[Cite as Young v. Cuyahoga Cty. Bd. of Mental Retardation, 2012-Ohio-3082.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 97671
JAMES YOUNG, ADMINISTRATOR
PLAINTIFF-APPELLEE
vs.
CUYAHOGA COUNTY BOARD
OF MENTAL RETARDATION, ET AL.
DEFENDANTS-APPELLANTS
JUDGMENT:
AFFIRMED
Civil Appeal from the
Cuyahoga County Court of Common Pleas
Case No. CV-656218
BEFORE: Jones, J., Blackmon, A.J., and Sweeney, J.
RELEASED AND JOURNALIZED: July 5, 2012
ATTORNEY FOR APPELLANT
Nick C. Tomino
803 East Washington Street
Suite 200
Medina, Ohio 44256
ATTORNEYS FOR APPELLEE
Stuart E. Scott
Peter J. Brodhead
Nicholas A. DiCello
Spangenberg, Shibley & Liber, LLP
1001 Lakeside Avenue, East
Suite 1700
Cleveland, Ohio 44114
Mark S. Fishman
526 Superior Avenue
The Leader Building
Suite 853
Cleveland, Ohio 44114
LARRY A. JONES, SR., J.:
{¶1} Defendant-appellant, the Cuyahoga County Board of Mental Retardation (“the
Board”), appeals the trial court’s judgment denying its motion for judgment on the
pleadings as to Count 2 of the second amended complaint of plaintiff-appellee, James
Young, Administrator of the Estate of Kimberly Young, Deceased. We affirm.
The Amended Complaint
{¶2} In his second amended complaint, Young alleges that on March 17, 2008, the
decedent, Kimberly, was walking southbound in the crosswalk at Chester Avenue where it
intersects with East 55th Street, when she was struck by a bus driven by Dennis Simpson.
According to the complaint, at the time of the accident Simpson was an employee of the
Board, acting within the scope of his employment, and operating a bus owned by the
Board.
{¶3} Young alleges in the complaint that Simpson negligently operated the bus.
The complaint further alleges that Kimberly died that day as a direct and proximate result
of Simpson’s negligence. According to the complaint, Simpson had cocaine in his
system at the time of the crash.
{¶4} Count 1 of the complaint asserts a vicarious liability claim against the Board
for Kimberly’s injuries, damages, and death. Count 2 of the complaint asserts a negligent
or reckless retention and supervision claim against the Board. In that count, Young
alleges that, prior to the accident, Simpson had twice been convicted for driving under the
influence and the Board was aware of the convictions. The complaint alleges that despite
the convictions, the Board allowed Simpson to continue operating the Board’s motor
vehicles without requiring him to participate in a drug and alcohol program or evaluating
him to determine his fitness as a bus driver.
The Board’s Motion for Judgment on the Pleadings
{¶5} The Board’s motion for judgment on the pleadings related to Count 2 and was
based on immunity under R.C. Chapter 2744. Young opposed the motion, and the trial
court denied it without elaboration. The Board’s sole assignment of error reads: “The
trial court committed reversible error when it denied Defendant’s Motion for Judgment on
the Pleadings Based Upon R.C. 2744 Immunity as to Count Two of Plaintiff’s Second
Amended Complaint for Defendant’s negligent retention and/or supervision of its
employee.”
{¶6} Under Civ.R. 12(C), “[a]fter the pleadings are closed but within such time as
not to delay the trial, any party may move for judgment on the pleadings.” Motions for
judgment on the pleadings are “specifically for resolving questions of law,” and the court
“must construe as true all of the material allegations in the complaint, with all reasonable
inferences to be drawn therefrom, in favor of the nonmoving party.” Thornton v.
Cleveland, 176 Ohio App.3d 122, 2008-Ohio-1709, 890 N.E.2d 353, ¶ 3 (8th Dist.). We
review a court’s ruling on a motion for judgment on the pleadings under a de novo
standard. Id.
{¶7} The Ohio Supreme Court has set forth a three-tiered analysis to determine
whether a political subdivision is immune from tort liability. Hubbard v. Canton City
School Bd. of Edn., 97 Ohio St.3d 451, 2002-Ohio-6718, 780 N.E.2d 543, ¶ 10. First, is
the general rule set forth under R.C. 2744.02(A)(1) that political subdivisions qualify for
immunity. Id. at ¶ 10-11. Second, courts must determine whether any of the exceptions
to immunity under R.C. 2744.02(B) apply. Id. at ¶ 12. If one of the immunity
exceptions apply, then under the third tier, the political subdivision has the burden of
showing that one of the defenses under R.C. 2744.03 applies. Cater v. Cleveland, 83
Ohio St.3d 24, 28, 697 N.E.2d 610 (1998).
