In the
United States Court of Appeals
For the Seventh Circuit
____________________
No. 11‐3794
UNITED STATES OF AMERICA,
Plaintiff‐Appellee,
v.
RALPH SHANNON,
Defendant‐Appellant.
____________________
Appeal from the United States District Court for the
Western District of Wisconsin.
No. 06 CR 179 — Barbara B. Crabb, Judge.
____________________
ARGUED MARCH 1, 2013 — DECIDED FEBRUARY 18, 2014
____________________
Before ROVNER, WILLIAMS, and HAMILTON, Circuit Judges.
WILLIAMS, Circuit Judge. While on supervised release for
possessing child pornography, Ralph Shannon violated the
conditions of his release by attaching a web camera to his
computer without prior permission. He also viewed several
websites involving sexually explicit images, purportedly of
teenage girls. Those actions led the district court to revoke
Shannon’s supervised release despite Shannon’s contention
2 No. 11‐3794
that the websites contained disclaimers that the sites did not
actually depict any minors. In this appeal, Shannon contests
the district court’s imposition of a special condition for his
life term of supervised release: a ban on the possession of
any sexually explicit material. This ban was not restricted to
material involving minors. Nor was it limited to visual de‐
pictions. And it was not discussed before or during the hear‐
ing, by anyone including the judge, before the judge im‐
posed it. In light of the lack of findings or explanation for the
lifetime ban on the possession of all sexually explicit materi‐
al, we vacate the condition and remand this case to the dis‐
trict court for further proceedings.
I. BACKGROUND
Ralph Shannon pled guilty to one count of possessing
child pornography, in violation of 18 U.S.C. § 2252(a)(4). He
received a sentence of forty‐six months’ imprisonment fol‐
lowed by a lifetime of supervised release. On August 20,
2010, after he completed his prison sentence, Shannon began
his supervised release.
About thirteen months later, Shannon’s probation officer
filed a petition with the district court alleging that Shannon
violated conditions of his supervised release. Special Condi‐
tion No. 2 required him to notify his probation officer in ad‐
vance of the use of any device connected to his computer,
and the petition alleged that Shannon violated this condition
by having a web camera connected to his computer without
prior permission. The petition also alleged that Shannon vio‐
lated Special Condition No. 3’s prohibition on the possession
No. 11‐3794 3
of any materials depicting child pornography when Shannon
accessed several websites, including those with “teengal”
and “teenplanet” in their domain names.
A probation revocation hearing took place before the dis‐
trict court. The government notified the court that it would
proceed only with the violation alleging the unauthorized
possession of a web camera because it could not determine
the exact ages of the persons in the websites Shannon
viewed. Shannon admitted he had possessed a web camera
without prior permission, and the district court found he vi‐
olated his supervised release by doing so.
The district court next heard arguments from the parties
regarding the appropriate sanction for Shannon’s violation.
The government expressed its concern that Shannon viewed
sexually explicit websites where the models were intended
to depict teenage girls. It also stated that Shannon had at one
point wiped his hard drive clean. Shannon=s attorney, while
acknowledging that Shannon made a “bad choice” to view
pornography online, expressed Shannon’s position that he
had only visited websites containing certifications that none
of the models were underage. Shannon’s counsel also stated
that the monitoring software mandated by the probation of‐
fice on Shannon’s computer meant there was never a time
Shannon could access the internet, or download or store in‐
formation, without the monitoring software capturing it.
After Shannon apologized, the court admonished him
that his job and best approach was to stay away from any‐
thing that resembled child pornography. The court also told
4 No. 11‐3794
Shannon he needed to continue to work with his sex offend‐
er treatment program. The court then revoked Shannon’s
supervised release, calculated the advisory range under the
United States Sentencing Guidelines, and ordered Shannon
committed to prison for a below‐Guidelines term of twenty‐
eight days, with a lifetime of supervised release to follow.
The court next stated that all standard and special conditions
of supervised release previously imposed were reinstated,
“along with the addition of the following special condition.
This will be No. 10.” The court continued:
You are not to possess any material containing “sex‐
ually explicit conduct” as defined in 18 U.S.C.
§ 2256(2), including pictures, photographs, books,
writings, drawings, videos, video games and child
pornography as defined in 18 U.S.C. § 2256(8).
The court concluded by stating that Shannon did not
have the financial means to pay the cost of incarceration and
that he must register with local law enforcement agencies
and the state Attorney General before his release from con‐
finement. The court then asked whether there was anything
further in the matter. The prosecutor responded that from
the government’s perspective, there was not. Shannon’s
counsel requested and received a few days for Shannon to
organize his affairs before turning himself into prison. Shan‐
non appeals, challenging the imposition of Special Condition
No. 10.
