FILED
United States Court of Appeals
Tenth Circuit
August 13, 2014
UNITED STATES COURT OF APPEALS
Elisabeth A. Shumaker
Clerk of Court
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 14-1037
(D.C. No. 1:13-CR-00390-JLK-1)
CARLOS POSADA-CARDENAS, (D. Colo.)
Defendant - Appellant.
ORDER AND JUDGMENT *
Before KELLY, ANDERSON, and BACHARACH, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination
of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
Defendant and appellant, Carlos Posada-Cardenas, appeals the twenty-
seven-month sentence imposed upon him following his guilty plea to illegal
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 32.1.
reentry into the United States after a prior deportation following a felony
conviction, in violation of 8 U.S.C. § 1326(a) and (b)(1). For the following
reasons, we affirm that sentence as reasonable.
Mr. Posada-Cardenas, a Mexican citizen, was lawfully admitted into the
United States in 1999, at the age of fourteen. Although Mr. Posada-Cardenas’s
parents became naturalized United States citizens, Mr. Posada-Cardenas never
did. Following his mother’s death in 2007, Mr. Posada-Cardenas apparently
began abusing drugs and alcohol. That same year he was convicted of driving
while ability-impaired and felony possession of a controlled substance. Mr.
Posada-Cardenas was removed to Mexico on August 14, 2012. He illegally re-
entered the United States in March 2013. On June 20, 2013, immigration officials
encountered Mr. Posada-Cardenas while he was incarcerated in the Adams
County, Colorado jail, serving a state sentence related to drug possession.
Mr. Posada-Cardenas subsequently pled guilty to one count of illegal
reentry into the United States, in violation of 8 U.S.C. § 1326(a), (b)(1). In
preparation for sentencing under the United States Sentencing Commission,
Guidelines Manual (“USSG”), the United States Probation Office prepared a
presentence report (“PSR”), which calculated a total offense level of 10 and a
criminal history category of VI, based upon multiple drug-related and other prior
convictions. This yielded an advisory sentencing range of twenty-four to thirty
months’ imprisonment. Mr. Posada-Cardenas, who appeared at the sentencing
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hearing through a Spanish-language interpreter, did not object to the Guidelines
calculation. Instead, he filed a motion for a downward variance from that
sentencing range, arguing that a twelve-month sentence would be sufficient, but
not greater than necessary, to achieve the goals of sentencing. He noted that the
instant conviction was his only immigration-related conviction, it was non-
violent, and it did “not involve any additional aggravating factors outside of the
basis for his state conviction for Possession of a Controlled Substance.” Def.’s
Mot. for Variant Sentence at 3; R. Vol. 1 at 29.
At his sentencing hearing, the court listened carefully to both sides,
including Mr. Posada-Cardenas’s argument for a variant sentence of twelve
months. The court ultimately rejected that argument, stating:
[T]he . . thing that concerns me, concerns me greatly, is the fact that
this defendant chose an increasing degree of seriousness to the
charges, and a . . . developing propensity for violence, which is
demonstrated at the time of his arrest and his resistance to the arrest.
But we’re not talking about a person that is in possession of
drugs for their own use. One of these offenses involved a kilogram .
. . of cocaine.
I’m very concerned because this is the . . . fourth felony
conviction for this defendant. There’s three prior convictions. I’m
also concerned, and very distressed, that the state criminal defense
system manages to have somebody with three felony convictions and
yet, looking at the record, in addition to that there are violations of
probation, he’s never once successfully completed any program.
Tr. of Sentencing Hr’g at 9; R. Vol. 1 at 117. The district court then made the
remark which is the focus of this appeal, when it stated, “[a]nd I’m further
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distressed that for the amount of time he’s been in this country, he’s never even
bothered to try to learn English, or if he has, he hasn’t done it enough that he
doesn’t need an interpreter today.” Id. The court continued:
That shows no effort to adjust to the – or comply with the laws
or the customs of this country. It shows an increasing dependency
upon drugs, it shows a developing resort to violence, and I don’t
believe that there’s any justification for a downward departure, or for
a variance in this case.
Id. The court then stated it found “no reason to depart from the sentencing
guideline recommendation,” and sentenced Mr. Posada-Cardenas to twenty-seven
months’ imprisonment, “to be served consecutively and not concurrently with the
sentence now being served in the state of Colorado.” Id. at 25-26. This appeal
followed.
Mr. Posada-Cardenas argues his sentence is substantively unreasonable
because the district court relied on an improper reason for denying his motion for
a downward variant sentence in that it relied upon Mr. Posada-Cardenas’s failure
to learn English. This, he claims, is merely a guise for improperly considering his
ethnicity and country of origin.