{¶8} Young acknowledges that the Board is a “political subdivision pursuant to
R.C. 2744.02(A) and its operation of the bus constitutes a governmental function for the
purposes of initially determining liability.” Young contends, however, that an exception
to immunity applies. Specifically, according to Young, the exception under R.C.
2744.02(B)(1) applies. That section provides:
[A] political subdivision is liable in damages in a civil action for injury,
death, or loss to person or property allegedly caused by an act or omission of
the political subdivision or of any of its employees in connection with a
governmental or proprietary function, as follows:
(1) Except as otherwise provided in this division, political subdivisions are
liable for injury, death, or loss to person or property caused by the negligent
operation of any motor vehicle by their employees when the employees are
engaged within the scope of their employment and authority.
{¶9} Young contends that the “circumstances of Kimberly’s death fall squarely
within the immunity exception.” The Board, on the other hand, contends that Young’s
negligent retention and supervision claim “clearly pertains to negligence that is separate
from the negligence of the bus driver * * * in driving the bus.” In other words, according
to the Board, alleged negligence in operating a bus is completely separate and distinct
from alleged negligence in supervising and retaining a bus driver, and the latter does not
give rise to the R.C. 2744.02(B)(1) immunity exception. Although Hubbard, supra,
addresses a different R.C. 2744.02(B) exception than the one at issue here, we find it
instructive.
{¶10} In Hubbard, the plaintiffs sought damages for the alleged sexual assault, on
school property, of their daughter by a teacher in the Canton City School District.
Negligent retention and supervision was one of the claims upon which the plaintiffs sought
relief.
{¶11} The exception at issue in Hubbard was under R.C. 2744.02(B)(4), which
provides “[p]olitical subdivisions are liable for injury, death, or loss to person or property
that is caused by the negligence of their employees and that occurs within or on the
grounds of buildings that are used in connection with the performance of a governmental
function.” The school board contended that the exception did not apply to all negligent
acts occurring within or on the grounds of government buildings. Rather, it was the
school board’s position that the exception was limited to negligence in connection with
physical defects within or on the grounds of its buildings.
{¶12} The Ohio Supreme Court disagreed, stating that:
R.C. 2744.02(B)(4) applies to all cases where an injury resulting from the
negligence of an employee of a political subdivision occurs within or on the
grounds of buildings that are used in connection with the performance of a
governmental function. The exception is not confined to injury resulting
from physical defects or negligent use of grounds or buildings. Since the
injuries claimed by plaintiffs were caused by negligence occurring on the
grounds of a building used in connection with a government function, R.C.
2744.02(B)(4) applies and the board is not immune from liability.
(Emphasis added.) Id. at ¶ 18. The Court held, therefore, that the school board was
not immune from liability under the plaintiffs’ negligent retention and supervision claim.
Id. at ¶ 18-19.
{¶13} Similarly, here, we are not persuaded by the Board’s contention that R.C.
2744.02(B)(1) “does not apply to negligence outside the actual driving or moving the
vehicle * * *.” Moreover, we find the cases cited by the Board for its proposition
distinguishable from this case.
{¶14} The Board cites Doe v. Marlington Local School Dist. Bd. of Edn., 122 Ohio
St.3d 12, 2009-Ohio-1360, 907 N.E.2d 706. In Marlington, parents sued the school
district and several of its employees after their daughter was sexually molested by another
child on one of the district’s school buses. One of the parents’ claims was that the bus
driver negligently supervised the children on the bus.
{¶15} The issue in the case was whether a “school bus driver’s supervision of the
conduct of children on a school bus amounts to operation of a motor vehicle within the
statutory exception to political subdivision immunity under R.C. 2744.02(B)(1).”
(Emphasis added.) Id. at ¶ 9. The Ohio Supreme Court held that it does not. But that
is distinguishable from this case, where it is not alleged that the negligent supervision was
the operation; rather, Young alleges that the operation itself was negligent, and that the
Board was negligent or reckless for allowing Simpson to operate the bus. Marlington is
therefore distinguishable from this case.