No. 11‐3794 5
II. ANALYSIS
Shannon argues on appeal that the district court should
not have imposed Special Condition No. 10 as a condition of
his lifetime term of supervised release. He maintains that the
ban on all sexually explicit material, even material that per‐
tains only to adults, is not reasonably related to his offense
of conviction and was imposed without adequate findings.
Shannon did not object to the imposition of Special Con‐
dition No. 10 before the district court, so the government ar‐
gues that our review should be for plain error. See United
States v. Musso, 643 F.3d 566, 571 (7th Cir. 2011). Shannon, on
the other hand, maintains he did not have notice or the op‐
portunity to object to this condition. As a result, he contends
that our review should only ask whether the district court
abused its discretion when it imposed the condition. See
United States v. Evans, 727 F.3d 730, 732 (7th Cir. 2013) (re‐
viewing preserved objection to new condition of supervised
release for abuse of discretion).
There is nothing in the record to suggest that Shannon
had any idea the court was considering a ban on all sexually
explicit material, no matter the age of the persons in the ma‐
terial, before the court announced the ban. The probation of‐
ficer’s recommendation did not include any special condi‐
tions beyond those previously imposed, nor did the govern‐
ment request anything similar to Special Condition No. 10
before or during the hearing. A condition along the lines of
Special Condition No. 10 was not discussed at all during the
6 No. 11‐3794
hearing, by the judge or anyone else, until the court imposed
it.
We recently recognized some tension in our cases as to
the proper standard of review in these circumstances. See
United States v. Goodwin, 717 F.3d 511, 522 (7th Cir. 2013).
Federal Rule of Criminal Procedure 51(b) provides that “[a]
party may preserve a claim of error by informing the court–
when the court ruling or order is made or sought–of the ac‐
tion the party wishes the court to take, or the party’s objec‐
tion to the court’s action and the grounds for that objection.”
But it also states that “[i]f a party does not have an oppor‐
tunity to object to a ruling or order, the absence of an objec‐
tion does not later prejudice the party.” Id. The government
argues that the district court gave Shannon the opportunity
to object to the district court’s imposition of the additional
condition when the court asked, after it had already imposed
the condition, whether the parties had anything further.
Shannon points out, however, that Rule 51 provides that
“[e]xceptions to rulings or orders of the court are unneces‐
sary.” Fed. R. Crim. Pro. 51(a). And we have said that once
the district court imposes sentence, “[s]uch a complaint is
properly called, not an objection, but an exception.” United
States v. Bartlett, 567 F.3d 901, 910 (7th Cir. 2009) (reviewing
for plain error where defendant did not “object” to a “judi‐
cial choice after it ha[d] been made”); see also United States v.
Brown, 662 F.3d 457, 461 n.1 (7th Cir. 2011) (reviewing for
plain error where the defendant “neither objected to nor
made an argument about the fines the district court imposed
at the time”). But see United States v. Courtland, 642 F.3d 545,
No. 11‐3794 7
547 (7th Cir. 2011) (reviewing for abuse of discretion where
the “the record [did] not reveal to what extent the defend‐
ants were on notice of the court’s impending filing” of its
own sentencing order).
As we did in Goodwin, we leave for another day whether
Federal Rule of Criminal Procedure 51 requires a defendant
like Shannon to “object” to a sentence after it is imposed to
preserve his argument for appeal. See Goodwin, 717 F.3d at
523 (declining to resolve tension between Bartlett and Brown
on the one hand and Courtland on the other, where vacating
special condition depended upon whether reviewed for
plain error or an abuse of discretion). Whether under review
for plain error or review only for an abuse of discretion, we
conclude that Special Condition No. 10 must be vacated.
A district court may impose a special condition of super‐
vised release if three requirements are satisfied. Goodwin, 717
F.3d at 521. First, the condition must be reasonably related to
the penological purposes set forth in 18 U.S.C. § 3553(a)(1),
(a)(2)(C), and (a)(2)(D). See 18 U.S.C. § 3583(d). In particular,
the condition “’must be reasonably related to (1) the defen‐
dant’s offense, history and characteristics; (2) the need for
adequate deterrence; (3) the need to protect the public from
further crimes of the defendant; and (4) the need to provide
the defendant with treatment.’” Goodwin, 717 F.3d at 522
(quoting United States v. Angle, 598 F.3d 352, 360‐61 (7th Cir.
2010)). Next, a special condition “cannot involve a greater
deprivation of liberty than is reasonably necessary to achieve
the goal of deterrence, incapacitation, and rehabilitation.” Id.
8 No. 11‐3794
Finally, a special condition must be consistent with any per‐
tinent statement that the United States Sentencing Commis‐
sion issues. Id.; 18 U.S.C. § 3583(d)(3).