We review a sentence “for reasonableness under an abuse-of-discretion
standard.” Peugh v. United States, 133 S. Ct. 2072, 2080 (2013).
“Reasonableness review is a two-step process comprising a procedural and a
substantive component.” United States v. Verdin-Garcia, 516 F.3d 884, 895 (10th
Cir. 2008). “Procedural reasonableness involves using the proper method to
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calculate the sentence. Substantive reasonableness involves whether the length of
the sentence is reasonable given all the circumstances of the case in light of the
factors set forth in 18 U.S.C. § 3553(a).” United States v. Conlan, 500 F.3d 1167,
1169 (10th Cir. 2007) (citation omitted). 1 More particularly, “[a] sentence is
procedurally unreasonable if the district court incorrectly calculated or fails to
calculate the Guidelines sentence, treats the Guidelines as mandatory, fails to
consider the § 3553(a) factors, relies on clearly erroneous facts, or inadequately
1
An initial possible question in this case is whether we should review the
claimed error as a procedural error or a substantive error. Our court has found
that consideration of an improper or irrelevant factor may be a procedural error.
See, e.g., United States v. Lente, 647 F.3d 1021, 1031 (10th Cir. 2011); United
States v. Wittig, 528 F.3d 1280, 1284-85 (10th Cir. 2008). On the other hand, as
Mr. Posada-Cardenas urges, one could argue that our decision in United States v.
Smart, 518 F.3d 800 (10th Cir. 2008), supports the view that the district court’s
consideration of Mr. Posada-Cardenas’s language skills was a substantive error,
akin to the consideration of a defendant’s race in selecting a sentence. Mr.
Posada-Cardenas did not object contemporaneously to the district court’s
comments about his English language ability. Thus, if those comments amount to
a procedural error, Mr. Posada-Cardenas may not challenge them on appeal unless
he demonstrates plain error. United States v. Poe, 556 F.3d 1113, 1128 (10th Cir.
2009). By contrast, a defendant need not object at the time of sentencing to an
error implicating the substantive reasonableness of a sentence. Furthermore, a
sentence which is within the advisory Guidelines sentencing range is entitled to a
presumption of substantive reasonableness on appeal. Our standard of review is
accordingly affected by the characterization of the district court’s claimed error as
procedural or substantive.
We conclude that we need not resolve this conundrum because, as we
explain infra, we would find Mr. Posada-Contreras’s sentence procedurally and
substantively reasonable under any standard of review. Furthermore, the
government agrees that we may appropriately review this sentence under the
deferential abuse–of-discretion standard, rather than the stricter plain error
standard.
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explains the sentence.” United States v. Haley, 529 F.3d 1308, 1311 (10th Cir.
2008). “[S]ubstantive reasonableness review broadly looks to whether the district
court abused its discretion in weighing permissible § 3553(a) factors in light of
the totality of the circumstances.” United States v. Sayad, 589 F.3d 1110, 1118
(10th Cir. 2009). Under this standard, we will “deem a sentence unreasonable
only if it is arbitrary, capricious, whimsical, or manifestly unreasonable.” United
States v. Gantt, 679 F.3d 1240, 1249 (10th Cir.), cert. denied, 133 S. Ct. 555
(2012).
Applying the deferential abuse-of-discretion standard to the question of the
substantive reasonableness of the sentence in this case, as both parties concede is
appropriate, we find no such abuse. It is clear from the totality of the district
court’s discussion at sentencing that Mr. Posada-Cardenas’s failure to learn
English was but one small consideration in the district court’s sentencing
calculus. The government “agrees with Mr. Posada-Cardenas that [the district
court’s] observation as to [Mr. Posada-Cardenas’s] English language skills was
probably unwarranted.” United States Answer Br. at 3. But the government
further correctly observes that nothing in the record supports the claim that this
observation was a proxy for race or ethnicity. 2 Rather, the record makes it clear
2
Rather, the district court’s comment seems more likely to have been a
comment on the degree of Mr. Posada-Cardenas’s cultural assimilation, which
may be a consideration in determining the propriety of a departure. See USSG
§ 2L1.2 cmt.n.8. See United States v. Galarza-Payan, 441 F.3d 885 (10th Cir.
(continued...)
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that the district court was far more concerned with Mr. Posada-Cardenas’s prior
felony convictions, probation violations and propensity for violence.
In sum, the district court did not abuse its discretion in imposing the
presumptively reasonable sentence it selected. For the foregoing reasons, we
AFFIRM that sentence.
ENTERED FOR THE COURT
Stephen H. Anderson
Circuit Judge
2
(...continued)
2006).
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