{¶16} In another case relied on by the Board, Miller v. Van Wert Cty. Bd. of Mental
Retardation & Developmental Disabilities, 3d Dist. No. 15-08-11, 2009-Ohio-5082, a
student at a center for individuals with disabilities filed action against the board for
negligent supervision after a bus driver allegedly left the student on the bus for
approximately five hours. The Third Appellate District found Marlington controlling and
held that the bus driver’s alleged negligence in not getting the student off the bus did not
constitute negligent operation of a motor vehicle. Again, those facts, wherein some other
action (i.e., getting the children off the bus) was the alleged “operation” are
distinguishable from the facts here, where it is alleged that the operation in and of itself
was negligent.
{¶17} Another case cited by the Board, Dub v. Beachwood, 191 Ohio App.3d 238,
2010-Ohio-5135, 945 N.E.2d 1065 (8th Dist.), is similarly distinguishable from this case.
In Dub, a city of Beachwood senior citizen utilized a service offered by the city, whereby
it provided a complimentary van service for its elderly residents. A brochure, given to
residents who registered for the service, stated that a passenger must bring an escort if she
was in need of assistance because the van’s driver did not provide assistance.
{¶18} The van transported the plaintiff to a grocery store, where it stopped and
parked near the entrance of the store. Upon exiting the van, the plaintiff slipped on a
patch of ice on the parking lot, fell, and broke her leg. She sued the city alleging, in part,
that its driver was negligent by not assisting her in exiting the van.
{¶19} This court found that the exception to immunity under R.C. 2744.02(B)(1)
did not apply. This court reasoned that the driver was not driving or otherwise causing
the vehicle to be moved at the time of the plaintiff’s injury. However, here, according to
Young’s complaint, the bus driver was driving at the time of Kimberly’s accident. Thus,
this case and Dub are distinguishable.
{¶20} The Board also cites Shalkhauser v. Medina, 148 Ohio App.3d 41,
2002-Ohio-222, 772 N.E.2d 129 (9th Dist.). In Shalkhauser, a Medina police officer
stopped a motorist after observing him driving erratically and discovering that he had an
outstanding arrest warrant. The stop was effectuated after a high-speed chase that ended
when the motorist’s vehicle collided with a vehicle driven by the plaintiff. The plaintiff
sustained severe injuries as a result of the collision and sued the city of Medina and the
officer.
{¶21} The plaintiff contended that the city and officer were not immune from
liability under the R.C. 2744.02(B)(1) negligent operation of a motor vehicle exception.
The Ninth Appellate District held as follows:
The exception to immunity set forth at R.C. 2744.02(B)(1) for negligent
operation of motor vehicles by employees of political subdivisions has no
application to the decisions of [the officer] to initiate and continue the chase.
The R.C. 2744.02(B)(1) exception to political subdivision immunity applies
only where an employee negligently operates a motor vehicle; decisions
concerning whether to pursue a suspect and the manner of pursuit are
beyond the scope of the exception for negligent operation of a motor vehicle.
(Emphasis sic.) Id. at ¶ 28.
{¶22} The Board contends that Shalkhauser is on point with this case because its
decisions “regarding the retention and/or supervision of its employee * * * are ‘beyond the
scope of the exception for negligent operation of a motor vehicle.’” But the claim here is
that Simpson negligently operated the bus and that the Board’s negligent or reckless
retention and supervision of him allowed him to do so. This case is distinguishable from
Shalkhauser, where it was not the employee’s negligent operation of his police vehicle that
caused the plaintiff’s injuries; rather, it was the fleeing motorist who caused the injuries.
{¶23} In light of the above, we find that the cases relied on by the Board are
distinguishable from the factual circumstance of this case.
{¶24} Young cites Swain v. Cleveland Metro. School Dist., 8th Dist. No. 94553,
2010-Ohio-4498, in support of his position that the R.C. 2744.02(B)(1) immunity
exception applies. In Swain, the mother of a five-year-old girl brought suit against the
school district after one of its bus drivers failed to discover the sleeping child on the bus,
and parked the bus in the garage, leaving her alone. This court found the R.C.
2744.02(B)(1) immunity exception applicable, stating that the bus driver’s conduct took
place in relation to the operation of the bus. Id. at ¶ 14.
