U.S. at 687, 104
S.Ct. at 2064. Counsel also has a duty to bring to bear such skill and knowledge as will
render the trial a reliable adversarial testing process. Strickland v. Washington 466 U.S.
at 688, 104 S.Ct. 2052 at 2065, 80 L.Ed.2d 674.
{¶40} “Thus, a court deciding an actual ineffectiveness claim must judge the
reasonableness of counsel's challenged conduct on the facts of the particular case,
viewed as of the time of counsel's conduct. A convicted defendant making a claim of
ineffective assistance must identify the acts or omissions of counsel that are alleged not
to have been the result of reasonable professional judgment. The court must then
determine whether, in light of all the circumstances, the identified acts or omissions
were outside the wide range of professionally competent assistance. In making that
determination, the court should keep in mind that counsel's function, as elaborated in
prevailing professional norms, is to make the adversarial testing process work in the
Stark County, Case Nos. 2010 CA 00148 and 2010 CA 00149 10
particular case. At the same time, the court should recognize that counsel is strongly
presumed to have rendered adequate assistance and made all significant decisions in
the exercise of reasonable professional judgment.” Strickland v. Washington, 466 U.S.
668, at 689,104 S.Ct. at 2064, 80 L.Ed.2d 674.
{¶41} In light of “the variety of circumstances faced by defense counsel [and] the
range of legitimate decisions regarding how best to represent a criminal defendant,” the
performance inquiry necessarily turns on “whether counsel's assistance was reasonable
considering all the circumstances.” Strickland v. Washington, 466 U.S. 668, at 689,104
S.Ct. at 2064, 80 L.Ed.2d 674. At all points, “[j]udicial scrutiny of counsel's performance
must be highly deferential.” Strickland v. Washington, 466 U.S. 668, at 689,104 S.Ct. at
2064, 80 L.Ed.2d 674.
{¶42} Appellant must further demonstrate that she suffered prejudice from her
counsel's performance. See Strickland, 466 U.S., at 691 (“An error by counsel, even if
professionally unreasonable, does not warrant setting aside the judgment of a criminal
proceeding if the error had no effect on the judgment”). To establish prejudice, “[t]he
defendant must show that there is a reasonable probability that, but for counsel's
unprofessional errors, the result of the proceeding would have been different. A
reasonable probability is a probability sufficient to undermine confidence in the
outcome.” Id. at 694. To prevail on his ineffective-assistance claim, Appellant must
show, therefore, that there is a “reasonable probability” that the trier of fact would not
have found him guilty
Stark County, Case Nos. 2010 CA 00148 and 2010 CA 00149 11
{¶43} Appellant argues that her counsel was ineffective for failing to have her
testify at the revocation hearing and for failing to object to the lack of identification of
Appellant at the hearing.
{¶44} As stated above, Appellant has failed to explain what her testimony would
have been had counsel called her to testify and how the outcome of the hearing would
have been different based on such testimony.
{¶45} Further, based on our disposition of the identification issue above, we do
not find that counsel’s failure to object to such rises to the level of prejudicial error
necessary to find that Appellant was deprived of a fair hearing.
{¶46} Having reviewed the record, we find Appellant was not prejudiced by
defense counsel's representation of her. The results of the revocation hearing were not
unreliable nor were the proceedings fundamentally unfair because of the performance
of defense counsel. Appellant has failed to demonstrate that there exists a reasonable
probability that, had trial counsel called her to testify or objected to the failure of
identification, the result of her case would have been different.
Stark County, Case Nos. 2010 CA 00148 and 2010 CA 00149 12
{¶47} Appellant’s second assignment of error is denied.
{¶48} For the foregoing reasons, the judgment of the Court of Common Pleas of
Stark County, Ohio, is affirmed.
By: Wise, J.
Gwin, P. J., and
Farmer, J., concur.
___________________________________
___________________________________
___________________________________
JUDGES
JWW/d 0124
Stark County, Case Nos. 2010 CA 00148 and 2010 CA 00194 13
IN THE COURT OF APPEALS FOR STARK COUNTY, OHIO
FIFTH APPELLATE DISTRICT
STATE OF OHIO :
:
Plaintiff-Appellee :
:
-vs- : JUDGMENT ENTRY
:
DEBORAH PARKER :
:
Defendant-Appellant : Case Nos. 2010 CA 00148 and
: 2010 CA 00149
For the reasons stated in our accompanying Memorandum-Opinion, the
judgment of the Court of Common Pleas of Stark County, Ohio, is affirmed.
Costs assessed to Appellant.
___________________________________
___________________________________
___________________________________
JUDGES