Special Condition No. 10 bars Shannon from possessing
“any” material containing “sexually explicit conduct” as that
1
term is defined in 18 U.S.C. § 2256(2). That is not a condition
limited to child pornography. Rather, it applies to all por‐
nography, even legal adult pornography. Adult pornogra‐
phy, unlike child pornography, enjoys First Amendment
protection, and so we must be especially cautious when con‐
sidering a ban on possessing adult pornography. United
States v. Adkins, Nos. 12‐3738 & 12‐3739, 2014 WL 325254, at
*13 (7th Cir. Jan. 30, 2014).
Indeed, in Adkins, we vacated and remanded to the dis‐
trict court for reconsideration a special condition that stated:
“The defendant shall not view or listen to any pornography
or sexually stimulating material or sexually oriented materi‐
1
18 U.S.C. § 2256(2)(A) provides that except for purposes of child
pornography, “sexually explicit conduct” means actual or simulated
(i) sexual intercourse, including genital‐genital, oral‐genital, anal‐
genital, or oral‐anal, whether between persons of the same or
opposite sex;
(ii) bestiality;
(iii) masturbation;
(iv) sadistic or masochistic abuse; or
(v) lascivious exhibition of the genitals or pubic area of any person.
No. 11‐3794 9
al or patronize locations where such material is available.”
Id. Our concerns included uncertainty as to what the term
“sexually stimulating material” meant for the defendant, the
breadth of the ban on not just possession but also on viewing
and listening, and whether the defendant could even go out
in public without violating the condition in light of the pres‐
ence of advertisements that use many sexually oriented or
stimulating images. Id. We noted that many of our sister cir‐
cuits’ decisions carefully scrutinized bans on adult pornog‐
raphy and struck down bans that were unconstitutionally
vague. Id. at *14. We concluded that no reasonable person
could know what conduct was proscribed by the condition,
and we remanded to the district court for further considera‐
tion. Id. at *15.
While the vagueness problems were more pronounced in
the condition at issue in Adkins, what exactly Special Condi‐
tion No. 10 imposed on Shannon is not entirely clear either.
On its face, Special Condition No. 10 appears to apply to all
materials containing depictions of sexually explicit conduct,
even if the depictions are not visual ones. It bans Shannon
from possessing all material containing “sexually explicit
conduct” as that term is defined in 18 U.S.C. ' 2256(2). But
that definition is not limited to visual depictions. The defini‐
tion of “sexually explicit conduct” in 18 U.S.C. ' 2256(2) that
Special Condition No. 10 references stands in contrast, for
example, to the definition of “child pornography,” which by
its terms under 18 U.S.C. ' 2256(8) is limited to only a “visu‐
10 No. 11‐3794
al depiction.”2 At the least, it is not clear to one reading Spe‐
cial Condition No. 10 that it only applies to visual depic‐
tions. See United States v. Loy, 237 F.3d 251, 261 (3d Cir. 2001)
(remanding for further consideration after finding that con‐
dition banning the possession of “all forms of pornography,
including child pornography” was unconstitutionally vague
in failing to give sound guidance as to what it banned).
More fundamentally, the imposition of Special Condition
No. 10 is problematic because the district court did not ex‐
plain why it was imposing a broad ban that by its terms in‐
cluded even legal adult pornography, nor did it make any
findings to justify this ban. The government maintains the
record supports the imposition of a ban on even adult por‐
nography because Shannon was apparently seeking out
2
18 U.S.C. § 2256(8) provides:
(8) “child pornography” means any visual depiction, including any
photograph, film, video, picture, or computer or computer‐
generated image or picture, whether made or produced by
electronic, mechanical, or other means, of sexually explicit con‐
duct, where—
(A) the production of such visual depiction involves the use of a
minor engaging in sexually explicit conduct;
(B) such visual depiction is a digital image, computer image, or
computer‐generated image that is, or is indistinguishable
from, that of a minor engaging in sexually explicit conduct; or
(C) such visual depiction has been created, adapted, or modified
to appear that an identifiable minor is engaging in sexually
explicit conduct.
No. 11‐3794 11
websites that contained persons who looked underage, and
the court did express concern during the hearing that Shan‐
non was viewing sites where the models appeared to be
younger than eighteen. The district court’s findings and dis‐
cussions, however, only concerned child pornography. The
potential for a ban on even adult pornography was never
discussed during the hearing. The court simply gave no rea‐
sons at all for why Shannon’s conduct warranted imposing a
broad ban on all sexually explicit conduct, even that involv‐
ing only adults. Cf. Gall v. United States, 552 U.S. 38, 50 (2007)
(sentencing judge “must adequately explain the chosen sen‐
tence to allow for meaningful appellate review and to pro‐
mote the perception of fair sentencing”); United States v.