{¶25} Here, an even stronger case presents itself for the bus driver’s conduct taking
place in relation to the operation of the bus. Specifically, according to Young’s
complaint, while driving a bus for the Board, Simpson struck Kimberly as she was
crossing the street. We are not persuaded by the Board’s contention that Swain supports
its position because the alleged negligence here pertains to the Board’s retention and
supervision of Simpson, while the negligence in Swain related to the driving or moving of
a vehicle.
{¶26} As discussed, the Ohio Supreme Court has held that a negligent retention and
supervision claim is actionable if there has been negligence under one of the R.C.
2744.02(B) exceptions to immunity. Hubbard, supra, at ¶ 18. We similarly find here
that Young’s allegation that the Board’s negligent or reckless retention and supervision of
Simpson allowed him to negligently operate a bus is an actionable claim under R.C.
2744.02(B)(1).
{¶27} In response to Young’s citation to Swain, the Board cites Gould v. Britton,
8th Dist. No. 59791, 1992 WL 14925 (Jan. 30, 1992). In Gould, the plaintiff sued the
city of Cleveland and one of its police officers for injuries sustained in an automobile
accident with the officer while the officer was on police business. One of the plaintiff’s
claims was that the city negligently entrusted the officer with a police vehicle. This
court’s holding was specific: “The statutory exceptions to immunity outlined in R.C.
2744.02(B) do not provide for a cause of action based upon negligent entrustment of a
police automobile in the furtherance of providing police services.” This court explained
that “R.C. 2744.02(B) permits a lawsuit based upon the negligent operation of a police
vehicle; however, when such a vehicle is operated in response to an emergency call and
the operation is neither willful or wanton, liability is barred.” This case does not involve
the operation of a police vehicle on an emergency call, which is a defense to a liability
exception. The elements of a negligent hiring and retention claim are (1) the existence
of an employment relationship, (2) the fellow employee’s incompetence, (3) the
employer’s actual or constructive knowledge of such incompetence, (4) the employee’s act
or omission that caused the plaintiff’s injuries, and (5) the employer’s negligence in hiring
or retaining the employee as a proximate cause of the injury. Hull v. J.C. Penney Co., 5th
Dist. No. 2007CA00183, 2008-Ohio-1073, ¶ 29.
{¶28} Upon review, construing as true all of the material allegations in Young’s
second amended complaint, with all reasonable inferences to be drawn therefrom, in favor
of Young, the trial court did not err in denying the Board’s motion for judgment on the
pleadings on Young’s negligent retention and supervision claim.
{¶29} Moreover, R.C. 2744.03 provides as follows:
(A) In a civil action brought against a political subdivision or an employee
of a political subdivision to recover damages for injury, death, or loss to
person or property allegedly caused by any act or omission in connection
with a governmental or proprietary function, the following defenses or
immunities may be asserted to establish nonliability:
***
(5) The political subdivision is immune from liability if the injury, death, or
loss to person or property resulted from the exercise of judgment or
discretion in determining whether to acquire, or how to use, equipment,
supplies, materials, personnel, facilities, and other resources unless the
judgment or discretion was exercised with malicious purpose, in bad faith,
or in a wanton or reckless manner.
(Emphasis added.)
{¶30} Young alleges in his second amended complaint that prior to this accident,
Simpson had twice been convicted of driving under the influence and had reported those
convictions to the Board. The complaint further alleges that despite its knowledge of
Simpson’s prior convictions, the Board failed to require him to participate in any drug and
alcohol program, and failed to perform evaluations to determine his fitness to operate a
bus. In addition to alleging that these acts were negligent, Young alleged that they were
reckless.
{¶31} Again, accepting the material allegations as true, as we are required to in
reviewing a Civ.R. 12(C) motion for judgment on the pleadings, the facts as pled by
Young were sufficient for the purpose of overcoming a motion for judgment on the
pleading.
{¶32} In light of the above, the trial court properly denied the Board’s Civ.R. 12(C)
motion for judgment on the pleadings. The Board’s assignment of error is overruled.
{¶33} Judgment affirmed.
It is ordered that appellee recover of appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the Cuyahoga
County Court of Common Pleas to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the
Rules of Appellate Procedure.
LARRY A. JONES, SR., JUDGE
PATRICIA ANN BLACKMON, A.J., and
JAMES J. SWEENEY, J., CONCUR