Johnson, 612 F.3d 889, 897 (7th Cir. 2010) (vacating sentence
and remanding for resentencing where record did not reveal
an adequate explanation for chosen sentence).
Adequate findings are especially important when the
subject matter of the ban is a lifetime ban on otherwise‐legal
material. Cf. Adkins, at *13. That is not to say that a district
court can never impose a ban on all sexually explicit materi‐
al. See id. at *15. But it is difficult for us to uphold such a ban
when the record does not make its connection clear to the
goals of supervised release. The Third Circuit’s decision in
United States v. Voelker, 489 F.3d 139 (3d Cir. 2007), is instruc‐
tive. That court also considered a complete prohibition on
materials containing “sexually explicit conduct” regardless
of whether they involved minors or adults. The Third Circuit
recognized that a sentencing judge could restrict access to all
sexually explicit materials, so long as such a restriction was
12 No. 11‐3794
connected to the goals of supervised release. Id. at 150. But in
the case before it, the Third Circuit concluded that “nothing
on this record suggests that sexually explicit material involv‐
ing only adults contributed in any way to [the defendant’s]
offense, nor is there any reason to believe that viewing such
material would cause [the defendant] to reoffend.” Id. at 151.
Making review more difficult, the sentencing court had
failed to give any reasons for imposing the broad ban. Id. at
153. As a result, the Third Circuit vacated the condition and
remanded for further proceedings. Id. at 155. Here too, the
sentencing court did not point to anything in the record sug‐
gesting that viewing sexually explicit material involving on‐
ly adults would cause Shannon to reoffend. Nor did the
court give any explanation for why it was imposing the
broad ban.
We recognize that some other circuits have upheld broad
bans on the possession of even legal adult pornography up‐
on a finding of a sufficient connection between such posses‐
sion and illegal behavior. In United States v. Brigham, 569
F.3d 220 (5th Cir. 2009), for example, the appellate court up‐
held the imposition of a three‐year ban on possession of
“pornographic sexually oriented or sexually stimulating ma‐
terials” where the defendant’s sex‐offender treatment coun‐
selor testified that even sexually explicit images of adults
would reinforce the defendant’s previous behavior. Id. at
234. Another court affirmed a ban on “pornographic materi‐
al” where the district judge pointed to videotapes the de‐
fendant made of his sexual attacks, including videos he
made of himself engaging in sexual acts with seemingly un‐
No. 11‐3794 13
conscious adult women, in finding a connection between the
defendant=s viewing and possessing sexually explicit materi‐
al and his criminal behavior. United States v. Simmons, 343
F.3d 72, 82 (2d Cir. 2003); cf. United States v. Daniels, 541 F.3d
915, 927 (9th Cir. 2008) (pointing out that defendant had par‐
ticipated in chat rooms discussing sexual activity with chil‐
dren in upholding ban on any materials depicting or describ‐
ing sexually explicit conduct).
Our decision in United States v. Angle, 598 F.3d 352 (7th
Cir. 2010), to which the government points, reflects that
principle. There we affirmed a ban on personal use of the
internet as a special condition of supervised release, and we
did so because of the connection between the defendant’s
use of the internet and his criminal activity. The district
court imposed the ban after the defendant had been convict‐
ed of using the internet to solicit a minor for sex and had al‐
so used the internet to set up a pornography trade with a
distributor. We also noted that the ban was not a complete
ban on internet use. Id.; see also United States v. Crandon, 173
F.3d 122, 127‐28 (3rd Cir. 1999) (affirming ban on internet
use without prior approval from probation office where de‐
fendant used internet to solicit fourteen‐year‐old girl with
whom he then had sexual relations, and where appellate
court found that district court “carefully considered [the de‐
fendant’s] prior conduct and the need to protect the public”
when it imposed the ban).
Here, in contrast, the district court did not at all explain
the tie between the possession of any material containing
14 No. 11‐3794
sexually explicit conduct, even legal material depicting
adults, and Shannon’s conduct. And it gave no reason or ex‐
planation for the ban on even legal adult pornography. Cf.
United States v. Perazza‐Mercado, 553 F.3d 65, 78 (1st Cir.
2009) (finding fifteen‐year ban on “pornography of any
kind” plainly erroneous where there was no explanation or
apparent basis in the record for a connection between lawful
sexually explicit materials and the defendant’s conviction for
engaging in sexual conduct with a nine‐year old girl). In
light of the lack of findings, we vacate Special Condition No.
10 and remand this case to the district court for further con‐
sideration. See Adkins, 2014 WL 325254 at *15; Goodwin, 717
F.3d at 524‐25.
III. CONCLUSION
We VACATE Special Condition No. 10 of Shannon’s su‐
pervised release and REMAND for further proceedings con‐
sistent with this opinion.